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Helf v. Chevron U.S.A., Inc.
203 P.3d 962
Utah
2009
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*1 mаy Only dant be convicted. a trial carries jeopardy of a conviction the trier of

fact; therefore, only at a trial does Utah's

statutory jeopardy protection double attach. that, Accordingly, we hold be brought charges

cause the different State information,

against Cahoon the amended Oppenheimer

neither nor the doctrine of col estoppel applies

lateral Fur this case.

ther, protections Cahoon's jeopardy double

do not bar the counts in the amended infor jeopardy pri-

mation because does not attach

or to trial.

CONCLUSION

' appeals' 18 We reverse the court of deci-

sion and remand this case to the district proceedings

court for further consistent with opinion. jeopardy Because we hold pretrial

had not attached at the time of the

dismissal, question we do not reach the jeopardy on dismissal double

grounds acquittal function as an after

jeopardy has attached. Reversed. DURHAM,

' 19 Chief Justice Justice

WILKINS, PARRISH, Justice and Justice concur in

NEHRING Associate Chief Justice opinion.

DURRANT'S

2009 UT 11 HELF, Appellant,

Jenna R. Plaintiff

v. U.S.A., INC.,

CHEVRON a Delaware cor

poration; Continental Petroleum Ser

vices, liability company; a Utah limited

Skip individual; Ferguson, Ondeo Company, corpora

Nalco a Delaware

tion; I-X, Ap and Does Defendant

pellee.

No. 20061170.

Supreme Court of Utah.

Feb. *3 process re-initiating the neutralization acci- injury was that her

such negligent. We reaffirm dental or distin- as the test for City, Moriarity, Lake Salt P. Edward negligent guishing between intentional Ramos, Badaruddin, Jacque M. Shandar S. injuries, but we caution courts or accidental MT, Missoula, appellant. for intent and the distinction between to retain Waldron, R. Su- Savage, Stephen E. Seott test. applying when probability motive or Baird, City, appellee. Lake E. Salt san BACKGROUND PARRISH, Justice: grant of a reviewing 13 When INTRODUCTION *4 12(b)(6) dismiss, accept "we the motion to ("Helf") Chevron sued T1 Hеlf Jenna complaint as true allegations in the factual ("Chevron"), U.S.A., injuries she sus- Inc. and all reasonable infer and consider them City Lake working at the Salt tained while light in a most to be drawn from them ences (the "Refinery"). complaint Helfs Refinery the plaintiff,." the We recite favorable to by a injuries caused her were alleges that accordingly. facts when her that occurred reaction chemical refining process, toxic Chev- part her to neutralize of the supervisors directed As in an a chemical reaction sludge through in tanks on caustic that is stored ron uses a alleges Refinery. that anoth- further of the Once open-air pit. premises She used, "spent an identical it employee initiated has been becomes er Chevron caustic just pit, caustic," hours from the open-air in the same which must be removed reaction large purplе The injury, creating a be cleaned. and the tanks must prior to her tanks drift, "spent toxic product is called resulting it chemical alarms as that set off cloud Refinery. As a result ultrabhazardous substance sludge," across the ed safely reaction, home it can workers were sent before several must be neutralized spent nei- supervisors But Helfs to neutralize disposed illness. of. order due to add- highly reactive acids are sludge, caustic incident the earlier warned her about ther spe- ed, causing that she would need and violent reactions nor instructed her intense vapors of her known to protection. creating Because respiratory cial ultrahazardous hu- gases, now suffers permanent the toxic exposure to cause serious disorder. Helf permanent seizure who breathe them. mans that her damages, arguing Chevron for sued stan- injury, Chevron's T5 Beforе Helfs injury ex- injuries fall within the neutralizing removing and method of dard Act. Compensation ception to the Workers' sludge was to remove spent caustic her complaint is that gravamen The of Helfs from the contents and their hazardous tanks a chemi- her to initiate supervisors directed carefully Refinery to clean them under knew, substantial process that with cal Using conditions. and restricted controlled danger- certainty, would result the same method, employees were Chevron day that occurred earlier ous conditions sludge or the va- the hazardous exposed to initiated the chem- injure whoever and would process. cleaning during the pors created ical reaction. this method was problem with dismissed T2 The district court $40,000per tank. approximately cost leave to against Chevron without complaint to the prior occasion at leаst one T6 On 12(b)(6) of the Utah pursuant to rule amend case, at- Chevron giving rise to this events reverse of Civil Procedure. We Rules containing spent a tank tempted to clean com- because Helfs dismissal district court's using a by premises sludge on caustic successfully alleged facts demonstrat- plaint However, resulting chem- vacuum truck. expected result ing her was the omitted). (internal 1997) quotation marks (Utah Galetka, v. 1. Alvarez endangered ical everyone evening reaction change involved after a shift and under cover by releasing night. vapors. intense heat and noxious T9 When Helf arrived to work for the January T7 In Chevron officials shift, evening her directed her to "pushed" particular to clean a tank contain- go open-air pit to the and start the neutrali- ing spent sludge. caustic deciding Before process. zation She was not told about the what sludge, to do with thе ran a Chevron reaction, earlier nor was she told about the laboratory it. test on The results indicated hazardous conditions plant indicated basic, sludge very that the was pH with a alarms or employees about that were 14.0, and that its sulfidic character was too sent exposure home due to illness from to the high to measure. following Rather than its gases created the reaction. She was also practice sending sludge away not instructed that respirato- she need environment, for treatment in a controlled ry protection job, for this despite the fact try neutralizing Chevron decided to that her knew that sludge "open-air in an pit" Refinery on the substantially certain if to occur she initiated premises. process pumping involves the chemical reaction respiratory without spent sludge pit, caustic adding into sulfo- protection. ric acid order to neutralize the basic char- 1 10 Helf given followed the instructions sludge, acter of rolling" and "air supervisor. her her The neutralization *5 compressed mixture with air to induce a process produced predictable the same and complete more and intense chemical reaction. violent reaction that occurred earlier experienced Several supervisors Chevron ex- day-the purple release of a containing cloud pressed open-air reservations about the neu- gases. gases noxious The caused Helf to method; nevertheless, tralization Helfs su- pass vomit and eventually out When she pervisor proceed ordered her to neutralizing to, came stopped process she and re- sludge open-air pit. caustic Helf building, turned to the suffering severe ef- alleges that initiating beforе process, all exposure feets of high hydro- levels of parties in supervisory positions knew or acid, chloric mereaptans, free and other toxic process should have known that gases. provided any She was not with treat- noxious, dangerous, create and harmful va- ment or information about the chemicals to pors. alleges She further process exposed. which she had Oceupa- been The

violated several state and federal rules and Safety tional Health and Division of the Utah regulations. Labor eventually Commission cited Chevron for these events. process T8 The neutralization was first {11 open-air initiated in the The Utah Labor pit during day Commission conclud- that, incident, ed a January shift on as result of this Helf 1999. When the neu- developed the following medical process tralization conditions: began, the sulfuric acid partial sеizures, headaches, complex eye irri- reacted spent with the sludge caustic and tation, twitching eyelid, nausea and vomit- purple released noxious containing cloud ing, lethargy extremities, and weakness of sulfide, hydrogen concentrated mercaptan disorientation, and mucous membrane irrita- gases, and other toxic compounds. chemical $7,880.37 tion. Helf received tempo- for her process The stopped neutralization im- rary, disability total during the time that she mediately purple after the toxic ap- cloud injuries. was unable to work due to her peared. The cloud drifted across the Refin- Labor Commission also ordered that Chev- ery, setting off causing alarms and several pay expenses ron medical for her treatment. employees, Chevron ‍‌‌‌‌‌‌​‌‌‌​‌‌‌​‌‌​​‌‌‌‌‌​‌​‌​​‌‌‌‌​​​​​‌​​​​‌​​‌‍some of whom were yards hundreds of open-air pit, from the above, 12 Basеd on the facts recited Helf fall ill and aftermath, be sent home. In the complaint filed a with the district court re- any measures, Chevron did not take safety questing damages permanent for the and locking such as out the sulfuric acid pump- life-altering injuries she sustained due to her ing open-air Instead, out pit. Chevron exposure to gases. the noxious In the com- decided to process (and resume the plaint, later she accused Chevron four other that, when successfully pled facts plaint of willful appeal) to this not relevant parties her, favorable light most in the nonfeasance, viewed negli- misconduct, intentional part injure on the an intent distress, in- demonstrate of emotional infliction gent who, of their regardless of her distress. of emotional infliction tentional that she would motivations, knew or to dismiss a motion filed Chevron neutrali- she re-initiated injured when 12(b)(6) of the rule pursuant claims Helf's process. zation Procedure, arguing that Civil Rules of Utah of the Work remedy provision the exclusive claim. COMPENSATION her Act2 barred I. THE WORKERS Compensation

ers' THE INTENTIONAL AND ACT rationale, the district any offering Without EXCEPTION INJURY dis motion granted Chevron's court with against Chevron claims missed (the Act Compensation Workers' Helf to amend. leave and without prejudice "Act") law any common employers of relieves remaining against her claims pursued employ by an injuries sustained Hability for court's Following the district defendants. injury or any accident account ee "on the remain regarding a final order entry of "contracted, sustained, aggra that is death" dismiss claims, Chevron's appealed ing in the vated, or incurred to Utah pursuant jurisdiction have al. We arising out of or of or because course (2008). 78A-8-102(8)(j) section Code com place employment." employee's remedies, аn admin Act creates law mon REVIEW OF STANDARD provide a seeks scheme istrative remedy for speedy" adequate, "simple, 12(b)(6) to dis motion 114 "A rule pro also job,7 while injured on the workers complaint in the alleged the facts admits miss or vexa "disruptive tecting employers right relief plaintiff's challenges the negligence8 We alleged lawsuits" tious *6 of a propriety those facts."3 on based aas remedial scheme Act's term the often Acc 12(b)(6) of law."4 question ais dismissal are able "employees quo" in which "quid pro ruling no the trial court's give "we ordingly, injuries without job-related for to recover a correctness it under and review deference protect are employers ... and showing fault 5 standard." by virtue by employees from tort suits ed 9 remedy provision." exclusive the Act's ANALYSIS objective" of workers' "primary to remove industrial "has been compensation dismissed court the distriсt T15 When concept forms, in all its negligence, prejudice with against Chevron claim Helfs 0 end, Act this To law of tort."1 of the amend, con- impliedly leave and without remedy provision, allege an exclusive be unable includes Helf would cluded that relief, 1949, as that reads This since entitling her to largely unaltered facts any set follows: Helfs com- erroneous conclusion Bryan, at 893. (2005). P.2d 533 §Ann. 34A-2-105 Code

2. Utah UT Albertsons, Inc., 2004 v. Vill. LLC 3. Oakwood 94, Corp., UT 2000 v. Snowbird 9. Shattuck-Owen (internal 101, 18, quotation 1226 P.3d 104 (citation (alteration original) ¶19, in 16 P.3d omitted). marks omitted); see also quotation marks internal (Utah 987, Galetka, ("The of the P.2d whole thrust at 893 Bryan, v. Alvarez omitted). 1997) (internal quotation marks provide a system] was to compensation [workers' injured in an industrial employee, remedy for 5, omitted). (internal quotation marks protecting the accident, time at the same while lawsuits, disruptive vexatious employer from 34A-2-105(1) (2005); see § Ann. 6. Utah Code negligenсe."). alleged employer's because of (Utah 892, 893 Int'l, 533 P.2d v. Utah also Bryan 1975). P.2d at 893. 10. Bryan, Comm'n, Co. v. Indus. Mines Utah Consol. 7. Park (1934). 36 P.2d 84 Utah injury'16 Using definition, right compensation this to recover pursu Chevron chapter injuries ant to this for argues sustained that an only intentional act is action employee, resulting in able if it is accompanied by an additional not, death or shall remedy be the exclusive injure. malicious desire to against ... and the liabilities 1 20 parties Both misunderstand the intent imposed by chapter requirement. probability Helf conflates with place any shall be in and all civil other intent and Chevron conflates motive or de- whatsoever, liability at common law or oth sire clarify with To these misunder- erwise, employee to the ... on account of standings, we will first review existing any death, injury accident or any way case applies law that defines and the inten- contracted, sustained, aggravated, or in injury Second, tional exception. we will af- employee curred in the course of or firm standard from arising because of or employee's out of the explain Lantz and distinguish- how it aids in employment, and no at action law ing between intentional inju- and accidental against maintained an employer ... based ries. We will distinguish also intent from accident, upon any injury, or death of an both motivation probability. Finally, we employee.11 apply injure will the intent standard to Bryan International, 118 In v. Utah case, concluding that complaint her recognized that remedy provi exclusive satisfies the "intent to standard. prohibit sion did not an employee from main taining an action damages for due to an Existing A. Applying Case Law intentional tort.12 Accordingly, we allowed Injury Intentional Exception bring against a tort claim his 1 21 We first turn to existing our case law. injuries sustained whеn the This court first articulated the intentional supervisor intentionally large caused a cable injury exception Bryan. Recognizing that to hit employee's body."13 This is known the Act is designed as the remedial and imple exception. ment a policy, social we noted that legis scope T19 The "personal lature had injury, by defined acci exception is at issue in Specifical this case. dent, [to] include caused the willful ly, parties disagree regarding the level of act of a person" third and that "willful" im necessary intent to trigger plied "something in negligence." addition to mere injury exception. urges adopt us to concluded, however, We that an 17 standard in injure which intent would be *7 act, intentional act differed a from willful imputed where an "substantially that the word "when used to certain" to occur. She attributes this defini wrongful describe a act ... [means] that the case, bаttery State, tion to a Wagner v. in only act was done knowingly, but with which we relied on the Second Restatement knowledge that it wrongful to do of Torts to define the intent standard for 8 Thus, it."1 followingBryan, the exclusive battery.14 hand, On the other urges Chevron remedy provision barred suits for adopt us to injure" standard, the "intent injuries acts, negligent caused or willful which it case, a appeals attributes to court of but not intentionally injurious-ie., for Lantz v. National Corp.15 Semiconductor wrongful-acts. Under this Chevron would not be liable absent a "'conscious and deliberate years later, 122 Sixteen in Mounteer v. intent directed to the purpose inflicting Co., of Light Utah Power & again applied we 34A-2-105(1). § 11. UtahCodeAnn. (quoting 16. Id. at Whirlpool Hildebrandt v. Corp., (Minn.1985)). 364 N.W.2d Bryan, 12. 533P.2dat894. 13. Id.at 892. Bryan, 17. 533 P.2d at 894. 54,¶22,

14. 2005UT 122P.3d599. 18. Id. (Utah Ct.App.1989). 775P.2d937 that appeals concluded Instead, of Mounteer, the court exception.19 intentional only applied injury exception employ his against brought suit plaintiff, by 'a conscious characterized "in situations L"), ("UP & Co. Light er, & Power Utah purpose to the intent directed and deliberate called co-employee his when injuries caused re This standard injury'28 inflicting of and ac loudspeaker over a that his injured employee to show quires "an drugs.20 We being on of Mounteer cused employee manifested or fellow remedy provision the exclusive stated This injure him.29 intent deliberate against action law "any common barred majority of adopted standard the same or direct intended or she unless he have states although twelve jurisdictions,30 In co-worker." injurious act ed "intention of definition recognized a broader UP rule, analyzed whether we this applying employers subject some in order to al" broadcast, not ana did & L ordered negligence.31 gross liability for L ordered UP & lyze the dis upheld injurious.22 We be broadcast majority states of join the 124 We had ‍‌‌‌‌‌‌​‌‌‌​‌‌‌​‌‌​​‌‌‌‌‌​‌​‌​​‌‌‌‌​​​​​‌​​​​‌​​‌‍not he suit of Mounteer's missal injure" standard "intent adopting the or L directed UP & evidence provided inju intentional distinguish between order to fact, only In broadcast. intended fall within ries that alle was an by Mounteer provided evidence inju accidental negligent or exception and I's UP & violated broadcast that the gation rem by the exclusive ries, are covered which in of only piece this With policy. company the Act. edy provision of no inference formation, reasoned L directed UP & Intentional Distinguishing made that Between B. could the broadcast.23 Regardless intended Injuries, Accidental Motivation the Actor's Bryan between interim During the apply decided Mownteer, appeals attempting the court of In injuries Lants, employee's the mark parties miss Lants.24 reject Lantz's defi adopt us to by urging spill that oc tо a chemical exposure a rhetori only allegedly exac Lantz offers area were nition of in his work curred Lantz ar as a "con delayed evacuation.25 "intent" cally cireular definition erbated intent directed and deliberate scious an evacuation to issue the failure gued that read injury."32 After inflicting purpose tort because constituted order remains, definition, question ing result this "substantially certain" injury was it mean that Does mean? "intent" Relying almost what does to fumes. exposure from his inflict action would that his knew treatise, the actor The Law Larson's entirely on mo the actor's require that ("Larson's"), injury? Does Compensation,26 Workmen's if injury? What inflict towas rejected argument.27 tive or desire appeals court of at 940. 1991). (Utah $23 Lantz, P.2d 1055 Id. at 1056. Hildebrandt, 364 N.W.2d (quoting at 939 *8 396). at Id. at 1058. 21. 22. Id. 29. Id. at 940. Id.

23. ("[The § 103.03 26, note Larson's, supra 30. cannot, employer liability of the common-law 775 P.2d 937. 24. stretched rule, bе unanimous the almost under Id. at 938. 25. injuries."). accidental include Larson, The appeals cited 2A A. court of 26. The § 103.04[1]. 68.13, 68.14, §§ Compensation Workmen's Law of (1988). opinion, 68.21, Throughout this 68.23 version, (emphasis Lantz, 6 Arthur re 940 rely more recent at on the 775 P2d Larson, omitted). Com- Workers' Larson's moved)(internal Lex K. quotation Larson & marks (2000)[hereinafter Larson's]. Law pensation 970

the actor likely knows that his action is injure" the "intent standard. For exam injury, inflict sincerely hopes ple, that no introducing when injure" the "intent injury questions will result? suggest standard, These explains Larson's legal that that justification actor's motive or desire injury the intentional excep tion is the "nonaccidental character of the irrelevant to the legal existence of 4 injury."3 reason, For this liability "the of 126 defining Rather than and de employer cannot ... be stretched to intent, termining injure" the "intent to analy include injuries accidental caused sis focuses on whether the actor knew оr gross, wanton, willful, deliberate, expected injury would occur as a conse reckless, culpable or negligence, malicious quence actions, of his thereby distinguishing statute, breach of or other misconduct of the between intentional and unintentional work 5 employer...."3 Perhaps the most obvious place injuries under the Act. In clarifying example demonstrating how concept applying we draw on the an accident integrally is related to the "intent concept of an accident because it is the an standard is this statement in Lar tithesis of an intentional act. The "intent son's: being "[What tested here is not the injure" standard necessary because an ac degree gravity depravity employ of the injury cidental may result from an intention conduct, er's but rather the narrow issue of act, al such as when an intentional quality versus the accidental ly pushеs a accidentally barrel hits an precise producing injury."3 event employee. say We would not the em $28 Using concept ployer of an intentionally injured accident employee to distinguish between though even intentional and unin he intentionally pushed the bar injuries tentional supports also hand, underly rel. On the other say we would ing policy of "primary objective" the Act. The intentionally injured the em compensation workers' ployee is "to if he remove in intentionally pushed barrel, negligence, forms, dustrial in all knowing its expecting that the concept of the law of tort." The Act's standing Thus, on the other side. passage was motivated the "inevitable distinguishes between in increase industrial accidents tentional born of the resulting acts in unknown or unex industrial revolution." Michigan As the pected injuries, which are covered under the Supreme stated, Court byAct "Accidеnts are an compensation, workers' and intention part inevitable production; of industrial al in resulting acts expected inju known or tentional ries, by employers torts are which fall not.39 within the injury exception. body 129 Our of case law distin concept of an accident is central guishing between accidents and intentional to the analysis. According injuries in the context of insurance claims is Dictionary, Black's Law helpful accident is an because it clarifies that an injurious is not an accident.40 In N.M. v. Dan "unintended and unforeseen occurr ence."3 concept of an accident is also tel E., we held that to determine whether an throughout woven Larson's articulation accidental, is intentional or we consid (8th ed.2004) (em- Law Black's Dictionary v. Dow Chemical Co., 427 Mich. Beauchamp added). phasis (1986) 1, 398 (superseded N.W.2d statute, Comp. (1987)). § Mich. Laws 418.131 Larson's, supra § note (emphasis 103.03 added). eg., 40. See, Richards v. Standard Accident Ins. (1921) ("An Co., 58 Utah 622, 200 P. 1017, 1023 *9 35. Id. probable effect which the natural and conse- quence of an act or course of action is not an 36. Id. accident.... It is either the result of actual de- sign, or it falls under every the maxim that man 37. 533 P.2d at 893. Bryan, must be held probable to intend the natural and (internal ‍‌‌‌‌‌‌​‌‌‌​‌‌‌​‌‌​​‌‌‌‌‌​‌​‌​​‌‌‌‌​​​​​‌​​​​‌​​‌‍consequence quotation of his deeds." 38. Id. omitted)). marks

971 himself would evacuate or ex Lantz assuming that intended was result "the er whether dangerous. Us- too became the if the conditions focusing on whether than rather pected," standard, Un the court injure" intentional.41 injury was "intent to causing the ing the act to trans- "may effort rejected act Lantz's appeals intentional an approach, der this intentional unex into an result was claim negligence if the form a accident in an result 2 corollary unanticipated.4 to "intent the pectеd [and] Under injury claim. only not accidental be liable act is standard, supervisor that an would holding is the to this anticipated, injury and would expected that expected was result or if the if he knew inju that hoped subjectively and he evacuate actor to if the his failure even from result By fo- Thus, motor speeding not to evacuate. a intentionally chose occur. ry not would subjective is still the vehicle on another attention with cusing the court's collides ist who "while the actor, "accident" in an the involved expectation knowledge or limit, speed the to exceed intend did motorist aids in distin- injure" standard to "intent a collision.43 cause to not intend did injury be and intentional an between guishing "not attaches intent Under an in- arises that an accidental could possibly what recognition of aon based decision. tentional rather, probably what but happen, Lantz, in the decisions contrast to 44 131 In law, a Thus, case our under happen." indisputably addressed Mounteer Bryan and intentional successfully plead an plaintiff Ac negligent, acts. intentional, than rather either was that the showing injury by apply the necessary to not cordingly, was expected. intended to determine injure" test "intent in the clearly articulated Although not 30 negligence or product injury was the "intent to cases, purpose intentional Bryon, In between distinguishing as a tool Bryan's to hit cable large steel ly caused inju unexpected and accidental intentional allegation that no was body.46 There compare step back and if we apparent ries is the su Bryan or that accidentally hit cable in Lantz Mounteer. Bryan and Lantz foolish intentional an made pervisor There spill. chemical an accidental volved cable to causing the choiсe, unintentionally spill was the chemical that allegation was no Similarly, in body. Bryan's swing into Instead, Lantz al or intentional. Mounteer, allegation no there was "substantially cer it was leged that because was ac loudspeaker over announcement by the chemi injured he would tain" that Thus, Bryan in or inadvertent.47 cidental evacuation fumes, issue an the refusal cal activities Mounteer, injury-producing facts injury. The an intentional was order Lantz, in while clearly were factory where however, revealed, chemical activity-the injury-producing allowing workers policy had worked Lantz only why This accident. spill-was they if felt themselves evacuate injure" standard "intent applied Lantz co Lantz's many of danger, in were unin distinguish between Thus, Lantz's did so.45 workers injuries. tentional allegation to an down claim boiled evacuate, permission Lantz asked when "intent note that also 132 We supervi Lantz's who was supervisor, adopted is have that we injure" standard failing to ascertain sor, negligent for injury stan that oc with spill consistent chemical by the posed danger Bryan, Bryon. articulated dard factory and for part of in a distant curred Id. 115. 1, 11, ¶ 44. 566. 175 P.3d 2008 UT 41. original)(inter- (emphasis and alteration

42. Lantz, at P.2d omitted); Kellogg v. see also quotation marks nal 567, Co., Utah Ins. W. States Cal. Life Bryan, at 892. 533 P.2d unexpect- (1949) ("[Ilf death is P.2d considered it is to be act of an intended ed result accidental."). at 1056. Mounteer, 823 ¶1, N.M., P.3d 566. n. UT *10 held that the remedy exclusive clause did not 134 The distinction between intent and insulate an employer liability for a motive is particularly important in applying "wrongful act" that was knowingly injure" "done to standard because an [and] with the knowledge injury that it wrong may arise in instances ful to do it."4 Obviously, directing an em where the intentionally placed ployee perform way, in act that harms employer's the the motive was to expects profits-not knows or increase will result in inflict is a injury. A tragic wrongful case from act that is New Mexico knowingly done illus- and with danger trates the ignoring of knowledge distinction. wrongful. is The "intent injure" simply a narrower Delgado Chino, v. Phelps Dodge Bryan version of the standard that apply Inc., plaintiffemployee worked in a to determine was the smelting plant that copper distilled ore from product of negligence. intent or In applying rock superheating unprocessed rock standard, however, we eaution courts to degrees over 2000 Fahrenheit.50 On the traps avoid two produce could an erro night injury, of Delgado's his crew was short application neous the "intent to handed pressured and was supervi standard. sors to work harder in order compensate for plant losses that during sustained ten-day recent shut down.51 An emеrgency 1. Maintaining the Distinction Between In- situation arose when the processing system tent and Motive or Desire malfunctioned, threatening an overflow of 138 We first molten rock. caution The situation courts to main could have been safely tain shutting distinction resolved between down motive and furnace. Instead, legal concept Delgado, directed Distinguishing be who had tween never concepts type these addressed this is difficult of emer- because in situation, geney motive, go tent and into a as tunnel used in our below the everyday stop furnace and the flow of molten rock.52 language, are synonymous. often For exam Delgado entered ple, state, the tunnel when we and saw that "John intentionally in molten rock jured Sheila," was overflowing its container. we assume that John's motiva He supervisor radioed his injure help, explain for tion was to Sheila. legаl concept ing that he was intent, qualified neither however, nor able to is broader than motive or address the situation. His desire. insist legal Under the intent, definition of ed that proceed he alone. "Shortly after say we would that John intentionally injured Delgado tunnel, entered lights short Sheila if he took an action that he knew or ed out and black poured smoke from the expected would Sheila, result mouth Delgado's the tunnel. co-workers even if his motive acting injure was not to emerged watched as he from the smoke-filled Sheila. example, For if intentionally John tunnel, fully engulfed in flames." Delgado gun shot a direction, inju Sheila's Sheila's died three weeks later. ry would be even if John's moti joke vation was to injure.49 rather than to 136 The New Supreme Mexico Court re- Thus, legal definition of jected intent encom "intent par- passes simply more than motive. tially based on its cоnclusion that the "intent Bryan, 48. 533 P.2d at 2001-NMCA-34, 13, 894. 131 NM. 34 P.3d eg., Wagner, 49. See, 54, 1129-32 UT 599; Caudle v. Betts, 512 So.2d 389, 391 Id. "4. (La.1987) (''The liability intent with which tort concerned is not a hostile intent, or a necessarily any desire to do harm. Rather it is an intent to bring about a result which will invade the inter way ests of another in a the law forbids. Id.15. The defendant although intending liable nothing good-natured practical more than a joke (citation omitted)). ...." *11 actually harm" "intend actor need that an employer "an allow would injure" standard to if harm tort to commit an harm in order cause certain acts will his knows who to result. Helfs personal "substantially certain" escape employee [to] to an death merely claiming act in- for an the "intent to responsibility argument against primary make would hoped "insulate em- that he/she is that would jure" standard under also concluded court consequences it.54 of their inten- ployers "(als standard, long as injure" tionаl, long to as the actor does wrongful "intent acts so an by greed, rather although is motivated the harm bring about not intend to worker, employ injure the intent to substantially likely than occur." to it is variety in an unlimited may abuse workers er "substantially adopt the T to 39 We decline immunity enjoying still while of manners First, Helf for two reasons. certain" test liability." from tort Act, not the it is the recognize that fails to Mexico the New disagree with 137 We standard, injure" insulates "intent to to approach to Supreme Court's employees from liabili- fellow employers and it con we believe because injure" standard likely, that are injuries or accidents ty for " '[In motive. desire or intent with flates certain, injuries are These to occur. but not purpose desire or than a is broader tent] and, such, are as negligence product of actor physical results.... bring about remedy provision. exclusive covered may crowd into a dense a bullet fires who system benefits of the social Whether one, hit no will pray that the bullet fervently by Helf is articulated outweigh the concerns that it is unavoidable actor knows if the legislature. question for the someone, the actor hit will the bullet consequence.'56 Under Second, intends that probability conflates Helf standard, not mat injure" intent, it does be suggesting that intent "intent with him sent Delgado's of high probability imputed ter where a to main wanted because that harm into the tunnel knew because the exists they sent quotas, or whether production substantially likely tain to occur sometime him Adopting this standard they disliked employee. tunnel some him into the injured. If the su hoped he would and Act. Al- unravel the structure would consequence, injury as a expecting pervisors, some every bears form employment most employee into inexperienced send an chose to willing expend Employers injury. risk of threatening molten rock was tunnel where and caleu- sit down and effort could the time shutting down overflow instead the number of em- specificity late with some con furnace, resulting injuries cannot be job in a injured on the likely to be ployees Thus, believe accidental. sidered fact, calculations types of year. these have satisfied Delgado would facts in regu- and decisions OSHA inform insurance regardless of injure" standard "intent that a risk sense It does not make lations. Delgado also illus supervisor's motivation. expose the calculation, is intended which distinguishing be importance trates unexpected an uncertain likelihood of desire when and motive or "intent" tween or un- event, unexpected transform could "intent to standard. applying the accident) (an into an intentional event certain ignore the approach injury. Such In- Between Maintaining the Distinction altogether. requirement intent Probability tent and the South agree with We cog- courts to remain also caution 1 38 We Court, carefully has which Supreme Dakota intent and between the distinction nizant of intent "in- between reject the distinction urges us to maintained the probability. cases. tort adopt instead in intentional probability tent of risk appreciation knowledge or than arguing "More "substantially certain" (quoting W. omitted). Beauchamp, at 895 N.W.2d (internal quotation marks Id. Keeton, on the Law Page Prosser Keeton ed.1984)) (alteration original). (5th § Torts required to establish intentional conduct. mental state in which the actor knew or *12 danger The known injury must cease to that become would be the conse- only quence a intent, foreseeable risk ordinary, which an his action. To demonstrate reasonable, (or plaintiff may a prudent person would show that the avoid desired actor dinary negligence) and become a consequences actions, substantial of his or that certainty."5 Kranz, Fryer v. the court actor consequences believed the were virtual- ly certain injury plaintiff concluded that an to result. But a was not unintentional because it was "not a by showing merely matter of when [the demonstrate intent that (a injury] happen certainty), would injury substantially it was a some was certain to oc- cur at (a workplace injury some time. For a question [happen] would probability if qualify Thus, injury as an intentional under to demonstrate an intentional ."5 Act, employer or must know injury Dakota, plaintiff South must expect assigned that injure task will show that "the had actual knowl employer particular employee that undertakes it. edge dangerous condition and that the words, In other must know or required employee still perf expect specific that a employee will be in- orm.59 approach This maintains the dis jured doing specific a task. In these situa- tinction between intent probability and tions, knowledge expectation focusing on whether the actor knew or ex injury will occur injury robs an of its acciden- pected injury particular would occur to a character, tal moving it out of the realm of employee performing specific task in deter negligence and into the realm of intent. mining injury whether an was intentional. It does not focus injury on whether an was Allegations C. Satisfy the Helf's substantially certain to occur to an unknown Injure" "Intent to Standard employee at some future inquiry time-an by probability, complaint alleges driven facts supporting the conclusion that her 142 Other courts have failed to maintain was accidental, rathеr than be the distinction probabili between intent and cause her knew or expected ty. example, For Ohio courts determine re-initiating process the neutralization whether an "substantially certain to would result injury. her When Helf ar occur" in order to inju evaluate whether the 28, 1999, rived at January work on the neu ry occasionally intentional and resort process tralization already had been initi to statistics to determine the likelihood that once, ated resulting in a purple noxious will occur.60 agree We with the cloud that hydrogen contained concentrated South Dakota Supreme Court that such an sulfide, mercaptan gases, and other toxic approach "blur[s] the line between cases in compounds. chemical As the cloud drifted volving only negligent or reckless conduct Refinery, across the safety it set off alarms and those involving injure."6 true intent to employees caused yards hundreds of $48 We therefore hold that the away to fall ill and be sent home. Between "intent to requires specific incident, this initial incident and Helfs no ty" analysis, (internal experienced that the defendant had Kranz, 616 N.W.2d 102, 106 Fryer v. quotation omitted). marks seventy-four two hundred robberies in its stores over the course of five nine of which years, Id. 125. worked); plaintiff occurred at the store where the King Helton v. Kwik Minit Market, Inc., 24 Ohio (internal omitted). Id. 113 marks quotation 34, 36, (Ct.Com.PL1985) Misc.2d 495 N.E.2d 62 (concluding robbery rape twenty- eg., in a See, v. Ctr., MetroHealth Med. Padney (2001) during four Ohio night hour convenience store 759, 764 N.E.2d 492, 497-98 late App.3d (concluding that a directed "substantially hours was not for an em- certain" to occur verdict ployer improper was jury where a reasonable only seven out of twelve hundred em- may have being found a chance of 25-30% ‍‌‌‌‌‌‌​‌‌‌​‌‌‌​‌‌​​‌‌‌‌‌​‌​‌​​‌‌‌‌​​​​​‌​​​​‌​​‌‍infect- ployees during had been assaulted or molested ed with autopsy tuberculosis from an a "substan- past years). five certainty"); Bryant Co., tial v. Lawson Milk (1985) Ohio 69, 488 N.E.2d 934, 938 App.3d 125, ¶26, Fryer, 2000 SD 616 N.W.2d 102. (considering, part as of the "substantial certain- by a co- inflicted injury was her or that taken, pump- as such were safety measures injure intent with an who acted sulfuric out the locking pit ing out or intended was directed act and that the to start was directed acid. When slight mis- is a suggestion This Chevron. at she arrived after process neutralization the law. the earlier characterization warned work, neither she that she incident, nor instructed need recog long has This court gear. respiratory protective employer can that "an rule general nized *13 Furthermore, had additional Chevron vicariously liable for be held of dangerousness the regarding knowledge theory under the employees acts of tortious the that knew Chevron caustic solution. the con acts are if those superior respondent of and that extremely toxic sludge was caustic employment."6 scope of the within ducted intense produced process neutralizing the seope the action is within not an or Whether va- ultrahazardous and reactions and violent is inquiry that a factual employment of is occasion, Chevron previous one On pors. an three-part test the under evaluated caustic the to neutralize attempted had County63 Lake v. Salt in Birkmer nounced more that was procedure in a sludge onsite test, employee's conduct "the this Under technique. pit open-air the than controlled employee (1) kind the general 'be of the must of heat large amounts attempt produced That (2) within the 'oceur perform," employed to employees exposing vapors, and noxious the ordi and employee's work of the hours injury. risk of great ato employment,' of the nary spatial boundaries in the earlier the incident light In of 46€ by motivated, part, in (8) at least 'be no 28, 1999, that the fact January day on intere employer's serving the of purpose pro- employed were mitigation measures faces no vicarious employer st'6 fate, and Chevron's from the same Helf tect entirely "acts on liability if the experience through gained knowledge, employer's to the unrelated motives personal character 6 the toxic expertise, interests." that alleged facts complaint sludge, Helfs her jury Chevron a reasonable rule cited convinee 149 The could of re-initiat- expected result in Larson's discussion injuries specific were comes from Thus, Helfs lable process. may be held employer ing the neutralization about when "intent оn assault complaint satisfies intentional supervisor's for a super- recognizes that Helf's alleges specialized rule employee. re- corpo whoever expected that not serve do generally knew visors that assaults interests.66 employer's in the process or the rate interests neutralization initiated the or ex has commanded by exposure injured "Unless be pit would open-air process. by the assault, released gases the toxic it cannot pressly authorized employer's to be said CORPORATE II. CHEVRON'S employer, it ... standpoint [because] THE ACTS FOR LIABILITY in the mishap more industrial just one ITS SUPERVISORS OF right a employer has the sort factory of by the exclusively covered to be expect the cor- raises brief Finally, Chevron's T 47 injury does Helfs system. compensation Chevron, suggesting that status of porate application specialized not fall within acts of for the liable to hold Chevron order Accordingly, liability rule. demon- must either vicarious supervisors, Helfs on whether depend liability will Chevron's inflicted injury was her strate acting within were Chevron ego of an alter who was ¶18. Id. ¶8, 998 Pangan, 37, 2000 UT 62. Clark v. § 103.08. note Larson's, supra 1989). (Utah 1056-57 63. 771 P.2d § 103.06. (quot- 998 P.2d 37, 120, Clark, 2000 UT 1057). P.2d at Birkner, 771 seope employment of their WILKINS, Justice, when direct- concurring in part, and ed her to re-initiate the pro- neutralization dissenting part: cess. [ 54 I analysis concur in advanced my colleagues regarding application

CONCLUSION exception to the Work- Compensation However, ers' Act. in a case {50 summary, In we retain the "intent such as the one before us where the claim- injure" standard aas test for differentiating ant-employee pursue has elected to the bene- injuries injuries between intentional fits afforded under Compensa- the Workers' product are accidental or the negligence. Act, tion I doing believe so is an election of satisfy order remedy by prohibits the claimant fur- plaintiff must inju- show that her against ther suit any under ry resulted from an act that the actor knew exelusion from the Simply put, Act. either a injury. cause This stan- Act, claim falls within the or it does not as a dard require injure, does not a motive to *14 result of exception some applica- the Act's it cannot by merely be satisfied demonstrat- bility. It cannot be both. If ing that high probability there was a inju- injured job on the pursue elects to the bene- ry. complaint successfully alleges an Act, fits of the that decision brings with it pled sug- she facts too, the burdens of namely the Act the exelu- gesting that when her directed remedy provisions sive applicable to the em- her to re-initiate the neutralization process, ployer. result, As a although agree I knew or that she would be district got court wrong, the law I believe it injurеd by resulting gases. noxious got right. the result I would affirm on that Therefore, exception to basis. applies. Act 151 This pur rule is consistent with the

pose policy protects of the Act. It employees, recognizing policy "[the

our always law has injured been to allow one

through another, the intentional act of

seek redress from the intending one harm" "policy and that salutary this has the effect 2009 UT 12 68 of deterring injury." And it Craig NICHOLLS, Petitioner, Duncan protects employers, insulating them from vexatious and ruinous lawsuits for industrial v. accidents that are unavoidable an industri Utah, Respondent. STATE of society, al while recognizing legisla "that the ture presumed could not be to have intended No. 20080022. permit an intentional tortfeasor to shift his liability paid to a premiums fund for with Supreme Court of Utah. employers."6 collectedfrom innocent 13, Feb. result, aAs we reverse the district court's dismissal of Helfs complaint and re-

mand for proceedings further consistent with opinion. Durham, 58 Chief Justice Associate Chief Durrant,

Justice Nehring Justice concur

in Justice opinion. Parrish's Int'l, 892, Bryan (Utah ‍‌‌‌‌‌‌​‌‌‌​‌‌‌​‌‌​​‌‌‌‌‌​‌​‌​​‌‌‌‌​​​​​‌​​​​‌​​‌‍v. Utah 533 P.2d Wagner Castings 69. Collier v. Co., 81 Ill.2d 229, 1975). (1980). Ill.Dec. N.E.2d

Case Details

Case Name: Helf v. Chevron U.S.A., Inc.
Court Name: Utah Supreme Court
Date Published: Feb 13, 2009
Citation: 203 P.3d 962
Docket Number: 20061170
Court Abbreviation: Utah
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