Hensley v. BrownHensley v. Brown
The appellant, Vietnam veteran Danny J. Hensley, appeals from a March 13, 1991, Board of Veterans’ Appeals (BVA or Board) decision denying service-connected disability compensation for bilateral hearing loss. The Secretary of Veterans Affairs (Secretary) has moved for summary affirmance. For the reasons set forth below, the Court will vacate the BVA decision and remand the matter for readjudication.
I. Background
The veteran served in the U.S. Navy from October 10, 1969, to August 17, 1973. R. at 13. On his applications to the Department of Veterans Affairs (VA) for service-connected disability benefits, he reported having served on an aircraft carrier and having incurred hearing loss as the result of working on and around jet aircraft in service. R. at 16, 22. Although the service records before the Court do not specifically mention service on an aircraft carrier, his service separation report states that his last duty assignment was with an attack squadron and that he had nearly three years of foreign and/or sea service during the Vietnam Conflict. R. at 35.
At his August 1969 examination for entrance onto active duty, the following threshold hearing levels were reported on audiometric testing:
*157 500 1000 2000 3000 4000 (Hertz)
RIGHT: 10 -5 -10 — -5 (decibels)
LEFT: 10 -5 -10 — 60
R. at 2. The examiner diagnosed “Defective] hearing”. Ibid. Audiometric testing measures threshold hearing levels (in decibels (dB)) over a range of frequencies (in Hertz (Hz)); the threshold for normal hearing is from 0 to 20 dB, and higher threshold levels indicate some degree of hearing loss. CURRENT MEDICAL DIAGNOSIS & TREATMENT 110-11 (Stephen A. Schroeder et al. eds., 1988). As explained in part I.A., below, however, hearing loss does not constitute a disability for VA purposes when the threshold levels at 500, 1000, 2000, 3000, and 4000 Hz are all less than 40 dB and at least three are 25 dB or less. See
500 1000 2000 3000 4000 (Hz)
RIGHT: 35 25 15 5 10 (dB)
LEFT: 5 0 0 20 70
R. at 10. With the exception of the left-ear result at 500 Hz, all of the scores showed a worsening of hearing at separation when compared with the scores at entrance. The examiner diagnosed “HFHL [high-frequency hearing loss] both ears.” Ibid.
In January 1990, the veteran filed with a VA regional office (RO) an application for service-connected disability compensation for hearing loss. R. at 16. On his application, he reported having received treatment for his hearing loss since December 1989. R. at 17. The RO received reports of a December 1989 private physical examination and of December 1989 and January 1990 private audiometric testing. R. at 19-20, 34. In the report of the physical examination, the examiner diagnosed “bilateral [HFHL]” due to “probable noise trauma”. R. at 34. The audiometric test reports recorded threshold hearing levels of 75 and 85 dB at 4000 Hz and 65 and 40 dB at 3000 Hz in the right ear; none of the other recorded thresholds was above 30 dB. R. at 19-20. On the January 1990 report of audiometric testing, the examiner noted that the veteran’s noise exposure had included “military — -jet aircraft[,] some equipment/maehinery[, and] hunting”, and that his last exposure had been in October 1989. R. at 20. In a January 1990 letter to VA, the examiner indicated that the veteran had bilateral sensorineural hearing loss, and stated: “patient to wear ear protection in noise — high risk for noise damage because of years with jet aircraft, machinery....” R. at 31.
The veteran was given a VA audiometric examination in April 1990, at which time his hearing levels were reported as follows:
500 1000 2000 3000 4000 (Hz)
RIGHT: 25 20 15 5 40 (dB)
LEFT: 5 10 0 45 90
R. at 25-26. Except for the scores at 4000 Hz in both ears and 3000 Hz in the left ear, the veteran’s hearing was generally not worse than it had been at separation in 1973. His score on a “speech recognition” test was 96%. Ibid. He was diagnosed with “bilateral, high-frequency, sensorin-eural hearing loss.” R. at 25. The examiner noted that he had had an 18-to-19-year history of unilateral loss in the left ear. R. at 26.
In a June 1990 decision, the RO denied service connection for bilateral HFHL, concluding that hearing in the right ear had been within normal limits at separation, and that, although there was hearing loss in the left ear at separation, the record of the entrance examination' showed that such hearing loss was present at entry and that the condition was not aggravated beyond the normal progression of the condition. R. at 36-37. The veteran filed a Notice of Disagreement in June 1990 in which he stated that the examination at separation from service did not sufficiently evaluate whether his hearing loss may have been related to his exposure to jet engine noise and that the examiner had told him then that his discharge would be delayed if he wanted to pursue that issue. R. at 42-43. After the RO issued a Statement of the Case, he submitted a Form 1-9 (Appeal to the BVA), again asserting that his in-service noise exposure had caused hearing loss. R. at 50-51.
On appeal to this Court, the appellant asserts that the BVA erred in concluding that his hearing was “within normal limits” upon separation from service and in failing to consider whether any hearing loss becoming manifest after his separation from service was related to his exposure to noise trauma during service. In August 1992, after the Secretary had filed a motion for summary affirmance, the Court ordered the Secretary to file a supplemental memorandum of law; the Court also permitted appellant to file a response to that memorandum. The Secretary filed his memorandum in October 1992, and the appellant filed a response in December 1992. The Court appreciates the contributions of both parties.
I. Analysis
A. Requirements for Establishing Service Connection for Hearing Loss
Service connection for VA disability compensation purposes will be awarded for any disease or injury that was incurred or aggravated during the veteran’s active service or was initially manifested to a degree of 10% or more within an applicable presumption period. See
Entitlement to service connection for impaired hearing is subject to the additional requirements of
Service connection for impaired hearing shall not be established when hearing status meets pure tone and speech recognition criteria. Hearing status shall not be considered service-connected when the thresholds for the frequencies of 500, 1000, 2000, 3000, and 4000 Hertz are all less than 40 decibels; the thresholds for at least three of these frequencies are 25 decibels or less; and the speech recognition scores using the Maryland CNC Test are 94 percent or better.
In Ledford v. Derwinski,
In its August 1992 order in this case, the Court directed the Secretary to file a memorandum addressing, inter alia, the following issue:
Does38 C.F.R. § 3.385 (1991) establish that service connection for hearing loss may be awarded only when the level of hearing loss evidenced by audiometric and speech recognition testing meets that regulation’s threshold criteria at the time of separation from service; or may. a veteran establish service connection where, as here, there is evidence of worsening of hearing in service (but not meeting the regulation’s threshold criteria) and some years after service the veteran’s hearing loss meets the regulation’s threshold criteria? If it is the latter, the Secretary should further address the issue of the evidence required to establish service connection of a hearing loss meeting the regulatory criteria several years after separation from service. See38 C.F.R. § 3.303(a) , (b), and (d).
In his response, the Secretary states that
[W]here the regulatory threshold requirements for hearing disability are not met until several years after separation from service, the record must include evidence of exposure to disease or injury in service that would adversely affect the auditory system and post-service test results meeting the criteria of38 C.F.R. § 3.385 . VA rating authorities must evaluate available testimony, clinical data, diagnoses, and any medical opinions relevant to the issue. See38 C.F.R. § 3.303 (principles of service connection) .... For example, if the record shows (a) acoustic trauma due to significant noise exposure in service and au-diometric test results reflecting an upward shift in tested thresholds in service, though still not meeting the requirements for a “disability” under38 C.F.R. § 3.385 , and (b) post-service audiometric testing produces findings meeting the requirements of38 C.F.R. § 3.385 , rating authorities must consider whether there is a medically sound basis to attribute the post-service findings to the injury in service, or whether they are more properly attributable to intercurrent causes.
Appellee’s Response at 7-8.
The Court agrees with the Secretary’s assertion that
Applying this analysis to the instant case, it is clear that
B. Service Connection for Left-Ear Hearing Loss
Pursuant to the standards in
Therefore, because the veteran had a hearing disability upon entry into service, his entitlement to service connection for that condition must be predicated on a finding that that condition was aggravated during active service so as to warrant disability compensation under 38 Ú.S.C.A.
A preexisting injury or disease will be considered to have been aggravated by active military, naval, or air service, where there is an increase in disability during such service, unless there is a specific finding that the increase in disability is due to the natural progress of the disease.
*161 Clear and unmistakable evidence (obvious or manifest) is required to rebut the presumption of aggravation where the preservice disability underwent an increase in severity during service. This includes medical facts and principles which may be considered to determine whether the increase is due to the natural progress of the condition.
The veteran’s audiometric test results at entrance and separation indicate a 10-deci-bel decrease in hearing capacity at 4000 Hz during service. R. at 2, 10. In denying service connection for left-ear hearing loss on the basis of aggravation, the BY A stated:
In acknowledging a reported diminishment of 10 decibels at 4000 Hz in the left ear from testing performed upon induction and at separation from service, this variance is found to be of minimal significance in demonstrating an increase in the severity of any preservice hearing deficit. Moreover, normal findings were noted at.the other hertz levels of pertinence to demonstrating hearing loss. Accordingly, the evidence does not reflect an ascertainable hearing loss upon separation from service that could adequately be characterized as reflecting an aggravation, or worsening, of the veterans [sic] preservice hearing capabilities.
Hensley, BVA 91-_, at 4. Although this statement is fraught with ambiguity, it appears that the Board concluded that the recorded decrease in hearing ability did not constitute an “increase in disability” during service so as to create a presumption of aggravation under the applicable statutory and regulatory provisions set forth above.
Pursuant to
In the instant case, the Board failed to provide any reasons or bases to support the conclusion that the objectively measured worsening of left-ear hearing capacity during service did not constitute an “increase in disability” requiring application of the statutory presumption of aggravation. Specifically, in reaching that cursory conclusion, the Board did not discuss the criteria it used, in terms of the applicable law and regulation, for determining whether there had been an “increase in disability” during service. Because the veteran’s service medical records clearly reflect an objectively measurable and measured worsening of hearing during service, the Board was required to determine whether that
Neither the statute nor the regulations set forth the criteria for determining whether a measured worsening of a disease or injury constitutes an “increase in disability” within the meaning of section 1153. In Hunt v. Derwinski, this Court held that “[t]he term ‘disability’ [in section 1153], as contemplated by VA regulations [(
However, in Browder v. Derwinski,
As noted above, VA’s rating schedule is constructed for the purpose of establishing levels of disability for compensation purposes based upon “average impairment in earning capacity” resulting from particular injuries or diseases.
Furthermore, the rating-schedule provisions may not in all cases provide the most accurate or most logical basis for determining whether there has been an “increase in disability” during service. For example, with respect to organic mental disorders and psychoneurotic disorders, the rating schedule provides for disability ratings based on a finding that the condition causes “total”, “severe”, “considerable”, “definite”, or “mild” social and industrial
Based upon the foregoing analysis and the Court’s opinions in Hunt and Browder, the Court holds that the presence of a ratable increase in disability at separation would be conclusive of an in-service increase in disability, but the obverse would not be true; that is, the absence of a ratable in-service increase would not rule out a determination of an increase in disability. Where the rating schedule does not provide a comprehensive basis for a BVA determination as to whether a measured worsening of a preexisting condition in a particular case constitutes an “increase in disability” under section 1153, evidence of record might clearly establish that there has been an “increase in disability” for purposes of establishing a presumption of aggravation under section 1153 even though it is not clear that such increase would have resulted in an increased rating under the rating-schedule provisions for that particular disability.
Therefore, in adjudicating a claim such as the present one for service connection based on aggravation under section 1153, the Board’s reasons or bases must include an explanation of the criteria used by the Board to determine whether a measured worsening of the disability during service constituted an “increase in disability”, and an explanation of how those criteria apply to the facts of the particular claim being decided. If the Board determines that application of the rating-schedule criteria is conclusive as to that determination, the Board must explain why it views those rating-schedule criteria as the only adequate basis for making that determination and must explain how those criteria apply to the veteran’s disability as noted at entrance onto and separation from service. If the Board concludes that the rating-schedule provisions do not provide the only adequate basis for determining whether there has been an in-service increase in disability under section 1153 from a particular disease or injury during service, the Board must explain the criteria used to determine whether there has been an “increase in disability” with respect to that condition as well as the resulting evaluation of the evidence under such criteria.
In the instant case, the Board did not explain the criteria it used to determine whether there was an increase in disability from the veteran’s left-ear hearing condition during service, and how, pursuant to such criteria, it concluded that the measured decrease in left-ear hearing acuity during service did not demonstrate an “increase in disability” under section 1153. Therefore, remand is required for prompt readjudication and issuance of a decision supported by reasons or bases consistent with this opinion. If on remand the Board concludes that the veteran’s left-ear hearing condition did increase in severity during service, the Board must apply the presumption of aggravation and explain whether or not that presumption has been rebutted by clear and unmistakable evidence. See
C. Service Connection for Right-Ear Hearing Loss
With respect to the veteran’s right-ear hearing ability, all reported hearing thresholds were less than 40 dB on audiom-etric testing at entry and separation and all but one were 25 or less at separation.
On the basis of this evidence, the Court finds a plausible basis for the BVA’s conclusion that a right-ear hearing disability was not manifested during service or to a 10% degree during the one-year presumption period following service, and, therefore, that conclusion is not subject to reversal as a clearly erroneous finding of fact. See
In the present case, the evidence supporting a claim of direct service connection for a right-ear hearing disability manifested many years after service includes audiometric test scores showing a 15-30-decibel decline in all recorded threshold hearing levels during service (R. at 2, 10); the veteran’s statements that he suffered significant noise exposure working on an aircraft carrier during service (R. at 16, 22, 43, 50-51); the veteran’s service separation report indicating his service with an attack squadron (R. at 13, 35); and private physicians’ reports stating that the veteran’s hearing loss was probably due to noise trauma, including exposure to jet-aircraft noise during service (R. at 31, 34). In light of this evidence, the Board was required to determine whether the veteran s current right-ear hearing disability was causally related to in-service noise exposure. Because the Board failed to address that question, remand is required for adjudication of that direct service connection claim. Moreover, because the veteran has submitted “significant evidence” supporting his claim of service connection for a right-ear hearing disability, the Board must consider and discuss the applicability of the “benefit-of-the-doubt” rule in
III. Conclusion
Based upon the foregoing opinion, the Court denies the Secretary’s ill-advised motion for summary affirmance, vacates the March 13, 1991, BVA decision, and remands the matter to the Board for prompt readjudication, consistent with this opinion, on the basis of all evidence of record and all applicable provisions of law and regulation. See
VACATED AND REMANDED.