SHAWN A. HERHOLD, et al. v. SMITH LAND COMPANY, LLC, et al.
C.A. No. 28032
IN THE COURT OF APPEALS NINTH JUDICIAL DISTRICT
July 13, 2016
2016-Ohio-4939
SCHAFER, Judge.
APPEAL FROM JUDGMENT ENTERED IN THE COURT OF COMMON PLEAS COUNTY OF SUMMIT, OHIO CASE No. CV 2008-05-3634
SCHAFER, Judge.
{1} Plaintiff-Appellants, Shawn Herhold and Malavanh Herhold (collectively, “the Herholds“), appeal from the judgment of the Summit County Court of Common Pleas. This Court affirms.
I.
{2} This appeal stems from the sale of certain property on Brunsdorf Road in Fairlawn. In July 2002, the Herholds purchased the property from Defendant-Appellees, Smith Land Company, LLC (“Smith Land“) and its president, Robert Smith (collectively, “the Defendants“). According to the Herholds, the Defendants represented to them that they would be able to build a home on the property. Following their purchase, however, the Herholds discovered that the property suffered from a material defect and was not suitable for building. The Herholds brought suit against the Defendants for breach of contract, breach of the warranty
{3} Following an unsuccessful motion to dismiss the Herholds’ complaint for failure to state a claim, the Defendants filed their answer and, subsequently, a motion for summary judgment. The court denied the motion for summary judgment and set the matter for trial. The trial was delayed for some time, however, due to the occurrence of several events. First, Smith Land filed for bankruptcy and the Herholds had to obtain relief from the automatic bankruptcy stay in federal court. Second, the Defendants’ counsel withdrew and, once they obtained new counsel, he filed a motion to disqualify the Herholds’ counsel. Third, after the court denied the motion to disqualify, the Defendants appealed from the denial; the result of which was a dismissal for lack of a final, appealable order. See Herhold, et al. v. Smith Land Company, LLC, et al., 9th Dist. Summit No. 27174 (Jan. 6, 2014). Following the resolution of all of the foregoing issues, the matter went to trial. At trial, the Herholds dismissed their claim against the Defendants for breach of warranty of title.
{4} The jury found in favor of the Herholds and awarded them $55,000 on their breach of contract claim, $65,000 on their fraud claims, and $35,000 in punitive damages. Additionally, the jury determined that the Herholds should be awarded their attorney fees. On May 20, 2014, the trial court issued a journal entry, memorializing the jury‘s verdict and setting the matter for a hearing on the amount of attorney fees to be awarded. The Herholds then filed a
{5} Following this Court‘s dismissal, the Ohio Supreme Court assigned a visiting judge to the case. The visiting judge held a hearing on the amount of attorney fees to be awarded as well as on the issue of prejudgment interest. On January 22, 2015, the visiting judge awarded the Herholds $39,744 in attorney fees, $32,407.82 in prejudgment interest on their contract claim, and $36,854.91 in prejudgment interest on their fraud claims. The visiting judge then stepped aside, and the original trial judge returned to preside over the matter.
{6} On February 19, 2015, the Defendants filed a motion for judgment notwithstanding the verdict or, in the alternative, a motion for a new trial. The Herholds sought to strike the motion on the basis of timeliness, but the trial court determined that the motion was timely. The Herholds then filed a brief in opposition to the motion, and the Defendants filed a reply.
{7} Before the trial judge could rule on the Defendants’ motion, Mr. Smith filed an affidavit of disqualification with the Ohio Supreme Court, seeking to remove her from the case. The Defendants’ counsel then filed a motion to withdraw from representation because Mr. Smith had filed the affidavit without consulting him. The Supreme Court ultimately denied the affidavit of disqualification, but the trial judge nevertheless recused herself from the case. The matter was reassigned to another judge, who also recused herself, and a third, who likewise recused herself.
{9} As to the Defendants’ alternative request for a new trial, the court announced that it “anticipated ruling” in the Defendants’ favor. The court wrote that the jury‘s damage award appeared to be excessive and contrary to law because: (1) it awarded damages on two claims even though the jury instructions alleged identical conduct in support of each claim; and (2) the jury instructions inadequately defined the measure of the damages. The court further wrote that a new trial was warranted because the instructions presupposed certain matters had been decided and “unduly emphasized [the Herholds‘] theory of the case.” Nevertheless, the court did not grant the Defendants’ motion in its September 21st ruling. Because the court acknowledged that it had “founded its conclusion on grounds not asserted by [the Defendants]” in their motion, it set the matter for further hearing. The court ruled that, pursuant to
{10} On October 1, 2015, the court held a hearing to address the issue of its “anticipated ruling” on the Defendants’ request for a new trial. Following the hearing, the Herholds moved for a new trial on the issue of Mr. Smith‘s individual liability on their breach of
{11} The Herholds now appeal from the trial court‘s judgment and raise three assignments of error for our review. For ease of analysis, we rearrange the assignments of error.
II.
ASSIGNMENT OF ERROR III
THAT SMITH AND SMITH LAND COMPANY‘S MOTION FOR JNOV AND NEW TRIAL WAS NOT TIMELY FILED AND THEREFORE THE LOWER COURTS (sic) GRANTING SMITH JUDGMENT NOTWITHSTANDING THE VERDICT AND BOTH SMITH AND SMITH LAND A NEW TRIAL IS IN ERROR.
{12} In their third assignment of error, the Herholds argue that the trial court erred by considering the Defendants’ motion for judgment notwithstanding the verdict because it was untimely. We disagree.
{13}
[w]hether or not a motion to direct a verdict has been made or overruled and not later than twenty-eight days2 after entry of judgment, a party may serve a motion to have the verdict and any judgment entered thereon set aside and to have judgment entered in accordance with the party‘s motion * * *
{14} The trial court‘s May 20, 2014 journal entry memorialized the jury‘s verdict in this matter. That entry was not a final judgment, however, because the trial court still had to resolve the outstanding issues of attorney fees and prejudgment interest. See
ASSIGNMENT OF ERROR I
THAT THE LOWER COURT ERRED AS A MATTER OF LAW WHEN, ON ITS OWN INITIATIVE, MORE THAN FOURTEEN DAYS AFTER ENTRY OF JUDGMENT ORDERED A NEW TRIAL IN VIOLATION OF RULE 59(D) OF THE OHIO RULES OF CIVIL PROCEDURE.
{15} In their first assignment of error, the Herholds argue that the trial court erred when it granted the Defendants a new trial, on its own initiative, beyond
{16}
Not later than twenty-eight days after entry of judgment the court of its own initiative may order a new trial for any reason for which it might have granted a new trial on motion of a party.
The court may also grant a motion for a new trial, timely served by a party, for a reason not stated in the party‘s motion. In such case the court shall give the parties notice and an opportunity to be heard on the matter. The court shall specify the grounds for new trial in the order.
Under
{17} In their appellate brief, the Herholds rely upon a former version of
{18} In ruling on the Herholds’ motion to strike the Defendants’ motion for judgment notwithstanding the verdict or, alternatively, a new trial, the trial court employed the amended versions of both
{19}
{20} As previously noted, the Defendants’ filed their motion for judgment notwithstanding the verdict or, alternatively, a new trial within 28 days of the entry of judgment in this matter. Their motion indicates that it was served upon the Herholds that same day, and the Herholds have not disputed service. Therefore, the Defendants’ motion was timely filed under
ASSIGNMENT OF ERROR II
THAT THE LOWER COURT ERRED AS A MATTER OF LAW WHEN IT GRANTED A NEW TRIAL TO SMITH LAND AND SMITH[.]
{21} In their second assignment of error, the Herholds argue that the trial court erred by granting the Defendants’ motion for new trial. Because the trial court based its decision on items that are not a part of the record, this Court must presume regularity and affirm the trial court‘s decision.
{22} “[A]n appellate court‘s review is restricted to the record provided by the appellant to the court. Accordingly, the appellant assumes the duty to ensure that the record, or the portions necessary for review on appeal, is filed with the appellate court.” (Internal citations and quotations omitted.) Bank of Am., N.A. v. Wiggins, 9th Dist. Wayne No. 14AP0033, 2015-Ohio-4012, ¶ 13. Accord Lunato v. Stevens Painton Corp., 9th Dist. Lorain No. 08CA009318, 2008-Ohio-3206, ¶ 11 (“This Court has repeatedly held that it is the duty of the appellant to ensure that the record on appeal is complete.“). “When the record is incomplete, this Court must presume regularity in the trial court‘s proceedings and affirm its decision.” Helms v. Gains, 9th Dist. Summit No. 27616, 2015-Ohio-4000, ¶ 4.
{23} The trial court here ordered a new trial because it concluded that,
upon review of the jury‘s verdicts, its answers to interrogatories, the manner in which the jury was instructed, the phrasing of the jury interrogatories, and the damages awarded, * * * the jury‘s verdicts and damage awards and the resulting judgment were contrary to law, and not sustained by the weight of the evidence.
The court wrote that the jury‘s damage awards appeared to be duplicative because the jury instructions did not differentiate between the conduct in support of the breach of contract claim
{24} Upon review, the record does not contain any of the trial exhibits or a copy of the jury instructions that the court read to the jury. On April 29, 2014, both parties filed proposed jury instructions. Neither the parties, nor the court, however, ever filed the finalized jury instructions that were read to the jury at trial. When the Defendants filed their motion for judgment notwithstanding the verdict or, alternatively, a new trial, they had an expedited transcript prepared and filed that transcript in the lower court. The transcript they filed, however, does not include the jury instructions, and the Herholds never had a separate transcript prepared. The record, as filed, only contains the transcript of the testimony given at trial. It does not contain any discussions regarding the jury instructions, the instructions themselves, or the exhibits.
{25} We note that, in setting forth its “anticipated ruling” on the Defendants’ motion, the trial judge quoted from the jury instructions. The judge did not elaborate as to how he secured the instructions, given that no one filed them and given that he was not the judge who presided over the trial in this matter. Even assuming that the instructions upon which he relied were, in fact, the same instructions given to the jury, however, this Court cannot rely on the quoted portions of the instructions to reach a decision in this matter. The trial judge did not quote the instructions in their entirety and took issue with them, in part, because he found them
{26} This Court is not without sympathy for the Herholds. They waited six years for this matter to go to trial and then discovered, another 16 months later, that the fourth trial judge in this matter was vacating the unanimous jury verdicts in their favor. Because the Herholds are the appellants here, however, it was their burden to ensure that the record was complete and contained all of “the portions necessary for review on appeal.” Wiggins, 2015-Ohio-4012, at ¶ 13. Accord Lunato, 2008-Ohio-3206, at ¶ 11. Without the portions of the record necessary to review the trial court‘s ruling in this matter, this Court has no choice but to “presume regularity in the trial court‘s proceedings and affirm its decision.” Helms, 2015-Ohio-4000, at ¶ 4. Accordingly, the Herholds’ second assignment of error is overruled on that basis.
III.
{27} The Herholds’ assignments of error are overruled. The judgment of the Summit County Court of Common Pleas is affirmed.
Judgment affirmed.
There were reasonable grounds for this appeal.
We order that a special mandate issue out of this Court, directing the Court of Common Pleas, County of Summit, State of Ohio, to carry this judgment into execution. A certified copy of this journal entry shall constitute the mandate, pursuant to
Immediately upon the filing hereof, this document shall constitute the journal entry of judgment, and it shall be file stamped by the Clerk of the Court of Appeals at which time the period for review shall begin to run.
Costs taxed to Appellants.
JULIE A. SCHAFER
FOR THE COURT
MOORE, P. J.
WHITMORE, J.
CONCUR.
APPEARANCES:
THOMAS A. SKIDMORE, Attorney at Law, for Appellants.
BRADLEY S. LEBOEUF, Attorney at law, for Appellees.
KAREN EDWARDS-SMITH, Attorney at Law, for Appellees.