In the Matter of the Compensation of the Beneficiaries of Marian A. Williams, Deceased. HEWITT v. STATE ACCIDENT INSURANCE FUND CORPORATION
CA 19548, SC 28252
Supreme Court of Oregon
Argued and submitted April 7, affirmed November 16, 1982
294 Or 33 | 653 P.2d 970
ROBERTS, J.
Eric R. Friedman, Portland, argued the cause for respondent on review. With him on the briefs was Fellow, McCarthy, Zikes & Kayser, P.C., Portland.
Margaret H. Leek Leiberan and Mitchell, Lang & Smith, Portland, filed a brief Amicus Curiae on behalf of the American Civil Liberties Union.
Cynthia L. Barrett, Portland, filed a brief Amicus Curiae on behalf of the Oregon Trial Lawyers Association.
ROBERTS, J.
Peterson, J. concurred in part and dissented in part and filed an opinion in which Campbell, J. joins.
We are asked in this case to determine the constitutionality of
“In case an unmarried man and an unmarried woman have cohabited in this state as husband and wife for over one year prior to the date of an accidental injury received by such man, and children are living as a result of that relation, the woman and the children are entitled to compensation under
ORS 656.001 to656.794 the same as if the man and woman had been legally married.”
Claimant in this case, Floyd Hewitt, Jr., cohabited in Oregon with Marian A. Williams, a female, from 1974 until Williams‘s death as a result of a compensable industrial accident in 1979. When a child was born to the couple in 1976, claimant and Williams executed a joint declaration of paternity naming claimant as father. Following Williams‘s death, claimant filed a claim for compensation under
Claimant challenges the constitutionality of
“No law shall be passed granting to any citizen or class of citizens privileges, or immunities, which, upon the same terms, shall not belong to all citizens.”
The
“No state shall make or enforce any law which shall abridge the privileges or immunities of citizens of the United States; nor shall any state deprive any person of life, liberty, or property, without due process of law; nor deny to any person within its jurisdiction the equal protection of the laws.”
This court‘s forays into the field of alleged gender discrimination have been neither frequent nor recent.3 This court first considered the issue of gender discrimination in the case of State v. Baker, 50 Or 381, 92 P 1076 (1907). Baker was a criminal prosecution against the proprietors of a saloon for allowing a woman under the age of 21 to
It was not until 1956 that this court again considered the validity of legislation which effects unequal treatment of men and women. In State v. Hunter, 208 Or 282, 300 P2d 455 (1956) we upheld the constitutionality of a statute which prohibited females from participating in wrestling exhibitions or competitions. We restated State v. Baker to the effect that nature divides citizens “into the two great classes of men and women,” and elaborated:
“We take judicial notice of the physical differences between men and women. These differences have been recognized in many legislative acts, particularly in the field of labor and industry, and most of such acts have been upheld as a proper exercise of the police power in the interests of the public health, safety, morals, and welfare ***. Moreover, there is no inherent right to engage in public exhibitions of boxing and wrestling. Both sports have long been licensed and regulated by penal statute and, in some cases, absolutely prohibited. It is axiomatic that the Fourteenth Amendment to the U.S. Constitution does not protect those liberties which civilized states regard as properly subject to regulation by penal law. Neither does Art 1, § 20, of the Oregon Constitution.” 208 Or at 286-87.
“In addition to the protection of the public health, morals, safety, and welfare, what other considerations might have entered the legislative mind in enacting the statute in question? We believe that we are justified in taking judicial notice of the fact that the membership of the legislative assembly which enacted this statute was predominately masculine. The fact is important in determining what the legislature might have had in mind with respect to this particular statute, in addition to its concern for the public weal. It seems to us that its purpose, although somewhat selfish in nature, stands out in the statute like a sore thumb. Obviously it intended that there should be at least one island on the sea of life reserved for man that would be impregnable to the assault of woman. It had watched her emerge from long tresses and demure ways to bobbed hair and almost complete sophistication; from a creature needing and depending upon the protection and chivalry of man to one asserting complete independence. She had already invaded practically every activity formerly considered suitable and appropriate for men only. In the field of sports she had taken up, among other games, baseball, basketball, golf, bowling, hockey, long distance swimming, and racing, in all of which she had become more or less proficient, and in some had excelled. In the business and industrial fields as an employe or as an executive, in the professions, in politics, as well as in almost every other line of human endeavor, she had matched her wits and prowess with those of mere man, and, we are frank to concede, in many instances had outdone him. In these circumstances, is it any wonder that the legislative assembly took advantage of the police power of the state in its decision to halt this ever-increasing feminine encroachment upon what for ages had been considered strictly as manly arts and privileges? Was the Act an unjust and unconstitutional discrimination against woman? Have her civil or political rights been unconstitutionally denied her? Under the circumstances, we think not.” 208 Or at 287-88.4
In Frontiero v. Richardson, 411 US 677, 93 S Ct 1764, 36 LEd 2d 583 (1973), a female military officer challenged a requirement that she demonstrate that her spouse was dependent upon her for at least fifty percent of his maintenance in order to receive dependents’ benefits. Male personnel received the benefits without such a showing on the part of female dependents. Four of the justices found gender, like race, to be a “suspect” classification bearing a heavy burden of justification. Justice Stewart found “invidious discrimination” on the basis of Reed. The three justices who joined Justice Powell in concurring on the basis of Reed specifically stated they would not add gender to the list of suspect categories.
Wengler v. Druggists Mutual Insurance Company, supra, invalidated a statute similar to the one at issue in this case. There the husband claimed workers’ compensation benefits for the death of his wife in a work-related accident. The law required Wengler, because he was a man, to demonstrate his dependency in order to be eligible for compensation. This he was unable to do. In deciding the case the court refers to a “heightened scrutiny under the Equal Protection Clause.” 446 US at 152.
The Supreme Court when faced with gender discrimination challenges imposes what has come to be known as an “intermediate tier” scrutiny somewhere between a “rational basis” equal protection test and a “strict scrutiny” test. Emden, Intermediate Tier Analysis of Sex Discrimination Cases: Legal Perpetuation of Traditional Myths, 43 Alb L Rev 73, 1978-1979; Gunther, The Supreme Court 1971 Term — Foreward: In Search of Evolving Doctrine on a Changing Court: A Model for a Newer Equal Protection, 86 Harv L Rev 1, 34 (1972-1973). The apparent inconsistency of results6 under the court‘s “heightened” but not “strict”
There is no requirement in this case that this court adopt a fourteenth amendment standard for the application of
It is quite clear that the law in question,
We have often said in dicta that like the fourteenth amendment,
This “suspect class” and “strict scrutiny” language has found its way into the law of the various states as well, as courts have been called upon to determine the constitutionality of particular state statutes in the face of state
“§ 8. Business, profession, vocation or employment; sex, race, creed, color, or national or ethic origin
“Sec. 8. A person may not be disqualified from entering or pursuing a business, profession, vocation, or employment because of sex, race, creed, color, or national or ethic origin.”
The Louisiana provision reads:
“§ 3. Right to Individual Dignity
“Section 3. No person shall be denied the equal protection of the laws. No law shall discriminate against a person because of race or religious ideas, beliefs, or affiliations. No law shall arbitrarily, capriciously, or unreasonably discriminate against a person because of birth, age, sex, culture, physical condition, or political ideas or affiliations. Slavery and involuntary servitude are prohibited, except in the latter case as punishment for crime.”
The Utah provision appears in
“Section I. [Equal political rights.]
“The rights of citizens of the State of Utah to vote and hold office shall not be denied or abridged on account of sex. Both male and female citizens of this State shall enjoy equally all civil, political and religious rights and privileges.”
The Wyoming provision states:
“§ 3. Equal political rights.
“Since equality in the enjoyment of natural and civil rights is only made sure through political equality, the laws of this state affecting the political rights and privileges of its citizens shall be without distinction of race, color, sex, or any circumstance or condition whatsoever other than individual incompetency, or unworthiness duly ascertained by a court of competent jurisdiction.”
SAIF argues that the statute embodies legislative concern for workers’ dependents and its purpose is to provide only for women because women are assumed to be dependent on men more often than the reverse. If we were convinced of this interpretation the issue of the constitutionality of the classification could be speedily resolved. The assumption of female dependency is “an archaic and
The Court of Appeals found it apparent from the statute that its purpose was to give assistance to the surviving members of the family, not to women as a disadvantaged group, supra, 54 Or App at 402.
In 1973,
The section of the bill amending
Discussion of the constitutionality of the statute ensued. When faced with a suggestion by one committee member that judicial invalidation of the statute could follow a successful constitutional attack, another committee member responded that they did not want “the attorney general or the court to throw it out.” Id. There was general agreement among committee members in support of this sentiment. In an apparent attempt to resolve the impasse created by Representative Wilhelms‘s dissatisfaction with the Senate amendment one committee member suggested they delete the entire section. This idea gained no support. The discussion once again indicates the committee‘s concern that benefits be available to children. Id. No
That the statute was designed to benefit the family unit is apparent from the eligibility requirements of the statute itself. Without a child of the relationship living with the family a cohabitor is ineligible. Thomas v. SAIF, 8 Or App 414, 495 P2d 46 (1972). Without an entitled parent, i.e., cohabitation for over one year prior to injury, a child cannot benefit. A family must exist before entitlements ensue.16
It is apparent that the gender classification of
We turn now to the issue of the appropriate remedy. Respondent urges invalidation of the entire statute arguing that whenever a statute is found unconstitutional its invalidation is the only remedy; claimant desires extension of benefits to himself and all classes unconstitutionally excluded.
Cases from other jurisdictions have remedied unconstitutional provisions in workers’ compensation laws with a variety of results. Thus Arp v. Workers’ Compensation Appeal Board, supra, invalidated a statutory presumption of female dependency and held extension of benefits to be inappropriate without a reasonably clear expression of legislative intent. The court was careful to demonstrate that the family unit would not suffer as a result of its decision. Both parents remained eligible if they could demonstrate dependency; and the children would now receive the full death benefit that was originally awarded to the widow. Day v. W.A. Foote Memorial Hospital, Inc., supra, invalidated a similar statutory presumption of dependency for widows. The court found extension inappropriate in light of a deliberate legislative decision to exclude widowers. Swafford v. Tyson Foods, Inc., supra, struck a similar statutory presumption and extended benefits. The court indicated that legislative abolition of the gender distinction after the case was filed demonstrated an intent to provide compensation to all survivors equally. Tomarchio v. Township of Greenwich, supra, extended a similar dependency presumption to widowers. The court was persuaded that in light of legislative revisions to the workers’ compensation laws subsequent to the filing of the case extension was the remedy least destructive of the dominant plan to provide dependency benefits. Davis v. Aetna Life & Cas. Co., supra, extended a similar dependency presumption to men. Legislative revisions since the case arose indicated to the court an intent to provide equal treatment. Passante v. Walden Printing Company, supra, extended the statutory presumption of dependency to widowers without discussion. In Insurance Company of North America v. Russell, supra, a
Our sister states’ decisions are illustrative for a number of reasons. First, they demonstrate there is no universal rule compelling invalidation of constitutionally defective statutes. Second, contrary to the dissent‘s view that we should not extend the statute, these opinions affirm that courts are not without power to repair such statutes in appropriate circumstances. Finally, they provide an analytical framework by which the appropriate remedy may be assessed: we first examine the legislative purpose in providing benefits under the challenged statute; we then resolve what the legislature would have done if faced with the invalid statute. Would it terminate coverage to all recipients or extend benefits to those improperly excluded? We find equally strong support for the proposition that
“Where a statute is defective because of underinclusion there exist two remedial alternatives: a court may either declare [the statute] a nullity and order that its benefits not extend to the class that the legislature intended to benefit, or it may extend the coverage of the statute to include those who are aggrieved by exclusion.”
Wiesenfeld, supra, examined the legislative purpose in providing Social Security benefits to widows and found extension of benefits to widowers the alternative least disruptive of that purpose.
In Wengler, supra, the United States Supreme Court remanded the case to the Missouri Supreme Court for the specific purpose of addressing the issue of extension or invalidation. The court stated:
“We are left with the question whether the defect should be cured by extending the presumption of dependence to widowers or by eliminating it for widows. Because state legislation is at issue, and because a remedial outcome consonant with the state legislature‘s overall purpose is preferable, we believe that state judges are better positioned to choose an appropriate method of remedying the constitutional violation.” 446 US at 152-53.
As we have seen, the purpose of
This court has never addressed the issue of remedy in a case like the present. Our analysis appropriately includes consideration of the remedial alternative of extension of benefits to the excluded class. This is so because even though the classification is unconstitutional the underlying purpose of the statute remains valid. Where, as here, the statutory classification is underinclusive, the court must examine legislative history to assess how best to maintain the objective sought to be achieved by the statute. In addition, we are reluctant to adopt a policy of per se invalidation of statutes containing discriminatory classifications. Such a policy provides a disincentive for litigants to challenge objectionable statutes. More importantly, we are not convinced that denial of benefits to all adequately and fairly resolves the problem of discriminatory laws. We see no reason why in this case, for example, the entitlements of female cohabitants and their families should be eliminated so that the rights of male cohabitants and their families may be vindicated.18
Affirmed.
PETERSON, J., concurring in part; dissenting in part.
I concur in that portion of the majority opinion which holds that
The vexing problem in this case is whether, because
In 1973, Senate Bill 46 proposed to amend
(Bracketed words represent deleted language; italicized words are new language):
“656.226 In case an unmarried man and an unmarried woman have cohabited in this state as husband and wife for over one year prior to the date of an accidental injury received by [such man] one of them, and children are living as a result of that relation, the [woman] other and the children are entitled to compensation under
ORS 656.001 to656.794 the same as if the man and woman had been legally married.”
The amendment was rejected. One irrebutable conclusion can be drawn from the 1973 history: The legislature then intended that
Legislatures pass laws. Courts interpret laws. Had it known that
The solution enacted by the majority is only one of several actions the legislature might take after this law is nullified. There are other possible solutions to the problem, each solution having significant fiscal and sociological consequences. If we do nothing but discharge our constitutionally-appointed task and nullify the offending statute, the legislature, when it convenes in January, 1983, will undoubtedly consider the problem. It might consider these solutions in responding to our decision invalidating
Do nothing. - Extend the benefits of
ORS 656.226 consistent with this court‘s judicial extension of coverage by amendment along the lines proposed in 1973. - Provide benefits to male and female cohabitants alike, but only if the injured person was a family‘s principal wage earner.
- Provide benefits to male and female cohabitants alike if proof of dependency is shown.
- Decide upon a solution incorporating some of the features of 2, 3, and 4 above.
The legislature could also provide for continued benefits to claimants who were receiving benefits before the date of our decision invalidating
Legislatures should not look to courts to discharge legislative functions. When legislatures pass laws which may be unconstitutional, expecting the courts to rewrite the law in constitutional terms, courts should not accept the invitation.20
True, many courts, when faced with the choice of invalidation of an unconstitutional benefits statute vis-a-vis extension of underinclusive statutes by judicial act have extended benefits to the excluded class. Most of the cases in which judicial extension has occurred involved statutes which already extended benefits to the excluded class, but required a higher showing — a greater degree of proof — to qualify for benefits. One leading case, Califano v. Goldfarb, 430 US 199, 97 S Ct 1021, 51 L Ed 2d 270 (1977), typifies such cases. There, widows of deceased workers qualified for survivor‘s benefits without proof of dependency. Widowers were ineligible unless they proved that they received more than half of their support from their deceased wife. The Supreme Court struck the requirement that male claimants
The only recent Supreme Court case discussing the question of extension versus invalidation is Califano v. Westcott, 443 US 76, 99 S Ct 2655, 61 L Ed 2d 382 (1979) (AFDC - Unemployed Father program provided welfare benefits to families with young children in which the father was unemployed, but not to families with young children in which the mother was unemployed, held violative of equal protection component of Fifth Amendment due process; extension to families with unemployed mothers held proper remedy). In Westcott the Massachusetts Public Welfare Commissioner stipulated that some form of judicial extension should be made. 443 US at 90. The commissioner argued that the least disruptive extension would be to extend benefits to children when the unemployed person was the principal wage earner. This suggestion was rejected, and extension was granted because nullification “*** would impose hardship on beneficiaries whom Congress plainly meant to protect.” 443 US at 90. The court specifically noted that “[s]ince no party has presented the issue of extension versus nullification for review, we would be inclined to consider it only if the power to order extension were clearly beyond the constitutional competence of a federal district court.” 443 US at 91. Even so, four justices dissented on the ground that the court was usurping the prerogatives of the legislature. 443 US at 93-96.22
The effect of this court‘s opinion is to enact a new law. I have no experience as a legislator, but I suspect that it is sometimes impossible to obtain a majority for any one change to a statute even though a majority of the legislators agree that some change should be made. Thus, the fact that we nullify and extend may have legislative significance apart from the outcome of this case. If the legislature is unable to agree on a solution, this court‘s “legislative” solution would remain in force.
The point is not only that courts are forbidden to legislate, we lack the resources to make legislative decisions. Though we may possess judicial ingenuity, we have no knowledge of the fiscal implications of our opinion, and little knowledge of its other implications. We have no idea what the legislature‘s collective belief is concerning the extension of benefits to able-bodied, nondependent male claimants24 as compared with some other form of relief to families of injured or deceased unmarried workers who have living children as a result of cohabiting with another person. Were I a legislator, in all probability I would do what the majority has done in extending benefits. But I might
The legislature convenes in two months, perhaps earlier. It has the power to avoid almost every adverse effect of invalidation, even those occurring before it convenes. That is its constitutionally-appointed job, and we should let them do it.26
The legislature, by virtue of
Campbell, J., joins in this opinion.
