Henry v. Metropolitan Sewer DistrictHenry v. Metropolitan Sewer District
William R. HENRY, Plaintiff-Appellant,
Dixie L. Sprouse; William Tommy Vaughn; Stephen Milliner;
Edward Baker; Bessie Mae Marsh; Donald Ray Long; Charles
T. King, Sr.; Jesse L. Waldon, IV; Ernest Gaither;
Michael D. Richard, Sr.; Johnney Lee Foster; David Hayes;
and Ronald J. Harris, Plaintiffs,
v.
METROPOLITAN SEWER DISTRICT; Gordon Garner, Executive
Director, MSD; Mike Crawford, Personally and in his
Official Capacity; Ron Crawford, Personally and in his
Official Capacity; Green & Associates, a Sole
Proprietorship; Mel Green; Bonnie Wright; and Al Beck,
Defendants-Appellees.
No. 89-6521.
United States Court of Appeals,
Sixth Circuit.
Argued Sept. 21, 1990.
Decided Dec. 27, 1990.
Kenneth L. Sales (argued), Segal, Isenburg, Sales, Stewart & Cutler, Louisville, Ky., for plaintiffs-appellants.
Frank G. Simpson, III, Laurence J. Zielke (argued), Michael W. Lowe, and Gerald M. Woodcox, Pedley, Ross, Zielke, Gordinier & Porter, Louisville, Ky., for defendants-appellees.
Before JONES and GUY, Circuit Judges, and PECK, Senior Circuit Judge.
RALPH B. GUY, JR., Circuit Judge.
In this action under
I.
In May of 1985, defendant Gordon Garner became the executive director of the Louisville and Jefferson County Metropolitan Sewer District (MSD), а Kentucky agency responsible for building and supervising solid waste disposal facilities. See Ky.Rev.Stat.Ann. Secs. 76.010-76.210 (Baldwin 1987). Acting on information that various MSD employees were involved in illicit drug activity, Garner met with Michael Crawford, the MSD personnel director, and Ron Crawford, a member of the MSD legal department. At this meeting, Garner decided to hire a private firm to investigate suspected drug use in the MSD maintenance yard workforce. By August of 1985, Garner had authorized the hiring of defendant Green & Associates, a private investigation firm.
Defendant Mel Green of Green & Associates dispatched two undercover agents, defendants Bonnie Wright and Al Beck, to MSD in September of 1985. Wright and Beck were processed through normal MSD hiring channels, placed on the MSD payroll, assigned to work crews along with various MSD employees, and instructed to socialize with MSD employees during and after work. In a matter of weeks, Wright and Beck began smoking marijuana and drinking regularly with MSD employees. Wright and Beck also bought marijuana from MSD employees and provided them with drugs and alcohol. As Wright and Beck developed information regarding drug use by MSD employees, they relayed this information to Green, who passed it on to Garner, who in turn informed the safety director for the City of Louisville and the Louisville chief of police. The safety director referred Garner to an officer in the Narcotics Division of the Louisville Police Department, and the chief of police offered his cooperation in the investigation. Consequently, Green began furnishing materials to the Louisville Police Department for processing at the Kentucky State Police crime laboratory.
A November 1985 meeting involving Garner, Green, Michael Crawford, and two Louisville police officers resulted in the decision to continue the investigation in order to gather more evidence of drug use by MSD employees. When the investigation ended in January of 1986, MSD instituted disciplinаry proceedings against 26 employees, and the Louisville Police Department arrested six employees, including plaintiff Henry. Henry was charged under Kentucky law with trafficking in marijuana but not convicted. Henry was subsequently discharged by MSD, and the sanction was sustained following an arbitration hearing.
In response to his arrest and discharge, the plaintiff filed suit in the Jefferson County Circuit Court alleging violations of both federal and state law. The defendants removed the action, and the plaintiff (along with various former co-workers) then filed an amended complaint against Garner, Michael Crawford, and Ron Crawford in their offiсial and individual capacities, as well as the MSD, Green & Associates, Mel Green, Wright, and Beck. The four-count amended complaint set forth federal claims under
The defendants moved for dismissal or, alternatively, summary judgment in September of 1988, and the district court issued a memorandum opinion and order in November of 1989 granting the motion. The district court held that the
The plaintiff has abandoned his RICO claim on appeal, and has focused his argument upon the district court's disposition of the
The eleventh amendment provides that:
The Judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of another State, or by Citizens or Subjects of Any Foreign State.
Despite the textual reference to suits brought against a state by "Citizens of another State," the Supreme Court "long ago held that the [Eleventh] Amendment bars suits against a State by citizens of that same State as well." Papasan v. Allain,
In Edelman v. Jordan,
The Supreme Court's decision in Alabama v. Pugh,
A. Dismissal Without Prejudice in Lieu of Remand
In Gwinn Area Community Schools v. State of Michigan,
"Having concluded that the federal [district] court was barred by the Eleventh Amendment from entertaining the claims against the state defendants based on alleged violations of the state constitution," we considered "the proper disposition of those claims." See id. We offered the following observations in this regard:
The choices are dismissal without prejudice and remand to the state circuit court from which this case was removed. After due consideration we have determined that the proper course is to direct the district court to remand these claims to the state court. In doing so we adopt the procedure most often followed when only pendent state claims remain in removed cases which originally had both federal and state claims.
Id. (emphasis added). The official capacity defendants, including the MSD, argue that Gwinn is distinguishable from this case in that Gwinn involved pendent state claims whereas federal
In both Gwinn and this case, the eleventh amendment precluded resolution on the merits of the claims at issue. Thus, the nature of the impediment that left some claims unresolved in Gwinn and in this case is identical. The Supreme Court has emphatically stated that "neither pendent jurisdiction nor any other basis of jurisdiction may override the Eleventh Amendment." Pennhurst II,
B. Jurisdiction Over Individual Capacity Claims
Before addressing the merits of the plaintiff's
As the Supreme Court has repeatedly indicated, the atypical jurisdictional bar of the eleventh amendment concerns individual claims, not entire cases. See, e.g., Pennhurst II,
The plaintiff, citing McKay v. Boyd Construction Co.,
McKay's suit was removed from the state court upon motion by Boyd pursuant to
Id. To the extent that McKay forecloses considеration of claims unaffected by the eleventh amendment in favor of remand pursuant to
III.
The doctrine of qualified immunity affords protection against individual liability for civil damages to officials "insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known." Harlow v. Fitzgerald,
In Whalen v. Roe,
The cases sometimes characterized as protecting "privacy" have in fact involved at least two different kinds of interests. One is the individual interest in avoiding disсlosure of personal matters, and another is the interest in independence in making certain kinds of important decisions.
Id. at 598-600,
We considered a constitutional claim in Gordon v. Warren Consolidated Board of Education,
[I]t should be noted that the undercover investigation here was apparently prompted by the school officials' wholly legitimate concern about the possible illegal drug activity at Cousino High School. Plaintiffs do not allege that the undercover agent engaged in any conduct other than the investigation of illegal drug activity. Moreover, the investigation terminated shortly after the undercover officer failed to discover any evidence of drug trafficking at the school.
Gordon,
Based on Gordon, which antedated the investigation in this case by two years, the defendants could have concluded only that their undercover operation would not infringe any of their employees' privacy rights. In fact, the MSD investigation at issue here, unlike the operation in Gordon, uncovered evidence of pervasive drug use. Additionally, the evidence offered by plaintiff Henry suggests a much less compelling argument of pretextual inquiry aimed at a specific group than did the facts adduced in Gordon. In sum, we find that the district court properly applied the doctrine of qualified immunity to grant summary judgment for the defendants in their individual capacities on the right to privacy claim. The entry of summary judgment, therefore, is AFFIRMED.
B. Due Process
Although the pleadings in this case offer no insight into the nature of the plaintiff's due process theory,5 the plaintiff's briefs and his proposed second amended complaint (which the district court apparently refused to accept) suggest that malicious prosecution forms the basis for the claim. As early as March of 1985, we suggested that malicious prosecution may rise to constitutional dimension if it is "so egrеgious as to violate substantive due process." See Vasquez v. City of Hamtramck,
We subsequently filled out and formally approved the substantive due process claim for malicious prosecution in McMaster v. Cabinet for Human Resources,
C. Equal Protection
"To state a claim under the Equal Protection Clause, a Sec. 1983 plaintiff must allege that a state actor intentionally discriminated against the plaintiff because of membership in a protected class." Johnson v. Morel,
Here, the potential discovery of purportedly pervasive drug use provided an adequate basis for conducting the clandestine operation at MSD. Cf. Gordon,
AFFIRMED IN PART, REVERSED IN PART, AND REMANDED.
NATHANIEL R. JONES, Circuit Judge, concurring.
The majority's analysis of Henry's Sec. 1983 claims against the MSD and its officials in their official capacities suggests that those claims are barred by the eleventh amendment. Both plaintiff Henry and defendants do not challenge the district court's finding that these official capacity claims are so barred and Henry urges this court to remand this case to state court. I bеlieve that the MSD--a statutorily created "public body corporate"--is subject to suit in federal court under Sec. 1983 as a municipal corporation under the Supreme Court's decision in Monell v. New York City Dep't of Social Services,
Notes
The Kentucky Open Records Act claim apparently was resolved outside the judicial process. The district court's memorandum opinion and order disposing of the case make no mention of the claim, and the parties likewise have not addressed the claim оn appeal
Neither the plaintiff nor the defendants have commented on the district court's decision to remand the abuse of process claim, which seemingly involves plaintiffs other than Henry. The district court's action in this respect is authorized by Carnegie-Mellon University v. Cohill,
The entry of summary judgment encompassed the
[T]o act "under color of" state law for Sec. 1983 purposes does not require that the defendant be an officer of the State. It is enough that he is a willful participant in joint action with the State or its agents. Private persons, jointly engaged with state officials in the challenged action, are acting "under color" of law for purposes of Sec. 1983 actions.
Beсause the eleventh amendment presents a jurisdictional bar to the
Our review of the complaint indicates that the plaintiff here, as in Coogan v. City of Wixom,