Hernandez v. ThalerHernandez v. Thaler
In substance, petitioner-appellant Alfred Hernandez seeks a certificate of appealability (a “COA”) granting him permission to appeal the district court’s denial of his motion for relief from judgment under
A Texas jury convicted Hernandez of aggravated robbery in 1997, and the trial court sentenced him to a term of forty-five years imprisonment. The Thirteenth Court of Appeals in Corpus Christi affirmed his conviction on January 6, 2000. Hernandez did not file a petition for discretionary review with the Texas Court of Criminal Appeals (“the CCA”), so his conviction became final on March 7, 2000. 3 According to Hernandez, his attorney never informed him that the court of appeals had denied his appeal or that he had a right to file a petition for discretionary review with the CCA. Instead, Hernandez states, he did not learn his conviction had been affirmed “until about two years later” when he sent an inquiry to the CCA.
Hernandez filed a state application for a writ of habeas corpus on June 17, 2003, more than three years after his conviction became final. His state habeas application alleged claims of ineffective assistance of counsel at trial, ineffective assistance of counsel on appeal, and prosecutorial misconduct. In December 2004, the CCA granted the application in part, authorizing Hernandez to file an out-of-time petition for discretionary review and ordering Hernandez “returned to the point at which he can file a meaningful petition.” Hernandez filed a petition for discretionary review in January 2005, and the CCA denied it on March 16, 2005.
A little more than two months later, on May 27, 2005, 4 Hernandez filed his federal habeas petition. The Western District of Texas docketed the petition under cause number 5:05-cv-0533. Hernandez’s federal habeas petition raised the same three claims his state habeas application raised. On May 4, 2006, the district court issued a memorandum opinion and order in which it concluded that Hernandez’s petition was barred by AEDPA’s statute of limitations. 5 The same day, the district court entered a final judgment. The judgment contained several errors, 6 but it is clear from the record that Hernandez, the district court, and this court all understood that his petition had been dismissed on limitations grounds. 7 In December 2006, this court denied Hernandez’s motion for a COA.
Fast forward three-and-a-half years. On March 16, 2010, Hernandez filed a
On April 12, 2010, Hernandez timely filed a notice of appeal under cause number 5:05-cv-0533 that stated “that petitioner wishes to appeal this court’s decision of March 30, 2010.” However, the district court did not enter any orders in cause number 5:05-cv-0533 on March 30, 2010. The order of March 30, 2010, was entered under cause number 5:10-cv-0219. Hernandez never filed a notice of appeal that listed cause number 5:10-cv-0219.
II.
AEDPA allows a petitioner to appeal a district court’s final order in a § 2254 proceeding only if either this court or the district court issues a COA. 9 “ ‘When the district court denies a habeas petition on procedural grounds without reaching the prisoner’s underlying constitutional claim,’ as here, a certificate of appealability should issue only when the prisoner shows both ‘that jurists of reason would find it debatable whether the petition states a valid claim of the denial of a constitutional right and that jurists of reason would find it debatable whether the district court was correct in its procedural ruling.’ ” 10
A.
Before turning to the merits of Hernandez’s motion for a COA, we pause to assure ourselves of our jurisdiction.
11
Habeas proceedings are civil actions,
12
and the timely filing of a notice of appeal is a jurisdictional prerequisite to a civil appeal.
13
Hernandez seeks to appeal an order entered on March 30, 2010, in cause number 5:10-ev-0219, but he filed his notice of appeal in cause number 5:05-cv-0533. We must determine whether Hernandez’s error in listing the wrong cause
We conclude that it does not. The Federal Rules of Appellate Procedure “have for their primary purpose the securing of speedy and inexpensive justice in a uniform and well ordered manner; they were not adopted to set traps and pitfalls by way of technicalities for unwary litigants.” 14 In accordance with that purpose, “a policy of liberal construction of notices of appeal prevails in situations where the intent to appeal ... [a] mislabeled ruling is apparent and there is no prejudice to the adverse party. The party who makes a simple mistake in designating the judgment appealed from does not forfeit his right of appeal where the intent to pursue it is clear.” 15 We have previously held that the mistake of a party whose attorney inadvertently listed the wrong case number on a notice of appeal was “excusable neglect” where the attorney recognized the mistake and moved to amend the notice. 16 Today we adopt the view previously expressed by the Seventh, 17 Ninth, 18 Eleventh, 19 and Federal 20 Circuits that even when an appellant has not moved to correct his mistake in listing an incorrect docket number, the notice of appeal is still effective so long as the “the intent to appeal from a specific ruling can fairly be inferred by probing the notice and the other party was not misled or prejudiced.” 21
Here, Hernandez’s notice of appeal clearly states his intention to appeal the district court’s order of March 30, 2010. The arguments in Hernandez’s memorandum of law in support of his motion for a COA also make it apparent that he is challenging the March 30, 2010 order. That he listed the wrong cause number on the notice does not make his intention any less apparent.
22
In addition, there is no
B.
We conclude that Hernandez’s filing of March 16, 2010, should be construed as a motion under
If Hernandez’s March 16, 2010 filing is construed as a second or successive habeas petition, then it must be dismissed. 28 As a threshold matter, Hernandez failed to move this court for an order authorizing the district court to consider the petition. 29 Further, the two claims documented in the March 16, 2010 filing — ineffective assistance of trial counsel and denial of due process due to prosecutorial misconduct— are identical to the two claims presented in Hernandez’s 2005 habeas petition, which means the March 16, 2010 filing would be a second or successive habeas petition. 30 And AEDPA mandates that “[a] claim presented in a second or successive habeas corpus application under section 2254 that was presented in a prior application shall be dismissed.” 31
We should adjudicate Hernandez’s latest filing on its merits if possible,
32
and
Liberally construed, Hernandez’s March 16, 2010 filing is just such a motion. Both the memorandum of law he attached to that filing and the brief he filed in support of his motion for a COA contend that the Supreme Court’s decision in
Jimenez
entitles him to have his habeas petition considered on the merits. As discussed in greater detail below,
Jimenez
announced a new rule for determining when AEDPA’s statute of limitations begins to run in cases in which the CCA has allowed the petitioner to file an out-of-time appeal. The substance of Hernandez’s March 16, 2010 filing thus “alleges that the federal courts misapplied the federal statute of limitations set out in § 2244(d).”
36
Therefore, we construe that filing, which was docketed under cause number 5:10-cv-0219, as a motion under
A habeas petitioner in Hernandez’s situation must obtain a COA before he can appeal the denial of a
C.
Hernandez cannot demonstrate that he is entitled to relief under
Hernandez’s argument for relief from the 2006 judgment arises out of a distinctive feature of Texas habeas jurisprudence. The CCA occasionally determines that a state habeas applicant’s direct appeal should be revived and that the applicant should be allowed to file an “out-of-time” petition for discretionary review in the CCA. When the CCA “grants the right to file an ‘out-of-time’ [petition for discretionary review], it restores the petitioner to the position he was in when he first possessed the right to petition for discretionary review.”
42
AEDPA’s one-year statute of limitations does not begin to run until “the conclusion of direct review or the expiration of the time for seeking such review.”
43
In
Salinas,
we held that the CCA’s decision to allow an out-of-time direct appeal did not reset AEDPA’s one-year limitations clock.
44
The Supreme Court overruled
Salinas
in
Jimenez,
holding that “where a state court grants a criminal defendant the right to file an out-of-time direct appeal during state collateral review, but before the defendant has first sought federal habeas relief, his judgment is not yet ‘final’ for purposes of
The gravamen of Hernandez’s
Well-settled precedent dictates that Hernandez may not use
The District Court’s interpretation [of the AEDPA statute of limitations] was by all appearances correct under the ... then-prevailing interpretation of28 U.S.C. § 2244(d)(2) . It is hardly extraordinary that subsequently, after petitioner’s case was no longer pending, this Court arrived at a different interpretation .... [N]ot every interpretation of the federal statutes setting forth the requirements for habeas provides cause for reopening cases long since final. 50
Direct review of Hernandez’s federal habeas petition concluded in December 2006 when this court denied his first motion for a COA. Hernandez cannot use
III.
The district court’s decision to enter judgment dismissing Hernandez’s habeas petition as barred by limitations was correct under the law as it existed in 2006. That the law has subsequently changed does not entitle Hernandez to relief from the judgment under
Notes
.
.
. Hernandez filed a motion for reconsideration in the court of appeals, which the court denied on Friday, February, 3, 2000. He had thirty days from Monday, February 6, 2000, to file a petition for discretionary review.
See
. The district court did not docket the petition until June 1, 2005, but under the prison mailbox rule Hernandez's petition is deemed to have been filed on the date he placed it in the prison mail system.
See, e.g., Stoot
v.
Cain,
.
See generally
. The judgment named Hernandez in the caption and listed the correct cause number, but the body of the judgment — instead of stating that petitioner Hernandez's petition was dismissed with prejudice as barred by the statute of limitations — stated that petitioner Daniel’s petition was dismissed without prejudice for failure to exhaust state remedies.
. Hernandez sought a COA from the district court, which denied it "for the reasons stated in this Court's Memorandum Opinion and Order ... dismissing [Hernandez's] petition as barred by limitations.” Hernandez filed with this court a motion for a COA, which stated that he was "requesting permission to appeal the district court’s denial of Petitioner’s petition for a writ of habeas corpus as
.
See
.
See
.
Jimenez,
.
See United States v. Key,
.
Woodford v. Ngo,
.
Bowles v. Russell,
.
Des Isles v. Evans,
.
C.A. May Marine Supply Co. v. Brunswick Corp.,
.
Marshall v. Hope Garcia Laucarte,
'
.
Scherer v. Kelley,
. Trs. of the Constr. Indus. & Laborers Health & Welfare Trust v. Hartford Fire Ins. Co., 578 F.3d 1126, 1128 (9th Cir.2009) (per curiam).
.
United States v. Grant,
.
Galloway v. Dep’t. of Agrie.,
No.2009-3279,
.
See Sanabria v. United States,
. Below,
see infra
section 11(B), we conclude that Hernandez’s March 16, 2010 filing should not have been docketed as a second
.
See Holt v. LeMaster,
. Hernandez's March 16, 2010 filing apparently prompted the district court to realize that its 2006 judgment contained several errors. On March 25, 2010, the district court
sua sponte
vacated its prior judgment and entered a corrected judgment pursuant to its authority under
.
Bledsuev. Johnson,
.
See, e.g., Guidroz v. Lynaugh,
.
See, e.g., Armstrong v. Capshaw, Goss & Bowers, LLP,
.
See, e.g., In re Flowers,
.
See
.
See, e.g., In re Cain,
.
.
See supra
notes 25-27 and cases cited therein;
cf. Rogers
v.
Hartford Life & Accident Ins. Co.,
.
Gonzalez v. Crosby,
.
Id.
at 532 n. 4,
.
Id.
at 533,
. See id.
.
See Ochoa Canales
v.
Quarterman,
.
Rocha v. Thaler,
. In his memorandum of law in support of his motion for a COA, Hernandez characterizes his March 16, 2010 filing as a habeas petition and argues that because it was filed within one year of the Supreme Court's decision in
Jimenez,
it was timely under
.
See, e.g., Bailey v. Ryan Stevedoring Co.,
.
Rocha,
.
Salinas,
.
.
.
. Where, as here, a party seeking to challenge his sentence under § 2254 did not file a petition for certiorari with the Supreme Court following the conclusion of his state-court direct appeal, a direct appeal becomes final for AEDPA purposes when the time expires for filing a petition for certiorari challenging the state high court's affirmance of the conviction.
See, e.g., Flanagan v. Johnson,
.
See
.
Bailey,
.
See, e.g., Hess v. Cockrell,
.
Gonzalez,
.
See Harper v. Va. Dep't. of Taxation,