HERALD COMPANY v CITY OF BAY CITY
Docket No. 111709
Supreme Court of Michigan
July 27, 2000
463 MICH 111
Docket No. 111709. Argued April 4, 2000 (Calendar No. 4). Decided July 27, 2000.
In 1996, the editor of The Bay City Times requested the city of Bay City, under the Michigan Freedom of Information Act, to provide the names, job titles, cities of residence, and ages of the seven final candidates for the job of Bay City Fire Chief. The city denied the request. After a chief was appointed, Herald Company, owner of the Times, brought an action in the Bay Circuit Court, alleging violations of the FOIA and the Michigan Open Meetings Act. The court, William J. Caprathe, J., granted summary disposition for the defendant on both claims, holding that the plaintiff‘s FOIA request was defective and, alternatively, that the requested information was exempt from disclosure. The court further concluded that the city manager and his committee were not subject to OMA provisions, and thus that there was no violation of the act. The Court of Appeals, FITZGERALD, P.J., and O‘CONNELL and WHITBECK, JJ., reversed, 228 Mich App 268 (1998) (Docket No. 200187). The city appeals.
In an opinion by Justice YOUNG, joined by Chief Justice WEAVER, and Justices CAVANAGH, TAYLOR, CORRIGAN, and MARKMAN, the Supreme Court held:
Bay City violated the FOIA when it refused to disclose public records concerning final candidates for the position of fire chief, because the requested records were not within any exemption under the FOIA. The city manager was neither part of, nor acting as, a public body within the contemplation of the OMA, and thus was not subject to its requirements.
1. The Freedom of Information Act provides that all persons are entitled to full and complete information regarding the affairs of government and the official acts of those who represent them as public officials and public employees. Its specific provisions generally require full disclosure of public records in the possession of a public body. Exemptions are narrowly construed. Inter alia, a public body may exempt from disclosure information of a personal nature where the public disclosure of the information would constitute a clearly unwarranted invasion of privacy.
3. The information sought under the FOIA in this case is not personal, and its revelation would not constitute a clearly unwarranted invasion of privacy. The fact of application for a public job, or the typical background information that may be disclosed with such an application, is simply not personal within the contemplation of the exemption. Given the public nature of the position at issue, it would be difficult to conclude that the customs, mores, and views of the community contemplate that an application for such a position could be made without expectation of considerable public scrutiny. The defendants failed to establish on the record why any of the information requested by the plaintiff is the kind of intimate or embarrassing information that the FOIA exception protects. Even if the requested information was contained in public documents that also referenced embarrassing or intimate personal information, the FOIA imposes on the city a duty to separate the exempt and nonexempt material and make the nonexempt material available for examination and copying.
4. The trial court committed an error of law when it proceeded directly to an inquiry regarding whether disclosure would constitute a clearly unwarranted invasion of privacy without first deter-
5. The Open Meetings Act provides that all meetings, decisions, and deliberations of a public body constituting a quorum of its members are to take place at a meeting open to the public. Closed session meetings are strictly limited, and, except as provided in the act, all interviews by a public body for employment or appointment to a public office must be held in an open meeting. As used in the OMA, the term “public body” connotes a collective entity, and the statutory terms used illustratively do not encompass individuals. Thus, an individual executive acting in an executive capacity is not a public body for the purposes of the OMA. Further, such an executive making a recommendation to a deciding body does not constitute a delegation of authority. In this case, the city manager was assigned the task of recommending a new fire chief directly by the city charter, and, therefore, he required no delegation of authority from the city commission in order to perform that function. Under these circumstances, the Legislature, by electing not to include individuals in the OMA definition of public body, has exempted the city manager from its requirements. Because the city manager‘s committee was not empowered by state constitution, statute, charter, ordinance, resolution, or rule, it was not a public body for purposes of the OMA, and the committee‘s actions did not violate that statute.
Affirmed in part, reversed in part, and remanded.
Justice KELLY, concurring in part and dissenting in part, stated that the city manager is a public body for purposes of the Open Meetings Act because he was an authority. Under the city charter, he is one of two public bodies that, working together, determine who will be the Bay City Fire Chief. In interviewing candidates and reducing the field of candidates, he made decisions, performed governmental functions, and exercised governmental authority. Thus,
Braun, Kendrick, Finkbeiner, P.L.C. (by Scott C. Strattard), for the plaintiff-appellee.
Allsopp, Kolka & Wackerly, P.C. (by Mark A. Kolka), for the defendants-appellants.
Amici Curiae:
Law Offices of Dawn Phillips-Hertz (by Dawn Phillips-Hertz and Lisa Rycus Mikalonis), for Michigan Press Association and The Associated Press and Kasiborski, Ronayne & Flaska, P.C. (by John J. Ronayne, III), for The Michigan Association of Broadcasters.
Miller, Canfield, Paddock & Stone, P.L.C. (by Don M. Schmidt), for Michigan Municipal League Legal Defense Fund.
Sommers, Schwartz, Silver & Schwartz, P.C. (by Patrick Burkett and C. F. Boyle, Jr.), for Public Corporation Law Section/State Bar of Michigan.
Bauckham, Sparks, Rolfe, Lohrstorfer & Thall, P.C. (by John H. Bauckham), for Michigan Townships Association.
YOUNG, J. We granted leave in this case to address the application of the Michigan Freedom of Information Act (FOIA) and the Michigan Open Meetings Act (OMA) in the context of the municipal hiring process. We conclude that Bay City violated the FOIA when it refused to disclose public records concerning final candidates for the position of Bay City Fire Chief, because the requested records were not within any
I. FACTS AND PROCEDURAL BACKGROUND
Plaintiff challenges the process used by defendant Bay City to select a new fire chief. The relevant facts are not in dispute.
In February 1996, the Bay City Fire Chief retired. The Bay City Charter prescribes that a new fire chief must be appointed by the Bay City Commission on the recommendation of the city manager. The city manager at that time, defendant Bruce McCandless, formed a committee to assist him in making his recommendation. The purpose of the committee was to aid McCandless in establishing hiring criteria, soliciting and screening applicants, and interviewing applicants, and to advise him on the selection of the most qualified candidate. The committee consisted of defendants Howard Asch, Thomas Rhine, Boyd Boettger, Bruce Wagner and Jacob Hutter.1
The five-member committee received thirty-four applications and recommended that nine of those applicants be considered for the fire chief position. Two of the nine recommended candidates withdrew their applications. The remaining seven applicants
On May 6, 1996, before McCandless made a recommendation to the city commission, the editor of The Bay City Times2 filed a Freedom of Information Act request for “the names, current job titles, cities of residence and age of the seven final candidates for the job of Bay City fire chief....” In a letter dated May 13, 1996, the city denied plaintiff‘s request.
On May 16, 1996, McCandless sent a letter to the city commission recommending one candidate, Gary Mueller, for the fire chief position. At an open meeting on June 3, 1996, the city commission deliberated and voted to appoint Gary Mueller as the Bay City Fire Chief.
After the appointment, plaintiff filed suit alleging violations of the FOIA and the OMA. Plaintiff argued that the FOIA required the city to comply with plaintiff‘s request for information about the candidates who were interviewed, and that the OMA required McCandless and his committee to conduct interviews in open meetings.
The trial court eventually granted summary disposition for defendants on both the FOIA and OMA claims. The court held that plaintiff‘s FOIA request was defective and, alternatively, that the requested information
II. STANDARD OF REVIEW
The trial court granted summary disposition for defendants on the basis of its interpretation of the Freedom of Information Act,
III. FREEDOM OF INFORMATION ACT CLAIM
A. INTRODUCTION
Subsection 1(2) of the FOIA declares that
[i]t is the public policy of this state that all persons . . . are entitled to full and complete information regarding the affairs of government and the official acts of those who represent them as public officials and public employees, consistent with this act. The people shall be informed so that they may fully participate in the democratic process. [
MCL 15.231(2) ;MSA 4.1801(1)(2) (emphasis added).]
Consistent with this broadly declared legislative policy, the FOIA‘s specific provisions generally require the full disclosure of public records in the possession of a public body:5
(1) Upon an oral or written request which describes the public record sufficiently to enable the public body to find the public record, a person has a right to inspect, copy, or receive copies of a public record of a public body . . . .
(2) A public body shall furnish a requesting person a reasonable opportunity for inspection and examination of its public records, and shall furnish reasonable facilities for making memoranda or abstracts from its public records during the usual business hours. . . .
(3) This act does not require a public body to make a compilation, summary, or report of information . . . .
[4] This act does not require a public body to create a new public record, except as required in sections 5 and 11, and to the extent required by this act for the furnishing of copies, or edited copies pursuant to section 14(1), of an already existing public record. [
MCL 15.233 ;MSA 4.1801(3) .]
The FOIA provides, in § 13, several exemptions which, if applicable, permit a public body to deny a request for disclosure of public records.6 On its express terms, the FOIA is a prodisclosure statute, and the exemptions stated in § 13 are narrowly construed. Mager, supra at 143; Bradley v Saranac Community Schools Bd of Ed, 455 Mich 285, 293; 565 NW2d 650 (1997); Swickard v Wayne Co Medical Examiner, 438 Mich 536, 544; 475 NW2d 304 (1991). The burden of proof rests on the party asserting the exemption. Bradley, supra at 293; Swickard, supra at 544.
At issue in the instant case is the following FOIA exemption:
A public body may exempt from disclosure as a public record under this act:
(a) Information of a personal nature where the public disclosure of the information would constitute a clearly unwarranted invasion of an individual‘s privacy. [
MCL 15.243(1)(a) ;MSA 4.1801(13)(1)(a) .]
B. PROPRIETY OF PLAINTIFF‘S REQUEST
The FOIA does not establish detailed requirements for a valid request. Instead, it merely requires that a request “describe[] the public record sufficiently to enable the public body to find the public record.”
In this case, plaintiff requested “the names, current job titles, cities of residence and age of the seven final candidates for the job of Bay City fire chief.” The city admits that this description was sufficient to allow it to find documents containing the information, but argues that the request was flawed because it requested the information itself, rather than documents containing the information.7 Also according to defendants, to satisfy plaintiff‘s request, the city
We begin by reiterating that the Legislature entitled this statute the “Freedom of Information Act,” and declared as the public policy of this state “that all persons . . . are entitled to full and complete information regarding the affairs of government . . . .”
Consistent with this stated purpose, the Legislature did not impose detailed or technical requirements as a precondition for granting the public access to information. Instead, the Legislature simply required that any request be sufficiently descriptive to allow the public body to find public records containing the information sought. In contrast, the city would have us read an additional requirement into the statute—that a request must describe the specific public records to be disclosed. We have no authority to impose requirements not found in the statute, and we note that it would be odd indeed to ask a party who has no access to public records to attempt specifically to describe them. Because the request in this case was sufficient to allow the city to find the requested information, the request was valid under
Defendants’ related argument contends that plaintiff‘s request would have required the city to create a new public record—something the statute expressly states that the city is not required to do.
also note that, in its request, plaintiff specifically offered to provide further description, if necessary.
C. PRIVACY EXEMPTION
Defendants also argue that the information plaintiff requested is exempt from disclosure as “information of a personal nature” pursuant to
This case requires us to decide whether the fact of application for a particular public job and information supplied therewith is “information of a personal nature” and, if so, whether the disclosure of such information would “constitute a clearly unwarranted invasion of an individual‘s privacy.”
We begin by once again observing that this exception involves “‘a highly subjective area of the law where the Legislature has provided little statutory guidance’ . . . .” Mager, supra at 143, quoting Swickard, supra at 556. Bearing this in mind, we conclude that the information sought is not personal, and, moreover, that its revelation would not constitute a clearly unwarranted invasion of privacy.
1. “PERSONAL NATURE” OF THE INFORMATION
The text of the statute at issue reveals little about the Legislature‘s intended scope when it provided an exemption for “information of a personal nature.” From this Court‘s numerous attempts to fashion a workable formulation for determining on a case-by-case basis whether requested information is “personal” within the Legislature‘s contemplation, the following standard has emerged:
“[W]e conclude that information is of a personal nature if it reveals intimate or embarrassing details of an individual‘s private life. We evaluate this standard in terms of ‘the
customs, mores, or ordinary views of the community’ . . . .” [Mager, supra at 142, quoting Bradley, supra at 294 (emphasis added).]
Applying this standard in Bradley, we determined that personnel records of public school teachers and administrators were not of a “personal nature“:
Significantly, none of the documents contain information of an embarrassing, intimate, private, or confidential nature, such as medical records or information relating to the plaintiffs’ private lives. Moreover, the appellants have not alleged specific private matters that would be revealed by the disclosure of their personnel records. Instead, the requested information consists solely of performance appraisals, disciplinary actions, and complaints relating to the plaintiffs’ accomplishments in their public jobs. Because the requested information does not disclose intimate or embarrassing details of the plaintiffs’ private lives, we hold that the requested records do not satisfy the personal-nature element of the privacy exemption. [Id. at 295.]
More recently, in Mager, supra, we applied this same standard and reached the opposite conclusion because of the nature of the request at issue there. In Mager, the plaintiff requested that the State Police provide the names and addresses of persons who owned registered handguns. In determining that the fact of gun ownership was “information of a personal nature,” we noted that “[t]he ownership and use of firearms is a controversial subject,” and that “[a] citizen‘s decision to purchase and maintain firearms is a personal decision of considerable importance.” Id. at 143. Accordingly, we held that “gun ownership is an intimate or, for some persons, potentially embarrassing detail of one‘s personal life.” Id. at 144.
Importantly, even if the requested information was contained in public documents that also referenced embarrassing or intimate personal information (for example, medical data), the FOIA imposes on the city a duty to “separate the exempt and nonexempt material and make the nonexempt material available for examination and copying.”
2. “CLEARLY UNWARRANTED INVASION” OF PRIVACY ELEMENT
Although we have already concluded that the information sought was not characteristically “of a personal nature” and, therefore, that the privacy exemption does not apply, we will now briefly address the
We first note that the trial court committed an error of law when it proceeded directly to this inquiry without first determining whether the request sought information that was of a “personal nature.” The trial court additionally erred when it concluded that, on these particular facts, disclosure of the requested information would have constituted a “clearly unwarranted invasion” of privacy. By providing that the invasion of privacy must be clearly unwarranted, the Legislature has unmistakably indicated that the intrusion must be more than slight, but a very significant one indeed.
In Mager, we determined that disclosure of the names and addresses of registered gun owners would constitute a clearly unwarranted invasion of the gun owners’ privacy. Taking guidance from federal decisions concerning the federal FOIA, we noted that “‘a court must balance the public interest in disclosure against the interest [the Legislature] intended the exemption to protect.‘” Id. at 145, quoting United States Dep‘t of Defense v Federal Labor Relations Authority, 510 US 487, 495; 114 S Ct 1006; 127 L Ed 2d 325 (1994). We further held that the relevant “public interest” to be weighed in this balance ” ‘is the extent to which disclosure would serve the core purpose of the FOIA, which is contributing significantly to public understanding of the operations or activities of the government.’ ” Mager, supra at 145, quoting United States Dep‘t of Defense, supra at 495 (emphasis in original).
On the basis of the foregoing, we held that fulfilling a request for personal information concerning private
In contrast to the highly personal information at issue in Mager, we conclude that disclosure of the information concerning the final candidates for fire chief in the instant case would serve the policy underlying the FOIA because disclosure would facilitate the public‘s access to information regarding the affairs of their city government. It can hardly be challenged that the citizens of Bay City had a valid interest in knowing the identities of the final candidates considered in contention for this high-level public position. Keeping in mind that defendants bear the burden of proof that an exemption applies, and balancing the public interest against the relatively circumscribed privacy interest protected by the FOIA exemption, we cannot conclude that the disclosure sought might result in a “clearly unwarranted invasion of an individual‘s privacy.”9
IV. OPEN MEETINGS ACT CLAIM
A. INTRODUCTION
The OMA provides, in part:
(1) All meetings of a public body shall be open to the public and shall be held in a place available to the general public. . . .
(2) All decisions of a public body shall be made at a meeting open to the public.
(3) All deliberations of a public body constituting a quorum of its members shall take place at a meeting open to the public . . . . [
MCL 15.263 ;MSA 4.1800(13) .]
The statute strictly limits “closed session” meetings of public bodies and expressly states that, “except as otherwise provided . . . all interviews by a public body for employment or appointment to a public office shall be held in an open meeting pursuant to this act.”
B. ANALYSIS
Plaintiff argues that (1) the city manager in this case was a public body, (2) the city manager and city commission together formed a public body, and (3) in any event, the committee that established the hiring criteria, screened the initial applications, and conducted interviews before reducing the field to three applicants was a public body. The Court of Appeals agreed that the city manager may be a public body in his own right, and that he is certainly part of a public body when he acts in concert with the city commis-
body,” we need not determine whether application of this OMA provision would change our analysis.
The threshold issue under the OMA is whether an entity is a “public body.” The OMA defines “public body” as
any state or local legislative or governing body, including a board, commission, committee, subcommittee, authority, or council, which is empowered by state constitution, statute, charter, ordinance, resolution, or rule to exercise governmental or proprietary authority or perform a governmental or proprietary function, or a lessee thereof performing an essential public purpose and function pursuant to the lease agreement. [
MCL 15.262(a) ;MSA 4.1800(12)(a) .]
The definition of “public body” in the OMA contains two requirements: First, the entity at issue must be a “state or local legislative or governing body, including a board, commission, committee, subcommittee, authority, or council.” Second, the entity must be “empowered . . . to exercise governmental or proprietary authority or perform a governmental or proprietary function,” and that power must derive from “state constitution, statute, charter, ordinance, resolution, or rule . . . .”
As used in the OMA, the term “public body” connotes a collective entity. The statutory terms used illustratively to define “public body“—“legislative body” and “governing body“—do not encompass individuals. A single individual is not commonly understood to be akin to a “board,” “commission,” “committee,” “subcommittee,” “authority,” or “council“—the bodies specifically listed in the act by the Legisla-
The Court of Appeals observed that, under the Bay City Charter, the city commission shall appoint a fire chief “on the recommendation of the city manager.”13
(ii) An agency, board, commission, or council in the legislative branch of the state government.
(iii) A county, city, township, village, intercounty, intercity, or regional governing body, council, school district, special district, or municipal corporation, or a board, department, commission, council, or agency thereof.
(iv) Any other body which is created by state or local authority or which is primarily funded by or through state or local authority.
(v) The judiciary, including the office of the county clerk and employees thereof when acting in the capacity of clerk to the circuit court, is not included in the definition of public body. [
MCL 15.232(d) ;MSA 4.1801(2)(d) (emphasis added).]
Given this
According to the Court of Appeals, that provision arguably “effectively delegates the function of selecting the fire chief to the city manager.”14 We disagree with the proposition that an individual executive making a recommendation to a deciding body constitutes a delegation of authority. The city commission did not delegate to the city manager the responsibility to make a recommendation; that authority is given directly to the city manager by the charter. Further, the fact that the charter requires the city commission to act only on the recommendation of the city manager in no way constitutes a delegation of the commission‘s right to make the final determination regarding whether a recommended individual should be appointed to the position under the Bay City Charter.15
We see no merit to plaintiff‘s contention that the city manager and city commission together constitute a public body. Certainly the city commission constitutes a public body when it appoints a fire chief, but
In Menominee Co Taxpayers Alliance, Inc v Menominee Co Clerk, 139 Mich App 814; 362 NW2d 871 (1984), the Court held that a group formed as required by statute to select a new county treasurer was a public body for the purposes of the
The group in Menominee was a collective body in the plainest sense, thus satisfying the first requirement for a public body under the
Plaintiff also relies on our holding in Booth Newspapers, Inc v Univ of Michigan Bd of Regents, 444 Mich 211; 507 NW2d 422 (1993), to support the proposition that the city manager, individually, constituted a public body. Like Menominee, Booth is not analogous to the present case. In Booth, the University of Michigan Board of Regents attempted to evade the requirements of the
Nor do we agree with the contention that the committee that was formed by the city manager was subject to the requirements of the
V. CONCLUSION
For the reasons stated, in regard to plaintiff‘s
WEAVER, C.J., and CAVANAGH, TAYLOR, CORRIGAN, and MARKMAN, JJ., concurred with YOUNG, J.
KELLY, J. (concurring in part and dissenting in part). I agree with the majority‘s analysis and conclusion regarding the
I. THE CITY MANAGER IS A “PUBLIC BODY”
The majority holds that a person in his individual capacity cannot be a “public body” as defined under the
In Booth, the eight-member University of Michigan Board of Regents designated itself as the Presidential Selection Committee and embarked on the task of choosing a new university president. The committee made Regent Paul W. Brown chairman and also formed three advisory subcommittees. In all, five candidate-reduction decisions were made. Id. at 215. In the first, second, and fourth “cuts,” the candidate field was reduced from 250 to 70, 70 to 30, and 12 to 5, respectively. Regent Brown made the reduction decisions, although in doing so he consulted with the other regents, either by telephone or, in the case of the fourth cut, in a closed session. Id. at 216-218.
This Court found that the
[D]elegating the task of choosing a public university president to a one-man committee, such as Regent Brown,
would warrant the finding that this one-man task force was in fact a public body. . . . “We do not find the question of whether a multi-member panel or a single person presides to be dispositive. Such a distinction carries with it the potential for undermining the Open Meetings Act. . . .” [T]he selection of a public university president constitutes the exercise of governmental authority, regardless of whether such authority was exercised by Regent Brown, the nominating committee, the full board, or even subcommittees. Accordingly, this individual or these entities must be deemed “public bodies” within the scope of the
OMA . [Id. at 226, quoting Goode v Dep‘t of Social Services, 143 Mich App 756, 759; 373 NW2d 210 (1985) (internal citation omitted).]
The majority notes that in Booth, the Board of Regents, clearly a “public body” subject to the
The majority‘s attempt to distinguish Booth from the present case is unpersuasive. Although the Booth decision involved a delegation of power, it did not limit itself to situations where a delegation had taken place. Rather, the Booth Court was concerned that form not prevail over substance and that the
Regardless of the validity of the grounds on which the majority distinguishes Booth from the present case, I would hold that the city manager was a public body for purposes of the
The
[A]ny state or local legislative or governing body, including a board, commission, committee, subcommittee, authority, or council, which is empowered by state constitution, statute, charter, ordinance, resolution, or rule to exercise governmental or proprietary authority or perform a governmental or proprietary function . . . . [
MCL 15.262(a) ;MSA 4.1800(12)(a) (emphasis added).]
The
II. BY MEANS OF HIS DECISIONS, THE CITY MANAGER EXERCISED GOVERNMENTAL AUTHORITY AND PERFORMED A GOVERNMENTAL FUNCTION
I also find that reduction of the candidate pool by the city manager through interviews was a “decision”5 that must be made at an open meeting by mandate of the
Finally, the city charter provides:
The city commission shall appoint . . . on the recommendation of the city manager . . . [the] fire chief . . . . [Bay City Charter, art VII, § 1 (emphasis added).]
This Court has consistently held that the word “shall” imposes a mandatory duty. See State Hwy Comm v Vanderkloot, 392 Mich 159, 181; 220 NW2d 416 (1974). This language compels the city commission to appoint a candidate that the manager recommends.
The majority states that the only reasonable interpretation of the charter‘s language permits the city commission to reject a candidate recommended by the city manager. However, the candidate who is ulti
III. CONCLUSION
I would affirm the Court of Appeals holding that the defendants acted in violation of the
Notes
The majority argues that the doctrine of noscitur a sociis precludes individuals from the definition of authority, because the other specifically enumerated examples of a public body “are necessarily multimember bodies.” Ante, p 130, n 10. In response, I reiterate that in Booth this Court found that an individual could constitute a “committee.” Other illustrative entities constituting public bodies under the
The Legislature states that a “public body” under the
* * *
(f) To review and consider the contents of an application for employment or appointment to a public office if the candidate requests that the application remain confidential. However, except as otherwise provided in this subdivision, all interviews by a public body for employment or appointment to a public office shall be held in an open meeting pursuant to this act. [
After Booth, the Legislature amended the contents exception to the
The city commission shall appoint for such terms as it may establish the following officers: clerk, treasurer, comptroller, assessor, deputy assessor, attorney, and on the recommendation of the city manager, chief of police, fire chief, superintendent of electric light, superintendent of waterworks, engineer, street commissioner, superintendent of parks and superintendent of bridges.
If the vacancy shall be in any other county office [other than county clerk or prosecuting attorney], either elective or appointive, the presiding or senior judge of probate, the county clerk and the prosecuting attorney shall appoint some suitable person to fill such vacancy.
Finally, we acknowledge that the committee formed by the city manager was a multimember entity of the kind recognized in the
