Herbert Russell Bassette was convicted of capital murder by a jury on August 22, 1980, and was sentenced to death. He appealed his conviction without success to the Supreme Court of Virginia,
see Bassette v. Commonwealth,
On April 4, 1988, Bassette filed a pro se petition for a writ of habeas corpus in the United States District Court for the Eastern District of Virginia. In his petition he raised twelve grounds for relief. He successfully moved for the appointment of counsel and an amended petition was filed August 16, 1988, setting forth 28 grounds and incorporating the claims made in the pro se petition. Certain of the claims were restated and thereafter 36 claims were presented to the district court. By order entered November 29, 1988, the district court granted summary judgment for Warden Thompson on 32 of the claims and *935 directed additional briefing and argument on the four remaining claims. By an order entered August 13, 1989, the district court dismissed the remaining claims. In its opinion, the district court found that almost all of the claims of appellant were being asserted for the first time in the federal petition, and that these claims had not been raised on direct appeal or in the Virginia habeas corpus proceeding. The district court concluded that the claims were not barred by state procedural default rules, and then addressed the merits of the claims and found against the appellant.
We find that under
Teague v. Lane,
I
Bassette was convicted of murder during the commission of a robbery while armed with a deadly weapon. The victim was a 16-year-old night attendant at a Richmond, Virginia, gas station. His nude body was found November 24, 1979, in a ditch bordering a road in Henrico County. The body revealed six gunshot wounds. The prosecution presented the testimony of three individuals, who participated in the robbery, and identified Bassette as the person who fired the fatal shots as his young victim begged for mercy.
Bassette testified and denied committing the crime. He claimed that he was not with the three individuals on the night of the crime. His claim of alibi was supported by his girlfriend, who by the time of trial was his wife, and also by his girlfriend’s mother. Bassette’s niece, Joyce Ann Mason, also testified that Bassette, his girlfriend and her children had visited her grandmother’s house on the night of the murder. Ms. Mason stated she remembered the date because she had noted the visit in a journal she was keeping for a class she was attending at J. Sergeant Reynolds Community College. She stated that the journal had been turned in to the teacher, but that she had retrieved it and verified the date before testifying. The first trial ended with a hung jury, and at the second trial, which resulted in a conviction, the prosecution presented the rebuttal testimony of Ms. Mason’s college instructor, who testified that the assignment to keep a journal did not start until long after November 1979, and that she had not met Mason until April 1980.
At the second trial, the jury recommended a sentence of death. The trial judge considered the presentence report and on November 19, 1980, confirmed the jury’s verdict and ordered Bassette to be executed.
II
The district court found that of the 36 claims presented by Bassette in his federal habeas corpus petition, 22 were being asserted for the first time and that they had not been raised by Bassette on either his direct appeal or his collateral habeas corpus proceeding in the Virginia state courts, and five of the claims were presented on direct appeal but not in the state habeas petition. Warden Thompson waived exhaustion of Bassette’s state remedies and asserted that further proceedings in the state court would be fruitless and the federal proceedings would be expedited by his waiver of the exhaustion requirement. However, Thompson did not waive his position that the state procedural bar applied to the present federal habeas corpus petition. Bassette presents seven issues to us for review. Six of these claims involve the state trial, and only one has ever been presented to a Virginia court — the claim of *936 abuse of discretion by the trial judge in refusing to allow appellant to represent himself before the sentencing jury. The seventh claim is that the district court did not conduct an evidentiary hearing and did not independently examine the state court record before denying appellant's petition.
The district court considered
Harris v. Reed,
We find that the district court read Harris v. Reed and Teague v. Lane too narrowly, and that five of the seven present claims are barred by the procedural default of Bassette in failing to present these claims on direct appeal to the Virginia Supreme Court or in his state collateral attack on his conviction.
Harris v. Reed
involved a federal habeas corpus petition following a state conviction and held that the federal court may reach the federal questions on review unless the state court’s opinion contains a plain statement that its decision rested upon adequate and independent state grounds, and that the state court must have actually relied on the procedural bar as an independent basis for its disposition of the case. The Court found that the state court’s statement that most of the ineffective assistance of counsel allegations “could have been raised (on) direct appeal” was not sufficient to be a “plain statement” since it was not an explicit reliance on state court waiver as a ground for rejecting any aspect of the petitioner’s claim.
Harris v. Reed,
Our application of the procedural default rule here is consistent with Harris v. Reed,109 S.Ct. 1038 [, 489] U.S. [255,103 L.Ed.2d 308 ,] (1989), which holds that a “procedural default does not bar consideration of a federal claim on either direct or habeas review unless the last state court rendering a judgment in the case ‘clearly and expressly’ states that its judgment rests on a state procedural bar.” (citations and internal quotations omitted). The rule announced in Harris v. Reed assumes that a state court has had the opportunity to address a claim that is later raised in a federal habeas proceeding. It is simply inapplicable in a case such as this one, where the claim was never presented to the state courts.
Teague,
Bassette did not raise five of his present claims on direct appeal or in his state habe-as corpus proceeding. * Virginia law is clear that these five claims are barred because they are based upon “facts of which petitioner had knowledge at the time of the filing of any previous petition.” The provisions of § 8.01-654(B)(2), Code of Virginia, are clear: “No writ shall be granted on the basis of any allegation of facts of which petitioner had knowledge at the time of filing any previous petition.”
*937
This statute has been consistently applied to bar claims which could have been raised in an earlier habeas proceeding, and it is clear that five of the seven claims are based on facts knowledgeable to him at the time of his prior state petition, which was decided March 19,1985. We have enforced the state procedural bar of § 8.01-654(B)(2).
See Clanton v. Muncy,
If Bassette now attempted to raise his present claims in a state habeas corpus petition, they would be barred by the clear language of the Virginia statute, which is enforced by the Supreme Court of Virginia.
See Dodson v. Director of Dept. of Corrections,
This is the same issue decided in Teague v. Lane, supra, the claim has not been presented to the state court and it is now barred. When a claim is never presented to the state court Teague does not require that the last state court rendering judgment “clearly and expressly” state that its judgment rests on a state procedural bar.
There is no merit to Bassette’s claim that the warden’s waiver of exhaustion of Bassette’s state remedies in some way prevents or weakens his reliance upon the state procedural bar. The Virginia courts enforce the bar to subsequent habe-as petitions when the petitioner had knowledge of the facts at the time of his previous petition, and it would serve no useful purpose and would only prolong the final resolution of this matter to require Bassette to file a futile state petition. Teague teaches that when it is clear that the state law would bar state review, exhaustion is not required, and federal review is precluded.
Under
Wainwright v. Sykes,
Ill
As we have previously indicated, five of Bassette’s claims are procedurally barred, but we have reviewed the exceptions to the district court’s opinion on the merits, and we find no error there.
First, appellant claims that he was not given the necessary warnings required by
Miranda v. Arizona,
When the punishment of any person has been fixed at death, the court shall, before imposing sentence, direct a probation officer of the court to thoroughly investigate upon the history of the defendant and any and all other relevant facts, to the end that the court may be fully advised as to whether the sentence of death is appropriate and just. Reports shall be made, presented and filed as provided in § 19.2-299. After consideration of the report, and upon good cause shown, the court may set aside the sentence of death and impose a sentence of imprisonment for life.
Appellant contends that statements made by him in the interview with the probation and parole officer were used against him at the sentencing hearing, and that these statements were relied upon by the judge in deciding to accept the jury’s recommendation of death rather than setting aside this sentence and imposing a sentence of life imprisonment.
The complained of statement contained in the presentence report was: “The subject maintains that he was with his wife and two children at the time of the incident.” Appellant contends that the prosecuting attorney used this statement to argue to the court that the defendant was not entitled to mitigation of the sentence because he had not accepted responsibility for his acts and *938 this should be considered as evidence that he would harm people in the future.
As an exhibit to his motion for summary judgment, the appellee attached a certificate of the trial judge as permitted under 28 U.S.C. § 2245 (1988) which states:
On the hearing of an application for a writ of habeas corpus to inquire into the legality of the detention of a person pursuant to a judgment the certificate of the judge who presided at the trial resulting in the judgment, setting forth the facts occurring at the trial, shall be admissible in evidence. Copies of the certificate shall be filed with the court in which the application is pending and in the court in which the trial took place.
In his certificate the state trial judge stated: “The fact that Bassette denied to the probation and parole officer that he committed the murder did not influence me in setting his sentence of death.” The state court’s finding of fact that the trial judge was not influenced by Bassette’s statement is presumed to be correct under 28 U.S.C. § 2254(c).
Although
Estelle v. Smith,
Estelle was decided two years after Bas-sette’s trial. It established a “new rule” which is not applied retroactively because it does not meet either of the two exceptions to the general rule of non-retroactivity as is more fully explained in Part IV hereof.
IV
Bassette claims that he was denied due process because the presentence report contained excerpts from a psychiatric evaluation conducted by a prison psychologist in 1967, at a time when he was imprisoned on a charge of armed robbery. He asserts that the statements of the psychologist, Dr. D.H. Doub, were used against him in the sentencing hearing and that the Commonwealth used this evidence without providing him with an expert to refute Doub’s statements. Dr. Doub had died before Bassette’s murder trial. In support of his position, appellant relies upon
Ake v. Oklahoma,
In the present case, the psychiatric examination was not made in connection with the sentencing phase of Bassette’s 1980 murder ease, but was concluded 13 years earlier in connection with an armed robbery. However, it is not necessary to belabor this point because Ake was not decided until five years after Bassette’s trial and sentencing, and Ake announces a new rule which is not to be applied retroactively. In Teague, supra, the Court stated that new constitutional rules of criminal procedure would not be applied on collateral review to cases which had become final before the new rules were announced. Bassette’s conviction became final at least three years before the Supreme Court adopted the new rule in Ake which held that due process requires that a defendant be provided with psychiatric assistance in preparation for a capital sentencing proceeding, if the state intends to present psychiatric evidence against the defendant. This new rule is not to be applied retroactively.
Teague identified only two exceptions to the general rule of non-retroactivity of a new rule to cases on collateral review, and Bassette does not come within either exception.
First, a new rule should be applied retroactively if it places “certain kinds of primary, private individual conduct beyond the power of the criminal law-making authority to proscribe.” Mackey [v. United States ] 401 U.S. [675] at 692, 91 S.Ct. [1171] at 1180 [28 L.Ed.2d 388
*939 (1971) ] (separate opinion). Second, a new rule should be applied retroactively if it requires the observance of “those procedures that ... are ‘implicit in the concept of ordered liberty.’ ” Id., at 693,91 S.Ct. at 1180 (quoting Palko v. Connecticut,302 U.S. 319 , 325 [58 S.Ct. 149 , 152,82 L.Ed. 288 ] (1937) Cardozo, J.).
The proscribed conduct in the present case is capital murder, the prosecution of which is not prohibited by the new rule announced in
Ake.
The first exception actually refers to certain kinds of primary, private individual conduct beyond the power of the criminal law-making authority to proscribe,
i.e.,
a state statute forbidding the use of contraceptives which was struck down in
Griswold v. Connecticut,
Under the second exception a new rule is applied retroactively on collateral review only, if it requires the observance of “those procedures that ... are ‘implicit in the concept of ordered liberty.’ ” The use of the 1967 psychologist report is not a matter that is “implicit in the concept of ordered liberty.” A sentencing court’s consideration of reports in a presentence investigation is guided by the holding in
Williams v. New York,
V
We are unpersuaded by Bassette’s claim of ineffective counsel because his attorney did not object to the introduction of that portion of the presentence report which contained the report of the psychologist. The primary case relied upon by the appellant as to the right to cross-examine anyone contributing information to the presentence report is
Proffitt v. Wainwright,
VI
Appellant claims ineffective assistance of counsel because his trial attorney failed to conduct a sufficient investigation of his alibi witness, Joyce Ann Mason, so as to realize that she was lying in her testimony that the appellant had visited her grandmother on the night of the murder and was accompanied by his girlfriend and her children. Witness Mason claimed that she had noted this in a journal kept for her class at J. Sergeant Reynolds Community College. Mason’s testimony was destroyed at the second trial by the testimony of her teacher who stated that the assignment to keep a journal was not made until almost six months after the murder.
This is not evidence of ineffective assistance of counsel, but is only evidence that Bassette introduced his attorney to a witness who was willing to lie under oath. Under
Strickland v. Washington,
VII
We find no merit to appellant’s claim that his attorney was ineffective in presenting his defense during the sentencing phase of the trial, because only two witnesses were called. He argues that his attorney, by calling only two witnesses, in effect produced no evidence. He also claims that it was error for the district court not to conduct an evidentiary hearing on this point and on all of the points he raised in the district court. Bassette asserts that by calling only his parole officer and his jailer, his attorney produced no evidence and that under
Turner v. Bass,
When a habeas petitioner presents facts, which if proved, would entitle him to habeas corpus relief, a federal court can receive that evidence at a hearing. Townsend v. Sain,372 U.S. 293 , 312,83 S.Ct. 745 , 756,9 L.Ed.2d 770 (1963). An evidentiary hearing in a federal habeas corpus proceeding is required only if the habeas petitioner establishes one or more of the enumerated criteria of 28 U.S.C. § 2254(d) or in Townsend, supra, at 312-318,83 S.Ct. at 756-759 . Shaw v. Martin,733 F.2d 304 (4th Cir.1984). Where a state court has decided the merits of a claim but made no express findings of fact, the district court may be able to reconstruct those findings without a hearing. Of course, no hearing is required if the facts alleged by the petitioner and assumed to be true are insufficient to support a claim.
Id.
Bassette does not meet the criteria of either 28 U.S.C. § 2254(d) or Townsend. Under § 2254(d), a determination made by a state court after a hearing on the merits of the factual issue in a habeas corpus petition, and a judgment by the state court evidenced by a written opinion, are presumed to be correct unless the petitioner can show: (1) that the merits of the factual dispute were not resolved in the state court; (2) that the fact-finding procedure was not adequate to afford a full and fair hearing; (3) that material facts were not adequately developed; (4) that the state court lacked jurisdiction over the subject matter or the person of petitioner; (5) that petitioner did not have counsel appointed in the state proceedings; (6) that he did not receive a full, fair and adequate hearing; (7) that he was otherwise denied due process; or (8) the finding of the state court is not fairly supported by the record.
Townsend
requires an evidentiary hearing in the federal court on a habeas corpus petition when there has not been “a full and fair evidentiary hearing in a state court, either at the time of the trial or in a collateral proceeding.”
The great failing of the appellant on his claim that other evidence should have been presented during the sentencing phase of his trial is the absence of a proffer of testimony from a witness or witnesses he claims his attorney should have called. He claims that his counsel conducted an inadequate investigation to discover persons who would testify in his favor, but he does not
*941
advise us of what an adequate investigation would have revealed or what these witnesses might have said, if they had been called to testify. Appellant cannot establish ineffective assistance of counsel under
Strickland v. Washington
on the general claim that additional witnesses should have been called in mitigation.
See Briley v. Bass,
VIII
Appellant claims error by the trial judge in refusing to allow him to represent himself during the sentencing phase. At the close of all of the evidence in the sentencing phase, Bassette asked permission to represent himself and to make the closing argument to the jury. This motion was made over the objection of his two attorneys, and it was opposed by the Commonwealth’s Attorney. The trial judge denied the motion and pointed out that Bassette had been represented throughout by two attorneys, that the attorneys had advised the court that one would handle the guilt phase of the trial and the other would handle the sentencing phase, and that until the moment of the motion the court had not been advised of any desire by Bassette to represent himself and make the closing argument.
After the court had ruled, one of the attorneys for Bassette continued to press the motion and stated that Bassette was adamant in his position that he had the right to make the closing argument. It was in response to this additional argument that the court made two statements, which appellant now contends indicate an abuse of discretion, because the statements suggest that the court was arbitrary and used no discretion in denying the motion. These statements by the trial judge were “nothing in the law says he can” and “I’m running this court at this time and I’m not going to permit it.”
These statements were made, but only after the judge had previously ruled and the attorneys continued to argue the motion. It is not unusual for a trial judge to be abrupt in his response to additional argument when an issue has already been decided. This is not an indication of arbitrary and capricious conduct, nor is it an indication that the judge did not exercise discretion in originally denying the motion.
Appellant, by his request to make the closing argument, was not seeking to appear as a witness, where he would be subject to cross-examination, but was seeking to suddenly become co-counsel with his two appointed counsel, or to proceed pro se. He had not testified at the sentencing phase, but he suddenly wanted to address the jury without being placed under oath and without being subjected to cross-examination. He had an absolute right to take the stand and make his plea to the jury as a witness in answer to questions asked by counsel, but he did not have an absolute right to suddenly become counsel. We have held that a district court need not permit a defendant to appear as co-counsel unless there is a showing of special need.
United States v. Lang,
Appellant argues that under
Faretta v. California,
On the present facts we find no abuse of discretion by the trial judge in refusing to allow Bassette to represent himself and make a closing argument to the jury.
IX
We find no merit to the claim that the record does not demonstrate- that the district court independently examined the state court record before denying Bassette’s claim. The opinions of the district court exceeded sixty-five pages and considered all issues in depth, and this demonstrates a close examination of the state court record.
We have considered each of the issues raised and have examined with care all of the allegations of error. We are of the opinion that the district court’s dismissal of the petition for writ of habeas corpus must be affirmed, and that Bassette received a constitutionally fair trial.
AFFIRMED.
Notes
These are the claims that his probation officer did not advise him of his Miranda rights, that he was denied a psychologist and denied cross-examination of the Commonwealth’s psychologist, and various assertions of ineffective assistance of counsel.
