Lead Opinion
Thе State of Mississippi appeals a decision by the district court holding unconstitutional its law requiring minors in some cases to obtain the consent of both parents before getting an abortion. The district court en
Despite the recent efforts of a three-justice plurality of the Supreme Court, passing on the constitutionality of state statutes regulating abortion after Casey has become neither less difficult nor more closely anchored to the Constitution. Planned Parenthood v. Casey, — U.S. —,
I
Subject to significant exceptions, the 1986 law, Miss.Code Ann. §§ 41-41-51 through 41-41-63, forbids an unemancipated minor to obtain an abortion unless she has the consent of both parents or the approval of the state Chancery Court. In cases where the parents are divorced or are unmarried and separated, then only the consent of the parent with primary custody is required. § 41-41-53(2)(a). Similarly, if only one parent is available in a reasonable time, only the consent of the available parent is necessary. § 41-41-53(2)(b). If the pregnancy was caused by sexual intercourse with the minor’s father or stepfather, only the consent of the mother is required. § 41 — 41—53(2)(e). Further, the statute permits abortions on minors without parental consent in cases of medical emergency. § 41-41-57.
The law contains a judicial bypass provision allowing minors to circumvent the parental consent requirement by applying for approval in state court. § 41-41-53(3). If the minor is unable to satisfy the parental consent requirements or chooses not to follow that route, she may file a petition in Chancery Court for court approval to have that consent waived. The statute mandates that the state court proceedings be confidential and anonymous. A breach of confidentiality carries a criminal penalty. § 41-41-61. It further provides that the Chancery Court will rule on the petition within 72 hours after it is filed; otherwise the minor may go ahead with the abortion. § 41-41-55(3). The statute calls on judges to waive the parental consent requirement if 1) the minor is mature and well-informed enough to make the decision on her own, or 2) the abortion would be in her best interests. Finally, it provides for an expedited confidential and anonymous appeal of any deniаl of the waiver.
Pursuant to the statute, the Mississippi Supreme Court promulgated Rule 10.01 of the Mississippi Uniform Rules of Chancery Court. The rule specifies Chancery Court procedures for the consent waiver. In particular, it provides that the petition should contain an allegation that 1) the minor is mature and well informed enough to make the decision on her own, or 2) that one or both of the parents has engaged in a pattern of physical, sexual, or emotional abuse against her, or that notification of her parents would not be in her best interest.
The appellees, consisting of doctors and clinics, launched a facial challenge to the statute’s constitutionality. The district court initially granted a preliminary injunction barring enforcement of the statute until the Mississippi Supreme Court promulgated its rules regarding parental consent waiver proceedings. The district court then stayed the proceedings for four years awaiting the outcome of various Supreme Court rulings on abortion. In March 1992, it held the statute unconstitutional on the sole ground that the Mississippi Supreme Court’s implementing rule unduly restricts a minor’s access to an abortion. Accordingly, it denied the state’s motion to lift the preliminary injunction on enforcement of the law. The state appeals.
II
The appellees argue that this qualified two-parent consent/judicial bypass statute regulating abortion is unconstitutional. The statute is flawed, they contend, because requiring the approval of two parents does not serve any important state interest, unduly restricts a minor’s access to abortion, and intrudes on the family’s right to structure its
A
The Supreme Court has upheld less intrusive parental consultation statutes in the past. Parental involvement statutes may be divided into four groups, in ascending order of the burden they impose on the minor’s exercise of her limited right to an abortion: one-parent notification statutes, two-parent notification statutes, one-parent consent statutes, and two-parent consent statutes. The Court upheld a one-parent notification statute in H.L. v. Matheson,
As noted above, the Court scrutinizes consent statutes more closely than it does notification statutes, and two-parent laws more closely than one-parent laws. Thus, a two-parent consent statute arguably raises more serious questions than the other parental involvement statutes. The appellees contend that the constitutionality of a two-parent consent/judicial bypass law is an open question. Mississippi argues that the matter has been settled in favor of constitutionality. Mississippi appears to have the better of thе argument.
In Bellotti v. Baird,
Although the court in Bellotti did not uphold a two-parent consent statute, it did indicate that it would do so under different circumstances. The appellees urge that this statement amounts to dicta and need not be followed. That characterization of the Bel-lotti plurality was disputed by the plurality itself,
Even if the comment on two-parent consent statutes in Bellotti is dicta it is persuasive dicta, particularly in light of Justice Kennedy’s plurality opinion in Hodgson,
B
Even if Bellotti is not directly controlling, a two-parent consent statute with a judicial bypass is constitutional. An abortion regulation is unconstitutional only if it places an “undue burden” on the exercise of the right, that is, if it “has the purpose or effect of placing a substantial obstacle in the path of a woman seeking an abortion.” Casey, —— U.S. at -,
Contrary to the appellees’ contentions, the state does have an important interest at stake in parental involvement statutes. The state’s interest, in part, is in ensuring that someone other than the immature minor and the abortion provider has a hand in making an important decision that fundamentally affects the minor’s health and welfare. The Supreme Court has recognized that “the guiding role of parents in the upbringing of their children justifies limitations on the freedom of minors.” Bellotti,
The state’s interest in one-parent consent statutes is clear: it is to protect children from their own immaturity and naiveté as well as from the possibly deficient advice of those whose business is to provide abortions. Such statutes are plainly constitutional. Casey, - U.S. at ---,
Justice Kennedy eloquently expressed the interests of the state and the family in Akron II:
It is both rational and fair for the State to conclude that, in most instances, the family will strive to give a lonely or even terrified minor advice that is both compassionate and mature. Thе statute in issue here is a rational way to further those ends. It would deny all dignity to the family to say that the State cannot take this reasonable step in regulating its health professions to ensure that, in most cases, a young woman will receive guidance and understanding from a parent.
It remains to examine the burden thus placed on the minor’s limited right to an abortion. It is true that requiring the consent of both parents, as opposed to one, will incrementally increase the burden on the minor’s exercise of her right to get an abortion. There will be cases where one, but not both, of the parents will consent to the procedure. Under a one-parent consent statute, that would be the end of the matter. Under a two-parent consent statute, the child will have to go to court to obtain the abortion. However, the bulk of the burden is in requiring the consent of even one parent, as a state is unquestionably entitled to do. Once that objection is met the only issue is whether the necessity of obtaining the second parent’s approval crosses the constitutional line. Where the state supplies an expeditious process for obtaining court approval, the additional burden on the minor is greatly relieved. The parents still do not have a “veto” over the minor’s decision, a consideration found dispositive in Planned Parenthood of Central Mo. v. Danforth,
The abortion providers here also complain that in some cases a two-parent consent statute impermissibly intrudes on family deci-sionmaking by empowering courts to choose which of the two disagreeing parents will “win” the dispute over whether the abortion should go forward. There is more than a little irony in this position, cоming from those who would prefer statutes that, by requiring neither parental consent nor notification, ignore the role of the family altogether. In any event, this argument overlooks the fact that the statute charges the Chancery Court to decide what is in the minor’s best interest, not which parent is right or has the better argument. The argument also ignores the alternatives to a two-parent consent statute, some of which increase the state’s intrusion into family decisionmaking. In a one-parent consent statute, which is undeniably constitutional, a judge may often be in the position of overruling the wishes of both parents, not just one of them. And in a world without parental consultation statutes, the state,
Accordingly, a statute requiring the consent of a second parent, combined with an adequate judicial bypass mechanism, does not place an “undue burden” on a minor’s right to seek an abortion. The Mississippi statute is facially constitutional.
Ill
The plaintiffs also challenge the Mississippi statute on the grounds that its bypass mechanism is constitutionally defective. The district judge agreed with the plaintiffs and struck the law down on this basis alone.
Bellotti demands that a parental consent statute contain a judicial bypass mechanism that allows the minor to show that 1) she is sufficiently mature to make the abortion decision independently of her parents’ wishes, or 2) that if she is not able to make the decision independently, an abortion would be in her best interests. Bellotti,
Mississippi’s abortion statute tracks this language, providing the required grounds for wаiver of parental consent. However, Rule 10.01 as promulgated by the Mississippi Supreme Court is worded differently from the abortion statute and Bellotti. Whereas Bel-lotti and the statute require the court to consider whether an abortion is in the minor’s best interest, the rule requires a minor to plead that notifying her parents of the abortion is not in her best interest. According to the appellees, this semantic difference from Bellotti is fatal to the statutory scheme. For several reasons, we disagree.
As the appellees point out, there may be an occasion on which an abortion would be in the minor’s best interest but parental notification would also be in her interest. This might happen where the minor’s parents are understanding and supportive (therefore, notification would do no harm) but have religious objections to abortion. In such a case, appellees contend, Rule 10.01 restricts the minor's access to the waiver and conflicts with Bellotti.
It does not. As a matter of Mississippi state law, the procedural rule cannot trump the substantive statute pursuant to which it was promulgated. Mississippi’s courts must give effect to all constitutional laws passed by the legislature. Kelly v. Mississippi Valley Gas Co.,
The only possible constitutional dilemma inherent in this bypass rule will arise where the Chancery Court finds: 1) the minor is immature, 2) an abortion is in her best interests, and 3) there is no harm in parental notification. At oral argument in this court, however, the state clearly and repeatedly vouchsafed that it is the official position of the Attorney General of Mississippi that where a Chancery Court made those findings it would be required under Mississippi law to grant the minor’s petition. This necessarily follows from the position taken in the state’s brief that any inconsistency between the rule
The appellees’ interpretation of Rule 10.01 also suffers from a hyperteehnical concern with the niceties of pleading. While the Rule establishes the kinds of allegations a minor must make to initiate a bypass of parental consent, it does not make those allegations, if proved, the sum and substance of the statutory “best interests” test. Rule 10.01 states that if the minor chooses to represent herself, her pleadings “shall be liberally construed ... so as to do substantial justice.” As the Court has stated:
Even on the assumption that the pleading scheme could produce some initial confusion because few minors would have counsel when pleading, the simple and straightforward procedure does not deprive the minor of an opportunity to prove her case. It seems unlikely that the Ohio courts will treat a minor’s choice of complaint form without due care and understanding for her unrepresented status.
Ohio v. Akron Center for Reproductive Health,
There is yet another flaw in the ap-pellees’ reasoning. They have launched a facial challenge to the constitutionality of the statute. A facial challenge will succeed only where the plaintiff shows that there is no set of circumstances under which the statute would be constitutional. Webster v. Reproductive Health Services,
IV
Finally, the abortion providers argue that the Chancery Court system in Mississippi will be unable to implement the statute in a constitutional manner. They presented affidavits to the district court indicating that most court clerks are either unfamiliar with the bypass procedures or are completely unaware that a minor could obtain an abortion without her parents’ consent.
All of these objections might be appropriate in an as-applied challenge to the constitutionality of the statute. But to sustain a facial challenge, the plaintiffs must show that under no circumstances could the law be constitutional. Barnes,
Moreover, this Court has once before encountered these plaintiffs complaining of intolerable conditions for the exercise of abortion rights in Mississippi. Barnes,
V
The Mississippi abortion statute is facially constitutional. Accordingly, this Court vacates the preliminary injunction and remands tо the district court for entry of an order of dismissal.
REVERSED and REMANDED with instructions.
Notes
. In Ohio v. Akron Center for Reproductive Health,
. It must be emphasized that under Mississippi's statute, the consent of both parents is not required if they are divorced, unmarried and living apart, or if one of them is not available “in a reasonable time and manner.”
. Note, however, that in some cases Rule 10.01— if (improperly) read alone — would have the effect of increasing a minor's access to abortion. On at least some occasions, it will not be in the best interest of the minor to notify her parents and will also not be in her best interest to have an abortion. In such a case Rule 10.01, as it now reads, would result in a consent waiver. Note, too, that Rule 10.01 compels a court to grant the abortion if one parent has abused thе child.
. In holding that the pleading requirement of Rule 10.01 does not render the statutory scheme unconstitutional, we do not, as the dissent suggests, leave minors in Mississippi to drift in uncertainty over how to proceed in seeking a bypass. As has been noted, the substantive requirements of the statute itself guide the Chancery Courts and, hence, the petitioners before it. To obtain judicial consent, it is enough that the minor show that she can meet the substantive requirements of the statute, that is, that she is sufficiently mature to make the decision on her own or that an abortion is in her best interests.
. The dissent misapprehends our application of the no-circumstances principle to this case. Our position is not that the bypass scheme ought to be interpreted to exclude the minor who can show that an abortion is in her best interest but cannot show that notification is not in her bеst interest and, is therefore only unconstitutional when applied to some small subset of Mississippi minors. On the contrary, we believe the dissent misconstrues the statutory scheme when it concludes that the law will be unconstitutional as to those few minors under all circumstances. We have not voiced an opinion on the law as the dissent reads it because, properly interpreted and applied by the Chancery Courts, Mississippi law requires them to grant any minor a bypass if an abortion is in her best interest. Properly interpreted and followed, the law will be constitutional as to all minors in Mississippi. There will be no "unconstitutional impact upon a small percentage of the minors seeking to obtain judicial consent for an abortion.” See p. 1347, n. 10 (Johnson dissenting).
.It is unsurprising that clerks in Mississippi courts would be unfamiliar with the statute since the district court, at the behest of these plaintiffs, has barred enforcement of the stаtute since its enactment.
Dissenting Opinion
dissenting:
This writer is compelled to agree with the majority’s conclusion that the Supreme Court has voiced approval for a two-parent consent requirement with an adequate judicial bypass.
The foremost flaw in the majority opinion is its refusal to come to grips with the real issue presented by this appeal — that being whether Mississippi’s judicial bypass is- adequate in the context of a parental consent statute. In fact, the majority opinion skirts around the issue to the extent that it is difficult to discern its actual holding. Portions of the opinion suggest that the challenged language in Mississippi’s Rule 10.01 is
On the other hand, portions of the majority opinion seem to approve Mississippi’s parental consent procedure simply because the statute itself complies with Bellotti. According to the majority, the unconstitutional rеquirements set forth in Rule 10.01 are of no moment because the statute must “trump” the procedural rule. What the majority forgets — or at least ignores — is that the Supreme Court has made it clear that a two-parent consent requirement is unconstitutional.
Limitations on a Minor’s Right to an Abortion
At this hour, it is beyond debate that the Constitution protects the right of every woman to decide whether and when to conceive and bear children, including the right to choose to continue or to terminate a pregnancy. Planned Parenthood v. Casey, — U.S. —, —,
To be sure, where the woman seeking an abortiоn is an unmarried minor, the State has a special interest in encouraging her to seek the advice and counsel of her parents. Hodgson,
Is Mississippi’s Ride 10.01 Constitutional?
The plaintiffs below admit that the statutory portion of Mississippi’s judicial bypass complies with the standards set forth in Bel-lotti. The statute itself provides that parental consent shall be waived if the court finds either: “(a) [tjhat the minor is mature and well-informed enough to make the abortion decision on her own; or (b) [tjhat performance of the abortion would be in the best interests of the minor.” Miss.Code Ann. § 41-41-55. However, the statute specifically directs the Mississippi Supreme Court to issue rules to insure that the bypass proceedings are handled in an “expeditious, confidential and anonymous manner.” Miss.Code Ann. § 41-41-55(6). And it is one of the procedural rules so promulgated that has given rise to this litigation. Mississippi Chancery Court Rule 10.01(4), the actual procedural rule attacked by the plaintiffs, states that the minor’s petition for judicial authorization shall allege either or both of the following:
(a) [tjhat the complainant is sufficiently mature and well informed to intelligently decide whether to have an abortion without the notification of her parents, guardian, or custodian;
(b) [tjhat one or both of her parents, her guardian, or her custodian was engaged in a pattern of physical, sexual, or emotional abuse against her, or that the notification of her parents, guardian, or custodian otherwise is not in her best interest.
Miss.Ch.R. 10.01(4) (emphasis added).
The district court found that Rule 10.01 stood in direct conflict both with the Mississippi parental consent statute and with the standards enunciated in Bellotti. The district court reasoned that the pleading requirements set forth in the rule impermissi-bly narrow the Bellotti standards because they would have the effect of denying authorization to some minors even though abortion would be in their best interests. The district court noted that simply correcting the rule by striking the offending language would leave minors without any guidance as to how to proceed or what to allege in their complaints. Therefore the district court continued the injunction against enforcement of Mississippi’s parental consent statute until Rule 10.01 is amended.
Mississippi argues before this Court that the language in Rule 10.01 must be constitutional because identical language was approved by the Supreme Court in Akron II. However, as the district court correctly noted, Akron II dealt with a notice requirement, while the instant case deals with a consent requirement. Consent statutes are by nature significantly more burdensome and imposing than notice statutes and must be attended with greater protection.
From a constitutional standpoint, the key consideration for any parental involvement requirement is whether it results in another person having an absolute veto power over a minor’s right to have an abortion. Danforth,
A consent requirement like the one considered in Danforth expressly grants an absolute parental veto. Therefore, a consent requirement will only be valid if accompanied by an alternative procedure that guarantees that minors in the protected classes will be able to have an abortion without parental consent. On the other hand, a parental notice requirement does not expressly grant absolute veto power. The Supreme Court has declined to equate notice with consent in all cases. H.L. v. Matheson,
Thus, in Akron II, it was constitutionally acceptable for Ohio to require a minor seeking a judicial bypass to allege either that she was mature enough to make her own decision or that one or both of her parents were engaged in a pattern of physical, sexual, or emotional abuse against her or that the notification of her parents was not in her best interests. The situations where notice would amount to consent are amply covered by this language, and a notice requirement is only objectionable to the extent that it amounts to a parental veto for one оr both of the protected classes of minors set out in Bellotti. Therefore, under the language in Ohio’s notice requirement, any minor constitutionally entitled to a judicial bypass would be able to satisfy the pleading requirements.
When the same language approved in Akron II is applied to a consent requirement, however, the situation is very different. As the district court noted, under Mississippi’s Rule 10.01, an immature minor who could show that an abortion was in her best interests but who could not show that notification of her parents was not in her best interests (as would be the ease if she had understanding and supportive parents who nonetheless were opposed to abortion on religious grounds) would be unable to obtain authorization for an abortion. Therefore, the district court correctly held that Rule 10.01 “impermissibly narrows the standards deemed essential in Bellotti." Though identical language was approved by the Supremе Court as part of a notice requirement, the language in Rule 10.01 is invalid as a part of a consent requirement because it would result in some minors being unable to obtain authorization for an abortion even though the abortion would be in their best interests.
The Appropriate Remedy
The majority apparently does not disagree with this writer’s view that the language in Rule 10.01 is unconstitutional. Yet the majority holds that the district court’s order should nonetheless be reversed because the language in the statute itself is constitutional. The majority notes that, under Mississippi state law, a procedural rule cannot trump a state statute. While this is an accurate assessment of Mississippi law, the majority’s confidence that the statute and the rule necessarily conflict is misplaced. At the risk of being branded “hypertechnical,” it seems entirely possible — albeit constitutionally impermissible given the lаnguage in Rule 10.01— for a state court to give effect to both. The pleading requirements set forth in Rule 10.01 are very different from the rules of decision found in the statute. For the purpose of this appeal, it is immaterial that the “official position” of the Mississippi Attorney General’s office is that a court would be required to grant a minor’s petition if she can show that an abortion would be in her best interests; a minor will never have a chance to make such a showing if she cannot satisfy Rule 10.01’s pleading requirements.
It is clear that the language contained in Rule 10.01 impermissibly narrows the Bellot-ti standards for an adequate judicial bypass. As a result, Mississippi’s judicial bypass cannot save the otherwise unconstitutional two-parent consent requirement. Given the conclusion that the language in Rule 10.01 is unconstitutional, the most sensible remedy is the one imposed by the district сourt — to continue the injunction until Mississippi amends Rule 10.01. Instead, the majority leaves the constitutional infirmity intact and assures, with a sly wink and a nod, that no Mississippi court would actually follow the language in Rule 10.01.
. A two-parent consent requirement has never been approved by the Supreme Court. In Hodgson v. Minnesota,
. This writer would still affirm the judgment of the district court for the precise reason given by Judge Wingate. Merely striking the offending language in Rule 10.01 would leave minors without direction on how to proceed or what to allege in their complaints.
. See supra note 7.
. As an alternative ground for reversing the district court, the majority notes that this is a facial challenge to a statute. As such, the majority contends that it should only succeed if the plaintiffs have shown that there is no set of circumstances under which the statute would be constitutional. While the majority correctly quotes this principle of constitutional law, it completely misapplies it to the facts of this case. It is immaterial that Mississippi’s regulations will only have an unconstitutional impact upon a small percentage of the minors seeking to obtain judicial consent for an abortion. “Legislation is measured for consistency with the Constitution by its impact on those whose conduct it affects .... The proper focus of constitutional inquiry is the group for whom the law is a restriction, not the group for whom the law is irrelevant.” Casey, - U.S. at -,
The majority suggests that this dissent misunderstands its argument on this point. Even if so, this writer doubts that he will be the only one to misunderstand. But in the interests of increased understanding all the way around, let me be perfectly clear on my point: In a case like this, the majority's application of the "no-circumstances principle” is just plain wrong. Whatever the merits of such an approach in another context, virtually every abortion case to reach the Supreme Court since Roe v. Wade has involved just this type of facial attack on state regulation. See, e.g., Planned Parenthood v. Casey, - U.S. -, -,
