Helm v. BooneHelm v. Boone
- Reporters:
- , ,
- Before:
- Underwood
Lead Opinion
delivered the opinion of the court.
On the 2nd of October, 1819, Helm filed his bill against Boone and Talbot, to compel them to surrender their legal title to so much land as was embraced in an entry made on the 3rd day of February, 1783, in the following words “Joseph Helm enters 1500 acres, on part of a military warrant, No. 1320, on the waters of Clear creek, adjoining Allen’s survey on the West, running North with his line, then West, then South to Boon’s pre-emption, then witn Helm’s line North, thence East to the beginning.” And upon which entry a survey was made on the 2?d of Sept. 1798, and a patent obtained, bearing date 13th May, 1799.
The first question for consideration, grows out of the act of the Circuit court, in attempting to dismiss
The conclusion resulting from this reasoning, is,
But again, the interlocutory decree of 1821, as it is called, did effectually settle the rights of the parties, and settle the merits of the conflicting claims. In those respects its aspect and bearing was final. There was, it is true, something still for the court to superintend, preparatory to making a final disposition of the cause, and on that account, it may be said, that all the proceedings past, and to come, should be considered as in fieri) and subject to any modification or change which the court might think proper to make. If this were conceded to its fullest extent, had there been no agreement between the parties to prosecute an appeal from the interlocutory decree, yet under such an agreement, we conceive a very material change has been wrought in the condition of things. It is our opinion that the agreement rendered final, what otherwise might have been considered as in fieri. If the agreement does not have this operation, what effect can it have? It is good for nothing unless it amounts to this: “we abide and rest finally upon the decision of the circuit court, unless it shall be reversed by the court of Appeals.” That the agreement to prosecute the appeal was so understood by the parties there can be no doubt, for at the June term, 1822, “on motion of the complainant, (as the record states) and by consent of the defendants, the said defendants are restrained from the commission of wanton waste, and are restrained from selling and disposing of any timber upon the land in controversy until the determination ofthissuitin the court of Appeals, upon the appeal taken.”
Now how did Boone and Talbot rid themselves from the effects of their agreement relative to the prosecution of the appeal entered of record. One year thereafter they applied to the circuit court by motion, in the absence of, and without notice to Helm, to set it aside. We cannot recognize the notice given to the son of Helm as valid, although he is styled his agent in the bill of exceptions, because there is nothing upon which to justify a belief that his agency extended to the acceptance of such a notice for the fa
The case of Jameson, & Co. vs. Mosely, IV. Monroe, 415, shews that when an appeal is- taken by consent from an interlocutory decree, and that decree affirmed by this court, it is no longer within the power of the inferior tribunal, and that nothing remains to be done but to carry it into effect. So in this case, when this court dismissed the appeal and the mandate returned to the circuit court, it should have effectuated its former decree, without regard to the new matter which had been brought before the court by the supplemental answer. There seems to us also, to be something improper, even if ihe circuit court had the power to open its decree, in its exercise after the lapse of a year, during which Helm had a right to consider the cause transferred to the appellate court. If the appeal had not been taken by consent at the time it was, then ihe survey therein required, would in all probability, and according to regular proceeding, have been made previous to the next ensuing term, at which a final decree W'ould have been rendened. Had this been done, there is no pretext for tolerating the idea, that the circuit court could thereafter, upon the affidavit of Talbot, opened the decree. The agreement in relation to
From the view of the case we have taken, we cannot resist the conviction that the decree of Sept. 1821, under all the circumstances, is final; and that the parties are bound to abide by it. This supersedes the necessity of investigating the merits of the complainant’s entry.
Wherefore, the decree of the circuit court, rendered at their October term, 1823, is reversed and set aside, and the cause remanded, with directions to proceed upon the decree of Sept. 1821. Whether the defendants will have any remedy by writ of error or appeal, after the circuit court shall have finally disposed of the cause, need not now be enquired into.
The appellant must recover his costs.
Rehearing
Mr. I. Talbot, as counsel for the defendants, filed the following petition for a re-hearing, to-wit:
The magnitude of the interests involved in, the opinion, pronounced by your honors, in this case, with the thorough convictions of his best judgment on some of the principles discussed and settled with their application to the facts presented in the present record, have induced the undersigned, for himself, and as counsel for his co-defendant, to trouble your honors with this petition; in the confident reliance that it will receive the calm, cool and careful review and reexamination which its novelty and importance merits.
The primary and important question which presents itself for adjudication in the case, is, that which results from the power exercised by the circuit court, in entertaining the motion of the defendants to dis
This is a simple question of power and jurisdiction in the circuit court, entirely unmingled with any considerations connected with another question which might be raised; whether in the exercise of a lawful and unquestioned power, (that being conceded) the court in the exercise of a just and sound discretion, with which they were endowed, were guilty of any error so enormous, as to authorize an inference that a discretion truly, and wisely vested, had been abused; such abuse alone being thejust or proper subject for correction or control by the appellate tribunal? And this question resolves itself into this further and ultimate inquiry, on which the decision must finally rest: Is the opinion and decision of the circuit court which has been alluded to, a jfinal decree in the cause, or is it not?
The affirmative of this proposition, it is true, was asserted by the counsel for the plaintiff in error,on the argument of the case. A proposition so novel and extraordinary-, unsopported by argument, reason or authorit}"', in direct contravention of the strong clear and precise terms employed in characterising this species of decree, excited in the mind of the opposing counsel feelings of astonishment alone, not the less intense, because of the elevated standing and acknowledged legal talents of the gentleman by whom it was advanced; feelings which have been immeasurably increased by the opinion pronounced herein, which seems intended, if its scope is entirely comprehended by your petitioner, for the purposes, at least of the
The division of decrees in chancery, is into two species and no more. Decrees which are interlocutory, and final decrees. All decrees and orders, which intervene between the hearing and final disposition of the cause, from the common understanding and definition of the term, are interlocutory. Such decrees almost invariably settle some principle, or establish some right, or settle some controverted fact. They always lead to some otheror further scrutiny or investigation of some fact, the settlement or adjustment of some account,or the assessment of some indemnity for some injury sustained.- In their nature or their terms, such decrees are not final. Nor can they be so denominated without producing a confusion of ideas, or abuse of language and a perversion of terms.
A final decree, on the contrary,is that Iastandfinal actor order of the court, which forever puts an end to the jurisdiction,to the exercise of any farther judgment or discretion over the terms, or form or essence of the decree; and which leaves to the court by whom it is pronounced, no further power or authority but to superintend and see to its faithful execution by the ministerial officers of the law. From this it will be seen as a clear and inevitable consequence, while the cause stands upon an interlocutory; and before a final decree has been entered and enrolled; the decree, the whole record, is as it has been often styled, in the bosom of the court; the decree, as well as other proceedings in the cause subject to be changed,' or modified, altered or entirely abolished, and a new one given thereon, in the exercise of a sound discretion, the chancellor, under the influenceof those principles of equity, which should ever be his guide, shall find it fit ,and proper^ so to do. And it is in these intermediate stages, before the! door is closed by the last and final decree which dismisses the par*
In what sense, or to what purpose then, was this decree a final one? There is no one actor thing directed by thisdecreetobedone byeitherofthe parties,the thing to be recovered, the land in contest, is not ascertained or identified by the decree.
No conveyance or release of title thereto on the part of the defendants was ordered; or the possession of the premises directed to be yielded; nor in that stage of the business could have been ordered, without involving absurd and impracticable consequences to the parties and the court. The decree had done no more than fix the principles which, in that court’s opinion, ought to govern them in adjusting, by; their final decree, the matter in controversy between the
But an appeal', with the assent of the complainant, had been prayed for, and granted by the court from this decree to the appellate court; and this consent yielded to this appeal on the part of the complainant seems, in the opinion of the court, to have conferred some new character or additional final character on this decree.
The force of the argument endeavored to be derived from this circumstance, is not perceived.
This consent, it is true, was indispensable at this stage of the cause, to the prayer or grant of an appeal. That it was so, is proof incontrovertible, that the decree was not a final one, as asserted in the opinion of the court. This consent yielded by the complainant, was on his part, no yielding or sacrifice of any right; on the contrary, it was for the immediate promotion of his best interest, a speedy attainment of the final object of his suit, by abreviating the time which would have been otherwise required, for the final termination of his suit; and thereby obtaining at an earlier period the enjoyment of the fruits of his successful suit, by the obtaining that possession of the premises in contest, which was held adversely by the defendants. On their parts, the defendants, by a more speedy termination of the case in the appellate court, had naught to gain, the enjoyment of the land to loose, and no benefit in prospect, but an earlier release from the harrassment and expense of a troublesome and expensive suit.
Iiow then, and upon what principle of equity or of just and fair argument, shall a mere consent on the part of the complainant, to an immediate appeal from this interlocutory decree, confer upon this act of mere consent, the character of a solemn compact be
Can the circumstance that this privilege of appeal conferred by the law, and constitution of our country, was exercised,at aperiod alitlle eariierthanotherwise it could have been by the assent of the complainant; an assent9 from which himself derived the principal or only benefit, deprive the defendants of their legal right, full and planary, reserved to them by a fundamental maxim of the law? It is conceived not.
The right of the defendants to dismiss their appeal; And to enter the order of dismission in the circuit court, the tribunal by which it was granted, before the filing of the record in the appellate court, an act ivhich alone could confer power or jurisdiction to act therein; otherwise than to dismiss the appeal on the motion of the appellee on account of the failure of the appellant to file the transcript of the record hi
But should this court still remain unshaken in the opinion, that it was utterly incompetent for the circuit court to touch the decree, whether interlocutory or final, which they hád entered in the case; and that on the dismission of the appeal taken from this decree, nothing remained to that tribunal but to proceed to cause a survey to be executed, and on its return to enter their final decree for a release or conveyance of the defendants title; and that we must consequently submit to a reversal of the decree of the circuit court, it is submitted with all due deference, whether the intimations in the opinion, of the future consequences which may result from this appeal, and its dismission on the rights oí the parties in litigation, are notprema-ture, as well as incorrect.
The right of the defendants, when a final decree, in conformity with the mandates of this court, shall have been entered against them by the circuit court, again to contest the legal consequences of the dismission of their former appeal by writ of error here, is expressly reserved to them in the opinion.
Is it not then premature if not entirely extrajudicial on occas'on for your honors to discuss the quegtion which may arise, when the matter shall be pro-presented by writ of error taken from such decree, when it shall have been pronounced, should the dismission of the appeal heretofore taken from the interlocutory decree, be relied on by the complainant, as a bar to its prosecution! And would it not better comport with the- rights of the parties, to forbear the discussion, at least the decision of a question which can only be judiciously determined on the suing out such writ of error, when, your petitioner flatters himself he shall be prepared successfully to meet it?
But if your petitioner may be permitted, with all due deference to the court, to question the correctness of the intimation thrown out by your honors in your opinion, that the dismission of an appeal, or of this appeal under the peculiar circumstances is equivalent to an affirmance of the judgment of the circuit pourt, he would urge, were this the suitable occasion, that tire writ of error for the reversal of the judgments of the inferior tribunal, by the appellate court, is a writ of right; which, by the express terms of the law organizing the appellate court, is given the party, deeming himself aggrieved,,in all cases of final judgments, orders ordecrees, without exception, issued out within the period limited for the prosecution; a privilege of which the complainant, in the present case, has been permitted to avail himself, even after the usual period fixed by the permanent existing law, and that for the reversal of a decree of the circuit court, dismissing his hill with costs, a decree too, which, if the opinion of your honors, that the former interlocutory decree pronounced by the same tribunal was a Jirial one, must of consequence, as it would seem to your petitioners be an entire nullity; and if void, for want of power or jurisdiction, to touch the cause in any manner or, for any purpose,.will a writ of error lie for the correction of any supposed error in a decree, which decree is in itself an entire nullity? It would seem not.
But has it ever, on any occasion, been questioned or doubted by any one, that it was competent for any
Upon the whole case, novel andanomalous as itmay appear in some of its peculiar circumstances, your petitioners indulge the hope, that it has some claims on your honors for a re-examination of the opinion; and if not to an entire change in the general result, at least to some modification, or explanation of the portions of it to which your attention has been respectfully solicited.
In illustration and support of the principle contended for on behalf of your petitioners, that the well settled principles and usages of the court of chancery in England, is to authorize petitions or motion's for re
But the liberality of the chancellor has even extended this mode of relief still farther.
For when the decree has been obtained with unusual haste or precipitancy, (he will) set aside even a final decree, even after it has been enrolled, andgrant a rehearing; in analogy to the powers exercised by even the courtsof common!aw,in settingasidejudgments at law, particularly in ejectment cases, where they have been taken by default, and there is surprize on the part of the defendant, although the judgments are strictly regular. See II. Atk. 152. Hinde’s Chy. Prac. 443-4-5. I. Vez. 326.
Untibthe’decretal orderhas been drawn up, signed, and enrolled, it has the force only of an interlocutory order, and is not final; but may be altered on .a rehearing, or it should seem if the decree has not been acted under, it might be altered, on motion, or petition. Hinde’s Pr. Chy. 442.
Rehearing
On consideration of the petition, the court granted a rehearing, and afterwards delivered the following opinion, io-wil:
June 28.
delivered the opinion of the court.
Upon reconsidering this cause, we deem it proper so far to modify the opinion heretofore delivered, as to decide explicitly, a point, which in the conclusion was left open, and likewise to give some further explanation of parts of the opinion which might be regarded as ambiguous. By praying the appeal, and the same having been granted by the circuit-court, with the assent of the complainant, we think that the power of the circuit court over the cause, thereupon ceased, and no further step could be taken until the appeal was disposed of by the court of appeals. This could only be done in one of three ways, by an affirmance, or a reversal, or a dismissal. If it
Upon the dismissal of the appeal, therefore, in this ease, we think the circuit court was placed in relation to the cause in the condition it would have occupied had no appeal been taken, with this exception, that its powers were suspended so long as the appeal remained in force, and.consequently, the circurt court had no power to act, until the mandate of this court, dismissing the appeal, was entered of record. Itfol-lows, that the order setting aside the interlocutory decree and receiving the supplemental answer was, even if good cause for doing it had been made out, unauthorized by law. Whether the defendants, after the mandate of this court dismissing the appeal, was entered, could make out a case sufficiently strong to warrant the circuit court in setting aside the interlocutory decree, is not before us. Regarding, as we do, all the proceedings of the circuit court taken after rendering the interlocutory decree, and before the mandate of this court, dismissing the appeal, was entered of record, to be void, we think it proper to reverse the decree of the circuit court, and remand the cause to be placed upon its return, in the situation it would have stood in had no appeal been prayed. It may be said, that as the circuit court thereafter dismissed the bill, we ought now to adjudicate upon the' merits of the controversy, looking to the preparation of the cause for trial, as it stood when the interlocutory decree was. rendered. We will not do this, because the final decree has been rendered contrary to
It results from the foregoing view of the case, as this court has never decided the rights of the parties, and as the parties will be left by the reversal,now? to take place, in the situation in which the interlocutory decree placed them, that Boone and Talbot as well as Helm, upon the final disposition of the cause* may prosecute an appeal or writ of error to this court, and thereby bring up the merits of the controversy.
The difficulties which have arisen in this cause, have grown out of an agreement to make an interlocutory decree final, with a view to obtain a decision of this court, and thereafter failing to execute the agreement according to its spirit.
With this modification of the formef opinion, the same must remain.