*1 Sowder, DA, Lubbock, C. William Ricky HERNANDEZ, Appellant, State. PRICE, J., delivered the
The STATE of Texas. Court, MEYERS, WOMACK, in which JOHNSON, HOLCOMB, J., join. J.
No. 861-00. COCHRAN, J., joins with a note. Court of Criminal of Texas. granted we review to deter appeals mine whether the court of erred 14, 2001. Nov. holding that the admission of evidence ob tained in violation of the Fourth Amend ment is non-constitutional error. The Su preme Court has concluded Fourth Amendment exclusion of evidence obtained violation thereof and applicable requirement has held Amendment. states the Fourteenth Ohio, Mapp v. (1961). Therefore,
1684,
On direct erroneously court plained that the trial ap The court admitted the evidence. the evidence should peals held that stop that the traffic excluded because been seizure violated led to the evidence’s to the United States Hernandez Constitution. (Tex.App. 506-07 S.W.3d — Amarillo appeals concluded The court of Jr., Holder, Ham- that the error was non-constitutional Floyd Lynette D. 44.21 Lubbock, Appellate Procedure mond, under Rule of Appellant. (a) appellate If the Constitutional Error. 44.2 reads: 1. Rule reveals constitu- record in a criminal case
107
Powell,
directly
465, 481-82,
because it “did not
offend the Stone v.
428 U.S.
96
Constitution,
United States
was not re
(1976)
3037,
(holding
extend the Fourth conceded “there is Amendment exclusion- ary parole rule tó revocation proceedings); opinions some of our supports (b) defect, subject error, tional error that is Any harmless error Other Errors. other review, appeals the court of must reverse a irregularity, or variance that does not affect
judgment punishment of conviction or un- disregarded. substantial must be less the court determines a reason- able doubt that the error did not contribute punishment. conviction or KELLER, P.J., dissenting view court. Id. at filed a taken opinion, in which KEASLER S.Ct. 1602. HERVEY, J.J., join. Court resolved the COCHRAN, J., joins majority *3 part, possess the basis that it on the following and adds note: authority supervise
the to state courts. agree I the Chapman harmless er- (citing Phillips, Id. Smith v. 455 U.S. applies the ror standard to violations of (1982)). however, question, Fourth Amendment. I Constitutional and rights restrictions exclusionary federal nec- whether the rule government express do not contain exclu essarily applies punishment stage. at the rules, sionary but the rules See, e.g., Ryan, United States 236 F.3d constitutionally they are de based because (10th Cir.2001). con rive from the liberties and restrictions in the In other tained amendments. KELLER, Presiding Judge, filed a words, Mi the Court can enforce KEASLER, opinion in dissenting randa’s rule because the rule HERVEY, JJ., joined. constitutionally Specifically is based. sentencing, At State offered evi- pro to explained respect “[w]ith involving offense dence an extraneous courts, ‘authority ceedings state our is Appellant cocaine. appellant possessing enforcing to the commands of the limited ” objected claiming that this unsuccessfully, (quoting Id. United States Constitution.’ of, in violation inter evidence was obtained Virginia, Mu’Min alia, to the United (1991)). 1899, 114 and that exclusion- States Constitution analysis applies same in the instant The ary rule its have barred admission. We basis, case. a Without the erro- been to determine whether asked authority Court would obtained in neous admission to make the Fourth Amendment exclusion- the Fourth Amendment violation of ary applicable subject As a to states. amounts constitutional error to result, provisions Appellate harm Rule of analysis the erroneous of Texas 44.2(a).1 that it Procedure I would hold admission of evidence obtained not, is non-constitutional does instead Fourth Amendment must be Rule 44.2(b).2 governed by 44.2(a)’s Rule constitutional standard. judgment We reverse the of the Court b-t. for a remand police a Lubbock August
pursuant
Appellate
Rule
Procedure
private
to a
resi-
officer was summoned
44.2(a).
investigate
dispute
a domestic
dence
girlfriend.
his
involving appellant and
residence,
J.,
COCHRAN,
the offi-
joins
Upon arrival inside the
with note.
Tex.R.App.
that,
44.2(a)
appellate
punishment.
P.
[i]f
Rule
states
conviction or
44.2(a).
in a criminal case reveals constitution-
record
subject
al
re-
error that
harmless error
error,
view,
that,
44.2(b)
"[a]ny
appeals
court
reverse a
other
must
2. Rule
states
defect,
punishment
irregularity,
that does not
judgment of conviction or
unless
or variance
disregarded.”
affect
must
court determines
reasonable
substantial
Tex.R.App. 44.2(b).
P.
doubt that the error did not contribute
jacket
pants pocket onto a
as a
from his front
shotgun
cer found an unloaded
as well
lying
pistol
baggy
loaded
inside
shoe that was
floorboard—a
on the backseat
sleep-
officer,
appellant
not,
next to a sofa where
was
according to the
located
ing.
appellant
officer arrested
jacket
the officer first looked
when
girlfriend
aggravated assault of
seizing
baggy,
into the vehicle. After
arrest,
to that
conducted
search incident
appellant.
arrested
The State’s
the officer
two
during which the officer discovered
bag
that the
expert witness testified
plastic bags
pocket
appel-
in the front
stop
weigh-
cocaine
during this
contained
pants.
bags
lant’s
contained eleven
grams, including adulterants
ing .58
7.29
bags
weighing
smaller
of cocaine
objected
to this
Appellant
dilutants.
twice
grams.
placed appellant
The officer
*4
evidence,
in
claiming that it was obtained
police car and returned to the residence
and state Constitu-
violation of the federal
inside,
girlfriend.
offi-
with the
Once
the
that Article 38.28 of the Code of
tions and
sofa,
near
cer found more evidence
the
precluded
Criminal Procedure3
its admis-
pistol,
including
shotgun,
another
another
sion. The trial court admitted
evi-
othe
scales,
plate holding
a set of
a
a rolled
appellant
dence and
was sentenced to
residue,
dollar bill that contained white
a
$6,000
prison
in
a
twenty-five years
and
rolling papers,
bag
set of
of ammuni-
fine.
with,
charged appellant
tion. The State
that
Appeals
The Court of
determined
of,
jury
possession
and a
convicted him
admitting
the trial court erred
the evi-
with intent to
than
deliver more
four but
during the vehicle search.4
than
dence obtained
grams
less
of cocaine.
In concluding that the search violated the
sentencing phase,
At the
the
intro-
State
Amendment,
that
the court found
that
during
duced evidence
was obtained
being operated
not
“the vehicle was
11,1997
September
stop
traffic
of a vehicle
law,
of a traffic
and the State did
violation
appellant
passenger.
was a
articu-
prove
possessed
not
that the officer
stop
officer who conducted the
testified
lable facts which would create
reasonable
only
doing
his
reason for
so was be-
suspicion that
the vehicle or one of its
driving
cause the vehicle “was
with its
be,
was,
been,
would
occupants
had
or soon
lights
bright.” During
stop,
the
the
activity.”5 Then the
involved in criminal
officer
a flashlight
shined
into the vehicle
explained
court
and, though
initially
any-
he did not
see
“succinctly
clearly
posi-
had
stated its
thing suspicious,
appellant making
saw
tion
now
us:”6 the
question
on the
before
gestures.”
“furtive
interpreted
The officer
in violation of the
use of evidence obtained
gestures
by appellant
these
as an effort
not
violate
Fourth Amendment does
itself
place
something
either
or reach
Therefore,
court
the Constitution.7
or under
seat. The officer
floorboard
evidence,
reasoned, admission of such
appellant
then asked
to exit the vehicle
error,
appellant
baggy”
directly
toss a “little
did not
offend the
though
and saw
(Tex.
by
3."No
evidence obtained
an officer or oth-
4. See
HI
compulsory production
phraseology and did not con-
found
marily upon
the Constitu-
private papers
as exclusion.11 Ulti-
violated
cern remedies such
these
then,
and,
result,
the evidence could
mately,
nothing
the constitutional
tion
structure,
early history
at trial.14
the defendants
text or
be used
Amendment,
rely upon
indicates that its
did not
Importantly,
the Court
require the exclusion of unreason-
ex-
terms
Fourth Amendment alone for the
Rather,
ably obtained evidence.12
-it
principle it announced.
clusion
intersection between the
was the
Fourth Amend-
we know of the
What
required
Fifth
ex-
Amendments
principle
to us from
ment exclusion
comes
guided the
clusion. This intersection also
long
line
United States
v. United
Court’s decision
Weeks
distinguished pedi-
Court decisions with
States,15
which extended
States,13
Boyd
gov-
gree.
United
There, a
rationale in federal cases.
defen-
proceed-
initiated a civilforfeiture
ernment
illegal gambling
moved
dant convicted
two New York businessmen
ing against
private
trial for the return of
letters
before
illegally imported thirty-five cases of
who
violation of the
he claimed were
plate glass. The defendants there claimed
agreed
Fourth Amendment. The Court
appeal
government’s
that the
demand
that the seizure there violated the Consti-
for invoices violated the Search and Sei-
property had
tution and that
to be
zure Clause of the Fourth Amendment and
returned to the defendant before trial.
the Self-Incrimination Clause of the Fifth
Accordingly,
the Fifth Amend-
Noting
relationship
Amendment.
be-
amendments,
prohibited
subpoe-
of a
tween the two
the Court ment
the issuance
*6
ed.,
nor,
Cong.
(J.Gales,
any
depend,
far
I have
recollec-
11. See 1 Annals
as
Kamisar,
(Did)
tion,
See also Yale
supposed
depend
Does
has ever been
to
(Should)
Exclusionary
the
Rule
on a
Rest
upon
lawfulness or unlawfulness of the
the
"Principled
"Empirical
Basis" Rather Than an
mode, by
evi-
[T]he
which it obtained....
Creighton
Proposition”?, 16
L. Rev
571-
high-
charges
the
dence is admissible on
(1982) (describing congressional
debate on
crimes,
though may
est
even
have been
Amendment).
by
person,
by
trespass upon
the
or
illegal
any
and
means.
... In
other forcible
Amar,
12. See Akhil Reed
The Role
Exclu
instances,
many
especially
and
on trials for
sionary
Against
(Except
Rules:
to
Exclusion
crimes, evidence is often obtained from the
Violations),
Privacy
Protect Truth or
20 Harv.
possession
by force or
of the offender
Pol’y (1997) (“The history
J.L. & Pub.
contrivances,
easily
which one could not
emphatically rejects any idea of exclusion.
propriety,
reconcile to a delicate sense of
English
underlying
common law cases
municipal
support upon the foundations of
recognized
the Fourth Amendment never
ex
aware,
England
recognize
that such evidence
clusion.
still does not
ex
law. Yet I am not
remember,
....
state
clusion
No
court—and
ever
dismissed
has
that account
been
virtually every State's constitution had a
incompetency.
counterpart
to the Fourth Amendment —ever
Eugenie,
v. La Jeune
26 F. Cas.
United States
century.”);
excluded evidence in this first
(C.C.D.Mass.1822) (emphasis
Ak
843-44
Amar,
added).
hil Reed
The Constitution
and Criminal
(1997) (stating
"[sjupport-
Procedure point
rule cannot
to a
ers of
It was not until
Ohio19
truth,
more
gives to the individual no
exclusionary
applied against
rule was
guaran-
than that
the Constitution
which
In
four
found
process,
States.
Justices
him,
no
police
tees
to the
officer
less
Amendment did
fact
than that to which honest law enforce-
application
Mapp,
In
require
rule.
and,
courts,
entitled,
to
ment is
suspected
for a man
of a
police, looking
area,
judicial
necessary
integrity
in the
so
bombing
recent
Cleveland
643,
1684,
182,
40 S.Ct.
18. 269 U.S. 70 L.Ed.
H3 based on evidence derived justice.21 questions were true administration of search or seizure. from an unreasonable contention, Justice And as to the third majority for the Justice Powell’s “that described the rule as command Clark purpose”25 “broad deterrent explained the clear, this Court has held which concluded that rule and constitutionally required— specific, judicially remedy created “the rule is a judicially implied if safe- even —deterrent safeguard Fourth Amendment designed to insistence which the guard without through deterrent ef rights generally its Fourth Amendment would have been re- fect, personal constitutional rather than ‘a duced to form words.’”22 Justice aggrieved.”26 Justice right party reversal, Black the fifth vote for supplied in ma this conclusion his Powell reiterated accept plurality’s con- but refused Powell,27 in Stone v. jority opinion tentions that the Fourth Amendment alone corpus relief is Rather, that federal habeas held exclusion. Justice Black required claiming a Fourth prisoner unavailable to a constitutionally com- found exclusion to be trial, at his where Amendment violation pelled only “when the Fourth Amend- op provided a full and fair ment’s ban unreasonable searches the state has Amend portunity litigate the Fourth together and seizures is considered with personal against com- ment claim: “the rule is not the Fifth Amendment’s ban Thus, right. It is not calculated to pelled self-incrimination.”23 even as constitutional injury privacy of the ushered in the modern redress the Warren Court seizure, law, any era of Fourth Amendment it still had victim of the search or ”28 too late.’ firmly by majority ‘reparation held vote that the comes position emphat most required itself state Court’s modern Leon,29 apply exclusionary rule. ic in States v. which estab courts to United “good exception faith” lished the federal majorities More recent requirement. There the warrant have retained the Fourth Amendment ex- White, Court, opinion by in an majorities, clusionary rule. Those same stated: however, plainly rejected specific propositions for which the Language opinions of this Court Black,
Mapp plurality, and Justice con- Justices has sometimes individual tended. is a implied Calandra,24 necessary corollary States v. United Amendment, Ohio, Mapp v. Court held that a witness summoned to appear grand jury may before a not refuse (1961); Olmstead v. Unit questions ground
to answer
that the
*8
659-60,
22.
Id. at
81
1684
3037,
465, 96 S.Ct.
49 L.Ed.2d
27. 428 U.S.
Co.,
392,
at
40
horne Lumber
251 U.S.
S.Ct.
(1976).
1067
182).
486,
J.,
662,
(Black,
(quoting
ed
held
exclusionary
277 U.S.
48 S.Ct. which
rule did
564,
(1928),
H5
exclusion and
III.
judi-
as a
have instead
the rule
described
In accordance with Fourth Amendment
cially
prophylactic.
created
Based
this
text,
I
history
precedent,
hold
would
I
analysis,
would fur-
that
the Fourth Amendment
not re-
does
in
ther hold
the error
that because
quire the
of evidence
as
exclusion
error,36
trial
case was non-constitutional
a result
an unreasonable search
sei-
appropriate
is that
con-
foremost,
zure.35
such an
First
exclu-
44.2(b), requiring appellate
tained in Rule
sionary rule is absent from the constitu-
to disregard
courts
non-constitutional er-
addition,
tional
text.
In
its historical
rights.37
rors that do not affect substantial
background
that
indicates
serve,
authority, appellant
Amendment was meant
much
Despite
modern
like
common law of search
seizure
in
urges
us to
our decision
follow
Holcomb
constitutionalized,
State,38
as a limitation
v.
which found that the admission
state action
gathering
intolerable
error
illegally
seized evidence was
“of
(for which,
violation,
such,
evidence
cases of
As
constitutional dimension.”39
“the
exist),
gov-
other
not as a
may
remedies
error
not
declared to be
harmless
erning judicial decisions to admit or ex-
reviewing
error unless the
court is
able
Finally,
clude
such evidence.
modern
declare
it was harmless
a
Holcomb,
rejected
cases have
the notion that
reasonable
though,
doubt.”40
1544,
successfully
search and seizure conduct
is
117
137 L.Ed.2d
718
unreasonable,
(1997);
170,
challenged
[the
as
994 S.W.2d
defendant]
Gonzales
right
a
process
(Tex.Crim.App.1999).
ap-
has
due
does
exclusion of the
171 n.
Nor
evidence,
disputed
suggest
pellant
type
exclusion is the
that this is
only
expression
judi
analysis.
concrete
See
which adverse
that defies harmless error
id. at
cial review of unreasonable
171-72.
search and sei
take.”).
zure can
Tex.R.App. 44.2(b).
P.
35. The
State does
now contend that the
September
evidence
from
vehi-
(Tex.Crim.App.1972),
38. 484
cert.
S.W.2d 929
Rather,
properly
cle
admitted.
search was
denied,
1404,
940,
93 S.Ct.
U.S.
simply
the State
contends that its admission
was not constitutional error.
I therefore as-
sume,
deciding,
without
Court of
39. Id. at 934.
Appeals correctly
Sep-
determined that the
11,
tember
1997 search and seizure violated
40. Id. I am
aware of
Court’s
the Fourth Amendment and that the fruits of
Carolina,
Bumper
decisions
v. North
that search were inadmissible at trial. See
543,
1788,
U.S.
88 S.Ct.
1684;
Mapp,
whether
was constitutional error.
before
cases,
deed,
line of
Calandra-Stone-Leon-Scott
Bumper
solely Mapp, supra,
relied
clearly
apply the
held that failure to
Chapman
California,
386 U.S.
exclusionary rule does not violate the Consti-
(1967),
S.Ct.
while
supra
accompanying
tution. See
Part II and
simply
Chambers
that the
stated
Court
Thus,
explicit-
while the
has not
notes.
prepared
"not
to differ with
two courts
ly
portions
Bumper,
overruled the
Cham-
below” that
that if there
had held
were error
here,
Chapman
bers
at
its
issue
modern
evidence,
admitting
it was
harmless
severely undermine
Fourth Amendment cases
beyond a
Chapman,
reasonable doubt.
application
of the constitutional
Court's
course,
that,
held
"before
constitu-
federal
error rule in those cases.
harmless,
tional
can be held
the court
able
must be
to declare a belief that it was
State,
(Tex.
41.
Brown v.
S.W.2d
harmless
a reasonable doubt.” Id.
App. Corpus Christi
added).
—
(emphasis
Therefore I am
forced
Bumper
conclude that
ma-
Chambers
42. Mat271.
jorities thought
any
error in the trial
cases
court's admission of evidence
those
(Tex.
999 S.W.2d
Moore
subject
was federal constitutional error
Fulminante,
Crim.App.1999).
Chapman.
rule of
See
(citing
H7 reaffirmed, nounced, Dickerson by superseded Congress.45 a mere act of majority opinion majority; The Chief Justice’s of- from a came Court ulti- upon fered several reasons for the Court’s Clark’s insistence the Fourth Amend- First, ap- mate conclusion. exclusionary gar- Court for the ment bases states, plied something Second, it plurality Mapp. the rule to the in only nered cannot do viola- absent constitutional while Miranda recog- violations have been Second, tion.46 the Court stated that its by Supreme cognizable nized Court as Miranda’s conclusion about constitutional corpus, violations based habeas by prior recog- status was buttressed its exclusionary rule the Fourth Amendment’s nition that Miranda challenges could be cogni- generally have been found be not corpus proceedings.47 mounted in habeas Third, Dickerson involved an act of zable. Third, specific language Miranda itself Congress in to discard Miranda’s sought suggests majority thought that “the by holding making voluntariness the sole announcing a constitutional rule.”48 determining to admit test whether Fourth, Court Miranda invited police by criminal statements made to de- legislative “protect action to the constitu- case, however, fendants.52 the instant right against tional coerced self-incrimi- Ap- neither this nor the nation” where such action was at least as peals’ discard opinion seeks to effective as the Miranda warnings them- exclusionary simply rule. We are eval- Fifth, subsequent selves.49 cases have uating scope the nature and of the rule “referred to Miranda’s constitutional un- purposes applying our law of reversible stare decisis derpinnings.” Finally, error; intact, the rule remains both under Miranda’s weighed preserving favor of all, precedent and Article 38.23. After protections they have “become contrary implication, it appellant’s embedded in police practice routine to Mapp’s exclusionary reaffirmation of the point where the warnings have be- application against rule and its the states part come of our national culture.”51 legal have been “embedded our Mapp plurality’s culture,” Dicker- why
Four factors
dicta
demonstrate
son persuade
First,
concerning
me here.
the constitutional basis for the
Miranda
constitutional
rule that
Finally, although
an-
rule.53
it is true that the
45.
Id. at
issue points
nothing in opin- either the Chief Justice’s
ion or Justice dissent that Scalia’s so much
as alludes to the Fourth Mapp or Amend- spe-
ment rule. Without such language,
cific appellant relegated to
merely speculating that the current Court plurality view the man-
would like
ner as the Miranda rule. I
Therefore would hold rule claim must analyzed under the standard for
non-constitutional errors found in Rule
44.2(b). I respectfully dissent. INC., FORGE, Appellant,
CHURCHILL BROWN, Appellee.
Joann Hamilton
No. 03-99-00031-CV. Texas,
Austin. 18, 1999.
Nov.
Released for Nov. Publication process reasonably slight process pedigree the due One could but a effect.” A due issue. exclusionary rule conclude that for the Fourth Amendment the standard non-constitu- may explain why adequately promotes help errors deter- Fourth Amend- tional also cognizable generally ment rence for which Fourth Amendment ex- violations are clusionary just as of State corpus, violations rule was fashioned: deterrence habeas corpus simply where law raised on implicated rationale is not the review- cannot be habeas ing they also as due court "has that" the tainted could be framed fair assurance jury, process evidence "did not influence the or had violations.
