OPINION
Appellant, Travis Hendrix, challenges the trial court’s rendition of summary judgment in favor of appellee, the Port Terminal Railroad Association (“PTRA”), in Hendrix’s personal injury suit brought under the Federal Employers Liability Act (“FELA”). 1 In his first issue, Hendrix, a railroad switchman, contends that the trial court erred in granting summary judgment on his claims for his personal injuries that he sustained while walking on an “unsafe walkway made up of too large and mixed ballast” on the grounds that such claims are preempted by the Federal Railroad Safety Act (“FRSA”). 2 In his second issue, Hendrix contends that the trial court erred in granting summary judgment as to his “causes of action and theories of recovery” not addressed in the PTRA’s summary judgment motion.
We reverse the judgment of the trial court and remand for further proceedings consistent with this opinion.
Factual and Procedural Background
In his original petition, Hendrix alleged that he was injured while working as a switchman for the PTRA, that the PTRA’s negligence caused him injuries, and that the PTRA negligently: “(1) failed to furnish a reasonably safe walkway on which to work; (2) furnished big rock ballast in the yard walkways; (3) expected and encouraged switchmen to regularly get on and off moving cars on big rock ballast in yard walkways; (4) expected and encouraged switchmen to regularly throw hard to throw switches on big rock ballast in yard walkways; (5) expected and encouraged switchmen to regularly hold up defective pin lift levers on big rock yard ballast; (6)
The PTRA filed a summary judgment motion, contending that Hendrix’s “FELA allegations of improper ballast are preempted by the [FRSA].” The PTRA asserted that “the Federal Railroad Administration (‘FRA’), under the authority of the FRSA, has promulgated regulations specifically addressing ballast” and that, “since the FRSA has specifically regulated track safety and track standards, including ballast, its regulations have occupied the subject matter of Hendrix’s allegations,” and, thus, Hendrix’s FELA claims are preempted. In the closing of its motion, the PTRA reiterated its specific contention that Hendrix’s “ballast claims concerning the nature and size of the ballast” are preempted and that, since this allegation “is the sole basis of Hendrix’s suit,” the PTRA was entitled to summary judgment on Hendrix’s suit.
The PTRA attached a copy of a signed statement made by Hendrix in an incident report in which Hendrix stated that he was walking between tracks 40 and 41 of the rail yard for the purpose of “coupling cars,” that he “did not notice any obstructions or uneven ballast which [he] was walking on,” and that as he “continued walking northward between the two tracks” at “approximately half way down into the track [he] felt a sharp pain in [his] left ankle.” Hendrix further stated that he did not “trip over anything in the toe path” and “did not notice anything unusual other than there was large ballast rocks as well as small fine walkway material along the tow path.” The PTRA also attached a copy of Hendrix’s deposition, in which Hendrix testified that he “stepped on some big rocks and they kind of shifted underneath [his] feet and [his] ankle gave way” and that he felt a sharp pain in his ankle. Hendrix further testified, somewhat in contradiction to his statement, that the presence of large ballast in the rail yards was not unusual, that the large ballast was “everywhere” in the yard, and that there was no small fine walkway material.
Hendrix filed a response to the PTRA’s summary judgment motion, asserting that his claims are not “preempted.” Hendrix argued that while certain federal regulations prescribed minimum safety requirements for ballast, such requirements related only to “track structure and drainage” and did not relate to the size of ballast or the safety of walkway conditions. Hendrix attached to his response a copy of the deposition testimony of Edward Blysard, another PTRA switchman, who testified that he had made complaints to PTRA officials about the size of the ballast in the area of tracks 40 and 41 prior to Hendrix being injured. Blysard also stated that, in his opinion, the rocks between tracks 40 and 41 were unsafe, dangerous, created a walking hazard, and should have been removed. Hendrix also attached to his response the deposition testimony of Charles Anderson, a PTRA engineer, who testified that he had heard complaints about the size of the ballast in the walkways and that, in response to these complaints, the PTRA had brought in some smaller ballast to “smooth things out.”
Finally, Hendrix attached to his response the deposition testimony of Darrell Himel, a PTRA supervisor with “responsibility for the track, the roadbed, the ballast, and the infrastructure,” who testified that he had frequently visited the yard in response to complaints made by PTRA employees concerning the walkway conditions. Employees had complained that the ballast was too big and was inconsistent,
After the PTRA filed its summary judgment motion, Hendrix filed a third amended petition, and ultimately a fourth amended petition. In his third amended petition, Hendrix repeated his initial allegations and made more specific allegations concerning the PTRA’s alleged negligence in regard to the size of the ballast in the rail yard walkway. Specifically, Hendrix asserted that the PTRA “placed too big a rock ballast in the yard walkways,” mixed small rock ballast with larger rock ballast, failed to properly smooth over and properly pack down the ballast rocks after complaints were made, failed to properly maintain and inspect the yard walkways and repair and replace the big rocks in the yard walkways, and failed “to provide level yard walkway ballast conditions.” Furthermore, Hendrix added allegations that the PTRA was negligent in pressuring switching crews to work faster, reducing crew sizes, overworking crew members, sending Hendrix back to work with a weak ankle, abandoning certain safety rules, failing to hire a sufficient number of switchmen, and failing to provide Hendrix with the necessary equipment in order to perform his job. Hendrix also added an allegation that the PTRA’s conduct caused him “repeated ongoing trauma.” The PTRA did not file an amended summary judgment motion addressing any new claims or theories raised by Hendrix’s third amended petition. 3
The trial court granted the PTRA’s summary judgment motion and stated in its order that the “judgment is final, disposes of all claims and all parties, and can be appealed.”
Standard of Review
To prevail on a summary judgment motion, a movant has the burden of proving that it is entitled to judgment as a matter of law and that there is no genuine issue of material fact. Tex.R. Civ. P. 166a(c);
Cathey v.
Booth,
When, as in this case, a defendant moves for summary judgment based partially on its own affirmative defense, the defendant has the burden of proving each element of its defense as a matter of law.
See Montgomery v. Kennedy,
Preclusion
In his first issue, Hendrix contends that his claims for personal injuries that he sustained while walking on an “unsafe walkway made up of too large and mixed ballast” are not preempted by the FRSA. Hendrix notes that the only federal regulations related to ballast specify that “the ballast must provide proper track support and alignment and proper drainage” and that there are no regulations concerning the size, type, or mixture of ballast used in various areas of the track, walkways, and work areas of switchmen. In sum, Hendrix asserts that the federal regulations concerning ballast “deal with the safety of the track, not the safety of employees working in and around tracks” and that he “was not injured because of a track structure that was not properly supported by ballast or because the ballast did not provide proper drainage,” but rather because of unsafe walkway conditions and “bad footing.” He further notes that he is not attempting to enforce a tort duty “in contradiction of the ballast provisions” of the federal regulations.
The PTRA contends that the FRA, under the authority of the FRSA, has promulgated regulations specifically addressing ballast and that those regulations “occupied the field with regard to the subject matter of the regulation and of rail safety, precluding other regulations, common law tort remedies, and specifically allegations in a FELA suit regarding the same subject matter.” The PTRA contends that “to allow a FELA plaintiff to claim that the track roadbed and walkway must be of a certain character and quality beyond that required by the regulations would invalidate” the regulations promulgated under the FRSA. Citing
Missouri Pacific Railroad Co. v. Railroad Commission of Texas,
FELA, which was enacted by Congress with the purpose of reducing injuries and deaths resulting from accidents on interstate railroads, is a broad remedial statute that is to be construed liberally in order to effectuate its purposes.
Consol. Rail Corp. v. Gottshall,
shall be liable in damages to any person suffering injury while he is employed by such carrier in such commerce ... for such injury or death resulting in whole or part from the negligence of any of the officers, agents, or employees of such carrier, or by reason of any defect or insufficiency, due to its negligence, in its cars, engines, appliances, machinery, track, roadbed, works, boats, wharves, or other equipment.
45 U.S.C. § 51 (2000).
FRSA’s stated purpose “is to promote safety in every area of railroad operations.” 49 U.S.C. § 20101 (2000). In enacting the FRSA, Congress authorized the Secretary of Transportation to “prescribe regulations and issue orders for every area of railroad safety.” 49 U.S.C. § 20103(a)
A State may adopt or continue in force any law, rule, regulation, or standard relating to railroad safety until such time as the Secretary [of Transportation] has adopted a rule, regulation, order or standard covering the subject matter of such State requirement. A State may adopt or. continue in force an additional or more stringent law, rule, regulation, order, or standard relating to railroad safety when necessary to eliminate or reduce an essentially local safety hazard, and when not incompatible with any Federal law, rule, regulation, order, or standard, and when not creating an undue burden on interstate commerce.
Id.
“According to [this section], applicable federal regulations may preempt any state ‘law, rule, regulation, order, or standard relating to railroad safety”’ and “[l]egal duties imposed on railroads by the common law fall within the scope of these broad phrases.”
CSX Tramp., Inc. v. Easterwood,
The Secretary of Transportation has promulgated regulations pursuant to its FRSA authority, including establishing maximum train speeds for certain classes of railroad tracks.
Lane,
Because this case involves negligence allegations brought by an employee under FELA, rather than allegations brought by a private citizen under state common law tort remedies, we are not presented with a “preemption analysis” like that presented in
Easterwood
and
Shanklin.
Rather, we are presented “with the interaction of two federal statutes.”
Waymire v. Norfolk & W. Ry. Co.,
The Fifth Circuit followed suit in
Lane,
when a railroad employee brought an “excessive-speed” claim against his employer after the train on which he was working struck a tractor-trailer at a railroad crossing.
Waymire and Lane establish that, at least in some circumstances, a negligence claim brought under FELA may be precluded by the FRSA and the federal regulations promulgated thereunder. Thus, the underlying issue before us is whether the FRSA and regulations promulgated thereunder preclude Hendrix’s FELA claims arising out of his allegations concerning unsafe walkway conditions and rail yard ballast.
The Secretary of Transportation has promulgated regulations pursuant to his FRSA authority related to ballast, which, in relevant part, provide:
PART 213 TRACK SAFETY STANDARDS
§ 213.1 Scope of Part This part prescribes initial minimum safety requirements for railroad track that is part of the general railroad system of transportation. The requirements prescribed in this part apply to specific track conditions existing in isolation. Therefore, a combination of track conditions, none of which individually amounts to a deviation from the requirements in this part, may require remedial action to provide for safe operations over that track.
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Subpart D-Track Structure
§ 213.101 Scope.
This subpart prescribes minimum requirements for ballast, crossties, track assembly fittings, and the physical conditions of rads.
§ 213.103 Ballast; general.
Unless it is otherwise structurally supported, all track shall be supported by material which will—
(a) Transmit and distribute the load of the track and railroad rolling equipment to the subgrade;
(b) Restrain the track laterally, longitudinally, and vertically under dynamic loads imposed by railroad rolling equipment and thermal stress exerted by the rails;
(c) Provide adequate drainage for the track; and
(d) Maintain proper track cross-level, surface and alinement [sic].
49 C.F.R. §§ 213.1, 213.101, 213.103.
As noted by Hendrix, these regulations relate to track structure and drainage, and the size and type of ballast are not specifically covered in the regulations. In support of his contention that his ballast claims are not precluded, Hendrix cites to
Chimes v. Norfolk Southern Railway Co.,
Similarly, in
Miller,
a railroad employee brought suit for cumulative trauma occurring over the period of his employment caused by walking on large ballast.
Even a surface glance at the FRSA regulation relied on by CSX persuades us that it does not touch, let alone pervasively cover, the railroad yard conditions that allegedly fell short of the safe and healthy workplace environment that CSX was obligated to provide for itsemployees. The regulation is concerned with the track and its immediately adjoining area and not with railroad yards. The obvious concern, moreover, is with the safety of the train, the prevention of derailments, and not the quality of the work place provided for employees.
Id.
Finally, in
Elston,
a railroad employee alleged that, while walking alongside the tracks, he slipped and fell on steeply pitched, snow-covered “ballast” and injured his knee.
The PTRA contends that the above cases are “flatly contradicted” by the Fifth Circuit’s holdings in
Mopac I
and
Mopact II.
In
Mopac I,
a group of railroads alleged that proposed railroad safety regulations promulgated by the Texas Railroad Commission were preempted by regulations promulgated under the FRSA.
It likewise appears in this case that the Commission may seek to enforce ‘different or higher standards’ of track construction by superimposing the walkway requirement on federal track geometry and structure regulations. This would be the case if, from a practical standpoint, the width, surface and slope requirements of the state walkway regulation generally add to the FRA standards by requiring the railroad to strengthen or enlarge the roadbed beyond FRA requirements.
Id. at 574-75. 5
On remand the district court, after considering expert testimony from both sides, found that “the roadbed would in fact have to be enlarged laterally and strengthened in order to support the walkway” and that the “body of material used to support the walkway would have to adjoin the roadbed in such a way that it would be integrated with it,” and, thus, held that the proposed state regulation was preempted.
Mopac II,
The PTRA, in support of its preclusion argument, also cites to
Norfolk & Western Railway Co. v. Public Utilities Commission of Ohio,
We conclude that the
Mopac
cases are not dispositive of Hendrix’s FELA negligence claims. The PTRA asserts that “[o]ne of the lessons taught by
Mopac I
and
Mopac II
is that efforts to enlarge or impose duties on a railroad beyond those created by the FRA regulations are
Thus, as recently noted by the United States District Court for the Southern District of Texas, the
Mopac
decisions direct trial courts “to avoid resolving this type of preemption issue on summary judgment.”
Fernow v. Burlington N. & Santa Fe Ry. Co.,
Finally, the PTRA argues that “negative preemption of ballast regulation also exists by virtue of the FRA’s response to the Rail Safety Enforcement Act of 1992.” The PTRA asserts that the FRA
Like the court in Femow, we note that the record before us is devoid of testimony from railroad engineers and safety inspectors concerning the issues that underlie the preemption inquiry and we are unable to determine from the record whether the railroad would be required to strengthen or enlarge the roadbed beyond federal requirements or in contravention of federal law in order to address or remedy the complaints made by Hendrix related to the ballast in the rail yard walkway and the general rail yard conditions. We recognize that, in considering whether Hendrix’s claim is preempted, we should not simply analyze the federal regulations in terms of their “precise safety concerns.” However, the FRSA does not preclude, as a matter of law, any and all employee FELA claims that relate to or touch upon walkway conditions and the size of rail yard ballast. Accordingly, we hold that the trial court erred in granting summary judgment on the ground that Hendrix’s FELA claims are precluded by the FRSA.
We sustain Hendrix’s first issue.
Non-Ballast Claims
In his second issue, Hendrix contends that the trial court erred in granting summary judgment as to his other “causes of action and theories of recovery” not addressed in the PTRA’s summary judgment motion. Appellant notes that he “pled specific acts of negligence under the FELA other than those related to ballast and safe walkways.” In response, the PTRA contends that Hendrix’s own testimony “established that the sole cause of his injuries was a claim precluded by federal law” and that “Hendrix failed to present any argument or any evidence regarding any other alleged cause.”
A motion for summary judgment must stand or fall on the grounds expressly presented in the motion. TexR. Civ. P. 166a;
Cincinnati Life Ins. Co. v. Cates,
Here, the sole issue presented by the PTRA’s summary judgment motion was whether Hendrix’s “FELA allegations of improper ballast [were] preempted by the FRSA.” In the conclusion of its motion, the PTRA repeated its specific contention that Hendrix’s “ballast claims concerning the nature and size of the ballast” were preempted. Contrary to the PTRA’s assertion, Hendrix’s allegations concerning the ballast were not the “sole basis of Hendrix’s suit.” In Hendrix’s third amended petition, Hendrix repeated his initial allegations, made more specific allegations concerning the PTRA’s alleged negligence in regard to the size of the ballast in the rail yard walkway, and added allegations that the PTRA was negligent in pressuring switching crews to work faster, reducing crew sizes and overworking crew members, sending Hendrix back to work with a weak ankle, abandoning certain safety rules, failing to hire a sufficient number of switchmen, and failing to provide Hendrix with the necessary equipment in order to perform his job. The PTRA’s summary judgment motion did not address these claims, but instead focused solely on the issue of whether Hendrix’s ballast claims were preempted. Contrary to the PTRA’s assertion, Hendrix was not required to raise a fact issue or present evidence concerning his non-ballast claims in response to the PTRA’s summary judgment motion, which, by its plain terms, did not address the non-ballast claims. Because the PTRA’s summary judgment motion did not address Hendrix’s non-ballast claims, we hold that the trial court erred in granting the PTRA’s summary judgment motion as to his non-ballast claims.
We sustain Hendrix’s second issue.
Conclusion
We reverse the judgment of the trial court and remand for further proceedings consistent with this opinion.
Notes
. 45 U.S.C. § 51 (2000).
. 49 U.S.C. § 20101 (2000).
. The parties agree that the third amended petition was timely filed and should have been considered by the trial court when granting the PTRA's summary judgment motion.
. Section 5.619 also required that walkways be surfaced with “crushed materials not to exceed 1½ inches in size or with asphalt, concrete, secured planking, grating, or similar material.”
Mopac II,
. The court offered an example of a state regulation that it would not consider to “cover the subject matter” of an FRA regulation. The court stated
If the Commission sought to regulate walkway safety by requiring railroads to post signs wherever the walkways were slippery or obstructed, we would not find this preempted. Not only does [this] hypothetical regulation address a hazard not specifically covered by FRA regulations ... but its implementation in no way adds to the FRA’s basic track construction regulations or impairs FRA’s superintendence of that field.
Id. at 575 n. 5.
.
The FRA further stated that "neither the commenters nor the FRA has been able to demonstrate that such a rule would result in a definite or measurable improvement to railroad employee safety. Finally, if an employee safety problem does exist because of the lack of walkways in a particular area or on a particular structure, regulation by a State agency that is in a better position to assess the local need is the more appropriate response. ..."
Norfolk & Western Railway Co.,
. The court also noted
Notwithstanding the fact that regulations have been adopted on the subject, a state may "continue in force an additional or more stringent law, rule, regulation, order, or standard ... when necessary to eliminate or reduce an essentially local safety hazard.” ... Thus, a complaint alleging an immediate safety hazard of particular local concern, such as the temporary placement of radioactive materials in the walkways, would be actionable by a state agency.
Black v. Seaboard Sys. R.R.,487 N.E.2d 468 , 469 (Ind. Ct.App.1986)
