Henderson v. Koenig

168 Mo. 356 | Mo. | 1902

In Division Two.

SHEEWOOD, P. J.

— 1. This case had its origin in these circumstances: Section 34, article 6 of the Constitution of 1875, declares that: “The General Assembly shall establish in every county a probate court, which shall be a court of record, and consist of one judge, who shall be elected,” etc.: which section concludes with this proviso: “That until the *362General Assembly shall provide by law for a uniform system of probate courts, the jurisdiction of probate courts heretofore established shall remain as now provided by law.”

Section 35 Ibid, still continues the thought of the uniformity of the organization of such courts.

In 1877, the Legislature (Laws 1877, p. 229) pursuant to the behests of the Constitution as contained in the above-sections, established in every county in this State, a probate court and gave such courts uniformity of organization.

Section 1 of the act just cited (which was approved April 9, 1877) provides that: “A probate court, which shall be a court of record, and consist of one judge, is hereby established in the city of St. Louis, and in, every county in this State.” Thus treating the city of St. Louis as one of the counties of this State. The concluding section of the act repeals all inconsistent acts, and section 13 of the act provides that: “The judge of probate shall receive such fees for his services as now are, or may hereafter be allowed by law for probate business.”'

The Constitution of 1875 went into effect, according to its terms, on the thirtieth day of November of that year. The scheme and charter affair took effect on the twenty-second day of October, 1876, and the legislative session of 1877 was the first held after the Constitution was adopted, and the first after the scheme and charter materialized; and, consequently, the Act of 1877, aforesaid, must be regarded as a contemporaneous construction of the meaning of section 34; for otherwise, the city of St. Louis, unless treated as one of the counties of this State, would have been left without the pale and purview of section 34, and would not have been entitled to any probate court at all; but this would have balked the provisions of sections 34 and 35, supra, by preventing the establishment of' “a uniform systenl of probate courts.” It was not known of' course at the time the Constitution was framed, whether the scheme and charter would be adopted or not, but it would seem that a modicum of prevision would have enabled the framers. *363of the Constitution to have briefly provided for the contingency of the scheme and charter’s adoption. But as there was no prevision, so there was no provision. Since the enactment referred to, and other similar ones, the city of St. Louis has been denominated “a territorial division of the State,” and treated as a county. [State ex rel. Monahan v. Walton, 69 Mo. l. c. 559, and subseq. cas.]

And in the rules laid down for construction of our statutes, it is declared that “wherever the word ‘county’ is used in any law, general in its character to the whole State, the same shall include the city of St. Louis,” etc. [R. S. 1899, sec. 4160.] This has been the law since 1879.

In Revised Statutes 1879, section 1186 is but a fac simile of section 13 of the law of 1877, quoted above, as to fees for the services of the probate judge. The same section continued the same when it became section 3407 in the revision of 1889. [R. S. 1889, sen 3407.]

But the Legislature passed a statute approved March 20, 1897 (Laws 1897, p. 82) which is as follows: “An Act to repeal section 3407 of the Revised Statutes of 1889, and to enact in lieu thereof a new section, to be known as section 3407, Revised Statutes of 1889.

“Section 1. That section 3407 of the Revised Statutes of 1889 be and the same is hereby repealed and the following new section enacted in lieu thereof, to read as follows:

“Section 3407. [The judge of probate shall receive such fees for his services as are now or may hereafter be allowed by law for probate business.] Provided, that in all cities which now have or may hereafter have a population of three hundred thousand inhabitants or more, the judge of probate shall receive such compensation as now is or may hereafter be provided by law to be paid to judges of the circuit courts in such cities out of the city treasury. Provided further, that this act shall not apply to any judge now in office.” This *364•section is now section 1764, Revised Statutes 1899, and the bracketed words show the section as originally enacted.

Simultaneously with the passage of section 3407, last aforesaid, a statute, approved also on March 20, 1897 (Laws 1897, pp. 82, 83), was enacted, which reads thus:

“An Act providing for the election of an officer to be known as .probate clerk in cities now having or which may hereafter have a population of three hundred thousand inhabitants and over, defining his qualifications and duties, and providing for the collection of probate fees and their payment into the treasury of such cities, and authorizing the municipal assembly of such cities to provide by ordinance for the payment of such clerks, and their deputies and assistants, and the orderly transaction of business.
“Sec. 1. In all cities now having or which may hereafter have a population of three hundred thousand inhabitants and over, there shall be elected at the general election in the year 1898, and every four years thereafter, an officer, to be known as the probate clerk, whose official term shall commence on the first day of January next after election. Said officer shall, before entering upon the discharge of his duties, make and subscribe an oath before the city register of such cities that he will support the Constitution of the United States and of the State of Missouri, and that he will faithfully discharge all the duties of the office of probate clerk; and shall also execute a bond to the city within which he shall be elected, in the penal sum of ten thousand dollars, with two or more solvent sureties, to be approved by the judge of probate of such cities, conditioned for the faithful performance of the duties of the probate clerk, the collection and accounting for all fees allowed the probate judge or probate court- of the city within which he shall have been elected, which oath and bond shall be filed in the office of the register of such cities. The city or any person injured may maintain suit on said bonds *365in like manner as suit may now be maintained on other office bonds.
“Sec. 2. In addition to the duty now required by law of the clerk of the probate court in such cities, it shall be the duty of such clerk to tax and collect all fees and taxable costs allowed by law to the probate judge and probate court and pay the same weekly into the treasury of such cities.
“Sec. 4. [3] The municipal assembly in such cities is hereby authorized and empowered to provide by ordinance for the orderly transaction of business between such clerks and the treasurer of such cities, and for the payment of such clerks, deputies and assistants.
“Sec. 5. [4] All acts and parts of acts inconsistent with this act are hereby repealed.”

The defendant C. William Koenig is the probate clerk of' the city of St. Louis, elected under the act which has just been quoted. The plaintiff was elected judge of the probate court of the city of St. Louis, in November, 1898, for a term of four years from the first day of January, 1899; he duly qualified and entered upon the discharge of his duties, and since January 1, 1899, has been the incumbent of that office.

This suit was instituted in the circuit court of the city of St. Louis to test the constitutionality of the act of the Legislature approved March 20, 1891, taking from the judge of said court the fees allowed to probate judges under the general statutes, and requiring the same to be paid into the city treasury, and giving said judge a salary in lieu thereof.

The petition charges that defendant Koenig is collecting the fees allowed by the general statutes to probate judges, and is about to pay the same to the treasurer of the city of St. Louis, under the acts above set out, which plaintiff alleges are unconstitutional and void. The prayer is that defendant be enjoined from paying such fees into the city treasury, and be *366required to account to the plaintiff for and pay the same over to him.

Each of the defendants filed a separate demurrer to the petition based on the ground that it stated no facts, etc. The trial court held that the statutes were valid; sustained the demurrers, and entered final judgment for defendants. Erom that judgment plaintiff has appealed.

Section 33 of article 6 of the Constitution of 1875, provides that: “The judges of the supreme, appellate and circuit courts, and of all other courts of record receiving a salary, •shall, at stated times, receive such compensation for their services as is or may be prescribed by law; but it shall not be increased or diminished during the period for which they were elected.”

Section 12 of article 9 of that instrument commands that: “The General Assembly shall, by a law uniform in its operation, provide for and regulate the fees of all county officers, and for this purpose may classify the counties by population.”

And section 8 of article 14 of the same declares that: ■“The compensation or fees of no state, county or municipal officer shall be increased during his term of office. . . .”

Placing these various sections of the Constitution thus in juxtaposition, we find that the salary of the judges of, the supreme, appellate and circuit courts, and of all other courts of x’ecord receiving a salary, can neither be increased nor •diminished during their terms of office. And that the Legislature is commanded to enact a law uniform in its operation where is provided for and regulated the fees of all county officers, and to this end that body is to-classify the counties by population. And further, that neither compensation, nor fees of a state, county or municipal officer can be increased during his term of office.

These sections thus placed in contiguous contrast, draw a clear line of demarcation between those judicial officers who *367receive a salary for their compensation, and those who for similar services receive fees.

Salary is defined to be: “A periodical allowance made as compensation to a person for his official or professional services or for his regular work.” [Standard Diet.]

Salary is regarded as a per annum compensation. [Bouvier Law Diet.] And to the like effect see an exhaustive review of the subject in People ex rel. v. Myers, 42 Alb. L. J. 332.

The sections prohibit either increase ox - diminution in salary during duration of the judicial term of office; but where such office is a non-sdlaried one, but compensated by fees, they only permit diminution of such fees.

Upon this status of constitutional regulations arises this question: Is the judge of probate a county officer? That a sheriff is a county officer has twice been determined by this court. [State ex rel. Holmes v. Dillon, 90 Mo. 229; State ex rel. Bender v. Spencer, 91 Mo. 206.]

In the former ease it was said and ruled that the words “state officer,” as used in the Constitution, were intended only to refer' to such officers whose official duties and functions are co-extensive with the boundaries of the State, and were never intended to include such officers as sheriffs, coroners, county justices, etc., whose functions are confined to their respective counties, and are commonly known and called county officers; and that the Constitution recognizes a clear distinction between state, county and township officers. And it has elsewhere been determined that the judge of a county court is a county officer. [Moore v. State, 5 Sneed, 510; Saffrons v. Ericson, 3 Cold. 1.]

Besides, if the scheme and charter business had never been carried, the probate court would indubitably have remained a county office, and located in a county; and the mere fact that after the Constitution was adopted, the scheme and charter was also adopted, did not in the least tend to alter the *368nature, vary the functions, or change the jurisdiction of the probate court, then and theretofore located in the city of St. Louis; it still remained a county office, and its judge a county officer.

This was evidently the contemporaneous construction placed upon the sections of the Constitution heretofore cited and quoted by the Legislature which met in 1877, the first session after the Constitution and the scheme and charter had been adopted. They obeyed the Constitution by establishing a probate court in every county in the State, and in the city of St. Louis, and gave that court the commanded uniformity of organization, and, in the concluding section of the act, they paved the way for obeying section 12 of article 9 of the Constitution by enacting that: “The judge of probate shall receive such fees for his services as now are, or may hereafter be allowed by law for probate business.”

At the revising session of 1879, the Legislature more fully obeyed section 12 of article 9 of the Constitution, by regulating the fees of probate judges, county judges, clerks of circuit courts, county clerks, common pleas courts, sheriffs, coroners, etc., and proceeded to classify by population the different counties of this State, and to regulate the amount of fees such clerks of courts of record should retain; but these were the only county officers, the amounts of whose fees as allowed to be retained, were thus specified and regulated according to population. [R. S. 1879, sec. 5595, et seq.]

The law thus enacted has continued in force in substance ever since'. [R. S. 1889, sec. 4980, et seq.; R. S. 1899, sec. 3236, et seq.]

As just seen, however, the various counties were not classified as to population, as to the fees the various judges of probate were allowed to retain. If the judge of probate is to be regarded as a county officer (and of this there would seem to be no room for doubt), then the Legislature’s only proper course of procedure in regard to the fees of judges *369of probate was that marked out by section 12 of article 9 of tbe Constitution, by enacting “a law uniform in its operation,” and thus “provide for and regulate” the fees of the judges of probate “and for tbis purpose classify tbe counties by population.”

Tbe Constitution has pointed out tbe precise and specific method by wbicb county officers are to be paid, wbicb is by fees; and if tbe Legislature desires to classify counties by population and thus proportion tbe amounts of fees tbe various judges of probate may retain according to sucb ratio, then tbis must be done by appropriate legislative enactments. It can not be done by making one or more judges of probate salaried officers, and compelling them to account for tbe fees they may receive, and leaving tbe other judges of probate throughout the whole State unhampered by any sucb conditions; for tbis would not be “a law uniform in its operation,” and, therefore, not a compliance with section 12 of article 9.

In construing constitutions, tbe maxim, “expressio unius est exclusio alterius ” is equally as applicable as to statutory construction. Indeed, tbe maxim cited seems to be more rigidly applied and enforced when construing constitutions than when construing statutes, and tbis because tbe constitution framers are supposed more carefully to measure their words, than ordinary legislators.

Treating to tbis subject, Thompson, C. J., said: “The expression of one thing in tbe Constitution, is necessarily tbe exclusion of things not expressed. This I regard as especially true of constitutional provisions, declaratory in their nature. Tbe remark of Lord Bacon, That, as exceptions strengthen tbe force of a general law, so enumeration weakens, as to things not enumerated,’ expresses a principle of common law applicable to tbe Constitution, wbicb is always to be understood in its plain, untechnical sense (Commonwealth v. Clark, 7 W. & S. 127).” [Page v. Allen, 58 Pa. St. 338.]

*370On the same topic Judge Cooley observes: “If directions are given respecting the times and modes of proceeding in which a power shall be exercised, there is at least a strong presumption that the people designed it should be exercised in that time and mode only; and we impute to the people a want of due appreciation of the purpose and proper province of such an instrument, when we infer that such directions are given to any other end. Especially when, as has been already said, it is but fair to presume that the people in their Constitution have expressed themselves in careful and measured terms, corresponding with the immense importance of the powers delegated, and with a view to leave as little as possible to implication.” [Cooley on Const. Lim. (6 Ed.), pp. 78, 79, 93, 94.]

Discussing the same subject, Denio, C. J., says with his accustomed force: “But the affirmative prescriptions, and the general arrangements of the Constitution, are far more fruitful of restraints upon the Legislature. Every positive direction contains an implication against anything contrary to it, or which would frustrate or disappoint the purpose of that provision. The frame of the government; the grant of legislative power itself; the organization of the executive authority; the erection of the principal courts of justice, create implied limitations upon the lawmaking authority as strong as though a negative was expressed in each instance.” [People v. Draper, 15 N. Y. 544. See to the same point, Bank v. Graham, 147 Mo. loc. cit. 257; State v. Hill, 147 Mo. 63; Ex parte Arnold, 128 Mo. 256.]

Eor this reason, all that portion of section 3407, aforesaid, contained in the proviso, must be held repugnant to section 12 of article 9 of the Constitution and this ruling, of course, also brings under the ban of the Constitution the act passed on the same day providing for the election of a probate clerk in cities, etc.

2. The next question which propounds itself upon the *371record is, whether the Act of March 20, 1897, which takes from the judge of the probate court of the city of St. Louis, such fees as are allowed all over the State to probate judges under the general statutes, and causes such fees to be paid into the city treasury, and provides for paying such judge out of the city treasury, a salary in lieu thereof, violates that portion of section 53, article 4, of the Constitution, which declares: “Nor shall the General Assembly indirectly enact such special or local law by the partial repeal of a general law.”

This paragraph or clause of section 53, article 4, is the concluding one of that section which begins by forbidding the General Assembly from passing any local or special law respecting a variety of subjects, enumerating them, and finally adds to its prohibitions a clause (which immediately precedes the one under present consideration), by declaring, “In all other cases where a general law can be made applicable, no local or special law shall be enacted; and whether a general law could have been made applicable in any case is hereby declared a judicial question, and as such shall be judically determined, without regard to any legislative assertion on that subject.”

Under the comprehensive provisions last above quoted, no local or special law can be enacted where a general law can be made applicable; and as if fearful of some legislative subterfuge which should evade these wholesome prohibitions, the framers of the Constitution gave additional emphasis and energy to their prohibitive idea by ordaining that paragraph which forms the basis of the present inquiry: “Nor shall the General Assembly indirectly enact such special or local law by the partial repeal of a general law.” Does the act in .question do this ?

Section 3407, as it originally stood in the revision of 1889, provided that: “The judge of probate shall receive such fees for his services as now are or may hereafter be allowed by law for probate business.” This law as it thus and then *372stood applied to every judge of probate in the State of Missouri. And if the Legislature, then, without repealing in terms the statute just quoted, had enacted into a law the proviso section 1764 now contains, no one, it seems, could doubt that such additional enactment would have amounted to the partial repeal of a general law, and the consequent enactment of a special or local law. Because, in such cases, the partial repugnancy would accomplish the partial repeal. [Potter’s Dwarr., 113, 155, and cas. cit.; Sutherland Stat. Constr., secs. 137, 138, and cas. cit.]

But the case is in nowise altered by reason of the fact that such repeal was in reality accomplished by the pretended and formal amendment by enacting as a part and parcel of section 1764 the proviso aforesaid, which declares the old law intact save in the city of St. Louis, and save in regard to the then incumbent of the office of judge of probate in that city. If such legislation as this can be sustained, then there is neither force nor efficacy in the constitutional prohibition which forbids that the Legislature “indirectly enact such special or local law by the partial repeal of a general law.”

The act in question is local as to the city of St. Louis, and special as to the incumbent of the office of judge of probate. An elaborate and exhaustive discussion of the subject of local or special laws is had by Corliss, C. J., of North Dakota, in Edmunds v. Herbrandson, reported in 14 L. R. A. loc. cit. 729, 730. After citing, quoting from and discussing numerous authorities, the chief justice quotes from Davis v. Clark, 106 Pa. 384, where the court said: “It was not then a general act applicable to every part of the commonwealth. It did apply to a great number of counties, but there is no dividing line between a local and a general statute. It must be one or the other. If it apply to the whole State, it is general. If to a part only, it is local. As a legal principle, it is as effectually local when it applies to sixty-five counties out of the sixty-seven as if it applied to one county only. The *373•exclusion of a single county from the operation of' the act makes it local.”

Having made this quotation and citing to the same effect State v. Mullica Twp., 51 N. J. L. 412, the learned judge proceeds: “The case of People v. Newburgh & St. P. Road Co., 86 N. Y. 1, is cited as holding a contrary doctrine. We do not so construe that decision. But we would have no hesitation in declaring that doctrine unsound if it adjudged an act to be not special, so far as the constitutional inhibition against special legislation is concerned, because it related to all • except two counties in the State, where there was no reason for classification. If an act is not special because it relates to all •except a single county in a State, without any reason for the classification, then the Legislature can accomplish indirectly what it is beyond their power to bring about by direct steps. Whenever it is desired to introduce a new rule as fi> a single county, a general law can be passed establishing that rule in all the counties, and then another law can be enacted reestablishing the old rule in all counties except the one singled out to be governed by the new rule. The first law would be clearly general, and, under what it is claimed is the New York doctrine, the second act could not be assailed as special legislation. This would, indeed, be an ingenious mode of neutralizing the constitutional prohibition against special legislation. We would not give it our sanction, however it might be buttressed by authority.”

The Legislature in the case at bar would seem to have pursued substantially the same course as that just above indicated. They first pass a general law which declares that, ■“The judge of probate shall receive such fees for his services as now are or may hereafter be allowed by law for probate business,” then, after that law had. been in operation for twenty years, it occurred to the Legislature to repeal that section and immediately re-enact it, coupled with a proviso that makes that general law applicable to every probate court in the State, *374except in the city of St. Louis; the only city in the State that can, under the Constitution, have a probate court. It is true that as to mere form this act is not the partial repeal of a general law, but in reality that it is such partial repeal, who can doubt? In such cases courts will look at the true drift, meaning and purpose of the litigated act, and will not permit themselves to be misled or deceived by subterfuging schemes and diaphanous disguises. [Dunne v. Railroad, 131 Mo. loc. cit. 5.]

The mere form an act is made to assume will not determine its constitutional character; that will be determined by its operation. [State ex rel. v. Herrmann, 75 Mo. 340; State v. Julow, 129 Mo. 163.] And before concluding this paragraph, it is well enough to cite some additional instances apropos previous remarks and citations.

Thus, in California it has been ruled that a statute of that State, relating only to one county therein, was a special law. [Earle v. Board, 55 Cal. 489.]

In People v. Supervisors, 43 N. Y. 10, l. c. 21, it is said: “It must be held, then, from the authorities, also, that an act is local within the meaning of the Constitution, which in its subjects relates but to a portion of the people of the State, or to their property; and may not, either in its subject, operation, or immediate and necessary results, affect the people of the State, or their property in general.”

And in Ohio it has been decided that “the amount of compensation to be attached to a local office is a question in its nature local.” [Cricket v. State, 18 Ohio St. l. c. 22; State ex rel. Atty. Gen. v. Judges, 21 Ohio St. l. c. 11.

In Illinois it has been held that: “An act which, by its terms, can apply to but one county in the State, although purporting to be a general law, applicable to all counties having a certain population, is special legislation.” [Devine v. Comr’s, 84 Ill. 590.]

And a ruling has been made that: A law is local when *375instead of relating to and being binding upon all persons, corporations or institutions, to which it may be applicable, within the entire territorial jurisdiction of the lawmaking power, it is limited in its operation to certain districts of such territory or to certain individual persons or corporations. [Kerrigan v. Force, 68 N. Y. 381.] And an act relating to the fees of a sheriff of a single county has been ruled a local act. [Gaskin v. Meek, 42 N. Y. 186.]

And where a statute fixes the compensation of an officer in a particular locality upon a basis entirely different from that of all other persons filling like offices in the State, it is held not a general law, but comes within the constitutional prohibition against special legislation. [Gibbs v. Morgan, 39 N. J. Eq. 126; Commonwealth v. McMichael, 8 Pa. Dist. Rep. 157.]

It should, therefore, be ruled that the act in question is invalid because it is the partial repeal of a general law, and local as well as special.

3. The next proposition requiring discussion is that involved in that prohibitory provision of the Constitution heretofore quoted that: “In all other cases where a general law can be made applicable, no local or special law shall be enacted; and whether a general law could have been made applicable in any ease is hereby declared a judicial question, and as such shall be judicially determined, without regard to any legislative assertion' on that subject.” [Sec. 53, art. 4, Const.]

In this instauce could a general law have been made applicable ? The Constitution makes the determination of this question a judicial one. But counsel for defendant city admit that a general law could have been made applicable. The admission, however, is wholly superfluous, since it is very plain that such a law could have been made applicable; and the best evidence of this fact is furnished by the general law already quoted, which, stood on our statute books for twenty years, relating to every probate judge in the State. [State *376ex rel. v. Supervisors, 25 Wis. 339; State ex rel. v. Riordan, 24 Wis. 484; Walsh v. Dousman, 28 Wis. 541.]

This court has constantly upheld the prohibition of the Constitution now under consideration, and obeying its behests has condemned as local or special all legislation where a general law could have been made applicable. [State v. Granneman, 132 Mo. loc. cit. 331; State v. Gritzner, 134 Mo. loc. cit. 529; State v. Walsh, 136 Mo. loc. cit. 407; State v. Hill, 147 Mo. loc. cit. 67.]

4. But the assertion is made that cases have been decided by this court where local or special legislation, that is to say, legislation applicable alone to the city of St. Louis, or alone to Kansas City, has been held valid. This is true, but in the decisions in none of those cases was there any expression or ruling which impinges in the slightest degree on the constitutional prohibition against a local or special law being enacted where a general law could have been made applicable; on the contrary, either distinct or else implied recognition is constantly given to the idea that, owing to the circumstances and exigencies of the particular case, a general law could not have been made applicable, or where it could not have been made applicable by reason of the fact that the legislation questioned was the result of direct obedience to some specific command of the Constitution. This statement will be found to embrace all the cases decided on this subject. The various decisions on this matter have been very well collated, summarized and analyzed in the briefs of counsel, to which we refer.

In this case, however, there is no command of the Constitution requiring the General Assembly to regulate respecting the compensation to be awarded the judge of probate of the city of St. Louis. Nor is there any exigency requiring such legislation and confining its operation, as does the act in question, to tire city of St. Louis alone. There are cases where this court has said an act would have been valid applied to St. Louis by name; but this court has never said this of an *377act where a general law could have been made applicable, but only in eases where it could not. The various commands of the Constitution do not clash with each other. A local or special law can be passed by the Legislature, but this can not be done if the same object can be attained by a general law; and as to whether this can be done, is always a judicial question, in investigating which legislative assertion goes for nothing. In other words, and stating the point more briefly, the power to enact a local or special law is altogether exceptional and conditional; if the condition exists, to-wit, the inability to make a general law applicable, then the power exists to enact a local or special law. The condition is the basis of the power; absent the condition, absent the power.

The premises considered, we hold the petition sufficient and accordingly reverse the judgment and remand the cause with directions to the lower court to proceed in conformity with the views herein expressed.

All concur.

In Banc.

The foregoing opinion heretofore delivered in Division Two, is hereby adopted as the opinion of the Court in Banc.

Burgess, C. J., Robinson, Brace, Marshall and Gantt, JJ., concur; Valliant, J., absent.
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