Lead Opinion
This case concerns the establishment by a court-ordered plan of voting districts for the election of county officers elected by single-member districts in Hinds County, Mississippi.
In 1975 the district court approved and adopted a redistricting plan proposed by the county Board of Supervisors.
The facts are extensively discussed in the opinions of the district court and the panel of this court. Only a summary is necessary.
In 1969 Hinds County’s electoral districts were reapportioned under court order to bring them in line with the “one-man, one-vote” requirements of Avery v. Midland County,
The results of the 1970 census became available and they revealed that the 1969 plan malapportioned the county. The district judge ordered the county supervisors to submit a plan of reapportionment, drawn up without regard to race, which created districts equal in population. In 1973 the supervisors submitted a plan prepared by a firm which provides services to public bodies in the field of political redistricting and reapportionment. The plan divided the county into five single-member supervisors’ districts of almost equal population. Each district was a long corridor radiating outward from the City of Jackson, broader in the rural land mass perimeter, narrower in the Jackson urban area.
The rural district lines of the 1969 plan were retained, and redistricting was carried out by altering lines within the City. The black community of Hinds County is largely concentrated in the central city area of Jackson. Each corridor cuts into this concentrated black area. Under the plan there would be two Districts, 2 and 5, with black population majorities of 53.4% and 54%, but with smaller percentages of blacks considered on the basis of voting age population.
The general population of the county is 214,973 persons, 60.75% white, 39.10% black. Sixty-nine per cent of the blacks in the county reside in the central city area of Jackson in 48 contiguous census enumeration districts. Of the 63,267 persons residing in these census districts, 58,198, or 92%, are black. The racial distribution of general population and voting age population of the county is:
District General population Voting age population
White Black White Black
1 70.5% 29.5% 74.7% 25.3%
2 46.6% 53.4% 52% 48%
3 72.3% 27.7% 76.5% 23.5%
4 68% 32% 72.5% 27.5%
5 46% 54% 51.4% 48.6%
These voting age population figures are from the testimony of witness Dr. Loewen. Another witness, Dr. Henderson, approximated the percentage of black voting age population in District 2 to be 45% and District 5 to be 46%.
The plaintiffs challenged the plan, objecting to both its purpose and its effect, and offered their own plan as a substitute.
The plan . . was devised in order to achieve population equality and approximate equalization of road and bridge mileage and land area. This Court further finds that this was accomplished without regard to race or political affiliation of the residents of the county, race being wholly disregarded as a factor in fashioning the district lines for both the 1969 plan and the 1973 plan.
Id. at 667. In its conclusions of law the district court held that plaintiffs had failed to meet the burden of proving that the new
The court approved and adopted the supervisors’ plan and directed that it be put into effect. It rejected plaintiffs’ alternate plan. On appeal this court, through its panel decision,
I. The law of unconstitutional reapportionment
American citizens are entitled to participate fully and effectively in the political processes of state legislative bodies.
[ Representative government is in essence self-government through the medium of elected representatives of the people, and each and every citizen has an inalienable right to full and effective participation in the political processes of his State’s legislative bodies. Most citizens can achieve this participation only as qualified voters through the election of legislators to represent them. Full and effective participation by all citizens in state government requires, therefore, that each citizen have an equally effective voice in the election of members of his state legislature. Modern and viable state government needs, and the Constitution demands, no less.
Reynolds v. Sims,
When the State apportions its legislature, it must have due regard for the Equal Protection Clause. Similarly, when the State delegates lawmaking power to local government and provides for the election of local officials from districts specified by statute, ordinance, or local charter, it must insure that those qualified to vote have the right to an equally effective voice in the election process. If voters residing in oversize districts are denied their constitutional right to participate in the election of state legislators, precisely the same kind of deprivation occurs when the members of a city council, school board, or county governing board are elected from districts of substantially unequal population.
However, redistricting done to comply with one-man, one-vote requirements may impinge upon the right of members of minorities to legal access to the processes of democracy. A redistricting plan is constitutionally impermissible as racially discriminatory if it is a racially motivated gerrymander or if it perpetuates an existent denial of access by the racial minority to the political process.
The plaintiffs’ burden is to produce evidence to support findings that the political processes leading to nomination and election were not equally open to participation by the group in question — that its members had less opportunity than did other residents in the district to participate in the political processes and to elect legislators of their choice.
White v. Regester,
We noted in Zimmer,
The court must then look to the matter of whether the redistricting plan, whether adopted by legislative processes or proposed to be adopted and ordered by the court, will continue in effect an existent denial of access to the minority. Both the Supreme Court and this circuit have firmly held that where a reapportionment plan is formulated in the context of an existent intentional denial of access by minority group members to the political process, and would perpetuate that denial, the plan is constitutionally unacceptable because it is a denial of rights guaranteed under the Fourteenth and Fifteenth Amendments.
II. Denial of access to the political process in Hinds County
As proof of denial of access to the Hinds County political process, the plaintiffs presented substantial unrefuted evidence showing a past record of racial discrimination engaged in by the county and
While recognizing this record of the past the district court took the approach that the record was not proved to be an accurate reflection of current conditions.
There is a point in time when past instances or examples of racial discrimination become remote — a time when a past history becomes a remote history. That time has arrived for Hinds County. The mistakes of the early 1960’s and prior to that time do not, in this Court’s opinion, have any significant effect on the nomination and election of Hinds County officials in 1975.
* * * * * *
This Court finds that although there have been past instances of discrimination against blacks in Hinds County, and throughout this State, blacks are not excluded in 1975 from effective participation in the electoral system, there being no convincing evidence in this case that black citizens are denied access to the political process or hindered in any way from engaging in significant political activity, or otherwise discouraged from seeking political offices in Hinds County. Furthermore, plaintiffs have failed to prove any lack of responsiveness on the part of white elected officials, the contrary being true.
Second, the court imposed an improper burden of proof of causal relationships. The Supreme Court and this court have recognized that disproportionate educational, employment, income level and living conditions tend to operate to deny access to political life. In this case the court held that these economic and educational factors were not proved to have “significant effect” on political access in Hinds County. It is not necessary in any case that a minority prove such a causal link. Inequality of access is an inference which flows from the existence of economic and educational inequalities.
Third, the district court considered specific indicia which it felt demonstrated that the “lack of access’ of the past had become “equal access” in the present. These indicia will not bear the weight which the court put on them. The court referred to post-1966 registration of black voters and concluded that any black not currently registered has failed to register because of lack of interest or apathy. This conclusion is not supported by sufficient evidence. It is not a matter for judicial notice.
Finally, this court has recognized the lasting impact of historical policies of racial discrimination and official unresponsiveness.
Concededly, these impediments to participation in the electoral process have since been removed. The district court concluded that their removal vitiated the significance of the showing of past discrimination. This conclusion is untenable, however, precisely because the debilitating effects of these impediments do persist.
In summation, the plaintiffs established a long-existent history of sweeping and pervasive denial of access to the democratic political process and of official unresponsiveness to the needs of blacks. The trial court mistakenly placed upon plaintiffs the burden of coming forward with evidence that the long-existent and recent history was still current history at the time of trial. It erroneously placed on plaintiffs the obligation of proving a causal relationship between educational and economic deficiencies and the denial of access to political life. And, to the extent that there is evidence in the record tending to show that the structure and the residual effects of past denial of access have been swept away, it is not substantial enough to support a conclusion that the black minority now has equal access to political life. With the evidence viewed under correct standards, one must infer that the past conditions have not sufficiently changed to eliminate the historical denial of access.
Having dealt with past denial of access and its continuation to the present, we turn to the matter of official purpose or intent. Evidentiary indicia of racially discriminatory purpose or intent may, of course, arise in connection with the preparation of a redistricting plan. Gomillion v. Lightfoot,
Recent Supreme Court cases have underscored the interplay, in equal protection cases, between racially discriminatory intent and racially differential impact as criteria for violation of the equal protection clause. In Washington v. Davis,
But our cases have not embraced the proposition that a law or other official act, without regard to whether it reflects a racially discriminatory purpose, is unconstitutional solely because it has a racially disproportionate impact.
Id.,
In the next term, in Village of Arlington Heights v. Metropolitan Housing Development Corp.,
Assuming that these cases are to be applied to racial minorities’ claims of exclusion from the democratic process, they would be of particular significance in the present case if the only issue were whether the racially neutral plan created such exclusion in Hinds County. But there is a second issue which we have pointed out, whether the plan, though neutral in design, was the instrumentality for carrying forward patterns of purposeful and intentional discrimination that already existed in violation of our Constitution.
Washington v. Davis and Arlington Heights sharpen the emphasis upon purpose and intent, and focus upon the effect of official action as an evidentiary factor rather than a single determinator. But nothing in these cases suggests that, where purposeful and intentional discrimination already exists, it can be constitutionally perpetuated into the future by neutral official action.
The approach which the Supreme Court condemned in Washington v. Davis and Arlington Heights was not the one it had itself embraced in White v. Regester but the approach it had previously rejected in Whitcomb v. Chavis,
III. Perpetuation of denial of access through the reapportionment plan
We turn to the inquiry whether the supervisors’ reapportionment plan, adopted as a court-ordered plan, will in fact have the effect of perpetuating the denial of access to the political process that was proved by plaintiffs to exist. The district court concluded it would not, saying:
The plaintiffs have failed to prove by the convincing evidence that their voting strength will be minimized or canceled out in any way by the Board plan, in which blacks constitute a majority of the population in two districts. In view of the possible variances in the computations of the voting age population in District Two and District Five, coupled with*149 the heretofore noted inconsistencies in predicting block voting patterns in Hinds County, the Board plan offers black residents of this county, who constitute less than 40% of the total population, a realistic opportunity to elect officials of their choice, whether white or black, in two supervisors’ districts and to significantly affect the election of county officials in the three remaining districts.
The most crucial and precise instrument of the . . . denial of the black minority’s equal access to political participation, however, remains the gerrymander of precinct lines so as to fragment what could otherwise be a cohesive minority voting community. . . . This dismemberment of the black voting community . . . had the predictable effect of debilitating the organization and decreasing the participation of black voters.19
The district court found that rather than minimizing or cancelling the voting power of the blacks, the supervisors’ plan offered them a “realistic opportunity” to elect officials of their choice in Districts 2 and 5. This will not stand examination. First, the district court gave specific weight to the existence of black population majorities in these districts, 53.4% in District 2 and 54% in District 5. “We have consistently recognized that ‘access to the political process and not population [is] the barometer of dilution of voting strength.’ ” Bradas v. Rapides Parish Police Jury,
Also, the court took plaintiffs’ unrefuted voting age population figures and concluded that if the figures were adjusted upward by several, percentage points, the percentages of blacks in Districts 2 and 5 would be approximately 50%. With equal logic, the figures might have been adjusted downward to approximately 45%. These figures, adjusted upward to a skin-of-the-teeth “maybe so” 50% of voting age population, were coupled with inconsistencies in predicting bloc voting patterns to support the inference of “realistic opportunity.” This is too attenuated. Our concern is with basic rights of American citizens. The responsibility of the defendants to permit minority voters a proper role in democratic political life must be discharged by stronger stuff than gossamer possibilities of all variables falling into place and leaning in the same direction.
Use of such thin evidence to conclude that blacks have a realistic opportunity to elect representatives of their choice is particularly inappropriate in the case of a court-ordered plan. In the case at bar public officials acting under an order of the court offered to the court a reapportionment scheme as a cure for existing one-man, one-vote deficiencies, asking that it be given judicial imprimatur. The Supreme Court’s decisions in East Carroll Parish School Board v. Marshall,
Also, in approving the supervisors’ plan the district court overemphasized factors that must be subordinated to the constitutional interests at stake. The court assigned great importance to the equalization of land area and road and bridge mileage.
Finally, the district court expressed doubts that an ameliorative plan could be constitutionally formulated because such a plan would be a racial gerrymander in the manner of Gomillion v. Lightfoot,
Plaintiffs proved a long history of denial of access to the democratic process. That history of official action is one of purposeful and intentional discrimination. The structure and the residual effects of the past have not been removed and replaced by current access. The supervisors’ reapportionment plan, though racially neutral, will perpetuate the denial of access. By fragmenting a geographically concentrated but substantial black minority in a community where bloc voting has been a way of political life the plan will cancel or minimize the voting strength of the black minority and will tend to submerge the interests of the black community. The plan denies rights protected under the Fourteenth and Fifteenth Amendments.
IV. Error on nonconstitutional grounds
As we have pointed out just above, a court-ordered reapportionment plan is held to higher standards than a legislative plan. A legislative plan need only meet constitutional standards. But, apart from constitutional grounds, a district court fashioning a reapportionment plan to supplant invalid apportionment may abuse its discretion in
Achieving one-man, one-vote political democracy without excluding minorities from political life is a complex task that challenges the best of intellects and requires examining many facets of the community, past, present and future. The problem is not susceptible of simplistic solutions, however seductive they may appear. No mechanistic solution is an alchemistic philosopher’s stone that will turn all the problems of past and present to future gold.
REVERSED and REMANDED to the district court for the fashioning of a remedy-
APPENDIX A
(From
(26) This Court has carefully considered the evidence presented by the plaintiffs in their attempt to establish the proposition that the process leading to nomination and election are not equally open to blacks in Hinds County, including, inter alia, the fact that no black has ever been elected to the Hinds County Board of Supervisors or any other office in Hinds County (Exhibit P-24, page 32; testimony of Henry Kirksey); the retention of the poll tax as a requisite to voting in this State until 1966; the retention until 1966 by this State of a literacy test as a requisite to registration, Mississippi Constitution § 244, as amended in 1954, implemented in Mississippi Code Ann. § 3213 (1956 Recomp.); the conditioning of primary participation on adherence to party principles, and successive adoption of alleged segregation principles by party organizations; the requirement that a member of the Board of Supervisors be a resident freeholder of the district which he represents and the owner of real estate therein valued at $1500, coupled with the fact that a much larger percentage of blacks in Hinds County fall below the census poverty lines as opposed to whites, Mississippi Code Ann. § 19-3-3 (1972); Exh. P-3, page H-l); the designation in 1965 of Hinds County for the use of federal examiners pursuant to § 6 of the Voting Rights Act of 1965, 42 U.S.C. § 1973d, and the subsequent registration pursuant thereto; the disqualification of certain black candidates by the Hinds County Election Commission and exclusion of their names from the general election because they had voted in the August 1967 Democratic primary in violation of the 1966 Amendment to Mississippi Code Ann. § 3260 (1956 Recomp. Pocket Part), which was thereafter held unenforceable because of the failure of its submission pursuant to Section 5 of the Voting Rights Act and was subsequently objected to by the Attorney
(27) Furthermore, this Court has carefully considered the evidence presented by the plaintiffs in their attempt to establish a lack of responsiveness on the part of white elected officials in Hinds County, including, inter alia, the findings by this Court and others of systematic exclusion of blacks from jury lists in the First and Second Judicial Districts of Hinds County, Love v. McGee,
[Footnote omitted.]
Notes
. Members of the Board of Supervisors (the county governing body), justices of the peace, constables, and members of the county Board of Education.
. Kirksey v. Board of Supervisors of Hinds County,
. Kirksey v. Board of Supervisors of Hinds County,
. 42 U.S.C. § 1973c.
. A three-judge court was convened as required by the Voting Rights Act. Plaintiffs dismissed their claims arising under this Act. The three-judge court was dissolved, leaving the plaintiffs’ constitutional claims to be heard by a single judge.
. The U.S. Department of Justice as amicus curiae originally challenged the 1973 plan on the ground that it lacked § 5 preclearance. However, both the plaintiffs and the Department of Justice now conceded that under the authority of East Carroll Parish School Bd. v. Marshall,
. Zimmer v. McKeithen,
. White v. Regester,
. The recent Supreme Court decision in Beer v. United States,
. Some courts have equated minority access to the political process with access of the individual to the ballot box or voting booth. We find this interpretation unpersuasive. The Court in White v. Regester would not have bothered to set forth a panoply of factors to gauge access to the political process if access meant only whether every individual could vote. Moreover the factors themselves are more relevant to whether a group has input into the political decision-making process than to whether a particular individual is free to vote.
. White v. Regester, supra,
. See discussion infra of indicia of motive and intent set out in Village of Arlington Heights v. Metropolitan Housing Development Corp.,
. The Supreme Court and the lower federal courts have followed this approach in other areas of desegregation. Swann v. Charlotte-Mecklenburg Bd. of Education, 402 U.S. 1, 26,
Cf. Whitfield v. Oliver,
“The history of the efforts of Negroes in Alabama to become full and free participants in the political processes of the state is recorded at length in the decisions of the federal courts.
* * * * * *
“This extensive and extended history of exclusion of blacks from the Alabama political and governmental system causes the explanation of the defendants — that the disparity in the treatment of welfare programs is a result of “just politics” — to be of no legal effect as an explanation. To the contrary, such an explanation, when read against the march of history, reaffirms our conclusion that there was a discriminatory purpose and effect in the treatment of AFDC. Many of the obstacles that Alabama once placed in the way of full-fledged participation by its black citizens in the political life and government of the state have been removed. We would be naive to decide this case under a pretense that those obstacles never existed.”
. Failure to register may be, for example, a residual effect of past non-access, or of disproportionate education, employment, income level or living conditions. Or it may be in whole or in part attributable to bloc voting by the white majority, i. e., a black may think it futile to register.
. In which plaintiffs made out a prima facie case of discrimination that defendants were unable to refute.
. See also, e. g., Robinson v. Commissioners Court, supra,
. Although as discussed below in this opinion, motives were given undue weight at the expense of more fundamental concerns.
. If for no other reason, impact as an evidentiary factor, added to the present and past history, would preclude any such per se rule.
An analogy can be drawn between voting apportionment cases such as White v. Regester and school desegregation cases such as Green v. County School Board,
. The Supreme Court’s latest decision on the racial impact of reapportionment, United Jewish Organizations of Williamsburgh, Inc. v. Carey, - U.S. -,
. Plaintiffs presented uncontradicted evidence that a pattern of strongly polarized racial bloc voting exists in Hinds County. Although the district court found what it felt to be inconsistencies in the racial bloc voting thesis, it nonetheless termed the plaintiffs’ evidence on racial bloc voting “persuasive.”
. Accord: Klahr v. Williams,
. Dr. Loewen, 48% in District 2 and 48.6% in District 5, with a margin of error of one to two percentage points; Dr. Henderson, 47% in both districts, which he described as “tolerably reliable.”
Plaintiffs made an offer of proof by Dr. Loewen that the percentage of black registered voters in Districts 2 and 5 were, respectively, 41.7% and 41.2%. His calculations were based on a study by the Institute of Politics at Millsaps College, located in Jackson. Defendants objected because the study was not available to be introduced, and the court sustained the,objection. In its opinion, however, the district court stated that even if it assumed the correctness of Dr. Loewen’s calculations based on the Millsaps study, the sole reason for lack of black voter registration was apathy. We have already pointed out that this conclusion is not supported by evidence.
. However, we add the caveat that the election of black candidates does not automatically mean that black voting strength is not minimized or canceled out. We said in Zimmer:
“[W]e cannot endorse the view that the success of black candidates at the polls necessarily forecloses the possibility of dilution of the black vote. Such success might, on occasion, be attributable to the work of politicians, who, apprehending that the support of a black candidate would be politically expedient, campaign to insure his election. Or such success might be attributable to political support motivated by different considerations— namely that election of a black candidate will thwart successful challenges to electoral schemes on dilution grounds. In either situation, a candidate could be elected despite the relative political backwardness of black residents in the electoral district. Were we to hold that a minority candidate’s success at the polls is conclusive proof of a minority group’s access to the political process, we would merely be inviting attempts to circumvent the Constitution. This we choose not to do. Instead, we shall continue to require an independent consideration of the record.”
. The panel opinion did not expressly reject the upward adjustment to “approximately 50%” but rather came up with its own conclusion of “about 47%,”
. In fact this finding was the basis for the finding that there was no discriminatory purpose in the preparation of the 1973 plan.
. In this court, the panel opinion also gave weight to roads, bridges and land areas as “nonracial and rational criteria.”
Concurrence Opinion
specially concurring:
Both at the time of the district court’s action and decision in this case and at the time of our panel opinion,
In the light of these imperfectly harmonious imperatives, the panel examined the district court’s actions and decision from two perspectives. First, we reviewed the evidence supporting the finding that the court’s j>lanvwa§ drawn without regard to mqe. ÍThis wk'Sj-'h.s noted, essentially undisputed. The court’s decision that the plan was so drawn therefore seemed beyond our power to disturb. Next, we attempted to discern a model against which to measure the plan’s likely effect, concluding as follows:
It remains to determine whether the supervisors’ plan approved by the court below, though not by design, otherwise —that is, unintentionally — operates to minimize minority voting power in an impermissible way. To determine whether that power is minimized, we must first ascertain its proper or natural magnitude, its expectable effect under normal conditions when neither weakened nor enhanced. And this is simply stated: in an infinite series of elections, any 35% of the electorate should elect 35% of the candidates whom it favors or, in other words, it should receive proportionate representation. As applied to any hypothetical five-man board, then, our 35% voting bloc should be represented by two out of five officials favored by it about three-fourths of the time and by only one of the other fourth. This model illustrates its normal voting strength.
Plaintiffs are correct when they insist that we consider whether the impact of the black vote in Hinds County is diminished by the proposed plan. Where they err is in their selected model against which diminishment is to be measured. Plaintiffs focus on preserving intact the black geographical cluster in northern and central Jackson and would have us determine diminishment by inquiring merely whether the proposed district lines divide it. But of course they do. Any likely division of the county would do so except one drawn on racial lines with the purpose of securing safe “black” or “white” seats on the board of supervisors. Plaintiffs’ focus is too narrow, their approach too mechanical, at this stage of the inquiry. There being no intended gerrymander, the proper present focus of inquiry is not a map area19 but the voting power of the entire black populace of Hinds County, and the model against which its claimed diminishment must be measured is, as indicated above, the number of seats on the board proportionate to that population’s percentage of the whole.
So tested, the conclusion of the district court stands firm that*155 the black voting strength in Hinds County is not minimized or cancelled out by the 1973 Board plan, but on the contrary, the Board plan offers black residents of Hinds County, who constitute less than 40% of the total population thereof, a realistic opportunity to elect officials of their choice, whether they be white or black, in two supervisor’s districts and significantly affect the election of county officials in the three remaining supervisors’ districts
At the time of en banc hearing in September 1976, the array of Supreme Court decisions in the general area of equal protection was, but for the addition of Washington v. Davis,
Until only yesterday, it had seemed possible to discern a firm and accelerating trend in Supreme Court authority to require proof that discriminatory intent was a motivating factor in a state or local action before invalidating it.
I take respectful leave to say briefly why I think this a wrong turning. It is hard to avoid the conclusion that by United Jewish Organizations what the Court underwrites is a tribal, rather than a republican, form of
And if this is its meaning, we have indeed come a long way from Avery v. Midland County,
To say no more, then, with the delivery of United Jewish Organizations, my apprehension of equal protection law is cast in disarray. Doubtless the Court holds a coherent vision of better things to come which is denied me.
. The panel opinion quotes,
. At
An apportionment scheme is not constitutionally impermissible merely because its lines are not carefully drawn to ensure representation to sizable racial, ethnic, economic or religious groups.
See also Whitcomb v. Chavis,
Of course, the ’ unusual shapes of the proposed districts are important. But the shapes are chiefly relevant to the question of whether the plan is a racial gerrymander. Once we accept the district court’s unchallenged findings that the plan was drawn without reference to race and that the districts reasonably follow natural boundaries, see p. 538 supra, the significance of the geographic shapes is almost exhausted. They may, for example, indicate nothing more than a political gerrymander, an inhabitant of the thicket at present out of season to courts. See Jiminez v. Hidalgo County Water Imp. Dist. No. 2,
.
. Washington v. Davis, supra (absent discriminatory intent, qualification examination for police recruits not invalid solely because it disqualified black applicants disproportionately); Austin Independent School Dist. v. United States,
. United Jewish Organizations, supra, — U.S. at —,
. See United States Constitution art. IV, § 4.
. The only logical alternative is to me inconceivable: that what is a constitutional gerrymander when done by a legislature is not so when done by a court in the legislature’s default. Since the court is to act in the legislature’s place, surely it is to do what the legislature should have done?
. I say “appear” because I am as confused as Judge Clark, infra at 158-159, slip opin. at 3803, about what election outcome it is that the en banc majority directs the district court to produce. What is generally desired — a plan confected on racial grounds and weighted more heavily toward the black voter — is tolerably clear. But if an outcome is to be configured, and if the majority is correct in its factfinding of pervasive bloc voting, several choices are possible. The district court could, for example, deploy the 35% minority of black voters so as to produce three districts out of the five with almost two-to-one black majorities and so insure, again assuming the rigorous voting by race which the majority ascertains, a black majority on the county board. I doubt this is what the majority envisions; probably what it wants is guaranteed proportionate representation by race. But I do not know; and if this is what the majority wants the district court to produce, then I think the majority should steel itself to say so.
. “Every qualified resident . . . has the right to a ballot for election of state legislators of equal weight to the vote of every other resident. ...”
. It seems ironic that there, in order to achieve a sufficiently partisan gerrymander in favor of “non-whites,” the Attorney General required (the Supreme Court eventually approving) that the New York Legislature fragment one of the few geographically concentrated communities of Hasidic Jews in the United States; while the majority in this case invalidates the district court’s plan primarily because it “fragments a geographically concentrated minority voting community.”
. It may even be that United Jewish Organizations signals the first note of recall from the thicket. That opinion can be read as indicating that from henceforth the courts are to withdraw with the best grace they can muster and leave contests on this particular darkling plain to be fought out among Congress, the Attorney General and local governments. But in this event, what are such district courts as ours here to do when they themselves are required to fashion plans?
Dissenting Opinion
dissenting:
I join in the dissenting opinion filed by Judge Clark. I agree with all that he has written, but I am particularly disappointed that the en banc Court reassigns the District Court to the drawing board without specifying the standards which would meet the requirements of the law. This will likely breed further appeals and further delays.
Secondly, I must point out that the Order granting rehearing en banc in this appeal was entered May 12, 1976, exactly one year ago as this is being written. The en banc opinion, in its present form, was circulated on March 31, 1977. In the meantime, on February 28, 1977, the Supreme Court heard oral argument in Connor v. Finch, the statewide Mississippi legislative reapportionment case. The Kirksey case is so interrelated with Connor that the Kirksey record was appended as an exhibit to that appeal and is the subject of discussion in the Supreme Court briefs. As one of the Judges who sat on Connor, it is my considered opinion that when the Supreme Court acts on Connor there will be nothing left to Kirksey but a brief per curiam, one way or the other.
It is well known, of course, that we have an entrenched practice of deferring action on an appeal involving issues pending before the Supreme Court. We await, as we should, guidance which we think is likely to be forthcoming from the High Court. The next scheduled election for Supervisors in Mississippi does not take place for over two years — August, 1979. After Connor was argued, with no opinion yet ready to come down from the en banc Court in Kirksey, I requested in writing that we defer our opinion until the Supreme Court decided Connor. Contrary to the precedent which has been followed in this Court during the twelve years I have been a member of it, the request was denied by a majority of the en banc Court.
Since Hinds County has thus, in my opinion, been denied the treatment usually accorded other litigants, I respectfully record the occurrence and make no further comment.
From another part of the political thicket I answer Judge Gee’s lamentation that his panel opinion views have been lost in new Supreme Court law with the equally plaintive response that I am lost in the analysis, the supporting facts, and the remand for remedy disposition which today’s en banc majority imposes.
Two distinct approaches have been utilized in assessing the validity of apportionment plans. Where the plan under attack was adopted by a state or local legislative body, a constitutional analysis has been used. See e. g., White v. Register,
Although it does not flesh out the premises which support its third factor, the majority clearly indicates it would necessarily rest on two factual findings: First, that there is bloc voting within the affected community; and second, that blacks are a minority of the voting age population in the districts created. For the reasons discussed below, I respectfully submit that an insufficient basis exists in the present record for drawing either conclusion. Thus, even if the majority’s third factor is a proper one, it should not be used in remedy formulation until the foundation facts are established.
The key fact premise of Judge Godbold’s opinion is that in Hinds County whites always vote for whites and blacks always vote for blacks. It is taken as a given, yet its only basis is a survey. While the district court did characterize the survey as “persuasive evidence,” it found the survey to be internally “incomplete” and “inconsistent” and “completely inconsistent” with other proof in the record. Although no contrary opinion or survey evidence was offered, I believe the unequivocal determination of incredibility given this survey by the trier of facts at least requires a remand to determine which way truth lies as to this crucial issue.
The district lines which the district court drew are ordered obliterated because two districts show 48% rather than clear majority black voting age populations. These statistics are based on 1970 census data. Yet that same seven-year-old data base discloses that in the age groupings which would include those now eligible to vote, the percentage of blacks grows increasingly greater in each younger age cohort group.
Equally distracting is the majority opinion’s creation and ex post facto application of a new presumption in its constitutional analysis. The proof showed that Hinds County has a history of racial discrimination. Today it is announced for the first time in a redistricting case that the defendants must bear the burden of showing this past forms no part of the present. That is a burden they might have carried had they but known they were obliged to do so.
I am perplexed by the majority’s determination that the district court abused its discretion in formulating a remedy which that court found to be wholly free of racial motivation. The trial court has been held to have abused its discretion by “slicing up a cohesive minority vote area in a community where there is bloc voting,” and approving a “plan which tended to carry forward into the future the long-lived denial of black access to the political process.” Aside from my disagreement with the appellate factfinding that underlies these condemnations, I don’t understand them to give proper guidance to the district court in its task of revising the geographic lines between supervisor districts in Hinds County. Is the “higher standard” that the court plan must meet more than the requirement that blacks be afforded a realistic opportunity to elect representatives of their choice? Is the district court told that the United Jewish Organizations ease mandates racial gerrymandering? If it is, what is the district court’s duty and what are the ambits of its discretion? Must that court assume bloc voting and create “safe” black seats on the Board of Supervisors? How many must it create, as many as possible or just enough to approximate the county-wide black population?
I respectfully submit that the en banc court has been too free with criticism and too parsimonious with guidance, and I therefore dissent from the remand of the case limited to remedy formulation before we know what the facts are and before we say what standards must be applied.
I join in the dissent of Judge Clark, and I am constrained to add a few lamentations of my own.
In our federal judicial system, district court judges are unable to avoid deciding any particular case submitted to them. The litigants and their counsel, for the most part, determine the issues which are presented to the court and the trial judge must ultimately render a judgment delineating the proper and legal result. This final judgment establishes the rights and liabilities of the parties and must be articulated with sufficient definiteness so that a marshall may execute it. I submit that when a case is appealed to this court, we are under the same duty to decide the issues presented with sufficient clarity that a conscientious district judge may execute our decision. The opinion for the majority avoids doing so.
The procedure tacitly adopted by the majority might be appropriately described as
I regret that this course has been chosen. In an expression of chauvinism perhaps not totally inappropriate due to my recent appointment to this court, it has been my observation over the years that of all the judicial bodies in this land the United States Court of Appeals for the Fifth Circuit has traditionally taken the lead in making hard decisions in this and related areas of the law. We shun our history in the decision of this case and merely say to our district court judges, “Guess again; we will tell you after the fact whether you are right.”
I see it as our duty to inform rather than confound; to explain rather than merely complain; to enlighten rather than obfuscate. When the district judge and counsel for the litigants in this case have studied the opinion for the majority, they should know what is to be done in the case. Litigants and trial judges appeal for direction from this court, but I apprehend that they look in vain upon the majority opinion. The only direction given by the disposition of this case is that the direction taken was wrong so try another way. I apprehend that responsible public officials throughout this circuit desire to conduct the affairs of their offices according to the law. While the majority opinion accurately proclaims the difficulties confronting public officials, lawyers, and district judges, the case is remanded over two years after we were asked for direction without the much needed guidance. We do the litigants, trial judges, public officials and ourselves a disservice.
What I write here discloses some different views from those expressed by Judge Godbold for the majority. Yet, my dissent is not so much from what he says as from the majority’s failure even to apply the principles it expounds to the issues in this case for the guidance of the litigants and the trial court. One reads United Jewish Organizations of Williamsburgh, Inc. v. Carey, — U.S. —,
I frankly have no more appetite than my brothers for “biting these bullets.” If it were not legally mandated that “[cjases and controversies shall be heard and determined” by our court, 28 U.S.C.A. § 46, I might remain silent and concur. Since it our duty to decide, I shall refer to only a few of the questions that I feel have been raised but which the majority declines to answer.
What is the legal significance of the fact that no black person has ever been elected to the Board of Supervisors of Hinds County, Mississippi? The Court repairs to Zim
More fundamental, this conclusion by the majority raises the question of what is meant by “access to the political process.” Ironically, the task of establishing the substantive content of this concept falls upon federal judges who are appointed rather than elected and who have from the time of their appointment properly removed themselves from the art and science of politics. Is genuine access to the political process better provided to a minority by placing its members in one or two political “ghettos” so that supervisors from other districts have, remaining, no significant number of minority voters to whom they must pay heed in the discharge of their duties? Is it better access to be assured of the power to elect a minority or to be in a position to have a significant impact upon the outcome of elections for the majority? Is it our national purpose under the law to achieve a truly homogenous society in which free and independent voters cast their ballots for candidates that they deem best qualified, regardless of race, or do we despair of that goal and retreat to establishing black elections for black officials and white elections for white officials as the only possible response to the odorous “white primaries” of the temporally recent but factually remote past. The district court in this ease is entitled to know which course this court directs.
I suggest that the conscious creation of “safe” black districts may not be a talismanic solution for insuring access to the political process. Simplistic solutions tend to be stop-gap remedies. Surely, no one believes that all that this court must do is insure that a few blacks are elected in Hinds County and nirvana shall be reached. To place the black citizens in that perpetual minority position could be permanent denial of the sort of political access that results in governmental responsiveness.
Conscious “benign” racial gerrymandering also raises possible problems. A purported preference may disguise a policy that actually perpetuates disadvantageous treatment. “An effort to achieve proportional representation, for example, might be aimed at aiding a group’s participation in the political processes by guaranteeing safe political offices, or, on the other hand, might be a ‘contrivance to segregate’ the group, thereby frustrating its potentially successful efforts at coalition building across racial lines.” United Jewish Organizations v. Carey, supra, — U.S. at —,
As mentioned above, it seems inappropriate that those of us in the one branch of government purposefully and properly removed from politics should presume to weigh and decide these questions of political access and official responsiveness on a record totally devoid of any expert evidence from either practical politicians, political science students, or both. Were the case to be remanded as Judge Clark suggests (and in which suggestion I join) for the taking of evidence as to the continued effect of past denials, the district court should also be directed to develop a record of qualified evidence on these issues.
Finally, does the majority say that, in a case such as the one before us, the district judge is required under the law consciously to consider race in establishing voting districts? United Jewish Organizations v. Carey, supra, clearly holds that in cases arising under the Voting Rights Act, 42 U.S.C.A. § 1973 et seq., a state legislature may constitutionally do so. Must a district court in a non-Voting Rights Act case draw district lines with a conscious regard for race? Perhaps the Constitution requires it (though I doubt it), but I submit that our court is obligated to “belly up to the bar” and furnish our district court brother our answers to these hard questions rather than content ourselves with expressions of discontent with his solution.
I must confess that I am somewhat perplexed by the concurring opinion of Judge Gee. He apparently reads United Jewish Organizations v. Carey, supra, as “commanding the trial court to devise and install a more partisan gerrymander in favor of Hinds County black voters so as to guarantee their proportionate representation on the county board.” Ante at 155. With all due respect I find this conclusion bewildering. My reading of the Supreme Court’s opinion is much less daring. United Jewish Organizations merely holds that a state political body attempting to comply with the Congressional mandate embodied in the Voting Rights Act is not prohibited by the Constitution from considering race in establishing election lines. This is a far cry from ruling — as our court may be doing today— that the Constitution requires that race be consciously considered.
Related to this subject, one notes that Judge Godbold refers to the rule “that court-ordered apportionment plans are to be held to higher standards than legislatively enacted plans subject to the preclearance requirements of § 5 of the Voting Rights Act.” Ante at 150. I take no issue with this rule, but I am puzzled by his application of it in this case. Apparently, this rule is suggested as bolstering the court’s rejection of the court-ordered plan in this case. Of course, the United Jewish Organizations decision was concerned with a legislatively enacted plan. For me it more logically follows that, because we are dealing with a court-ordered plan in this case, and since court-ordered plans are held to higher standards, the Constitution may very well prohibit conscious racial gerrymandering by a court while permitting it by an elected state political body implementing the Voting Rights Act. In sum, what the “lower standard” allows a state legislature to do, the “higher standard” prohibits a federal court from doing. I respectfully suggest that the majority has simply placed the rule on its head.
Were these and other issues addressed by our court today, I might find myself in no posture to dissent. As it is, I am in no posture glibly to concur. I also join with Judge Clark in the strong opinion that the county litigants should be afforded an opportunity to develop evidence for the district court as to whether past practices presently affect access to the political process now that the rules have been laid down. The passage of time alone does not create remoteness; events can make remote that which is temporally recent. Nothing is older than yesterday’s newspaper and there is hardly anything newer than our Constitution and its Bill of Rights. The majority chides the district court for decisions based on conjecture. Then, this court establishes an evidentiary rule and defaults the defend
As Judge Coleman in dissent points out, we feel compelled to hand down our decision without further delay. I take no special issue with that except to note that in the time available I have been able to suggest only some of the issues upon which we offer no decision. Others will appear. The last paragraph of the majority opinion accurately articulates the difficulties to be encountered in their resolution. Yet, we should decide the hard ones along with the relatively easy ones. I apprehend that the district judge, would appreciate our directions even more than the compliment implied in our remand to him of these questions.
Therefore, I dissent.
. The 1970 Census of Population (advance report), General Population Characteristics, U. S. Dept. of Commerce, Publication PC (VA)-26 (Miss.), shows the following data for Hinds County, which had a general population in 1970 that was just over 60% white:
Children aged 15-24 in 1970:
Total: 41,019
White: 23,542 57.4%
Black: 17,477 42.6%
Children aged 5-14 in 1970:
Total: 46,980
White: 24,661 52.5%
Black: 22,319 47.5%
I readily acknowledge that the groupings are over-inclusive at the young- and old-age ends. The data is not available in more refined form in the referenced publication. It does suffice to make the statistical point that the percentage
. Without attempting to fix blame or praise on local, state or federal politics, it is an easily established fact that black registration and participation in electoral procedures is up dramatically in Hinds County, and economic and social advances by blacks which were totally unenvisioned by either race ten years ago, have also occurred. I say this to make plain that the burden may not be as impossible to meet as the recitation of past history may indicate.
. Thus, in his letter to the New York State authorities the Attorney General would only say, “[w]e know of no necessity for such configuration and believe other rational alternatives exist.” United Jewish Organizations v. Carey, supra at — n. 6,
. An unnamed Justice Department official made known that satisfaction of the Voting Rights Act would necessitate the creation of 10 districts with threshold nonwhite populations of 65 percent. See United Jewish Organizations v. Carey, supra at —,
. The revised plan submitted by the state contained ten districts with nonwhite populations of between 65 and 90 percent.
. For my part I shudder to think that the majority endorses the words of John W. Davis for South Carolina in Brown v. Board of Education,
