Lead Opinion
In my view, we need not decide the difficult question of whether a Bivens remedy should be available under the circumstances of this case because, under Supreme Court precedent, Agent Mesa is entitled to qualified immunity. I find compelling the plaintiffs' arguments that Hernández was entitled to protections under the Fourth Amendment in light of Boumediene v. Bush ,
*824The plaintiffs contend that questions about the extraterritorial application of constitutional protections do not preclude Mesa's liability. After all, according to the complaint, Mesa essentially committed a cold-blooded murder.
In Davis v. Scherer , the Supreme Court held, "A plaintiff who seeks damages for violation of constitutional or statutory rights may overcome the defendant official's qualified immunity only by showing that those rights were clearly established at the time of the conduct at issue."
While the majority's opinion casts aspersions on the viability of plaintiffs' Fifth Amendment claim, I continue to disagree. As I discussed at length in my original panel majority opinion and in my original en-banc concurrence, a noncitizen injured outside the United States as the result of arbitrary official conduct by a law enforcement officer located in the United States should be entitled to invoke the protections provided by the Fifth Amendment. See Hernandez v. United States ,
Concurrence Opinion
I concur in the judgment and with the majority opinion's conclusion that Bivens should not extend to the circumstances of this case. I write separately to note that when we previously heard this case en banc, it was consolidated with two other appeals, which alleged issues arising under the Alien Tort Statute and Federal Tort Claims Act. See Hernandez v. United States,
EDWARD C. PRADO, Circuit Judge, joined by GRAVES, Circuit Judge, dissenting:
Today's en banc majority denies Sergio Hernandez's parents a Bivens remedy for the loss of their son at the hands of a United States Border Patrol agent. The majority asserts that the transnational nature of this case presents a new context under Bivens and that special factors counsel against this Court's interference. While I agree that this case presents a new context, I would find that no special factors counsel hesitation in recognizing a Bivens remedy because this case centers on an individual federal officer acting in his law enforcement capacity. I respectfully dissent.
I do not take issue with the majority's framework for analyzing whether there are special factors counseling hesitation. "[S]eparation-of-powers principles are or should be central to the analysis." Ziglar v. Abbasi , --- U.S. ----,
The majority repeatedly attempts to frame this case around the issue of whether aliens injured abroad can pursue Bivens remedies. That characterization, however, overlooks the critical who, what, where, when, and how of the lead actor in this tragic narrative. This case involves one federal officer "engaged in his law enforcement duties" in the United States who shot and killed an unarmed, fifteen-year-old Mexican boy standing a few feet away. The Supreme Court in Abbasi went to great lengths to indicate support for the availability of a Bivens remedy in exactly the circumstances presented here: an instance of individual law enforcement overreach. As the Court recently reaffirmed in no uncertain terms, Bivens is "settled law ... in [the] common and recurrent sphere of law enforcement." Abbasi , 137 S.Ct. at 1857. For the following reasons, I would retain Bivens in that common sphere and recognize a remedy for this senseless and arbitrary cross-border shooting at the hands of a federal law enforcement officer.
The Supreme Court directed this Court "to consider how the reasoning and analysis in Abbasi may bear on this case," so that is where I begin. See Hernandez v. Mesa , --- U.S. ----,
The Supreme Court's analysis of four special factors in Abbasi is particularly relevant given the vastly different circumstances presented in this case. First, the *826Court took issue with the fact that the detainees sought to hold high-level federal executive officials liable for the unconstitutional activity of their subordinates. See Abbasi , 137 S.Ct. at 1860. The Court warned that " Bivens is not designed to hold officers responsible for the acts of their subordinates." Id. (citing Ashcroft v. Iqbal ,
Not only are all four of these special factors notably absent here, but this case also presents the limited circumstances in which Abbasi indicated a Bivens remedy would exist. First, Hernandez's parents do not seek to hold any high-level officials liable for the acts of their subordinates. Instead, and strictly comporting with Bivens , plaintiffs are suing an individual federal agent for his own actions. See Abbasi , 137 S.Ct. at 1860 ("[A] Bivens claim is brought against the individual official for his or her own acts."). Relatedly, in suing an individual officer, Hernandez's parents do not challenge or seek to alter any governmental policy. To the contrary, the constitutional constraints Hernandez's parents seek mirror existing Executive Branch policy for Border Patrol agents. Department of Homeland Security regulations and guidelines already require Border Patrol agents to adhere to constitutional standards for the use of lethal force, regardless of the subject's location or nationality.
The special factors identified by the majority do not convince me that the Judiciary is not "well suited ... to consider and weigh the costs and benefits of allowing a damages action to proceed"-particularly given the relatively straight-forward events here. See Abbasi , 137 S.Ct. at 1858. I disagree that recognizing a Bivens remedy in this case "threatens the political branches' supervision of national security." According to the majority, national security is implicated because the events giving rise to this suit took place at the border, thereby affecting border security and the operations of the Border Patrol. Relying on the Third Circuit's rejection of Bivens *828liability in the airport security context for a First Amendment retaliation claim, the majority also reasons that implying a Bivens remedy in the transnational context "increases the likelihood that Border patrol agents will 'hesitate in making split second decisions.' " See Vanderklok v. United States ,
While the shooting in this case took place at the border, it does not follow that border security and the operations of the Border Patrol are significantly implicated. As the original panel majority noted, this case "involves questions of precisely Bivens -like domestic law enforcement and nothing more." Hernandez v. United States ,
Moreover, the practical rationale given by the majority for not recognizing a Bivens remedy-that Border Patrol agents will hesitate making split-second decisions-is one more commonly and more appropriately invoked in the qualified immunity context. See Graham ,
Finally, I am troubled by the majority's reliance on a First Amendment retaliation case to raise this "national security" concern. In Vanderklok , the Third Circuit considered whether under Bivens "a First Amendment claim against a TSA employee for retaliatory prosecution even exists in the context of airport security screenings." Vanderklok ,
Indeed, Abbasi itself cautions against taking the very path the majority errantly takes in this case. "[N]ational-security concerns must not become a talisman used to ward off inconvenient claims-a 'label' used to 'cover a multitude of sins.' " Abbasi , 137 S.Ct. at 1862 (quoting Mitchell v. Forsyth ,
The majority also invokes concerns about interference with foreign affairs and diplomacy as a special factor counseling hesitation. Asserting that the United States is always responsible to foreign sovereigns when federal officials injure foreign citizens on foreign soil, the majority argues that extending a Bivens remedy here implicates "delicate diplomatic matters." However, isn't the United States equally answerable to foreign sovereigns when federal officials injure foreign citizens on domestic soil? Again, the majority's argument proves too much. As plaintiffs persuasively argue, if there is a "U.S. foreign policy interest [implicated] in granting or denying a Bivens claim to foreign nationals, it is difficult to see how that interest would apply only if the injury occurred abroad." It also bears repeating that Agent Mesa's actions took place within the United States.
I also fail to see how recognizing a Bivens remedy here would undermine Mexico's respect for the Executive Branch or create tension between Executive and Judicial determinations. No case holds that a court must first consider whether the Executive Branch has found evidence of criminality before determining whether a civil Bivens remedy exists for a given constitutional violation. Further, the majority fails to acknowledge that distinct standards of proof govern civil and criminal proceedings making different outcomes in these proceedings hardly the stuff of an international diplomatic crisis. See *830Addington v. Texas ,
The majority also points to Congress's failure to provide a damages remedy as an additional factor counseling hesitation. Noting that the language of
The other statutes highlighted by the majority fail to indicate that Congress expressly intended to preclude a remedy in the circumstances presented here. For instance, the FTCA's exclusion of "claim[s] arising in a foreign country," see
*831Kundra v. Austin ,
It is also important to note that Abbasi found Congress's failure to provide a remedy to the detainees in that case notable because Congressional interest in the government's response to the September 11 terrorist attack "ha[d] been 'frequent and intense' and some of that interest ha[d] been directed to the conditions of confinement at issue." Abbasi , 137 S.Ct. at 1862 (quoting Schweiker v. Chilicky ,
Finally, the majority asserts that "the extraterritorial aspect of this case" is itself a special factor counseling hesitation. Looking to the fact that Hernandez was standing on Mexican soil when he was shot, the majority fears the uncertain scope of Bivens liability-extending even to U.S.-based military drone operators-were we to recognize a Bivens remedy here. The majority's concern about the effects of such a decision is understandable and I do not take it lightly. However, the limited and routine circumstances presented here of individual law enforcement action as well as established Supreme Court precedent on Bivens claims in the military context assure me that there is little danger that recognizing a Bivens remedy here will open a Pandora's Box of liability.
First, as I emphasize above, this case is not sui generis among Bivens cases. In the "common and recurrent sphere of law enforcement," courts across the country routinely administer Bivens claims against federal officers for unconstitutional actions occurring within the United States. See Abbasi , 137 S.Ct. at 1857. I readily acknowledge Hernandez was standing on the Mexican side of the culvert when he was shot, but it cannot be forgotten that Agent Mesa was acting from the American side of the culvert. It is hard to understand how the mere fact that a plaintiff happens to be standing a few feet beyond an unmarked and invisible line on the ground would suddenly create a host of administrability concerns or a systemwide impact on governmental operations that would not otherwise exist if the plaintiff was standing a few feet within the United States. As ordinary Bivens litigation against a federal law enforcement officer seeking damages for unconstitutional use of force, "the legal standards for adjudicating the claim *832pressed here are well-established and easily administrable." Engel v. Buchan ,
But even the majority's concerns about liability for overseas drone operations are also unlikely to materialize. Even assuming foreign nationals injured at the hands of U.S. military personnel overseas could state valid constitutional claims-a hotly debated topic-the Supreme Court has already repeatedly rejected Bivens claims in the military context. See Chappell v. Wallace ,
In sum, this Court is more than qualified to consider and weigh the costs and benefits of allowing a damages action to proceed. This case simply involves a federal official engaged in his law enforcement duties acting on United States soil who shot and killed an unarmed fifteen-year-old boy standing a few feet away. I would elect to recognize a damages remedy for this tragic injury. As Chief Justice John Marshall wrote, "[t]he very essence of civil liberty certainly consists in the right of every individual to claim the protection of the laws, whenever he receives an injury." Marbury v. Madison ,
The majority opinion states, "The FBI reported that ... a group of young men began throwing rocks at [Mesa] from the Mexican side of the border" and asserts that Mesa "fired several shots toward the assailants." Maj. Op. at 814. That statement is not compatible with the plaintiffs' complaint in this case, which alleges that Hernández was "standing safely and legally" on Mexican soil, "defenseless," "offering no resistance," and not threatening Mesa in any way. The complaint also alleges that the FBI's statement-before discovering that a video of the incident existed-that Mesa fired at rock-throwers who surrounded him was "a false and reprehensible cover-up statement."
The regulations provide that "[d]eadly force may be used only when [a Customs and Border Protection ("CBP") officer] has reasonable grounds to believe that such force is necessary to protect the designated immigration officer or other persons from the imminent danger of death or serious physical injury."
After an investigation, the Department of Justice declined to seek criminal or civil charges against Agent Mesa. See Dept. of Justice, Office of Public Affairs, Federal Officials Close Investigation into Death of Sergio Hernandez-Guereca (Apr. 27, 2012), available at http://www.justice.gov/opa/pr/federal-officials-close-investigation-death-sergio-hernandezguereca. This inaction does not appear to be unusual. According to a December 2013 report by the Arizona Republic , "[t]he Department of Justice has not been able to show any cases in which it recommended civil or criminal charges against a CBP agent or officer who killed in the line of duty in at least the past six years," and "[a]n extensive review by The Republic also found no instances." Bob Ortega & Rob O'Dell, Deadly Border Agent Incidents Cloaked in Silence , Ariz. Republic (Dec. 16, 2013, 9:58 PM), available at http://www.azcentral.com/news/politics/articles/20131212arizona-border-patrol-deadlyforce-investigation.html?nclick_check=1. Additionally, the United States government refused to extradite Agent Mesa to Mexico for criminal prosecution. Brief for the Gov't of the United Mexican States as Amicus Curiae in Support of Appellants on Rehearing En Banc, at 8 (Jan. 15, 2015). The fact that one Border Patrol agent in Arizona is currently being prosecuted for a cross-border murder provides little comfort to Hernandez's parents and little deterrence for future shootings-particularly if we foreclose any hope of a damages remedy here.
