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Helena Country Club v. Brocato
517 S.W.3d 421
Ark.
2017
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*1 is а strong presumption “There record the decision appellant not testify.” that conduct counsel’s falls within wide We have held in an earlier case range professional assis reasonable to make a record on failure tance, petitioner and the has the burden of right waiver of does testify overсoming presumption identify constitute ineffective assistance of counsel. ing the acts and omissions of Williams, 489, 14, at 385 S.W.3d which, per viewed from counsel’s when event, In any 237. the court credited trial, spective time of at the could not have Spruell’s testimony agreed that Sandrelli professional been the result reasonable testify and found Sandrelli’s con- judgment.” Feuget, 2015 Ark. 454 trary Spruell testimony unbelievable. ex- S.W.3d “Matters of trial strategy 738. plained that in the first trial the State did tactics, improvident, if arguably not play the video interviews with Sandrel- fall profes within realm of counsel’s li; however, trial, in the second the State judgment sional grounds are not Spruell did the video. introduce was con- finding of assistance of coun ineffective cerned Sandrelli’s demeanor the vid- State, sel.” Noel 35, 41-42, 342 Ark. eo as well as the video depicting interview 123, 127 giving Sandrelli different than he answers gave on in the first cross-examination trial. on argument Sandrelli’s Spruell explained stated that he these per takes the circuit court’s issue with agreed facts to Sandrelli Sandrelli formance example, as a fact-finder. For he that he testify. should not argues that on court “focuses err clearly did when it found that points support would trial Spruell’s to not testify advice was based ignores facts professional reasonable judgment. support appellant.” highlights He testi mony Star, testified Woodrow who Affirmed.

that he Spruell never told that he Rhad

reservations about the second

trial. notes that Sandrelli Star’s Spruell’s testimony.

contradicted held,

as we have repeatedly it axiomatic credibility determinations within of the trial court. Williams v. province 2017 Ark. 152 2011 Ark. 228. CLUB, Appellant When there is a conflict of testimony, is HELENA COUNTRY Atchison job the trial it. resolve Billy Ray Splash BROCATO d/b/a (1989). The circuit court credited trial Spa, Aрpellee ‍‌‌​​​​‌‌‌‌‌​​​​‌​‌​​​‌‌‌‌‌​‌‌‌​​​​​‌‌​‌​​‌‌‌​​​​‍Pool and concluded decision to call character witnesses No. CV-16-697 professional judg reasonable Supreme Court of Arkansas. ruling clearly ment. This was not errone ous. Opinion April Delivered: affirm

We also on the second

point. argues that Sandrelli the court erred brought

when “did not the fact address Spruell get

forth on the failure to *2 Firm, by: Donald

Knapp Lewis E. Law Lewis, Jr., Helena, Knapp, Michael C. and appellee. GOODSON, COURTNEY HUDSON Associate Justiсe | interlocutory appeal This is an ¶ Phillips County Circuit Court’s dis- Jr., Halpert, qualification of Charles E. appellant, Country counsel for the Helena (“the Club”). reversal, For Club Club argues that the circuit court erred alleged of an conclusion that evidence negotia- during made statement settlement to allow Bil- appеllee, tions was admissible ly Ray Splash Spa Brocato Pool and d/b/a (“Brocato”), attorney Club’s witness; court erred in and attorney disqualifying the Club’s opposing statement that would be called as witness. jurisdiction pursuant to Arkansas Our 2(a)(8) Appellate Rule of Procedure—Civil mer- unable address the us, its of on the record beforе and to settle the we therefore remand record. September Brocato filed

On against alleging claims complaint of contract a violation breach Deceptive Practices Act Arkansas Trade |2(“ADTPA”). alleged in The facts as Brocato had complaint indicated that been pool сleaning providing maintenance previous for the five services Club agree- oral years pursuant parties’ parties Brocato that the had a ment. dealing per- course of wherein he would appropriate form the services he deemed bill the for those and then Club services. was contacted indicated that he he April Club 2015 and that prepare pool up- instructed coming summer He claimed that season. maintenance, repairs, Office,by: E. Hal- he Halbert Law Charles conducted bert, cleaning April May on the appellant. pool response that he submitted invoices Brocato filed a to the motion work, support and brief in which Club Club he asserted by Halpert statement payment since- refused to to him. remit during negotiations not made settlement alleged he had suffered dam- *3 was in response instead but made to a ages $11,505.48, in plus the amount in- of demand Brocato’s for payment. costs, he also requested terest and and if it Even was found have been $25,000 made damages. in punitive during negotiations, settlement Brocato ar- attorney, Halpert, The through its gued that the statement was inadmissi- complaint filed an answer to the and a ble under Rule 408 because would be counterclaim, counterclaim. In its the Club prove used to the Club’s intent and bias alleged that had Brocato been notified that claim, ADTPA not to relation all work must be advance and approved for, of, liability invalidity or amount of that he had approval failed to ask addition, the claim. In Brocato contended certain extra The Club denied that work. Halpert that “undoubtedly” would performed, this еxtra work had and been ‍‌‌​​​​‌‌‌‌‌​​​​‌​‌​​​‌‌‌‌‌​‌‌‌​​​​​‌‌​‌​​‌‌‌​​​​‍testify called to aas at trial witness be- been, if it had Club indicated that cause he of was the board directors of addition, it was not authorized. In the Club the Club when the decision was made knowingly placed claimed that had pay argued Brocato. Brocato thus that pool excessive orders for chemicals and this to Halpert’s evidence was relevant pump that he a new had installed allegedly credibility and that the Club’s motion but produce had failed to an invoice for it. should be denied. The actions con- Club asserted that these 6, 2016, July On court appar- of stituted both fraud and a violation ently telephоne hearing held a on the ADTPA damages and requested excess Club’s motion to evidence. exclude Howev- $11,000, of punitive damages. as well as er, parties both that agree hearing transcribed, there is no 16, 2016,

On June the Club filed mo- of what during hearing. occurred evidence, tion to claiming exclude that July circuit court an then entered order recently Halpert had notified Halpert repre- disqualifying he intended to him as witness senting the court found that Club. The trial, July which was scheduled for Halpert potential “the for Mr. called motion, 2016. According to the Club’s Bro- as witness is imminent and could be |.¡introduce cato intended to statement of purpose construed the evidence allegedly by Halpert during a tele- by |4Mr. Hal- presented and/or phone during possi- conversation which the pert would be some other reason than bility of settlement discussed with negotia- introduction of settlement counsel, Halpert Brocato and his tions.” The court thus concluded that “[i]t responded, paying aren’t a fuck- “We him appears that Mr. has a conflict Halpert ing thing.” The Club claimed both repre- as such he disqualified Halpert and Brocato’s denied this senting Defendant in this matter.” The argued Ar- event. The Club further interlocutory notice of timely Club filed prevented kansas Rule Evidence disqualification. appeаl from the order introduction of this ad- argues mission of this at trial alleged appeal, statement On the Club might require disqualification concluding of Hal- that evi- erred pert. alleged during dence an statement made disqualifica- note the outset that negotiations was admissible

settlement UWe absolutely tion of nec- Halpеrt as Brocato to call a witness allow protect preserve essary measure further trial. The contends that Club integrity attorney-client rela- by disqualifying the circuit court erred tionship; yet it is a drastic measure to opposing Halpert only clearly required imposed where that he statement Craig Carrigo, the сircumstances. witness. (2000); Arkansas Rule Evidence 408 Morgan, Burnette v. states follows: This court reviews (1) furnishing, offering, Evidence trial an at- court’s decision *4 (2) furnish, or accepting, to promising an torney under abuse-of-discretion State, accept, or offering, promising ‍‌‌​​​​‌‌‌‌‌​​​​‌​‌​​​‌‌‌‌‌​‌‌‌​​​​​‌‌​‌​​‌‌‌​​​​‍to valu- standard. Wilburn 346 Ark. 137, Craig, (2001); or compromising consideration in 340 able 56 S.W.3d 365 S.W,3d 624, of аttempting compromise to a claim Ark. 12 An abuse 229. validity may by er- disputed to be manifested an which was either discretion Id. amount, interpretation of roneous the law. or is not admissible to of Con- for, of, Model Rules Professional liability or of invalidity amount applicable disqualification duct in claim or claim. any the othеr Evidence are. Id. proceedings. of a violation of conduct or statements in com- automatically the Rules does not Model negotiations is promise likewise not ad- rather, compel disqualification; such missible. ex- require This rule does judicial the exercise matters involve of is clusion if the evidence offered Norman, discretion. Norman v. 333 purpose, proving such as another bias 644, Ark. 970 S.W.2d 270 witness, prejudice negativing or of delay, proving applies or Rule 3.7 to contention of undue We stated that situa- to opposing party to tions in the seeks effort obstruct a criminal investi- which witness, adopted counsel as and we gatiоn prosecution. jurisdictions analyz- in other used Also, according to Rule of Model Profes- ing disqualification un- proper whether (2016), sional Conduct 3.7 those circumstances. Id. der at 158 (a) lawyer A shall not act as advocate the opposing S.W.3d at 153. We held that likely lawyer at a trial which the to (1) things: demonstrate must three neсessary unless: be witness attorney’s to testimony that the is material (1) being the to the testimony the relates determination issues an uncon- (2) issue; gated; the unobtaina- tested (3) elsewhere; ble (2) the relates the nature prejudicial or may be legal and value of services rendered Id. attorney’s client. case; or the neсessary We this test is (3) disqualification lawyer of the being as a prevent Rule used 3.7 hardship substantial on the client. work or a sword tactical measure hinder Co., Weigel Farmers Insurance In party’s other it strikes a case 617, 621-22, 158 356 potential S.W.3d reasonable balance between (2004), ap 150-51 principles we discussed those instances in abuse and disqualification attorney’s testimony may truly to a circuit court’s neces- plicable Id. sary opposing party’s of counsel: case. con jury.” further that this test takes into In held Robinson v. many prohib (2003), reasons for

sideration we S.W.3d held that was attorney iting advocate both error for the circuit not to make a necessary an advocate witness: verbatim confer- an in-chambers in the becomes witness who puts ence. We stated that this court at a unseemly position arguing his cred disadvantage considerable reviewing (2) the roles of wit ibility; advocate and points pertaining to unrecorded ness are inconsistent and should not be hearings when a verbatim record individual; assumed one ‍‌‌​​​​‌‌‌‌‌​​​​‌​‌​​​‌‌‌‌‌​‌‌‌​​​​​‌‌​‌​​‌‌‌​​​​‍|7us, before put and we bench and bar should act both trial “henceforth, on notice that this court will | (-.counseland a witness strictly apply construe and Administrative 625-26, Id., appearance at impropriety. Order 4.” No. Id. S.W.3d 152-54. 625. factors, Citing foregoing the Club Robinson, Citing we remanded argues court in this ease trial court to settle the record Williams “summarily” potential concluded as a witness (2005), where the court conducted an off- *5 imminent and that a conflict of there was the-record, of a video- in-chambers review requiring disqualification. interest taped statement the defendant sought by Club contends that evidence the sought suppress George to trial. See also pur- was invented 356 v. Ark. 151. S.W.3d 770 pose of disqualifying its (remanding where suppression the no on proof court heard the issue hearing was not on rec- transcribed the apply sought Weig- to the failed out in ord). compliance have further held that We el. 4 with No. Administrativе Order is manda- Unfortunately, to we are unable address tory, discretionary. Thompson v. Guth- arguments the the merits Club’s this rie, Ark. 284 S.W.3d 455 373 time because we to are unable determine record ai’guments the us the before Here, the issue of whether Brocato and evidence which the court circuit as Halpert would be to allowed disqualify Hаlpert. based its decision to trial, thereby causing witness at the parties agree telephone While both court to enter an Hal- disqualifying order hearing was held Club’s to the motion pert representing the evidence, exclude circuit court’s the contested, by the clearly evidenced hearing order refers to having also been Club’s motion response. and Brocato’s held, transcript hearing there no this However, because circuit court failed in the record. to comply duty to hear- with its record the motion, ing on the deter- unable to to we Supreme

Pursuant Arkansas Court (2016), mine whether the abused its discre- 4 court Administrative Order No. “[u]n- tion disquаlifying Halpert less it under parties, waived record facts in this duty case. therefore remand any shall circuit court to We to mat- require this case settle record verbatim this record made proceedings, any Appel- all ter. note that including communica- Arkansas Rule of 6(b) provides tions late between court and one more Procedure—Civil any of the jury, pertaining parties may members method settle to which the matter transcript contested the court or the no before record when is available. certified, There record of the so- to file a verbatim We order hearing.” “telephone Neither containing record the neces- supplemental any claims was taken. thirty this sary days of within have Brocato shall then majority perceives opinion. court’s what lack case supplemen- from the date the of a record does days fifteen decision; making a prevent this court from lodged to file substituted tal record it. The сircuit decided addendum, facilitates ‍‌‌​​​​‌‌‌‌‌​​​​‌​‌​​​‌‌‌‌‌​‌‌‌​​​​​‌‌​‌​​‌‌‌​​​​‍abstract, containing and brief disqualify Attorney sponte. sua Halbert of the portions supplemental the relevant Although a circuit deci we review court’s 4—2(b)(3) Sup. Ct. See Ark. R. record. under an sion | «(2016). service of the substituted After standard, Valley abuse-of-discretion brief, opportunity have thе Club will Commission, Phillips County Election pre- brief time responsive file a (2004), Ark. 183 S.W.3d Clerk, or it Supreme Court by the scribed extremely deferential previously has rely on brief decision, this case shows a clear appeal. filed in this abuse that discretion. record; appel- to settle Remanded law, disqualification of Under Arkansas suрplemental to file record lant ordered lawyer is not “[a] favored thirty days; due within substituted brief course, gant, of entitled days supplemen- from when fifteen within choosing.” Floyd filed; may then file appellee tal Saline Mem’l (quoting responsive brief. Hosp. Berry, (1995)). that disqualifi- We have Womack, imposed cation is a measure Wood, JJ., drastic Hart, dissent. *6 only clearly required the circum- where Hart, Justice, Linker Josephine Morgan, Id. Burnette (citing stances. dissenting. (1990)). In Burnette, this court stated, “We must nev- decision to remand this majority’s forget though disqualification, er that a troubling. the record is case to settle protecting aimed the soundness of to settle. did Appellee There no record attorney-client relationship, also interferes disqualify motion to At- file a written with, destroys, voluntary re- perhaps Likewise, disputed it is not torney Halbert. litigant depriving a of counsel lationship by not even make an oral appellee did choosing—oftentimes affecting his Attorney In motion Halbert. standing.” long associations of 303 Ark. at fact, brief, this fact appellee in his confirms 155, 794 at 148. so far as to distance himself goes even Co., Weigel v. Farmers Insurance In states: ruling. He Inc., adopted three-part this court position on the dis-

Appellee takes seeking requires disqualifi- Appellant’s attorney. Ap- qualification (1) attorney-witness cation of an pellee trial court never asked attorneys Further- disqualify Appellant’s counsel. of the issues the determination more, argument never made Appellee gated; that the evidence unobtaina- elsewhere; disqualification Ap- for or ble against in the hear- pellant’s telephone prejudicial is or attorney’s client. 356 ing. 147, 153 (2004). Obviously, appellee prove any

did not of the elements in the

Weigel test appellee did not even

ask the circuit court to disqualify Attorney

Halbert.

As previously, noted the circuit court’s

decision reviewed for an abuse discre- Valley,

tion. supra. An abuse of discretion

means a discretion improvidently exer-

cised, which is defined thoughtlessly

and without due consideration. Id. Acting |10oral

without much so as an motion to

disqualify Attorney Halbert con-

sidering Weigel test is exercising dis- thoughtlessly

cretion and without due con-

sideration.

In making its decision settle rec- case,

ord majority has failed to

appreciate that an costly is a en- Furthermore,

deavor parties. for both

though this court hears appeals expedi-

tiously, interlocutory appeals delay litiga-

tion. Creating unnecessary obstacle to

appellant’s receiving the relief to obviously justice. entitled thwarts I

therefore respectfully dissent. Womack, JJ., join.

Wood and *7 App.

Jimmy WILSON, Appellant

DIRECTOR, DEPARTMENT OF SERVICES,

WORKFORCE

Centerpoint Energy, Appellees

No. E-16-386 Arkansas,

Court of Appeals II, III

DIVISION IV.&

OPINION DELIVERED:

MARCH

Case Details

Case Name: Helena Country Club v. Brocato
Court Name: Supreme Court of Arkansas
Date Published: Apr 27, 2017
Citation: 517 S.W.3d 421
Docket Number: CV-16-697
Court Abbreviation: Ark.
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