Henry v. HornHenry v. Horn
- Reporters:
- , ,
- Before:
- Brody
Josoph Henry (“Henry” or “petitioner”) brings this petition for writ of habeas corpus, challenging his conviction for first-degree murder and the sentence of death that was imposed. Henry asserts fourteen claims of constitutional error in the guilt and sentencing phases of his trial. I will deny the petition with regard to each claim challenging Henry’s conviction of first-degree murder. I will, however, grant the writ of habeas corpus with regard to Claim I, alleging error in the death penalty phase of Henry’s trial.
I recognize that certain provisions of the Anti-Terrorism and Effective Death Penalty Act of 1996 (“AEDPA”) greatly restricted the scope of federal habeas review of state criminal convictions. In this instance, however, the line of cases that includes the United States Supreme Court decisions in
Mills v. Maryland,
486 U.S. 367, 108 S.Ct. 1860, 100 L.Ed.2d 384 (1988) and
Boyde v. California,
494 U.S. 370, 110 S.Ct. 1190, 108 L.Ed.2d 316 (1990), and the recent decision of the Third Circuit in
Banks v. Horn,
271 F.3d 527 (2001), compels the conclusion that the Pennsylvania Supreme Court unreasonably applied “clearly established Federal law” in upholding Henry’s sentence of death.
See
Background
In the early morning hours of April 5, 1986, Henry entered the dormitory room of a fellow Lehigh University student, Jeanne Ann Clery (“Clery”). While Henry was in the process of burglarizing the room, Clery woke up. In order to prevent Clery from identifying him, Henry attacked and eventually killed her. Clery sustained multiple cuts to her neck, bites on her face and breasts, and bruises over much of her body. Henry also raped and sodomized Clery before manually strangling her to death. Henry stole numerous items belonging to Clery and her roommate, which were found in Henry’s room in the house where he lived. Henry admitted his role in Clery’s death to several of his friends and roommates.
Henry raised several issues in pre-trial motions, including a challenge to the selection of a petit jury from Lancaster County due to the composition of the jury venire. On April 6, 1987, the trial judge issued an opinion, denying Henry’s challenge to the selection of a petit jury drawn from Lancaster County.
At trial, Henry did not challenge the factual basis of the charges, instead attempting to defend himself by raising an insanity defense. However, following the testimony of several psychiatrists for both the prosecution and the defense, the trial judge granted the, Commonwealth’s demurrer and removed the issue of insanity from the jury. On April 25, 1987, the jury convicted Henry of first-degree murder, rape, involuntary deviate sexual intercourse, indecent assault, burglary, theft, robbery and aggravated assault. Following a three-day penalty hearing, the jury sentenced Henry to death.
After the trial, Henry filed post-verdict motions for a new trial and in arrest of judgment, which the trial judge denied in an opinion filed on June 30, 1988. The
On April 24, 1998, Henry filed a motion for leave to proceed in forma pauperis and for appointment of counsel, which I granted on April 28, 1998. Henry filed his petition for writ of habeas corpus pursuant to
1. Petitioner’s death sentence was obtained in violation of the Sixth, Eighth and Fourteenth Amendments because the jury instructions and verdict slip may have led the jury to believe that it had to unanimously agree to the existence of mitigating circumstances in order to consider them in weighing the appropriate sentence for Henry, in violation of Mills v. Maryland, 486 U.S. 367, 108 S.Ct. 1860, 100 L.Ed.2d 384 (1988).
2. Petitioner’s death sentence was obtained in violation of the Sixth, Eighth and Fourteenth Amendments because the trial court excluded relevant mitigating evidence from the penalty phase of petitioner’s trial.
3. Petitioner’s conviction and death sentence were obtained in violation of the Sixth and Fourteenth Amendments because his petit jury was drawn from a venire that did not include a fair-cross-section of the community.
4. Petitioner’s death sentence was obtained in violation of the Sixth, Eighth and Fourteenth Amendments because he received ineffective assistance of counsel at the penalty phase of his trial.
5. Petitioner’s conviction and death sentence were obtained in violation of the Sixth, Eighth and Fourteenth Amendments because he failed to receive competent psychiatric assistance and his attorney was ineffective for failing to ensure that he received such assistance.
6. Petitioner’s conviction and death sentence were obtained in violation of his constitutional rights because his attorney was ineffective for failing to ensure through voir dire questioning that he was tried by a fair and impartial jury.
7. Petitioner’s conviction and death sentence were obtained in violation of his constitutional rights because the Commonwealth knowingly presented false testimony during the guilt and penalty phases of his trial.
8. Petitioner’s conviction and death sentence were obtained in violation of his constitutional right because his trial attorney was ineffective for failing to protect petitioner from discovery violations by the Commonwealth and for failing to adequately cross-examine and rebut testimony by Commonwealth witnesses.
10. Petitioner’s conviction and death sentence were obtained in violation of his constitutional rights because of the prosecutor’s improper remarks in his closing statements at both the guilt and penalty phases and due to the ineffective assistance of his trial attorney in failing to properly object to those remarks.
11. Petitioner’s death sentence was obtained in violation of his constitutional rights because it was based upon an unconstitutional application of the (D)(5) “witness elimination” aggravating circumstance.
12. Petitioner’s death sentence was obtained in violation of the Eighth and Fourteenth Amendments because it was based upon an invalid finding of the (D)(8) “torture” aggravating circumstance.
13. Petitioner’s conviction and death sentence were obtained in violation of his constitutional rights because he was denied meaningful appellate review of his conviction and sentence when the Pennsylvania Supreme Court denied his claim that gruesome and inflammatory photographs were improperly admitted at trial without examining the photographs, and also when it conducted an inadequate and unconstitutional proportionality review.
14. Petitioner’s death sentence was obtained in violation of the Sixth, Eighth and Fourteenth Amendments because the trial court improperly failed to instruct the sentencing jury that, if petitioner was sentenced to life imprisonment, he would be ineligible for parole.
See Petition for Writ of Habeas Corpus, at i-iv.
Application of AEDPA
On April 24, 1996, the Anti-Terrorism and Effective. Death Penalty Act of 1996 (“AEDPA”) came into effect. AEDPA amended the federal habeas statutes, codifying limitations on the conditions under which the federal courts may grant either a writ of habeas corpus or an evidentiary hearing oh a petition for such a writ.
See Michael Williams v. Taylor,
529 U.S. 420, 120 S.Ct. 1479, 146 L.Ed.2d 435 (2000) (hereinafter
Michael Williams); Terry Williams v. Taylor,
529 U.S. 362, 120 S.Ct. 1495, 146 L.Ed.2d 389 (2000) (hereinafter
Terry Williams); Werts v. Vaughn,
228 F.3d 178, 196 (3d Cir.2000);
Campbell v. Vaughn,
209 F.3d 280, 286 (3d Cir.2000). Henry brings his habeas petition pursuant to
Exhaustion and Procedural Default
In order for a federal court to reach the merits of a
The exhaustion requirement prohibits federal courts from considering a habeas petition unless “the applicant has exhausted the remedies available in the courts of the State.”
The doctrine of procedural default establishes that “a habeas petitioner who has failed to meet the State’s procedural requirements for presenting his federal claims has deprived the state courts of an opportunity to address those claims in the first instance” and therefore, as a matter of comity and federalism, generally cannot proceed with those claims in the federal courts. Coleman, 501 U.S. at 732, 111 S.Ct. 2546. A federal court may excuse procedural default and consider a claim on the merits if the petitioner can demonstrate either “cause for the default and actual prejudice as a result of the alleged violation of federal law,” or that failure to consider the claim will result in a “fundamental miscarriage of justice.” Id. at 750, 111 S.Ct. 2546. Whether a demonstration of cause is sufficient to excuse procedural default “ordinarily turn[s] on whether the prisoner can show that some objective factor external to the defense impeded counsel’s efforts to comply with the state’s procedural rule.” Murray v. Carrier, 477 U.S. 478, 488, 106 S.Ct. 2639, 91 L.Ed.2d 397 (1986).
Henry brings fourteen claims in his federal habeas petition, some of which contain several assignments of error by the Pennsylvania state courts. He asserts that each of these claims has been fully litigated in the state courts and therefore, that no issues of exhaustion or procedural default prevent me from reaching the merits of each claim. The Commonwealth concurs that petitioner has exhausted his state remedies,
see
Answer to the Petition for Writ of Habeas Corpus, at 1, and has not raised the issue of procedural default. After reviewing the briefs of the parties and the various opinions of the Pennsylvania state courts, I conclude that, with one exception, all of Henry’s claims are exhausted and not procedurally defaulted. The single exception is the portion of Claim III wherein Henry challenges the exclusion of persons identifying themselves as Amish and Mennonite from the jury venire in Lancaster County as a violation of
Duren v. Missouri,
439 U.S. 357, 99 S.Ct. 664, 58
Review of Claims Under
Henry’s federal habeas petition seeks relief pursuant to
(d) An application for a writ of habeas corpus on behalf of a person in custody pursuant to the judgment of a State court shall not be granted with respect to any claim that was adjudicated on the merits in State court proceedings unless the adjudication of the claim—
(1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States.
In Terry Williams, the Supreme Court addressed the interpretation of 2254(d)(1). As an initial point, “[t]he threshold question under AEDPA is whether [petitioner] seeks to apply a rule of law that was clearly established at the time his state-court conviction became final.” 529 U.S. 362, 390, 120 S.Ct. 1495, 146 L.Ed.2d 389 (2000). The Court found that if a rule of law would qualify as an old rule under its Teague 1 jurisprudence, it is clearly established for the purposes of ADEPA, so long as it is the “holdings, as opposed to the dicta, of [the Supreme] Court.” 529 U.S. at 412, 120 S.Ct. 1495.
The
Terry Williams
Court next discussed the distinction between the “contrary to” and “unreasonable application of’ prongs, instructing that these clauses must be accorded independent meaning.
See Terry Williams,
529 U.S. at 405, 120 S.Ct. 1495. The Court held that a state court decision is “contrary to” clearly established Federal law if (1) the state court applies a rule that contradicts the governing law set forth in the Supreme Court’s cases,
id.
at 405, 120 S.Ct. 1495, or (2) if the state court confronts a set of facts that are materially indistinguishable from a decision of the Supreme Court and nevertheless arrives at a result different from the Court’s precedent.
Id.
at 406, 120 S.Ct. 1495. The Court distinguished such situations, where “contrary to” analysis is appropriate, from “a run-of-the-mill state-court decision applying the correct legal rule from our cases to the facts of a prisoner’s case.”
Id.
at 406, 120 S.Ct. 1495. It found that applying “contrary to” analysis to such a situation would be “suspect given the logical and natural fit of the neighboring ‘unreasonable application’ clause to such cases.”
Id.
at 407, 120 S.Ct. 1495. The Court noted that an unreasonable application of Supreme Court jurisprudence would exist if the state court identifies the correct governing legal rule but unreasonably applies it to the facts of the particular case, or if a state court decision extends a legal principle gleaned
Granting an Evidentiary Hearing
The purpose of a federal evidentiary hearing is to ensure that a petitioner has a full and fair opportunity to have the factual basis of his claim considered.
See Townsend v. Sain,
372 U.S. 293, 312, 83 S.Ct. 745, 9 L.Ed.2d 770 (1963). The AEDPA has limited the availability of evidentiary hearings on federal habeas review.
See generally, Campbell v. Vaughn,
209 F.3d 280, 286 (3d Cir.2000). The relevant provision of
(1) In a proceeding instituted by an application for a writ of habeas corpus by a person in custody pursuant to the judgment of a State court, a determination of a factual issue made by a State court shall be presumed to be correct. The applicant shall have the burden of rebutting the presumption of correctness by clear and convincing evidence.
(2) If the applicant has failed to develop the factual basis of a claim in State court proceedings, the court shall not hold an evidentiary hearing on the claim unless the applicant shows that—
(A) the claim relies on—
(i) a new rule of constitutional law, made retroactive to cases on collateral review by the Supreme Court, that was previously unavailable; or
(ii) a factual predicate that could not have been previously discovered through the exercise of due diligence; and
(B) the facts underlying the claim would be sufficient to establish by clear and convincing evidence that but for constitutional error, no reasonable fact finder would have found the applicant guilty of the underlying offense.
The initial inquiry under
If the factual basis was not developed, then the federal habeas court must determine whether the petitioner failed to develop the factual basis of his claim.
See
If the federal habeas court determines that petitioner did not “fail” to develop the state court record, then the decision about whether to hold an evidentiary hearing is left to the discretion of the habeas court. See Campbell, 209 F.3d at 286-87. In exercising its discretion, the court should “focus on whether a new evidentiary hearing would be meaningful, in that a new hearing would have the potential to advance the petitioner’s claim.” Campbell, 209 F.3d at 287.
General Ineffective Assistance of Counsel Standard
Several of Henry’s claims allege ineffective assistance of counsel by his trial counsel, J. Michael Farrell. Claims of ineffective assistance are analyzed under the two-part test articulated in Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). In order to merit habeas relief due to the ineffectiveness of counsel, petitioner must establish that (1) counsel’s performance fell well below an objective standard of reasonableness, and (2) counsel’s deficient performance prejudiced the defendant, resulting in an unreliable or fundamentally unfair outcome of the proceeding. See id. at 687, 104 S.Ct. 2052. Counsel is presumed to be effective and petitioner bears the burden of “overcoming] the presumption that, under the circumstances, the challenged action might be considered sound trial strategy.” Id. at 686-89, 104 S.Ct. 2052. Strickland establishes a demanding standard of ineffectiveness that requires petitioner to prove the “gross incompetence” of his counsel. Kimmelman v. Morrison, 477 U.S. 365, 382, 106 S.Ct. 2574, 91 L.Ed.2d 305 (1986). Where counsel failed to raise a meritless claim, relief under Strickland is not available. See Strickland, 466 U.S. at 691, 104 S.Ct. 2052; Holland v. Horn, 150 F.Supp.2d 706, 770 (E.D.Pa.2001); Holloway v. Horn, 161 F.Supp.2d 452, 583-84 (E.D.Pa.2001).
The Pennsylvania Supreme Court has developed an ineffective assistance standard that requires petitioner to demonstrate that (1) the underlying claim is of arguable merit, (2) counsel had no reasonable basis for the act or omission in question, and (3) but for counsel’s act or omission, the outcome of the proceedings would have been different. See Commonwealth v. Douglas, 537 Pa. 588, 645 A.2d 226, 230-31 (1994); Commonwealth v. Pierce, 515 Pa. 153, 527 A.2d 973, 975 (1987). This standard has been found to be materially identical to the test enunciated in Strickland. See Werts v. Vaughn, 228 F.3d 178, 203 (3d Cir.2000). The Third Circuit has ruled that this standard is not “contrary to” Strickland, and therefore, “the appropriate inquiry is whether the Pennsylvania courts’ application of Strickland to [petitioner’s] ineffectiveness claim was objectively unreasonable, i.e., the state court decision, evaluated objectively and on the merits, resulted in an outcome that cannot reasonably be justified under Strickland.” Werts, 228 F.3d at 204.
Discussion
Henry brings fourteen claims in this petition, several of which involve multiple sub-claims. In his first claim, Henry contends that the jury instructions and verdict sheet, when taken together, combined to create a “reasonable likelihood that the
Claim I
Petitioner first challenges the trial court’s jury instructions and verdict sheet. He claims that their use was unconstitutional because, taken together, they may have led the jury to conclude that it was precluded from considering certain mitigating evidence. Specifically, Henry asserts that the instructions and the verdict slip may have led the jury to believe that it had to unanimously agree to the existence of mitigating circumstances in order to consider them in weighing the appropriate sentence for Henry, in violation of Mills v. Maryland, 486 U.S. 367, 108 S.Ct. 1860, 100 L.Ed.2d 384.
As a threshold issue, for petitioner to assert a colorable claim on habeas, he must allege that the state court failed to properly apply “clearly established Federal law, as declared by the Supreme Court ’ of the United States.”
The next issue is whether the Pennsylvania Supreme Court’s determination should be analyzed under the “contrary to” or the “unreasonable application” prong of 2254(d)(1). The United States Supreme Court limited “contrary to” analysis to situations where the state court applies a rule that contradicts the governing law set forth in the Supreme Court’s cases, or where the state court confronts a set of facts that are materially indistinguishable from a decision of the Supreme Court and nevertheless arrives at a result different from the Court’s precedent.
See Terry Williams,
529 U.S. at 405-06, 120 S.Ct. 1495. In this case, the Pennsylvania Supreme Court recognized that
Mills
was the appropriate source of law with regard to petitioner’s claim.
See Henry,
706 A.2d at 332. The court then found that “the jury instructions and verdict slip here, however, do not contain the language or form that was cause for concern in
Mills.” Id.
As the Pennsylvania Supreme Court’s referred to
Mills
and attempted to apply it to the facts of Henry’s case, “contrary to” analysis is not appropriate.
See Banks v. Horn,
271 F.3d at 545 n. 21. The Pennsylvania Supreme Court’s determination appears to be “a run-of-the-mill state-court decision applying the correct legal rule from [United States Supreme Court] cases to the facts of a prisoner’s case.”
Terry
In addressing Henry’s Mills claim, the Pennsylvania Supreme Court found that both the jury instructions and the verdict slip used at his sentencing were substantially similar to ones it had previously found not to violate Mills. It stated that,
[i]ndeed, this Court reviewed jury instructions substantially similar to those here in Commonwealth v. Banks, 540 Pa. 143, 656 A.2d 467 (1995), and Commonwealth v. Wilson, 649 A.2d 435 (1994), and found no violation of Mills. In [Commonwealth v.] Frey[, 520 Pa. 338, 554 A.2d 27 (1989)], we reviewed a verdict slip substantially similar to the slip here and concluded that there was no violation of Mills.
Henry II, 706 A.2d at 332. The Pennsylvania Supreme Court’s reliance on its own precedents, however, is not sufficient to render its application of Mills objectively reasonable. As the Third Circuit has noted, the task of a federal habeas court is “to review state court proceedings not to ensure the consistency of the Pennsylvania Supreme Court’s application of its law, but, rather, to assure proper application of United States Supreme Court teachings.” Banks, 271 F.3d at 544.
In Mills, the Supreme Court vacated a sentence of death on the ground that there was a substantial probability that reasonable jurors might have construed the jury instructions such that they were precluded from considering any particular piece of mitigating evidence unless they unanimously agreed on its existence. See Mills, 486 U.S. at 384, 108 S.Ct. 1860. The Court emphasized that the critical question in this area is not whether a constitutional construction is possible, but whether a reasonable jury could have interpreted the instructions in an unconstitutional manner. See id. at 375-76, 108 S.Ct. 1860. In Boyde, the Court sought to clarify what it observed as having become an unclear legal standard. See Boyde, 494 U.S. at 378, 110 S.Ct. 1190. The Court emphasized that the proper inquiry focuses on the reasonable likelihood that the entire jury, rather than individual jurors, applied the instruction in an improper manner. See id. at 380, 110 S.Ct. 1190. In deciding this issue, the court must analyze both the jury instructions and the verdict slip, see Mills, 486 U.S. at 375-76, 108 S.Ct. 1860, and in reviewing any particular jury instruction, must consider it in the context of the entire charge. See Boyde, 494 U.S. at 378, 110 S.Ct. 1190.
In determining whether the state court’s application of Supreme Court precedent was unreasonable, habeas courts may consider the decisions of inferior federal courts.
See Matteo v. Superintendent,
171 F.3d 877, 890 (3d Cir.1999). The recent decision of the Third Circuit in
Banks v. Horn
virtually compels the conclusion that the Pennsylvania Supreme Court’s opinion involved an unreasonable application of
Mills.
In
Banks,
the Third Circuit reviewed a Pennsylvania Supreme Court determination that, based upon its past decisions, no
Mills
violation had occurred.
See Banks,
271 F.3d at 544. In its PCRA review, the Pennsylvania Supreme Court examined the jury instructions and the verdict slip utilized in Banks’ sentencing and concluded that, as they were substantially similar to ones that it had previously found constitutional, there was no violation.
See Commonwealth v. Banks,
540 Pa. 143, 656 A.2d 467, 470 (1995). The precedents that the Pennsylvania Supreme Court relied on to make this determination
In Henry’s case, the Pennsylvania Supreme Court conducted an almost identical analysis, holding that
the jury instructions ... do not contain the language or form that was cause for concern in Mills. Indeed, this Court reviewed jury instructions substantially similar to those here in Commonwealth v. Banks, 540 Pa. 143, 656 A.2d 467 (1995), and Commonwealth v. Wilson, 649 A.2d 435 (1994), and found no violation of Mills. In Frey, we reviewed a verdict slip substantially similar to the slip here and concluded that there was no violation of Mills.
Henry II, 706 A.2d at 332. By simply relying on its precedents of Commonwealth v. Banks and Commonwealth v. Frey, and failing to examine the effect of the jury instructions and verdict slip upon the jury in Henry’s sentencing trial, the Pennsylvania Supreme Court failed to apply the teachings of Mills. A review of the Pennsylvania Supreme Court’s analysis of both the jury instructions and the verdict slip demonstrates that it unreasonably applied Mills to Henry’s case.
A. Jury Instructions
In applying Mills, the reviewing court is required to “examine the entire jury instructions, posing the ‘critical question’ whether a reasonable jury would have concluded from the instruction that unanimity was required to find a mitigating circumstance.” Banks, 271 F.3d at 546 (citing Mills, 486 U.S. at 370 108 S.Ct. 1860). When the court reviews any particular jury instruction, it must view it in the context of the entire charge. See Boyde, 494 U.S. at 378, 110 S.Ct. 1190. In Banks, the Third Circuit noted that the Pennsylvania Supreme Court had simply quoted three lines of the jury instructions in support of its conclusion that the instructions did not violate Mills. 271 F.3d at 546. It found that this was not the proper analysis of jury instructions mandated by Boyde. Id. Therefore, the Third Circuit examined the entire Banks jury instructions to determine whether they were constitutionally defective.
The Pennsylvania Supreme Court applied a similarly flawed analysis to the jury instructions used at Henry’s sentencing proceeding. In its PCRA opinion, the Pennsylvania Supreme Court failed to quote any of the jury instructions, only mentioning them in its conclusory statement that “the jury instructions ... do not contain the language or form that was cause for concern in Mills. Indeed, this Court reviewed jury instructions substantially similar to those here in Commonwealth v. Banks, 540 Pa. 143, 656 A.2d 467 (1995), and Commonwealth v. Wilson, 538 Pa. 485, 649 A.2d 435 (1994), and found no violation of Mills.” Henry II, 706 A.2d at 332. A comparison of the Henry jury instructions to those used in Banks reveals that they are similarly defective.
The jury instructions given in Henry’s sentencing proceeding closely track those given in the Banks sentencing. The judge at Henry’s sentencing stated, in relevant part:
Members of the jury ... you must now decide whether the defendant is to be sentenced to death or life imprisonment. And the sentence will depend upon your findings concerning aggravating andmitigating circumstances. N.T. April 28,1987, at 91.
The Crimes Code provides that the verdict must be a sentence of death if the jury unanimously finds at least one aggravating circumstance and no mitigating circumstances, or if the jury unanimously finds one or more aggravating circumstances which outweigh any mitigating circumstances ... Unless you are able to support findings within those two ranges for the death penalty, the verdict must be a sentence of life imprisonment in all other cases. N.T. April 28, 1987, at 92
[T]he Commonwealth has the burden of proving aggravating circumstances beyond a reasonable doubt; the defendant has the burden of proving mitigating circumstances, but only by a preponderance of the evidence. N.T. April 28, 1987, at 98-99.
[I]f you were to find a unanimous lawful verdict that required you to make a recording after (b) on the same line on Page 2, that is a finding that you found that the Commonwealth convinced you beyond a reasonable doubt that aggravating circumstance (B) as set forth on the top of Page 3 is found ... The same process will be involved with the mitigating circumstances. N.T. April 28, 1987, at 106.
These excerpts from the Henry jury instructions are virtually identical to the jury instructions in Banks. See 271 F.3d at 546.
Analyzing the jury instructions in Banks, the Third Circuit identified two elements that created a reasonable likelihood that the jury could have understood the charge to require unanimity in consideration of mitigating evidence. See id. at 547-48. First, the relevant portion of the jury instructions emphasized the importance of a unanimous finding in close proximity — within seven words — of the mitigating circumstances clause. See id. The Third Circuit found that this created a sound bite that was likely to stick in the minds of jurors and convince them that they had to find mitigating circumstances unanimously. See id. at 548. Second, the Banks court noted that the instructions emphasized the difference between the relevant burdens of proof relating to aggravating and mitigating circumstances, but remained silent with regard to the different unanimity requirements. See id. This rendered the instructions ambiguous, permitting the jury to infer that the unanimity requirement applied to both the aggravating and mitigating circumstances. See id.
The jury instructions given in Henry’s sentencing proceeding contain both of the defects identified by the Third Circuit in Banks. An early portion of the instructions contains two repetitions of the “unanimously finds” sound bite in close proximity to the mitigating circumstances clause. The court also emphasized the different burdens of proof relating to aggravating and mitigating circumstances, but never mentioned the different unanimity requirements. Additionally, at several points in the jury charge, the court commented on the similar processes of finding aggravating and mitigating circumstances. See e.g., N.T. at 106. These statements increased the likelihood of the jury inferring that the unanimity requirement applied to both aggravating and mitigating circumstances. Evaluated as a whole, the jury instructions leave little doubt that “there is a reasonable likelihood that the jury has applied the challenged instructions in a way that prevents the consideration of constitutionally relevant evidence.” Boyde, 494 U.S. at 380, 110 S.Ct. 1190.
B. Verdict Slip
The reviewing court is required to assess whether a need for a unanimous find
The Pennsylvania Supreme Court held that the verdict slip used in Henry’s sentencing proceeding did not violate Mills because, “In Frey, we reviewed a verdict slip substantially similar to the slip here and concluded that there was no violation of Mills.” Henry, 706 A.2d at 332. This is the precise approach that the Third Circuit held to be an unreasonable application of Mills. See Banks, 271 F.3d at 549. The verdict slip used in Henry’s sentencing proceeding supports this conclusion, as it was functionally identical to the Banks verdict slip. The introductory portion of Section IV of the Henry verdict slip, where the jury found both aggravating and mitigating circumstances and weighed them, contained the phrase, “we the jury have found unanimously.” This language implies that everything that followed was found unanimously. See Banks, 271 F.3d at 550. The form then provided a list for the jury to check off each of the aggravating and mitigating circumstances that it found. Nothing on the form indicated that a mitigating factor could be checked off if the jury failed to unanimously find that it existed. The overwhelming impression created by this verdict slip is that mitigating circumstances had to be found unanimously by the jury to be considered in weighing the appropriate sentence. The verdict slip violated the principle of Mills and the Pennsylvania Supreme Court unreasonably applied Mills by failing to examine the verdict slip and assess whether it could have led a reasonable jury to believe that mitigating circumstances needed to be found unanimously.
C. Mills violation
The combined impact of the jury instructions and the verdict slip used in Henry’s sentencing proceeding created a “reasonable likelihood that the jury has applied the challenged instructions in a way that prevents the consideration of constitutionally relevant evidence.” Boyde, 494 U.S. at 380, 110 S.Ct. 1190. The Pennsylvania Supreme Court unreasonably applied the dictates of Mills and Boyde in reviewing the jury instructions and verdict slip. Therefore, I grant habe-as relief to petitioner on this claim and vacate his sentence of death.
Claim III
Henry claims that his constitutional rights were violated when his petit jury was selected from a venire comprised of an unrepresentative cross-section of the community. Specifically, he alleges that three groups were systemically excluded from
As both
Taylor
and
Duren
were handed down by the United States Supreme Court before the Pennsylvania Supreme Court decided Henry’s
Duren
claim on direct appeal,
see Henry I,
569 A.2d at 933-34, they constitute “clearly established Federal law” for the purposes of federal habeas review.
See
The right to the presence of a fair-cross-section of the community on the panel from which a petit jury is chosen is guaranteed by the Sixth Amendment to the Constitution. Taylor, 419 U.S. 522, 95 S.Ct. 692, 42 L.Ed.2d 690. The test for a violation of this right begins with the establishment of a prima facie case. To establish such a.prima facie, case, petitioner must show (1) that the community contains a distinct group, (2) that representation of that group in the venire was not fair and reasonable in relation to the number of such people in the community, and (3) that the under-representation of the group is caused by systematic exclusion. Duren, 439 U.S. at 364, 99 S.Ct. 664. Once a prima facie case has been established, “[t]he only remaining question is whether there is adequate justification for this infringement.” Duren, 439 U.S. at 368 n. 26, 99 S.Ct. 664.
With regard to the second prong- of this prima facie test, the Supreme Court noted that “initially, the defendant must demonstrate the percentage of the community made up of the group alleged to be underrepresented, for this is the conceptual benchmark for the Sixth
In proving the third prong of a Duren fair-cross-section claim, defendant must demonstrate that the underrepresentation of the excluded group is due to systematic exclusion in the jury selection process. See Duren, 439 U.S. at 366, 99 S.Ct. 664. It is not necessary for defendant to show intentional discrimination to establish systematic exclusion. See id. at 368 n. 26, 99 S.Ct. 664. An inference of systematic exclusion can arise from a “demonstration that a large discrepancy occurred not just occasionally but in every weekly venire for a period of nearly a year,” where petitioner also produces evidence of how and when in the selection process the systematic exclusion took place. Id. at 366, 99 S.Ct. 664.
I must determine whether the Pennsylvania Supreme Court’s determination of Henry’s Mills claim constituted an unreasonable application of these Supreme Court precedents. As the Pennsylvania Supreme Court decided Henry’s claims of exclusion of each of the three groups under different prongs of the Duren test, I shall discuss them separately.
A. Exclusion of Amish and Mennonites
Henry asserts that Amish and Mennonites were improperly excluded from the jury venire from which his petit jury was selected. He first raised his general Duren claim in a pre-trial motion, leading the trial court to hold an evidentiary hearing. Among the evidence introduced at this hearing was testimony that individuals who identified themselves as Amish or Mennonite and provided a letter from their bishop were automatically excluded from the jury venire. See N.T. April 6, 1987, at 18-20. However, in his oral motion to bar selection of the jury in Lancaster County made at the close of this hearing, Henry’s attorney did not identify the Amish and Mennonites as one of the groups being excluded from the venires. See N.T. April 6, 1987, at 84-88. Henry raised a similar claim on direct appeal before the Pennsylvania Supreme Court, but again failed to allege exclusion of Amish and Mennonite individuals from the venire. He also neglected to bring such a claim on PCR.A review.
In order to “fairly present” his
Duren
claim to the state courts, Henry was required to present both the factual and legal substance of his claim.
See McCandless,
172 F.3d at 261. Although he knew that individuals of the Amish and Mennonite faiths were excluded from his jury venire prior to his trial, Henry failed to “fairly present” this claim to either the Court of Common Pleas or the Pennsylvania Supreme Court. This claim has never been raised in the state courts and is therefore unexhausted. However, Henry cannot return to the state courts to file a successive PCRA petition on this unexhausted claim, because the one-year statute of limitations for filing such motions
This claim is procedurally defaulted due to Henry’s failure to raise it in the state courts. See Lines, 208 F.3d at 166. As he possessed the factual basis for this claim before his trial began, and as he raised Duren claims relating to the exclusion of other groups from the jury venire, Henry cannot demonstrate that an external factor to the defense prevented his attorney from raising this claim. See Murray, 477 U.S. at 488, 106 S.Ct. 2639. Therefore, petitioner cannot show sufficient “cause” for this procedural default to be excused. See id. There is no evidence that a fundamental miscarriage of justice would occur were I not to consider the merits of this claim. Therefore, I find that Henry’s Duren claim, with respect to the exclusion of Amish and Mennonite individuals from the jury venire, is procedurally defaulted.
B. Exclusion of African-Americans
Henry asserts that the exclusion of African-Americans from the Lancaster County jury venire violated his right to have his petit jury “drawn from a source fairly representative of the community.” Taylor v. Louisiana, 419 U.S. 522, 538, 95 S.Ct. 692, 42 L.Ed.2d 690 (1975). He initially raised this claim in a pre-trial motion. The trial court held an evidentiary hearing, where testimony from District Court Administrator Ronald Reedy established that blacks comprised approximately 2% of Lancaster County, and that the annual jury panels averaged somewhere between six and eighteen black members. See N.T. April 6, 1987, at 19. Using the lower estimate of six blacks in the annual venire, Henry’s attorney argued to the court that the venires were 0.3% black, far lower than the percentage of blacks in the community. See N.T. April 6, 1987, at 85-86.
The trial court issued an opinion on April 6,1987, finding that this evidence did not support Henry’s
Duren
claim. The court recognized the
Duren
standard and noted that it was troubled by the county’s heavy reliance on the voter registration list as the source for names for the jury veni-re. However, it found that the simple fact that the voter registration list was used, absent any inference of discriminatory practices, was not, by itself, sufficient to establish a prima facie violation of the fair cross-section requirement. It found that the numbers testified to by Reedy were not sufficient to establish such a violation, largely because the sheer numbers of blacks in the community and on the veni-res were so small. The Pennsylvania Supreme Court, reviewing this claim on direct appeal, also denied Henry’s
Duren
claim. It cited to its past precedents for the principle that petitioner could not attack the composition of a jury venire drawn from voter registration lists on the theory that blacks are underrepresented on such lists.
See Henry I,
569 A.2d at 933. I interpret this discussion as an application of the third prong of
Duren,
finding that Henry could not establish that
With regard to the third prong of Duren, the Supreme Court held that a petitioner must demonstrate that the under-representation of the excluded group is due to systematic exclusion in the jury selection process. See Duren, 439 U.S. at 366, 99 S.Ct. 664. The Court also held that a showing of intentional discrimination is not necessary to prove systematic exclusion. See id. at 368 n. 26, 99 S.Ct. 664. The Third Circuit has interpreted this, in the context of venires drawn from voter registration lists, to mean that, “if the use of voter registration lists over time did have the effect of sizeably underrepresenting a particular class or group on the jury venire, then under some circumstances, ‘this could constitute a violation of a defendant’s fair cross-section rights under the Sixth Amendment.’ ” Weaver, 267 F.3d at 245. However, several other Courts of Appeal have held in similar circumstances that the mere fact of substantial underrepresentation on voter registration lists is insufficient direct evidence of systematic exclusion of African-Americans. See Truesdale v. Moore, 142 F.3d 749, 755 (4th Cir.1998); Schanbarger v. Macy, 77 F.3d 1424 (2d Cir.1996); United States v. Ireland, 62 F.3d 227, 231 (8th Cir.1995); United States v. Ashley, 54 F.3d 311, 314 (7th Cir.1995); Ford v. Seabold, 841 F.2d 677, 685 (6th Cir.1988).
The Pennsylvania Supreme Court interpreted the third prong of Duren to require more direct evidence of systematic exclusion than the mere fact of substantial un-derrepresentation of blacks on voter registrations lists. My review of this holding is limited to whether this application of Du-ren is objectively unreasonable. See Terry Williams, 529 U.S. at 409, 120 S.Ct. 1495. As the Pennsylvania Supreme Court’s understanding of systematic exclusion is substantially identical to the interpretations of several federal Courts of Appeal, I find that it is not objectively unreasonable. Therefore, habeas relief is not merited on this claim.
C. Exclusion of Individuals Convicted of Misdemeanors and Juvenile Offenses
Henry also claims that his right to a fair-cross-section of the community on the jury venire was violated when individuals who had previously been convicted of misdemeanors or juvenile offenses were excluded from the venire. The Pennsylvania Supreme Court found that such individuals had been excluded from the venire, but that there was no Duren violation because “there is nothing of record to indicate that such persons are entitled to the protection afforded by Duren v. Missouri.” Henry I, 569 A.2d at 933. Essentially, the Pennsylvania Supreme Court applied the first prong of the test enunciated in Duren and found that individuals convicted of juvenile offenses and minor crimes do not constitute a “distinctive group.” See Duren, 439 U.S. at 364, 99 S.Ct. 664. I must decide whether this was an unreasonable application of Duren.
While the United States Supreme Court has not clarified the meaning of “distinctive group” for the purposes of the first prong of Duren, several federal Courts of Appeal have interpreted this definition. The Third Circuit has noted that “the ‘shared attitudes’ of a given group is insufficient to qualify it as a ‘distinctive group’ in society for purposes of the sixth amendment.” United States v. Salamone, 800 F.2d 1216, 1220 (3d Cir.1986) (holding that NRA members are not a distinctive group). Additionally, the Eleventh Circuit has held that a defendant must show:
(1) that the group is defined and limited by some factor (i.e., that the group has a definite composition such as by race or sex); (2) that a common thread or basicsimilarity in attitude, ideas, or experience runs through the group; and (3) that there is a community of interests among members of the group such that the group’s interest cannot be adequately represented if the group is excluded from the jury selection process
Willis v. Zant, 720 F.2d 1212, 1220 (11th Cir.1983).
The holdings of the Third and Eleventh Circuits require a defendant to provide some evidence of a link between group members that makes them “distinctive.” This is essentially what the Pennsylvania Supreme Court required of Henry when it noted that he had failed to provide evidence that individuals convicted of juvenile offenses or misdemeanors were a distinctive group. See Henry I, 569 A.2d at 933 (“there is nothing of record to indicate that such persons are entitled to the protection afforded by Duren v. Missouri”). Reviewing the Pennsylvania Supreme Court’s determination in light of these other interpretations, I cannot say that this constitutes an unreasonable application of Du-ren. Therefore, Henry is not entitled to habeas relief on this claim.
D. Request for an Evidentiary Hearing
Henry requests an evidentiary hearing on his
Duren
claim, asserting that “there was a limited hearing in state court pretrial” that “did not ... resolve critical factual issues concerning which groups qualify for protection under
Duren,
and concerning the substantial underrepresentation of African-Americans.” Petition for Writ of Habeas Corpus at 64. The factual basis of Henry’s claim was largely developed at the pre-trial hearing, especially with regard to the exclusion of African-Americans. Therefore, a presumption of correctness applies to those factual findings that Henry may only overcome with clear and convincing evidence.
See
To the extent that the factual basis of the
Duren
claims was not developed at this hearing, I conclude that it was due to Henry’s lack of diligence in pursuing it. Therefore, Henry “failed” to develop the factual basis and
Claim V
Henry claims that his retained trial psychiatrist, Dr. John O’Brien, who testified on Henry’s behalf at both the guilt and penalty phases of his trial, failed to provide the effective psychiatric assistance to which Henry was entitled under Ake v. Oklahoma, 470 U.S. 68, 70, 105 S.Ct. 1087, 84 L.Ed.2d 53 (1985). Henry also claims that his trial counsel was ineffective for failing to properly prepare Dr. O’Brien, which resulted in his testimony being effectively rebutted by the Commonwealth’s psychiatric experts.
For petitioner to make out a colorable federal habeas claim, he must identify the relevant “clearly established Federal law” upon which his claim depends.
See
Henry suggests that Ake v. Oklahoma provides the clearly established Federal law necessary to his claim. In Ake, the Supreme Court held that,
[W]hen a defendant demonstrates to the trial judge that his sanity at the time ofthe offense is to be a significant factor at trial, the State must, at a minimum, assure the defendant access to a competent psychiatrist who will conduct an appropriate examination and assist in evaluation, preparation, and presentation of the defense.
470 U.S. at 83, 105 S.Ct. 1087. The Court clarified that its “concern is that the indigent defendant have access to a competent psychiatrist.” Id. The Court grounded its recognition of this right in “the Fourteenth Amendment’s due process guarantee of fundamental fairness,” discussing it as one of the “basic tools of an adequate defense or appeal” which the State is required to provide to those defendants who cannot afford to pay for them. Ake, 470 U.S. at 76-77, 105 S.Ct. 1087 (quoting Britt v. North Carolina, 404 U.S. 226, 227, 92 S.Ct. 431, 30 L.Ed.2d 400 (1971)). The Court explicitly stated that it was granting relief in Ake pursuant to the Due Process Clause and that it was not reaching the issue of whether the right to psychiatric assistance was guaranteed under either the Equal Protection Clause or the Sixth Amendment. See Ake, 470 U.S. at 87 n. 13, 105 S.Ct. 1087.
Henry’s claim that Dr. O’Brien was ineffective is essentially akin to a Sixth Amendment ineffective assistance of counsel claim. He does not assert that he lacked psychiatric assistance, but that his psychiatrist failed to properly carry out his duties. However,
Ake
does not provide “clearly established Federal law” in support of such a claim.
See Clisby v. Jones,
960 F.2d 925, 934 (11th Cir.1992) (“petitioner’s claim therefore amounts to an allegation of expert incompetence akin to an ineffectiveness of counsel claim under the Sixth Amendment.
Ake,
however, exclusively relied on due process grounds and explicitly refused to consider the applicability of the Sixth Amendment”);
Silagy v. Peters,
905 F.2d 986, 1013 (7th Cir.1990) (refusing to interpret
Ake
to allow a “competence” review of psychiatric testimony, as such an inquiry was not intended by the Supreme Court). Therefore, petitioner is not entitled to habeas relief pursuant to AEDPA.
See
As Henry’s
Ake
claim is meritless, his trial counsel was not ineffective for failing to raise it.
See Strickland,
466 U.S. at 691, 104 S.Ct. 2052;
Holland,
150 F.Supp.2d at 770;
Holloway,
161 F.Supp.2d at 583-84. Therefore, habeas relief is not available on his claim of ineffective assistance of counsel. Petitioner requests a federal evidentiary hearing on this claim, asserting that the state court evidentiary hearing was not “full and fair” due to the exclusion of the testimony of Dr. Whyte.
See
Petition for Writ of Habeas Corpus, at 64. However, as
Claim VI
Henry claims that he received ineffective assistance of counsel during the voir dire stage of his trial. Specifically, he claims that his attorney was ineffective for (1) failing to question eleven of the twelve jurors about their racial attitudes, even though this was a case where defendant was black and the victim was white, (2) failing to question certain prospective jurors about prejudice against insanity and diminished capacity defenses, (3) failing to life-qualify the jury, and (4) failing to question potential jurors concerning rumors and stories about the ease that allegedly circulated in the jury waiting room. The third assignment of error is moot in light of the resolution of his
Mills
claim.
4
For
A. Racial Prejudice
Henry claims that, in light of the fact that he is a black capital defendant accused of killing a white victim, his attorney was constitutionally ineffective when he failed to question prospective jurors about any racial prejudice or bias that they might harbor against African-Americans. The Pennsylvania Supreme Court analyzed this issue under the general ineffective assistance of counsel standard of Strickland. See Henry II, 706 A.2d at 323-34. However, much of its discussion centered on Turner v. Murray, 476 U.S. 28, 106 S.Ct. 1683, 90 L.Ed.2d 27 (1986), a United States Supreme Court case holding that “a capital defendant accused of an interracial crime is entitled to have prospective jurors informed of the race of the victim and questioned on the issue of race bias.” 476 U.S. at 36-37, 106 S.Ct. 1683. In Tuner, the United States Supreme Court explained that, at least under a scheme where voir dire questioning is conducted by the trial judge, the form of this questioning is subject to the trial court’s discretion and a defendant can only complain of the judge’s failure to perform such questioning if he had specifically requested it be done. Id. at 37, 106 S.Ct. 1683. The Tuner Court noted that the failure to question potential jurors about racial bias created “an unacceptable risk of racial prejudice infecting the capital sentencing proceeding.” 476 U.S. at 37, 106 S.Ct. 1683 (emphasis in original).
The Pennsylvania Supreme Court appears to have relied on Tuner in analyzing whether Henry could demonstrate the requisite “cause” sufficient to merit relief for ineffective assistance under Strickland. It found that Henry could not establish “cause,” largely due to its conclusion that the failure of petitioner’s attorney to question jurors on the issue of race could have been a strategic decision. See Henry II, 706 A.2d at 323-24. The Pennsylvania Supreme Court additionally held that, even if Henry could satisfy the “cause” requirement, he had failed to demonstrate any prejudice from this error. See id. Therefore, it denied relief on this claim.
After examining the Pennsylvania Supreme Court’s analysis of this claim, I conclude that it did not unreasonably apply
Strickland
with regard to the guilt phase of Henry’s trial.
5
Henry asserts that his attorney’s failure to question prospective
To successfully make out his ineffective assistance of counsel claim, Henry must establish that he suffered prejudice from the ineffective actions of his attorney during the guilt phase of his trial. See Strickland, 466 U.S. at 687, 104 S.Ct. 2052. The Pennsylvania Supreme Court held that Henry could not establish such prejudice. See Henry II, 706 A.2d at 323-24. The explicit holding of the United States Supreme Court that Turner error generally affects only proceedings characterized by “special circumstances,” such as a capital sentencing, suggests that the Pennsylvania Supreme Court’s finding of no prejudice is objectively reasonable. Additionally, Henry has failed to offer any other evidence of prejudice he suffered at the guilt phase of his trial. Therefore, I find that the Pennsylvania Supreme Court reasonably applied Strickland in denying relief on this claim and habeas relief is not merited.
B. Insanity and Diminished Capacity
Henry also claims that, as he raised defenses of insanity and diminished capacity at the guilt phase of his trial, he was entitled to have prospective jurors questioned about their attitudes on such defenses and on psychiatric testimony. He claims that he received ineffective assistance of counsel when his trial attorney failed to conduct such questioning.
The Pennsylvania Supreme Court examined the record of voir dire questioning and found that ten of the twelve members of Henry’s jury were specifically asked then opinions of the insanity defense, and the other two jurors were questioned on their opinions of psychiatrists and psychiatric testimony. See Henry II, 706 A.2d at 324. It also found that, even if counsel failed to adequately question the jurors on this issue, Henry had not demonstrated how he was prejudiced, in light of the fact that the trial judge sustained a prosecution demurrer and took the insanity defense away from the jury’s consideration. See id.
The Pennsylvania Supreme Court resolved this claim by examining the factual record of the voir dire and the testimony of Henry’s trial attorney at the PCRA evidentiary hearing. After examining this record, the court found that Henry could establish neither the cause nor the prejudice component of an ineffective assistance of counsel. See id. In light of both the specific evidence from the record of the voir dire proceeding that Henry’s attorney questioned each juror on this issue, and the fact that the trial judge removed insanity from the consideration of the jury, I find that the Pennsylvania Supreme Court reasonably applied Strickland in denying this claim. Therefore, habeas relief is not available.
Rumors in Juror Waiting Room
Henry also claims that his attorney was ineffective for failing to question potential jury members about rumors they
The Pennsylvania Supreme Court, in analyzing the content and nature of these alleged conversations, was effectively applying the “cause” prong of Strickland. Absent some specific evidence that the contents of the challenged conversations was prejudicial to petitioner’s right to a fair and impartial jury, a court could not assess whether a reasonable attorney would have questioned potential jurors about them. Therefore, the Pennsylvania Supreme Court required Henry to produce such evidence to proceed with this claim. See Henry II, 706 A.2d at 325. This is not an unreasonable application of the Strickland requirement that petitioner demonstrate that his attorney’s performance fell well below an objective standard of reasonableness. See Strickland, 466 U.S. at 687, 104 S.Ct. 2052. Therefore, habeas relief is not merited on this claim.
Claim VII
Henry asserts that he was denied a fair trial and due process by the prosecution’s presentation of false, inadmissible, unreliable and misleading testimony during both the guilt and penalty phases of trial. Specifically, he claims that the testimony of Dr. Isidore Mihalakis that the victim was held hostage and at bay, and the testimony of Dr. Dennis Asen that he could determine the mental state of the attacker from a bite mark, was false, unreliable and misleading. Henry alleges that the prosecution either knew or should have known that this testimony was false and that it knowingly utilized this false testimony to obtain both the conviction of first-degree murder and the resulting death sentence. Petitioner cites to
Napue v. Illinois,
360 U.S. 264, 79 S.Ct. 1173, 3 L.Ed.2d 1217 (1959) and
Giglio v. United States,
405 U.S. 150, 92 S.Ct. 763, 31 L.Ed.2d 104 (1972) for the proposition that the Fourteenth Amendment does not allow a criminal conviction that was obtained by the knowing use of false evidence. As these Supreme Court precedents were decided prior to the consideration of this claim by the Pennsylvania Supreme Court, they constitute “clearly established Federal law” for the purposes of
Again, the issue is whether the Pennsylvania Supreme Court’s decision was contrary to or an unreasonable application of the relevant Supreme Court precedents.
See
In Mooney v. Holohan, 294 U.S. 103, 55 S.Ct. 340, 79 L.Ed. 791 (1935), the Supreme Court held that the knowing use of perjured testimony by the State in a criminal prosecution could constitute a violation of the due process clause of the Fourteenth Amendment. The Court later extended this rule to find a violation of the Fourteenth Amendment where the prosecutor, while not soliciting the false testimony, failed to correct it even though he knew it to be false. See Napue v. Illinois, 360 U.S. 264, 79 S.Ct. 1173, 3 L.Ed.2d 1217 (1959). The Court applied this rule to expert testimony relating to physical evidence, see Miller v. Pate, 386 U.S. 1, 87 S.Ct. 785, 17 L.Ed.2d 690 (1967) (prosecutor knowingly presented an expert who falsely identified paint on shorts as blood), and to false testimony by the prosecution that it had not offered sentencing leniency to a witness. See Giglio v. United States, 405 U.S. 150, 92 S.Ct. 763, 31 L.Ed.2d 104 (1972). In each of these cases, the defendant offered evidence that the prosecution knew of the falseness of the proffered evidence in the form of affidavits and un-controverted evidence. See e.g., Giglio, 405 U.S. at 152-53, 92 S.Ct. 763; Miller, 386 U.S. at 6, 87 S.Ct. 785; Napue, 360 U.S. at 266-67, 79 S.Ct. 1173.
The Pennsylvania Supreme Court cited to each of these United States Supreme Court decisions in recognizing the general rule that knowing use of false evidence is prohibited by the Fourteenth Amendment. See Henry II, 706 A.2d at 320-21. Applying this rule, it found that “[t]he present case, however, does not involve the knowing use of false evidence ... simply because Henry’s experts disagree with the Commonwealth’s experts does not mean that the Commonwealth knowingly presented false evidence in violation of Henry’s due process rights.” Id. at 321. The evidence before the Pennsylvania Supreme Court when it decided this claim included no affidavits from either the prosecutor or the witnesses whose testimony was challenged. See id. (“The foundation for Henry’s claim that the Commonwealth presented false evidence is the testimony of his experts ... at the PCRA hearing. These experts disputed the validity of the scientific theories on which Dr. Asen and Dr. Mihalakis based their testimony”). Henry simply presented opposing experts who criticized government’s expert witnesses and the bases of their testimony. As this evidence falls far short of the affidavits of false testimony that the Supreme Court has consistently required for such claims, the Pennsylvania Supreme Court did not unreasonably apply Napue and Giglio in denying him relief. Therefore, this claim does not merit federal ha-beas relief.
Petitioner requests an evidentiary hearing on this claim, asserting that the state court evidentiary hearing was not “full and fair” due to the state court’s refusal to permit him to call Dr. Asen and Dr. Mihalakis at that hearing.
See
Petition for Writ of Habeas Corpus, at 65. Petitioner asserts that, at such a hearing, the testimony of these two witnesses would establish that the trial testimony of both witnesses “went well beyond anything that is accepted in their respective disciplines, and that Dr. Mihalakis consistently slants his purportedly neutral testimony in favor of the prosecution’s theories.”
Id.
Such testimony is substantially identical to the
Claim VIII
Henry claims that his trial counsel was constitutionally ineffective for failing to challenge certain discovery violations by the Commonwealth and for failing to adequately cross-examine certain witnesses who testified for the Commonwealth. Specifically, he alleges that, with regard to three expert witnesses, Dr. Mihalakis, Dr. Asen, and coroner Joseph Reichel, the scope of their testimony went far beyond the contents of the expert reports provided by the Commonwealth, and with regard to a fourth expert witness, criminalist Thomas Jensen, that no expert report was ever provided. Henry alleges that his counsel was ineffective in failing to preclude these witnesses from testifying about issues not covered in their reports, and further, that the absence of adequate reports led counsel to conduct an ineffective cross-examination of these witnesses. Henry claims that these actions were sufficiently egregious to meet the high standard for ineffective assistance established by the Supreme Court in Strickland. See supra at 684.
Strickland
provides the “clearly established Federal law” for this claim.
See
To demonstrate prejudice with regard to this claim, Henry would have to demonstrate a reasonable probability that he would not have been convicted of first-degree murder, absent the testimony of these four expert witnesses.
7
See Strickland,
466 U.S. at 687, 104 S.Ct. 2052. The Pennsylvania Supreme Court ruled that Henry could not demonstrate any prejudice with regard to the testimony of these four witnesses, largely due to the fact that he did not deny causing the cuts and bite-marks at issue and only challenged the witnesses’ inferences drawn from these injuries.
See Henry II,
706 A.2d at 326-28.
8
Petitioner asserts that he is entitled to an evidentiary hearing on this claim due to the refusal of the Court of Common Pleas to permit him to call Dr. Asen and Dr. Mihalakis to testify at the PCRA eviden-tiary hearing. See Petition for Writ of Habeas Corpus, at 65. Henry bases this request upon identical grounds to those discussed in connection with his request for an evidentiary hearing on Claim VII. See supra, at 700-701. The Pennsylvania Supreme Court denied relief on this claim by applying the ineffective assistance standard enunciated in Strickland and finding that petitioner could not demonstrate prejudice from the testimony of any of the four challenged witnesses. Petitioner does not suggest that the testimony of Dr. Asen and Dr. Mihalakis would include any evidence of prejudice to Henry at the guilt stage of his trial. Therefore, an evidentia-ry hearing on this issue would not have the potential to advance Henry’s claim and is not merited. See Campbell, 209 F.3d at 287.
Claim IX
Henry claims that his Sixth Amendment rights were violated by the trial testimony of Commonwealth witness Marvin Brunson (“Brunson”). Specifically, Henry alleges that Brunson was acting as a government agent when he solicited information about the crime from petitioner after being placed in the same jail cell. At trial, Brunson related several incriminating remarks that Henry allegedly made to him while they were cellmates. Following denial of Henry’s direct appeal of this issue, he was granted an evidentiary hearing by the PCRA court. At that hearing, the court heard testimony from both Brun-son and Detective Gaines, the police officer to whom Brunson first reported Henry’s remarks. Brunson recanted his former testimony, claiming that he made it up to curry favor with the police. The PCRA court found Brunson’s recantation testimony to be unreliable and denied him relief. This ruling was affirmed by the Pennsylvania Supreme Court. See Henry II, 706 A.2d at 321-22.
In making this claim, Henry relies upon
Massiah v. United States,
377 U.S. 201, 84 S.Ct. 1199, 12 L.Ed.2d 246 (1964) and its progeny. Each of the Supreme Court cases cited by Henry was decided before the Pennsylvania Supreme Court issued its opinion denying his claim. Therefore, they constitute “clearly established Federal law” for the purposes of
In
Massiah,
the Supreme Court held that the deliberate elicitation of incriminating statements from a defendant by a government agent, outside the presence of the defendant’s counsel, violates the Sixth Amendment.
See
377 U.S. at 205-06, 84 S.Ct. 1199. The Court clarified this standard in
United States v. Billy Henry,
where it noted three factors central to a
Massiah
violation: 1) the government made use of a paid informant by giving him instructions, 2) the informant
In its PCRA opinion, the Pennsylvania Supreme Court concentrated on the “deliberate elicitation” requirement developed in Massiah and Moulton. It first noted that, at a pretrial hearing on the admissibility of Brunson’s testimony, Brunson denied that he had been instructed to elicit incriminating statements from Henry by the police. See Henry II, 706 A.2d at 321-22. The Pennsylvania Supreme Court then discussed Brunson’s recantation testimony, where he alleged that the police told him to “pump” Henry for information. As this recantation testimony was judged to be unreliable by the Court of Common Pleas, the Pennsylvania Supreme Court concluded that Henry had failed to demonstrate the merits of his Massiah claim. See id. at 321.
In denying Henry relief on his
Massiah
claim, the Pennsylvania Supreme Court did not unreasonably apply the relevant Supreme Court precedents. It is undisputed that Henry was in custody at the time he conversed with Brunson and also that Brunson was ostensibly another inmate. Therefore, the only relevant issue under
Massiah
at the time that the Pennsylvania Supreme Court ruled on this claim was whether the incriminating statements had been deliberately elicited by Brunson. The Court of Common Pleas, on PCRA review, made a factual finding that Brunson’s recantation testimony was unreliable and this finding was adopted by the Pennsylvania Supreme Court. Affording the proper deference to the factual findings of the state court,
see
Henry raises several claims relating to the prosecution’s closing argument and presentation of evidence at trial, and he also asserts that his trial counsel was ineffective for failing to object and present countervailing evidence. 9 As these claims rest upon different rules of federal law and were separately considered by the Pennsylvania Supreme Court, I shall address them individually.
A. Prosecutor’s Closing Argument at the Guilt Phase
Henry claims that, at several points during his closing argument at the guilt phase of the trial, the prosecutor made statements that were highly inflammatory and prejudicial. Specifically, he
Now, remember, we are talking about manual strangulation. He wasn’t more than a few inches from her. He looked into those eyes, and as the life drained out of them, he watched her die. Four minutes. Did he have intent to kill her? I submit to you that he did. What is four minutes like? Let’s see, watch the pictures (sic) see what kind of intent there is.
N.T. April 25, 1987, at 76. Then the prosecutor stood silently looking at a clock on the courtroom wall until the four minutes had run. He then stated:
Jeanne Ann Clery is death (sic), that is four minutes. Four minutes inches from her face, four minutes as she gasped for air, four minutes as I am sure she begged for her life, four minutes while his hands, those hands, closed around her throat.
N.T. April 25, 1987, at 77. Petitioner claims that there was no evidence in the record to support these statements and that they were simply intended to inflame the passions of the jury. Finally, Henry alleges that, on several occasions in the closing argument, the prosecutor ridiculed his defense of alcohol idiosyncratic intoxication. He claims that this attack on the only defense he had asserted was impermissible.
Though not cited by petitioner in his brief, the relevant United States Supreme Court precedent for such claims is
Darden v. Wainwright,
477 U.S. 168, 106 S.Ct. 2464, 91 L.Ed.2d 144 (1986). In
Darden,
the Court held that, in order to overturn a conviction or sentence for improper prosecutorial comments during summation, petitioner must demonstrate prejudice sufficient to show that the comments deprived him of a fair trial or violated the reliability of the sentencing process.
See id.
at 181, 106 S.Ct. 2464. The Supreme Court later clarified that a district court, on habeas review, must view the statements in the context of the entire proceeding, to determine whether they “so infected the trial with unfairness as to make the resulting verdict a denial of due process.” Greer
v. Miller,
483 U.S. 756, 765, 107 S.Ct. 3102, 97 L.Ed.2d 618 (1987). The Court instructed that, even when prosecutorial remarks are markedly improper, they are not sufficient to merit reversal unless they deprived the petitioner of a fair trial.
See Darden,
477 U.S. at 181, 106 S.Ct. 2464. These Supreme Court cases, handed down prior to the Pennsylvania Supreme Court’s consideration of this claim, constitute “clearly established Federal law” for the purposes of
The Pennsylvania Supreme Court did not cite to any United States Supreme Court cases in evaluating these claims. Instead, it applied a standard drawn from its own precedents:
Generally, a prosecutor’s arguments to the jury are not a basis for the granting of a new trial unless the unavoidable effect of such comments would be to prejudice the jury, forming in then-minds fixed bias and hostility towards the accused which would prevent them from properly weighing the evidence and rendering a true verdict. Moreover, the prosecution, similar to the defense, is accorded reasonable latitude and may employ oratorical flair arguing its version of the case to the jury. The arguments advanced must, however, be based upon matters in evidence and/or upon any legitimate inferences that can be drawn therefrom.
Henry II, 706 A.2d at 330 (quoting Commonwealth v. Jones, 546 Pa. 161, 683 A.2d 1181, 1199-1200 (1996)). This standard places great emphasis on the effect that improper prosecutorial remarks have upon the fairness of the verdict. As this is also the central concern of Darden, I conclude that the standard used by the Pennsylvania Supreme Court to assess Henry’s claim of improper prosecutorial remarks was not “contrary to” the standard laid out in Dar-den. The proper inquiry is whether the Pennsylvania Supreme Court unreasonably applied the teachings of Darden to Henry’s claim.
In evaluating the remarks of the prosecutor at the guilt phase of Henry’s trial, the Pennsylvania Supreme Court examined both the evidence supporting those remarks and their likely effect upon the jury’s verdict. On direct appeal, the Pennsylvania Supreme Court upheld the trial court’s ruling that, as the four minute simulation was based upon testimony, it was properly allowed by the court. See Henry I, 569 A.2d at 937 at n. 6. The court came to a similar conclusion on PCRA review after examining the prosecutor’s reference to the gap in Henry’s teeth and his comment that the victim had begged Henry for her life. See Henry II, 706 A.2d at 330. The court also addressed the prosecutor’s reference to “this ridiculous alcohol idiosyncratic intoxication,” evaluating it in the context of the other comments and finding that it was not improper. See id. at 330-31.
In determining that these comments did not merit relief, the Pennsylvania Supreme Court explicitly considered the effect of the comments upon the jury’s verdict. It also considered the relationship of the comments to the evidence in the record when ruling on this issue. In denying relief on these grounds, the Pennsylvania Supreme Court did not unreasonably apply Darden. See United States v. Werme, 939 F.2d 108, 117 (3d Cir.1991) (“The prosecutor is entitled to considerable latitude in summation to argue the evidence and any reasonable inferences that can be drawn from that evidence”). Therefore, habeas relief is not merited on this claim.
Petitioner also raises a claim of ineffective assistance of counsel due to his trial attorney’s failure to object to these prosecutorial remarks. The Pennsylvania Supreme Court correctly ruled that counsel could not be deemed ineffective for failing to raise a meritless claim or objection. See Henry II, 706 A.2d at 330-31; see also Strickland, 466 U.S. at 691, 104 S.Ct. 2052; Holland, 150 F.Supp.2d at 770; Holloway, 161 F.Supp.2d at 583-84. Therefore, habeas relief is not merited on this claim.
B. Ineffectiveness for Failure to Call Witnesses
Henry claims that his attorney was constitutionally ineffective for failing to present certain witnesses in response to testimony given by prosecution witness Marvin Brunson. Specifically, petitioner asserts that once Brunson testified that Henry was prejudiced against whites, his attorney’s failure to utilize witnesses Marie Henry, petitioner’s mother, and Robert Crawford, a friend of petitioner’s, fell below an objective standard of reasonableness. The relevant “clearly established Federal law” for this claim is Strickland. See 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674.
The Pennsylvania Supreme Court reviewed this claim on PCRA review.
See
A claim of ineffective assistance for failure to call a witness has been identified as “precisely the type of strategic decision which the Court in Strickland held to be protected from second-guessing.” Sanders v. Trickey, 875 F.2d 205, 212 (8th Cir.1989); see also, United States ex rel. Walker v. Henderson, 492 F.2d 1311, 1314 (2nd Cir.1974). In such cases, the presumption that the attorney was effective will be especially strong. Given the high standard for such claims to be demonstrated, the standard created by the Pennsylvania Supreme Court with the addition of these factors, does not appear, on its face, to be an unreasonable application of Strickland.
However, after listing these additional factors, the Pennsylvania Supreme Court found that, as Henry failed to address these additional factors in his brief, it would not address his claim of ineffective assistance. See Henry II, 706 A.2d at 329. This refusal to consider Henry’s claim could be construed as an unreasonable application of Strickland, if a petitioner’s failure to properly address the factors precludes consideration of an otherwise valid Strickland claim. However, even if the Pennsylvania Supreme Court unreasonably applied Strickland in refusing to consider the claim due to Henry’s failure to discuss ‘the additional factors, petitioner would not be entitled to relief. Given the strong evidence that Henry caused the victim’s injuries and death and the limited nature of the testimony to which he is objecting, Henry cannot demonstrate the prejudice necessary for relief under Strickland. See Buehl v. Vaughn, 166 F.3d 163, 171-72 (3d Cir.1999) (finding that strong evidence against petitioner prevented sufficient demonstration of prejudice to satisfy Strickland). Therefore, habeas relief is not merited on this claim.
Claim XIII
Henry claims that he is entitled to habe-as relief due to two errors by the Pennsylvania Supreme Court when it reviewed his conviction and death sentence on direct appeal. First, he claims that the Pennsylvania Supreme Court erred in reviewing the proportionality of his death sentence. As Henry’s death sentence has been vacated, this claim is moot.
10
Second, Henry
With regard to the photographs, Henry appears to assert two separate claims. First, he attacks the failure of the Pennsylvania Supreme Court to actually examine the photographs in reviewing his claim that they should have been excluded. Second, Henry alleges ineffective assistance of counsel due to the failure of his direct appeal attorney to ensure that the photographs were made available to the Pennsylvania Supreme Court. As the two claims rely on different legal foundations, I shall discuss them separately.
A. Inadequate Appellate Review
Petitioner asserts that the Pennsylvania Supreme Court was obligated to examine the photographs in question when reviewing his claim that they were unconstitutionally prejudicial and should have been excluded. As authority for this position, he cites to
Mayer v. City of Chicago,
404 U.S. 189, 92 S.Ct. 410, 30 L.Ed.2d 372 (1971). In
Mayer,
the Supreme Court held that an indigent defendant is entitled to a “record of sufficient completeness,” provided free of charge.
Id.
at 194, 92 S.Ct. 410. However, the Court qualified this right, emphasizing that the defendant is not even entitled to a full verbatim transcript in all cases.
Id.
at 194-95, 92 S.Ct. 410. The
Mayer
Court’s holding does not impose an obligation upon a reviewing court to examine particular exhibits in the context of direct appeal review.
Mayer
does not provide the “clearly established Federal law” necessary for federal habeas relief to be granted.
See
B. Ineffective Assistance
Henry also asserts that J. Michael Farrell, the attorney who represented him at trial and on direct appeal, provided constitutionally ineffective assistance of counsel when he failed to ensure that these photographs were provided to the Pennsylvania Supreme Court when it reviewed Henry’s direct appeal. Strickland provides the clearly established Federal law relevant to this claim. See 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674. As the Pennsylvania Supreme Court applied the Strickland “cause and prejudice” standard to Henry’s ineffective assistance claim, “contrary to” analysis is not appropriate. I must therefore determine whether the Pennsylvania Supreme Court’s ruling was an unreasonable application of Strickland.
On direct appeal, the Pennsylvania Supreme Court upheld the trial court’s ruling that the photographs were properly admitted, but failed to examine the photographs in reaching this decision. Instead, the court relied upon the opinion of the trial court on this issue. See Henry I, 569 A.2d at 937 n. 6. In his PCRA petition, Henry again raised this issue in the context of ineffective assistance of counsel. The Pennsylvania Supreme Court found this claim to be meritless after a thorough examination of both the photographs and the trial court’s ruling on their admissibility. See Henry II, 706 A.2d at 332-34. It found that, as the underlying claim was meritless, Henry could not bring a successful ineffectiveness claim. See id. at 334.
Assuming arguendo that Henry could demonstrate that his attorney failed to provide the photographs to the Pennsylvania Supreme Court on direct appeal, he cannot demonstrate any prejudice from this error, as required under
Strickland. See
466 U.S. at 687, 104 S.Ct. 2052. On PCRA review, in its discussion of Henry’s ineffective assistance claim, the Pennsylva
ORDER
AND NOW, this 16th day of May, 2002, upon consideration of petitioner’s Petition for Writ of Habeas Corpus (Docket Entry # 11), respondents’ Answer to the Habeas Petition (Docket Entry # 13), and petitioner’s consolidated memorandum of law in support of his habeas petition and reply memorandum (Docket Entry # 18), it is hereby ORDERED that:
1. Petitioner’s Petition for Writ of Ha-beas Corpus is DENIED except as to claim I, as to which the petition is GRANTED;
2. The execution of the writ of habeas corpus is STAYED for 180 days from the date of this order, during which period the Commonwealth of Pennsylvania may conduct a new sentencing hearing in a manner consistent with this opinion;
3. After 180 days, should the Commonwealth of Pennsylvania not have conducted a new sentencing hearing, the writ shall issue and the Commonwealth shall sentence petitioner to life imprisonment; and
4.There is no probable cause to issue a certificate of appealability.
Notes
. In Teague v. Lane, 489 U.S. 288, 109 S.Ct. 1060, 103 L.Ed.2d 334 (1989), a plurality of the Supreme Court adopted a new approach to the retroactive application of newly announced legal rules in habeas corpus proceedings. Central to the Teague doctrine is the distinction between an “old rule,” to which retroactivity concerns do not apply, and a “new rule,” which, with two exceptions, may not be enforced by a habeas petitioner if it was announced after his conviction became final. See O’Dell v. Netherland, 521 U.S. 151, 156-57, 117 S.Ct. 1969, 138 L.Ed.2d 351 (1997).
. Henry was charged and tried in Northampton County, PA. However, after the trial court granted his motion for a change of venire, Henry‘s jury was selected from a veni-re drawn in Lancaster County, PA. See Opinion of Court of Common Pleas, December 22, 1986. ‘
. The Pennsylvania Supreme Court has held that the PCRA time limitations in
. Petitioner claims that, pursuant to Ross v. Oklahoma, 487 U.S. 81, 108 S.Ct. 2273, 101 L.Ed.2d 80 (1988) and Morgan v. Illinois, 504 U.S. 719, 112 S.Ct. 2222, 119 L.Ed.2d 492 (1992), he was entitled to have all prospective jurors specifically questioned whether they would automatically sentence him to death if he were convicted of first-degree murder. Henry asserts that his trial counsel was ineffective for failing to question the prospective jurors in this manner. However, any prejudice that he would be capable of demonstrating from such a violation would affect only his sentence of death, which has been vacated. See Morgan, 504 U.S. at 729, 112 S.Ct. 2222 (“a capital defendant may challenge for cause any prospective juror who maintains such views. If even one such juror is empaneled and the death sentence is imposed, the State is disentitled to execute the sentence”).
. Henry also raised a claim of ineffective assistance of counsel at the sentencing proceeding, also stemming from this Turner violation. As Henry‘s sentence of death has been vacated, this claim is moot.
. The three factors are (1) the fact that the crime charged involved interracial violence, (2) the broad discretion given the jury at the death-penalty hearing, and (3) the special seriousness of the risk of improper sentencing in a capital case. Turner, 476 U.S. at 37, 106 S.Ct. 1683.
. As Henry‘s sentence of death has been vacated due to Mills error, I examine his claim of ineffectiveness only to the extent that it infected the guilt phase of his trial.
. Henry‘s briefing on this claim focuses on testimony by these four witnesses that the cuts on the victim’s neck were made with a piece of glass, that the cuts were consistent with the victim being a “hostage” or “at bay,” and that the bites on the victim‘s cheeks and breasts were “sadistic” rather than “sexual.” See Petition for Writ of Habeas Corpus, ¶¶ 133-75.
. As I have vacated Henry‘s sentence of death, several of Henry‘s claims are moot. These include his claims relating to (1) the prosecutor allegedly introducing racial prejudice into the penalty phase of Henry’s trial and (2) references in the prosecutor‘s closing argument at the penalty phase comparing Henry to the Prince of Darkness, Adolf Hitler and Charles Manson.
. Henry requested an evidentiary hearing on this claim. See Petition for Writ of Habeas Corpus, at 65. This request is also moot.