Hernandez v. Superintendent, Fredericksburg-Rappahannock Joint Security CenterHernandez v. Superintendent, Fredericksburg-Rappahannock Joint Security Center
MEMORANDUM OPINION
This § 2254 action challenges a state court conviction for violation of a statute proscribing mask-wearing that conceals the wearer’s identity. In essence, petitioner, a Ku Klux Klan (“Klan”) member, was arrested while distributing Klan propaganda in full klan regalia, including a mask. He was subsequently convicted of violating Virginia Code § 18.2-422, which prohibits wearing a mask covering the face so as to conceal the identity of the wearer.
Petitioner asserts three grounds for relief. First, he claims the Virginia statute, as applied to him, violates his free speech rights guaranteed by the First and Fourteenth Amendments. Second, he contends that the Virginia Court of Appeals denied him Due Process because it improperly found as a matter of fact that he wore a mask to conceal his identity. And finally, petitioner claims the trial judge impermissibly imposed an unduly harsh sentence to punish petitioner for his Klan beliefs.
Respondent has filed a motion to dismiss. As a threshold matter, respondent argues that
Teague v. Lane,
In August 1989, petitioner was arrested on a felony charge of wearing a mask in public, in violation of Virginia Code § 18.2-422. 1 On the day of his arrest, petitioner was in Fredericksburg, Virginia, with two other persons for the purpose of distributing Klan literature. He was dressed in full Klan regalia, including a robe outfitted with a hood and a mask covering his face. The second member of the group, a woman, also wore the Klan robes, but wore no hood or mask. The third member of the group was attired in casual street clothes and wore no mask or Klan costume. A police officer dispatched to the scene found petitioner and his companions handing out Klan material on a sidewalk in the downtown business section of Fredericksburg. The officer approached the group and informed petitioner that he was under arrest for wearing a mask in public. Petitioner then removed his mask and handed it to the woman in the group. Arrested solely on the mask-wearing charge, petitioner was peaceful and cooperative throughout his arrest. The officer did not arrest petitioner’s companions, but admonished them not to block traffic by standing in the roadway.
On September 22, 1989, petitioner, by counsel, moved for dismissal of the mask-wearing charge during the preliminary hearing held in the General District Court for the City of Fredericksburg. Petitioner argued that the statute was unconstitutional on its face and as applied to him because it violated the Free Speech Clause of the First Amendment. That court declined to rule on the constitutionality of the statute and found probable cause to certify the charge to the grand jury. The grand jury returned an indictment against petitioner charging him with violating Virginia Code § 18.2-422. Petitioner subsequently filed a pre-trial motion to suppress the indictment. In a hearing before the Circuit Court for the City of Fredericksburg 2 , petitioner argued that his wearing of a mask, in this instance a mask attached by snap-fasteners to the traditional Klan hood, constituted an expression of symbolic speech, and therefore any attempt to suppress that symbolic speech violated his First Amendment right of expression. The Circuit Court disagreed, finding that the act of wearing a mask “is not communicative and articulates no specific idea,” and was therefore not entitled to constitutional protection. Recognizing that § 18.2-422 was enacted to curb Klan activities, the Circuit Court further found that even if the wearing of a mask were symbolic speech, the statute’s specific provisions had only a minimal impact on the right of free expression and served a compelling government interest in protecting the “political and social privileges” of its citizens.
Petitioner’s bench trial was held in the Circuit Court of the City of Fredericksburg. At trial, petitioner’s counsel stipulated that petitioner was wearing the mask in violation of the statute. Counsel asserted that petitioner’s only defense was a “constitutional” one. Petitioner testified on his own behalf. Under cross-examination he stated he was a Klan member dis
The “Grand Dragon” of the Virginia Klan, Roger Kelly, also testified for petitioner. Kelly stated that the hood was one of the symbols of the Klan. He related that when a Klan costume is ordered from the commercial manufacturer, the mask is automatically included with the hood. On cross-examination, Kelly described the mask as connected to the hood by three snaps so that it is detachable. Kelly conceded that the mask was an optional part of the Klan costume.
The trial judge rejected petitioner’s constitutional defense. Based on the evidence that the mask was detachable and an optional part of the costume, the judge found that the mask was not part of the Klan’s symbolic speech. Accordingly, the trial judge found petitioner guilty of the charge. At sentencing, the trial judge imposed on petitioner a 30-day jail sentence, suspended on the condition of five years’ good behavior, and a fine of $1,000. Petitioner appealed his conviction to the Court of Appeals of Virginia. On appeal, petitioner asserted that § 18.2-422 was unconstitutional on its face, that it was unconstitutional as applied to him, and that the trial judge impermissibly punished him for his Klan beliefs. After briefing and oral argument, the Court of Appeals rejected petitioner’s contentions and affirmed the conviction and sentence.
Hernandez v. Commonwealth,
(1) Virginia’s mask-wearing prohibition violates the First and Fourteenth Amendments guarantees of freedom of speech, due process, and equal protection as applied to petitioner;
(2) the Virginia Court of Appeals violated petitioner’s Fourteenth Amendment right to due process by finding, at the appellate level, that petitioner, who was presumed to intend the ordinary and natural consequences of his acts, had worn the mask to conceal his identify; and
(3) the unduly harsh sentence was imposed in retribution for petitioner’s espousal of Klan beliefs, in violation of his First and Fourteenth Amendment rights.
II.
The threshold issue is whether, as respondent argues,
Teague v. Lane,
[Stringer v. Block, — U.S. -,112 S.Ct. 1130 [117 L.Ed.2d 367 ] (1992)] established a two step process for applying the Teague doctrine. First, the district court must determine whether the decision relied on by the petitioner announces a new rule. Id. [— U.S. at -] at 1135. A decision establishes a new rule “when it breaks new ground or imposes a new obligation on the States or theFederal Government.” Teague, 489 U.S. at 301 [109 S.Ct. at 1070 .] If the habeas decision requires the application of a new rule, then the district court must decide whether either of the two Teague exceptions applies. Second, “[i]f, however, the decision did not announce a new rule, it is necessary to inquire whether granting the relief sought would create a new rule because the prior decision is applied in a novel setting, thereby extending the precedent.” Id. (citing Butler v. McKellar,494 U.S. 407 [110 S.Ct. 1212 ,108 L.Ed.2d 347 ] (1990)) (emphasis added). Under the second step, a decision “creates” a new rule “if the [habeas] result was not dictated by precedent existing at the time the defendant’s conviction became final.” Teague,489 U.S. at 301 [109 S.Ct. at 1070 ] (emphasis in original). And a result is not dictated if it is “susceptible to debate among reasonable minds.” Butler v. McKellar,494 U.S. at 415 [110 S.Ct. at 1217-18 ]. Through this formulation, the Supreme Court sought to “validate reasonable, good-faith interpretations of existing precedents made by state courts even though they are shown to be contrary to late decisions.” Id.
In sum, federal courts on habeas review cannot overturn state court convictions on the basis of rules announced since the date of the conviction or on the basis of rules not dictated by controlling precedent in effeet at the time the conviction became final. 4
Applied here the Teague-Stringer principles point persuasively, if not conclusively, to the conclusion that the disposition of the issues at bar involves neither a “new rule,” nor “the creation” of a new rule. No “new rule” is involved as neither petitioner nor respondent relies on any decision announced after petitioner’s conviction became final. Similarly, disposition of petitioner’s claims “creates” no new rule; rather, the result here is compelled by precedent existing at the time petitioner’s conviction became final.
III.
The Virginia anti-mask statute in issue here is of a genre not uncommon in this country. At least a dozen states have enacted such laws. They typically fall into one of two categories. The first category consists of statutes that prohibit public mask wearing where the wearer’s identity is concealed with the intent to interfere with the civil rights of another.
5
Laws that fall into the second category, of which § 18.2-422 is an example, prohibit public mask wearing that conceals the identity of the wearer, but provide for certain specific exceptions.
6
Commentators have traced the origin of both categories of laws to efforts to combat the Klan’s illegal, violent activities.
7
Because the reach of these
Symbolic Speech
In addressing matters of free speech, courts must be mindful that “[i]f there is a bedrock principle underlying the First Amendment, it is that the Government may not prohibit the expression of an idea simply because society finds the idea itself offensive or disagreeable.”
Texas v. Johnson,
The First Amendment literally forbids the abridgement only of “speech,” but we have long recognized that its protection does not end at the spoken or written word. While we have rejected “the view that an apparently limitless variety of conduct can be labeled ‘speech’ whenever the person engaging in the conduct intends thereby to express an idea,” United States v. O’Brien, [391 U.S. 367 , 376,88 S.Ct. 1673 , 1678,20 L.Ed.2d 672 (1968) ], we have acknowledged that conduct may be “sufficiently imbued with elements of communication to fall within the scope of the First and Fourteenth Amendments.” Spence [v. Washington,418 U.S. 405 , 409,94 S.Ct. 2727 , 2730,41 L.Ed.2d 842 (1974)].
The test for determining whether conduct qualifies as protected “speech” is whether “[a]n intent to convey a particularized message was present, and [whether] the likelihood was great that the message would be understood by those who viewed it.”
Johnson,
Generally, the government “has a freer hand in restricting expressive conduct than it has in restricting the written or spoken word.”
Johnson,
[A] government regulation is sufficiently justified if it is within the constitutional power of the Government; if it furthers an important or substantial government interest; if the governmental interest is unrelated to the suppression of free expression; and if the incidental restriction on alleged First Amendment freedoms is not greater than is essential to the furtherance of tan interest.
O’Brien,
Here, the burden is on petitioner to demonstrate, in the first instance, that his mask-wearing amounted to constitutionally-protected symbolic speech.
See Clark,
These findings by the state courts are mixed findings of fact and law requiring the application of legal principles to historical facts.
See Cuyler v. Sullivan,
Denial of Equal Protection
Next, petitioner advances two equal protection claims. First, petitioner claims that Virginia’s anti-mask statute is unconstitutional as construed by the state courts because it irrationally criminalizes wearing Klan hoods with snap-on masks, but not one-piece Klan hoods with non-detachable masks. Petitioner contends that the state courts have improperly vested clothing snaps with constitutional significance, and, therefore have denied equal protection to
Although imaginative, this argument is meritless. Neither the statute nor the state courts attach any significance to the manner with which a mask is attached. The key element of the statute is a mask which is worn “so as to conceal the identity of the wearer____” Va.Code 18.2-422. How the mask is affixed to the face or costume is of no concern under the statute. Both the snap-on mask wearer and the one-piece hood wearer are treated equally by the statute. 15
In his second equal protection claim, petitioner argues that the anti-mask statute violates the Equal Protection Clause because it criminalizes “politically-motivated” mask wearing, but not “holiday” or “bona fide theatrical” mask-wearing. Petitioner contends that he would not have been arrested had he been wearing the same costume with a snap-on mask in a theatrical production of
Birth of a Nation.
Such a distinction, asserts petitioner, is a denial of equal protection. This argument is baseless. The exceptions for holiday or theatrical masks do not create a distinction between non-political and politically-motivated mask-wearing. Indeed, politically-motivated mask-wearing for traditional holiday purposes (for example, wearing a Halloween mask caricaturing a political leader) or bona fide theatrical purposes do not violate the statute. The statutory exceptions are not content-based restrictions; rather, they are akin to permissible time, place, and manner restrictions.
See Clark,
Due Process
Petitioner contends he was denied Due Process on appeal because the Virginia Court of Appeals found that he had the intent to conceal his identity sufficient to merit his conviction, despite the fact that intent was not an issue at trial. He asserts that the Court of Appeals’ findings (i) that intent is an element of a § 18.2-422 violation and (ii) that petitioner had demonstrated such an intent amount to conviction by appellate fiat. Such a conviction, according to petitioner, violates his right to notice and opportunity to be heard as required by the Fourteenth Amendment.
As it happens, the Court need not reach the merits of this claim because petitioner implicitly waived it when, at trial, his counsel conceded a prima facie violation of the statute. Specifically, counsel stated:
I can at this point, perhaps, give the Commonwealth a hand by stipulating on behalf of the defendant, Buddy Hernandez, that being over sixteen years of age, he did wear the hood or other device whereby a substantial portion of his face was hidden or covered, so as to conceal his identity and did appear in a public place in the City of Fredericksburg, on or about August 13th, 1989. Those factsare not at issue, and a prima facie case is conceded.
Counsel stipulated to a violation of the statute in order to assert a “constitutional” defense. By stipulating to a prima facie case, petitioner effectively admitted all elements of the offense. In so doing, he essentially assumed the risk that subsequent courts might view the statute differently from the way he then interpreted it. Admittedly, counsel’s stipulation if a prima facie case does not specifically mention the element of intent. But petitioner cannot be permitted to stipulate to a prima facie case and then, when the constitutional defense fails, seek to attack collaterally the sufficiency of proof on an element of the offense. Accordingly, this claim must be dismissed.
Sentencing
In his final claim, petitioner asserts that the trial judge impermissibly imposed a more severe sentence than would otherwise have been imposed for a violation of the anti-mask statute for the purpose of punishing him for his Klan beliefs. Petitioner bases his claim on the following statement made by the trial judge at sentencing: “Despite the fact that I disagree with [petitioner’s beliefs] wholeheartedly, I am not going to punish him unduly because of those beliefs.”
Hernandez,
Conclusion
As petitioner has failed to demonstrate that his conviction under Va.Code § 18.2-422 was unconstitutional, his petition for writ of habeas corpus is not appropriately granted. Accordingly, the Court grants respondent’s motion and dismisses this action.
An appropriate Order shall issue.
Notes
. Virginia Code § 18.2-422 provides as follows:
It shall be unlawful for any person over sixteen years of age while wearing any mask, hood or other device whereby a substantial portion of the face is hidden or covered so as to conceal the identity of the wearer, to be or appear in any public place, or upon any private property in this Commonwealth without first having obtained from the owner or tenant thereof consent to do so in writing. However, the provisions of this section shall not apply to persons (i) wearing traditional holiday costumes; (ii) engaged in professions, trades, employment or other activities and wearing protective masks which are deemed necessary for the physical safety of the wearer or other persons; (iii) engaged in any bona fide theatrical production or masquerade ball; or (iv) wearing a mask, hood or other device for bona fide medical reasons upon the advice of a licensed physician or osteopath and carrying on his person an affidavit from the physician or osteopath specifying the medical necessity for wearing the device and the date on which the wearing of the device will no longer be necessary and providing a brief description of the device. The violation of any provisions of this section shall constitute a Class 6 felony.
. Circuit courts are Virginia’s general jurisdiction trial courts of record. General district courts are limited jurisdiction courts not of record.
. The first exception allows retroactive application of a new rule if the rule puts certain private conduct beyond the reach of State proscription.
See Teague,
. It is difficult not to see a progressive narrowing of the scope of habeas review from
Brown v. Allen,
. See, e.g., N.M.Stat.Ann. § 30-22-3 (1984); Conn.Gen.Stat. § 53-37a (1989); Del.Code Ann. tit. 11, § 1301(1)(g) (1987).
. See, e.g. Ga.Code Ann. § 16-11-38(a) (1988); Ala.Code § 13A-11-9(a)(4) (1982); Fla.Stat. §§ 876.12, 876.13 (1987); La.Rev.Stat.Ann. § 14:313 (West 1986); Mich.Comp.Laws § 750.-396 (1979); Minn.Stat. § 609.735 (1990); N.C.Gen.Stat. §§ 14-12.7, 14-12.8, 14-12.11 (1986); Okla.Stat. tit. 21, § 1301 (1981); and W.Va.Code § 61-6-22 (1989).
.
See, e.g.,
Note,
Klan, Cloth & Constitution: Anti-Mask Laws & the First Amendment,
25 Ga.L.Rev. 819 (1991); Rey,
Antimask Laws: Exploring the Outer Bounds of Protected Speech Under the First Amendment
— State
v. Miller, 260 GA. 669,
From the perspective of the 1990’s, it is easy to lose sight of the Klan’s history of vicious racist violence against blacks. See David Chalmers, Hooded Americanism: The First Century of the KKK, 1865-1965 (1965).
. For a list and summary of such cases,
see
Annot.
Validity and Construction of State Statute or Ordinance Prohibiting Picketing, Parading, Demonstrating, or Appearing in Public While Masked or Disguised,
.
See Chaplinsky v. New Hampshire,
.
See, e.g., Johnson,
. The eight factors are: (i) that the merits of the factual dispute were not resolved in the state court hearing; (ii) that the factfinding procedure in the state court was inadequate; (iii) that the material facts were not adequately developed in the state court proceeding; (iv) that the state court lacked subject matter or personal jurisdiction; (v) that the state court deprived an indigent petitioner of his constitutional rights by failing to appoint counsel; (vi) that the petitioner did not receive a full, fair, and adequate hearing in the state court; (vii) that the petitioner was otherwise denied due process of law; and (viii) that the factual determination of the state court is not fairly supported by the record. See 28 U.S.C. § 2254(d).
. Nor is there anything in the record to suggest that the trial court erred in according more weight to the testimony of Mr. Kelly than to that of petitioner regarding the significance of the mask.
. Since the precedent applied in this case predates petitioner’s conviction, Teague and its progeny do not bar federal habeas review of this state court determination.
. A different result might have obtained had the facts enabled petitioner to argue that by forcing Klan members to unmask themselves, the statute unconstitutionally restricts their First Amendment rights to anonymous speech and free association.
See, e.g., Talley
v.
United States,
. It may be, of course, that if wearing the hood were to constitute symbolic speech under the Spence test, then a person convicted under the anti-mask statute for wearing a hood with a non-detachable mask might successfully argue, on a factual record different from that presented here, that the statute unconstitutionally prohibits him from wearing the hood. Of course, a pair of scissors might suffice to cut the heart out of this argument.
. A successful equal protection attack against the anti-mask statute might be made by a person who also makes out a First Amendment symbolic speech argument.