175 Ky. 109 | Ky. Ct. App. | 1917
Reversing.
This is an appeal from a judgment of the Campbell circuit court in a suit of the appellee, Fred H. J. Lampe, as plaintiff, against the appellant, Joseph 0. Hermann, as defendant, and by which the answer of appellant in that action as amended was held insufficient on demurrer, and did not present a valid defense to the cause of action set out in the petition, and that the appellant was a usurper of the office of commissioner of the city of Newport and had been such since the 11th day of November, 1916, and that the appellee was the duly elected to and duly qualified commissioner of Newport for the term ending on the first Monday in January, 1918, and had been such officer since the 11th day of November, 1916, and ordered the appellant to surrender the office to the appellee.
The judgment resulted from a judgment of the court upon a general demurrer to the answer, as amended, and the appellant having declined to plead any further. Before answering the appellant interposed a general demurrer to the petition, which was overruled and to which judgment he excepted.. The decision upon this appeal involves the soundness of the judgment of the court in overruling the demurrer to the petition as well as that to the answer, and it will be necessary to state, in substance, before proceeding to determine the legal questions involved, the substance of the petition and, also, that of the answer and its amendments.
On the 20th day of November, 1916, the appellee, by his petition, alleged, in substance, the facts necessary to show that he possessed the qualifications necessary to make him eligible to the office of commissioner for the city of Newport, and that at the election held in the city on the 7th day of November, 1916, he was duly and regularly elected to the office of commissioner of the city, for that portion of a term,, which expired on the first Monday of January, 1918, and on the 11th day of November, 1916, the certificate of election was regularly issued to him by the board of election commissioners for the county, and the certificate was filed with the petition and made a part of it; that thereafter he executed bond, conditioned as required by law for such office, which bond was approved by the judge of the Campbell county court, on the 11th day of November, 1916, and filed in the office of the clerk of that court; that he took the necessary oaths provided by law for such officer; that at the time of his
The appellant, by his answer, traversed the appellee’s election to the office of commissioner, at the time alleged or at any time, or that any vacancy had existed in the office of commissioner at the time of appellee’s pretended election or previous thereto, or that there was any vacancy in the office of engineer for the city of Bellevue, or that appellant was elected thereto or accepted the-office on the 10th day of February, 1916, or at any time, or that he had entered upon the discharge-of the duties of the office of engineer for Bellevue or had continued therein for any time, or that there was any such office in existence as engineer for the city of Bellevue, or that he had vacated the office of commissioner by accepting the office of engineer of Bellevue on the 10th day of February, 1916, or at any time, or that he was a usurper of the office of commissioner or that plaintiff was entitled to- it or any of its emoluments, and plead his want of sufficient knowledge to form a belief as to the performance of the acts by which the appellee claimed that he had qualified as commissioner after his election or at any time. He admitted that the board of election commissioners had issued and delivered to the appellee a certificate of election to the office of commissioner, but alleged that such certificate was void and of no effect.
By another paragraph, the appellant set out at length what he avers are the facts, with reference to the averment in the petition, that he was elected to and accepted the office of engineer of Bellevue, is based. Still, denying that he had been elected to or accepted or was performing the duties of the office of engineer of Bellevue, he alleged that Bellevue was a city of the fourth class; that the board of council of that city had never by ordinance or otherwise created the office of engineer for that municipality, and hence there was no such office as city engineer of Bellevue to which he could have been elected or which he could have accepted or the duties of which he could perform; that there had never been any ordinance adopted by the council of Bellevue creating the office of city engineer, prescribing its duties or fixing the salary of the incumbent of it or fixing the time for his election; and if such ordinance had been adopted, there
By another paragraph appellant plead that on the 11th day of October, 1916, the appellee filed his petition with the county derk as an applicant to be placed on the ballot for nomination as a candidate for the office of commissioner at the primary election to be held in Newport on the third Saturday before the regular November election in that year, but that no primary election was held
By another paragraph it was alleged that no official action was taken with regard to tbe petition of appellee for a place on tbe ballot at tbe primary to be held for tbe nomination of candidates for commissioner, but that on October 25 and 27 thereafter a number of tbe. signers of the petition filed with tbe clerk a withdrawal of their names from tbe petition, and that at the time tbe clerk of tbe county court caused the appellee’s name to be printed upon tbe ballot as a candidate for commissioner at tbe final election, there were remaining only ninety-four names of voters signed to tbe petition, and for that reason that tbe placing of appellee’s name upon tbe ballot was without warrant of law and void, and that bis pretended election and tbe certificate issued to him of such election was a nullity.
By paragraph four of tbe answer, it was alleged that prior to tbe election held on November 7, 1916, appellant ’s right to tbe office of commissioner of tbe city of Newport bad not been attacked or questioned in any direct proceeding, and that no adjudication by any court or finding by tbe board of commissioners bad ever been had, by wbicb it bad been adjudged that be bad forfeited tbe office of commissioner or that tbe office was then vacant or that be did not have a full legal title to it.
By another paragraph, appellant alleged tbe failure of tbe appellee to comply with tbe requirements of what is known as tbe Corrupt Practices Act.
To tbe answer as amended, tbe appellee interposed a general demurrer, wbicb tbe court sustained, and tbe appellant declining to plead any further, tbe judgment was rendered from which tbe appeal is prosecuted.
(a) If tbe answer bad contained nothing except tbe traverse, there would be no doubt of its sufficiency, as it puts squarely in issue tbe averments that appellant bad been elected to and bad accepted tbe office of city engineer of Bellevue, and that any vacancy bad thereby been created in tbe office of commissioner of Newport, and that appellee bad been elected to tbe office to fill tbe alleged vacancy. This denial, however, must be consid
u ... and no person'shall at the same time fill two municipal offices, either in the same or different municipalities. . . .”
Municipal offices are thus rendered incompatible by this constitutional provision, without reference to their nature. A previous provision of the section of the constitution, supra, renders an employe. of a municipality ineligible to a state office or deputy state office or membership in the General Assembly, but it does not make an employment by a municipality incompatible with the holding of a municipal office. Hence, one, holding a municipal office and accepting employment of the same municipality or of another, does not thereby vacate his office, so far as the provision, supra, of the constitution provides. If there is such an office as engineer of the city of Bellevue, it is a municipal office, and the office of commissioner of Newport being a municipal office, under the plain terms of the constitution, they are incompatible with each other, and the same person cannot hold both,
“The acceptance by one in office of another office, or employments incompatible with the one he holds, shall operate to vacate the first.”
Sections 3745 and 3746, Kentucky Statutes, declare a great number of offices to be incompatible with each other, but the office of commissioner of a city,' under the commission form of government, and city engineer are not named nor declared to be incompatible. At the common law offices were not incompatible unless-their functions were inconsistent. Section 3744, Kentucky Statutes, supra, provides, as will be observed, that the acceptance of an employment, which is incompatible with an office held by the acceptor of the employment, operates to vacate the office held by him. Hence, if the employment which appellant received from the city of Bellevue was incompatible with the office of a commissioner held by him, it had. the same effect as the acceptance of an incompatible or forbidden office and wrought a vacation of his office. The legislature has not defined what character of employment shall be considered as incompatible with the functions of the office of commissioner, in question, and to determine what employment is incompatible with such an office recourse may be had to analogies drawn from the common law, as to what creates incompatibility of offices. It seems that employments would be incompatible with offices for the same reasons, to' the extent that they exist, which would make one office incompatible with another. As before stated, at the common law an office was deemed incompatible with another when the functions of the two offices were inconsistent. In 29 Cyo. 1382, the text is:
“The inconsistency, which at common law makes offices incompatible, does not consist in the physical impossibility to discharge the ■ duties of both offices; but rather in a conflict in interest, as where the incumbent of one office has the power to remove the incumbent of another, or- to audit the accounts of another, or to exercise a supervision over another, as in the case of a judicial officer and his subordinate ministerial officer.”
“Offices are said to be incompatible and inconsistent so as to be exercised by the same person: 1st. When from the multiplicity of business in them they can not be executed with care and ability; or, 2nd. When their being subordinate and interfering with each other, it induces a presumption that they can not be executed with impartiality and honesty.”
This seems to be a sound rule to be adopted in determining whether an employment which one accepts is incompatible with the duties of an office which he holds. The answer alleges substantially, that the duties of the employment, which appellant received from the city of Bellevue, did not interfere with and was not inconsistent with the duties of the office of commissioner of Newport; that they were not subordinate to each other in a. way that would produce a presumption that the duties of both could not be executed with impartiality, and honesty, and further, that the multiplicity of business was not such that he could not execute both the functions of the office and the duties of the employment with care and ability. In the instant case, whether the employment was or is incompatible with the duties of the office of commissioner is one depending upon the facts of the case, and the averments of the answer with regard to the incompatibility of the office and the employment presents a defense to the cause of action stated in the petition and the court was in error in sustaining a demurrer to the paragraphs of the answer which 'set up such defense.
(b) The paragraph which pleads, that because the' office of commissioner had never been declared to be vacant by a judicial determination, in a direct proceeding, against appellant, or by a proceeding upon notice to appellant by the mayor and commissioners, previous to the election claimed by appellee, the election of appellee was unauthorized and void and would not vest him with any title to the office, does not state a defense to the cause of action stated in the petition. A vacancy in the office, in fact, must have existed before a valid
“A vacancy in office for any of the causes enumerated in the statute occurs usually at the time of the happening of the event, whose occurrence, by the statute, is the cause of the vacancy, and no judicial determination, that a vacancy has occurred is necessary.” Long v. Bowen, 94 Ky. 540; Bowen v. Long, 19 R. 1881. There is an exception to this rule, which is, where the vacancy is claimed to arise from the misconduct of the incumbent of the office, which works a forfeiture of it. Page v. Hardin, 8 B. M. 648; Todd v. Dunlap, 99 Ky. 460. An office is vacant in contemplation of law whenever it is not held by one who is legally qualified to do so, and who has a right to continue therein. State v. Harrison, 3 Am. State Reports 666, and cases there cited. By the statute, 3744, supra, it is expressly provided, that the acceptance by one in office of an incompatible office or employment, operates to vacate the office which he holds. True, one eligible and legally elected to and inducted into an office can not be ousted from it until the term expires for which he was elected, without having his day in court. The appointment or election of one to a vacant office, which is physically occupied by another who has no lawful right to hold it, or who has forfeited it, is not a judicial determination of the intruder’s right of occupancy, but he is entitled to have his right determined in a court, which has jurisdiction to hear and determine his rights, and in a direct proceeding against him. Page v. Hardin, supra; Dallam v. Wilson, 53 Mich. 392; State v. Harrison, 113 Ind. 234. The instant action is such a direct proceeding. One who has vacated an office by the acceptance of an incompatible one, and who undertakes to exercise its functions is a usurper, as held by this court in Commonwealth, Etc.
“A person who continues to exercise an office after having committed an act or omitted to do an act, the commission or omission of which by law creates a'forfeiture of his office, may be proceeded against for usurpation thereof.”
Section 483, Civil Code, provides as follows:
“If a person usurp an office or franchise, the person entitled thereto or the Commonwealth may prevent the usurpation by an ordinary action.”
Hence, under the allegations of the petition, the appellee was entitled to maintain this action, although an action could have been maintained by the Attorney General against the appellant for usurpation of the office, for the same reason alleged in the petition. The only difference between the two actions is, that, if instituted by the Attorney General, the burden would be upon the appellant to show his right to the office, while in the instant action, before the appellee is entitled to recover, he must show that he is legally entitled to the office. The case of Commonwealth, Etc. v. Livingston, 171 Ky. 52, does not hold a doctrine inconsistent with the views herein expressed. That opinion only held, that under the provisions of the statute governing the subject, the mayor and commissioners could not fill the office of commissioner claimed to be vacant, from the incumbent haying accepted an incompatible office, by an appointment to the vacancy, where the incumbent was performing the duties of the office, until they had given to the incumbent notice and a hearing and determined that a vacancy existed. To deny the public the right to fill an office by election, when the incumbent has vacated it by accepting an incompatible office or employment, would probably, in many instances, deny them all relief from such a situation.
(c) The paragraphs of the answer, which set up as a defense that appellee was not nominated for the office of commissioner in a primary election previous to the regular election and that the clerk of the county court placed his name upon the ballot at the regular election, basing his action upon a petition, which was signed by. a less number than one hundred persons eligible to vote, and for those reasons he was not eligible to be voted for and was not elected as required by law, and hence had
*123 “No person shall be elected without first having been nominated in the manner hereinafter prescribed. On the third Saturday before the day for the regular election there shall be held a primary election. Said primary election shall be conducted by the same officers chosen and acting in the same manner, with the- same rights and duties as in the later regular election.”
The statute then provides that each applicant, for nomination, shall, at least ten days before the day for said primary election, file with the county clerk a petition signed by at least one hundred voters requesting the placing of his name on the primary ballot, as an applicant for nomination. The form of the petition is likewise prescribed. The duties of the clerk with reference to the petition and election are specifically set out. The form of the ballot, the manner of the voting, the number of ballots to be delivered at each polling place, the persons entitled to vote, and the duties of the officers of the election are prescribed, and the requirement that the board of election, commissioners shall canvass the returns and declare and publish the nominations of the successful applicants. Only the names of the nominees can be placed upon the ballots at the regular election or can be lawfully voted for. The statute is mandatory and declares that no one shall be elected to the office.of commissioner except that he be first nominated in the manner provided by the statute. The plain terms of the statute render one ineligible to be elected a commissioner, except that he be first nominated in the primary. Without the declaration of the board of election commissioners of his nomination he is ineligible to be placed upon the ballot at the regular election. The intention of the legislature, by the statute controlling the election of commissioners, was, if a municipality so desired, to enable it to banish party considerations in the selection of its officers. The applicant for the nomination is not to be the candidate of any party. ' It is intended that all considerations, except the integrity and ability of the candidate to perform the duties of the office, should be eliminated in the selection. Regardless of his party tenets, each voter may cast a vote in the primary. The candidates receiving the greatest number of votes in the primary are nominated. Twice as many nominations may be made as there are commissionerships to be filled. At the regular election the
With reference to the paragraph which plead that after the time for holding the primary, a sufficient number of voters, who had signed the nominating petition of appellee, withdrew their names so as to reduce the number below one hundred is not necessary to be discussed, since the clerk had no authority to declare the appellee a nominee or to place his name upon the ballot at the regular election, in the absenec of his nomination by the primary, and hence, it is immaterial whether a sufficient number of signers were attached to the petition or not. The voters who had signed the petition would not be authorized to withdraw their names after the time had expired for the filing of petitions by applicants for nominations, but this petition was not one requesting that appellee’s name be put upon the ballot as a candidate at the regular election, but it was to authorize the placing of his name upon the ballot at the primary as an applicant for the nomination.
It is not deemed necessary for a proper determination of this case to discuss the sufficiency of the paragraph which related to the effect of a failure to observe the Corrupt Practices Act, and no opinion is expressed thereon.
For the foregoing reasons the judgment is reversed and the cause remanded with directions to overrule the demurrer to the first, second and fifth paragraphs of the answer as amended by the first amended answer, and for other proceedings consistent with this opinion.