126 Tenn. 475 | Tenn. | 1912
Lead Opinion
delivered the opinion of the Court.
James L. Lowe, a resident, citizen, taxpayer, and duly registered voter of the city of Knoxville, Knox county, Tenn., filed a petition on his own behalf in the circuit court aforesaid against Samuel G. Heiskell, individually, and against E. A. Brown, John D. Caldwell, and H. T. Cooper, as election commissioners of and for the county of Knox. The petition recited the passage of chapter 498 as published in the Private Acts of the General Assembly of Tennessee of the Year 1911; that, while published with the private acts, it was, in fact, by its terms, a public act, and an amendment of chapter 207 of the Acts of 1907; that, under the terms of the act of 1911, the election commissioners had held an election by the qualified voters of the city of Knoxville for the purpose of electing a mayor and four commissioners for the city, at which election defendant Samuel G.
It recited that Heiskell had disqualified himself from holding- the office of mayor by a noncompliance with the terms of section 30, chapter 498, of the Acts of -1911, by which each candidate for mayor was required, on the day before the election and within three days after the election, to file with the recorder and publish, at least once, in a daily newspaper of daily circulation, his sworn statement of all his campaign and election expenses itemized, and by whom such funds “are contributed,” upon pain of being disqualified from holding the office he “seeks or has been elected to” in the event of failure so to do.
It recited that Heiskell did file with the recorder, between the hours of six and seven o’clock p. m. of the day before the election, a statement1 which, it avers, is not in compliance with section 30, but that no publication of the statement so filed Avas made on the day before the election; that it was, hoAvever, published on the morning of election day; and that he did make publication of a statement on January 22, 1912, purporting to show his campaign and election expenses. Copies of each of these statements are filed as exhibits with the petition,
The petition prayed for process, waived the answer of Heiskell under oath, and prayed for a “decree” that he had disqualified himself from holding the office of mayor for and during the term for which he was a candidate, and that the said election for said office of mayor be declared void, and such result certified to the election commissioners of Knox county, Tenn., to' the end that they may hold another election, and for a preliminary injunction restraining defendant Heiskell from receiving a certificate of election, and from taking the oath of office, or qualifying as mayor, or performing any duties or functions of said office, and that the election commissioners be enjoined from issuing a certificate of election to the defendant Heiskell, or recognizing him as legally elected as an officer and entitled to the certificate of
The petition was filed January 23, 1912, and, on the same day the preliminary writ of injunction was granted as prayed. Defendants were duly served with process, and the defendant Heiskell demurred to the jurisdiction of the court on several grounds. This demurrer was overruled, hut the court modified the injunction, so as to restrain defendant Heiskell from taking and holding the office of mayor under the election held the 20th day of January, 1912, and not for a term of four years from that date. A motion to dissolve the injunction on several grounds was made by defendant Heiskell, which was, likewise, overruled by the court. Whereupon, defendant Heiskell declining to further plead, the court, because of the failure of defendant Heiskell to comply with section 30 of the act of 1911, finally adjudged and decreed that the election of January 20, 1912, was void; that Heiskell had disqualified himself from being inducted into the office of mayor under that election, but no further or otherwise; that he be enjoined from receiving a certificate of election from defendant commissioners, and from being inducted into office under the election; that there was a vacancy in the office of mayor of Knoxville, which fact the clerk of the circuit court was directed to certify to the board of commissioners of the city of Knoxville, to the end that such vacancy be filled as provided by section 12 of the act of 1911; that
Heiskell prayed and perfected an appeal to the court of civil appeals. Lowe prayed an appeal from so much of'the decree as was in accord with the prayer of his petition to the supreme court of this State. Such appeal was refused, but he was granted such appeal to the court of civil appeals. In that court, Lowe moved to transfer the cause to this court, which motion was granted. So the cause is before us on assignment of error by each of the parties.
The demurrer to the jurisdiction of the circuit court was upon the following grounds:
First, that the petition presented neither an election contest nor a quo warranto proceeding, but merely a quia timet action, of which that court had no jurisdiction.
Second, that section 80 of the act of 1911 was not in force and had no application to the election of January 20, 1912.
Third, that, if section 30 was in force at the date of election, the exhibits to the petition showed a compliance therewith.
Fourth, that the circuit court was without power in any aspect of the case to restrain the action of the election commissioners in certifying the result of the election, and that no grounds were stated in the petition for any such relief. The assignments of error1 made on behalf of defendant Heiskell in this court raise the same questions presented by the demurrer. We will consider
It is said that Mr. Heiskell rendered himself ineligible to the office of mayor of Knoxville by his failure to comply with the provisions of section 30 of chapter 498 of the Private Acts of 1911.
It is alleged that, under the requirements of this section, every candidate for an elective office was required to file, on the day before election, with the recorder, a statement of his campaign and election expenses; that he was required to file such statement with the recorder within three days after election; that he was required to make publication of such statements on the day before election, and also required to make publication within three days after election; that these statements were required to be itemized, and to show by Avhom the funds used in the campaign were contributed, and the penalty for failure to comply with these requirements was disqualification from holding the office which the candidate sought or had been elected to.
It is charged in the petition that Mr. Heiskell made no statement on the day before election, but it is conceded that he made such a publication within three days after the election.
It is also charged that there was no sufficient compliance with the statute in the itemization of his expenses.
A further charge of the petition is that a large campaign fund, amounting to $10,000 or more, was used in behalf of Mr. Heiskell’s interests in this election, and
So that the three particulars in which the defendant is alleged to have violated this act are that (1) he failed to make publication on the day before election; (2) he failed to properly itemize the statements filed and published by him;(3)he failed to make any statement with reference to the democratic campaign fund charged to have been used in his behalf.
It appears that on the day before election Mr. Heiskell filed a statement, heretofore referred to, which was printed in the morning paper election day, and within three days after election he filed the other statement heretofore mentioned, which was also printed in the morning paper.
The language of section 30 of the act upon which petitioner relies is as follows:
“That every candidate for an elective office and every elective officer of the* city of Knoxville shall, the day before election, and within three days after the election, file with the recorder, and publish at least once, in a daily newspaper, of daily circulation, a sworn statement of all his campaign and election expenses, itemized, and by whom such funds are contributed; and any candidate for an elective office and any elective officer failing to comply with the requirements of this act shall be disqualified from holding the office he seeks or has been elected to.”
It is provided that he shall “file” a statement “on the day before election, and within three days after the election,” and that he shall “publish” a statement “at least once,” etc.
As to the publication of these statements, there is no requirement, except that such publication be made at least once, in a daily newspaper, of daily circulation. Inasmuch, therefore, as only one publication is required, it could not have been intended that it should be made until after the preparation and filing of the last statement of expenses; that is, within three days after the election.
If, however, we give the act the other construction, and hold it meant that candidates, on the day before election, should file and publish a statement, and within three days after the election should file and publish a statement, still the defendant here would not be at fault, under this statute, in failing to make such publication of expenses on the day before this election; for, by its own language, this act was not in effect in this particular on that day.
Section 44 of the act is as follows :
“That for the purpose of giving the requisite legal*490 notice of twenty days of tbe general municipal election, at which shall be elected the first board of commissioners, as provided herewith, it shall take effect from and after December 30, 1911. That for the purpose of electing the first hoard of commissioners, as provided herewith it shall take effect on- the third Saturday in January, 1912, -and, for other purposes, it shall take effect and become operative on the fourth Saturday, in January, 1912, public welfare requiring it.”
“An act can have no force until it becomes a law and takes effect.” Lewis’ Sutherland, Stat. Const., sec. 182.
On December 30, 1911, this act went into effect for the purpose of giving the requisite twenty days’ notice of the election.
On the third Saturday in January, 1912, it went into effect for the purpose of electing the first board of commissioners.
On the fourth Saturday in January, 1912, it went into effect for all other purposes.
On the day before the third Saturday in January, the day before the election, when it is alleged defendant failed to comply with the provisions as to the publication of expenses, the act had gone into effect in only one particular; that is, for the purpose of giving the twenty days’ notice of the election. Por no other purpose did the act become effective until election day, the third Saturday in January. Defendant, therefore, cannot be held to have violated section 30 of the act by anything he did, or failed tp do, on the day preceding the
A statute does not have a retrospective effect when, by its terms, it is to take effect at a fixed future date. 36 Cyc. 1204.
It is a rule of statutory construction that all statutes are to be construed as having only a prospective operation, unless the purpose and intention of the legislature to give them a retrospective effect is expressly declared or is necessarily implied from 1he language used. In every case of doubt, the doubt must be solved against the retrospective effect. 36 Cyc. 1205.
“The general rule is that statutes will be construed to operate prospectively only, unless an intention to the contrary clearly appears. It is said that a law will not be given a restrospective operation, unless that intention has been manifested by the most clear and unequivocal expression.” Lewis’ Sutherland, Stat. Const., 642. .
Many illustrations of this rule are collected in the two works referred to. An accurate statement of the rule is by the supreme court of Texas, thus:
“We apprehend that no universal rule of construction can be adopted when a statute which makes a distinction between future and past transactions is passed upon one day, to taire effect upon another; but we think the general rule is that a statute speaks from the time it becomes a law, and that what has occurred between the date of its passage and the time it took effect is deemed, with respect to the statute, a past transaction. This is in analogy to the rule for the construction of*492 wills. This rule should not be applied when the language of the act shows a contrary intention.” G., H. & S. A. R. R. Co. v. State, 81 Tex., 572-598, 17 S. W., 67, 72, cited in Lewis’ Sutherland, Stat. Const., sec. 188.
It cannot be said that the legislature intended any part of this act to go into effect prior to the third Saturday in January, 1912, except as the act itself provided. The express enactment that it should go into effect for the purpose of giving notice of election on December 30, indicated by this expression of the legislative will the exclusion of any idea that it should then go into effect 'for other purposes.
Before passing from the contention that this section, although, by the teiuns of the act, it did not go into effect until the third Saturday in January, 1912, imposed duties and obligations upon the defendant as of the day before the third Saturday in January, it may be well to refer to former language of this court:
“The rule is so well settled it is hardly worth while, at this late date, to cite authorities in support of it, that in construing an act of the legislature the courts will always give it prospective and not retroactive force, unless the latter effect is expressed by clear and positive command, or it is to be inferred by necessary or unequivocal and unavoidable implication.” Dugger v. Insurance Co., 95 Tenn., 245-249, 32 S. W., 5, 6 (28 L. R. A., 796).
So, while we doubt if, upon a proper construction of this act, a candidate could be required to make publication of his campaign expenses on the day before election,
Publication was made by Mr. Heiskell within three days after the election, setting out one item not included in the statement published election day, and referring to and adopting the former statement and publication then made. We think that these two publications, the one on the day of election and the other on the third day after election, referring to and embodying the former, was a sufficient compliance with the provision that publication should be made within three days after the election.
Considering next the character of these statements:
As to the itemization of the statement filed on the day before election, we think there can be no question made upon the sufficiency of detail in the second paragraph; that is, as to the sums paid stenographers.
Regarding the sum given for charitable purposes, since it was in no wise connected with the campaign, there was no necessity for including it. Theré being no necessity for making it a part of the statement, of course, there _could be no necessity for setting out the items and details.
Petitioner’s criticism is directed at the item of $500 contributed by the candidate to the Democratic campaign fund, and it is said there is no effort to make it appear for what purpose this sum was ultimately used. Prom the statement published, this sum appears to have
According to the statements of Mr. Heiskell, none of the money personally expended by him was contributed to him; and according to his statement, his contribution to the Democratic campaign fund was made for proper and legitimate purposes.
Can he be required to go into details as to the expenditure of the balance of the Democratic campaign fund and the sources from which it came, in the absence of a charge in the petition that he had some control over the distribution of these funds?
The petition contained no allegation whatever to the effect that Mr. Heiskell had any control or management of the Democratic campaign fund. Any statement of this import seems to have been avoided. On the contrary, reference is expressly made to “the manager
As a matter of course, a candidate should not be allowed to hide behind a campaign manager and escape the provisions of this act. If it was charged or made to appear that the control of this campaign fund was directed by Heiskell, he would be required, under the act, to go into the details of its expenditure and explain the sources from which it came. In a campaign, however, made in behalf of five candidates, where the campaign fund is controlled by agents or managers, we do not think it was the intention of the act to make any one of the candidates account for the expenditure of the entire campaign fund, handled by others, when there is no charge that such candidate advised, directed, or participated in the distribution of the fund. The mere fact that the fund was used for his benefit does not place him within the purview of the statute, unless to him there be imputed some control over the fund. The campaign manager is a well-known figure in every election. To him are intrusted the details and the financing of the campaign. Where several candidates are running on a particular slate or ticket, it is almost universally the custom to intrust their common interests to the direction of some political manager. Candidatés seldom have a definite idea of the particulars relating to their campaign expenses. They cannot bo expected to have
Coming to the statement filed and published after the election, there appears to be only one additional item thereon, namely, $15 to Mr. Wood. This is somewhat indefinite; but it is the statement of a single item, and the name of the -person to whom it was given is set out. At any rate, it is a small matter, and should not be allowed to affect the result.
This petition concedes that Mr. Heiskell was elected to the office of mayor of the city of Knoxville by a majority of fourteen votes. There is a general charge of fraud contained in the bill, but an entire absence of any specific averment as to the particulars • and incidents of the fraud. For many years, this court has
In this case it may he observed that the unsuccessful candidate, although defeated by a majority of only fourteen votes, is not before us making complaint. It is a serious thing for any court to interfere with the result of an election, and set aside what appears to he the expression of the popular will. No court will do so on slight ground, and no court will . enter upon the consideration of such a matter on vague and indefinite pleadings. Contestant’s right must he clear, and his case specifically averred.
In this case, in the absence of specific averment that Mr. Heiskell directed and controlled the expenditure of this campaign fund, when he was only one of five candidates in whose behalf it was raised, and when no knowledge of its sources or of its application is imputed to him by the petition, we do not think his right to the office to which he has been elected can be questioned by reason of his failure to itemize such expenditures and make publication of the result.
In conclusion, and reverting to the question of the proper construction of this statute, it is our opinion that, by the plain terms of section 44 of the act, section 30 thereof was not in force and effect until the fourth Saturday in January, 1912, one week after Mr. I-Ieiskell was elected. There is no room for a construction of section 44 of the act, because, from the language used in it, there can be no doubt about the intention and purpose of the legislature in its enactment. And to sustain this view we quote the following from an opinion of this court delivered by Judge McKinney:
“Now, what is the doctrine in regard to the interpretation'of statutes, as maintained by the most approved authorities? Blackstone says (1 Comm., 91) that acts of Parliament that are impossible to be performed are of no validity; and if there arise out of them, collaterally, absured consequences, maniféstly contradictory to reason, they are, with regard to those collateral consequences, void. But he adds: ‘If Parliament will positively enact a thing to be done which is unreasonable, I know of no power, in the ordinary forms of the constitution, that is vested with authority to control it.’ Christian, in his note upon this passage, questions, and perhaps justly, its correctness in part. He says: £Tf an act of Parliament is clearly and unequivocally expressed, I conceive it is neither void in*499 its direct nor collateral consequences, however absurd and unreasonable they may appear. If tbe expression, wall admit of doubt, it will not then be presumed that that construction can be agreeable to tbe intention of tbe legislature, tbe consequences of which are unreasonable; but, where tbe signification of a statute is manifest, no authority less than that of Parliament can restrain its operation.’ ”
“In Dwarris on Statutes, 702, 703, it is said: ‘Where tbe legislature has used words of plain and definite import, it would be very dangerous to put upon them a construction which would amount to bolding that tbe legislature did not mean1 what it bad expressed.’ In a recent American work on Statutory Law, it is said that tbe intention of tbe legislature is to be learned from tbe words it lias used; . . . and, if that intention is expressed in a maimer devoid of contradiction and ambiguity, there is no room for interpretation or construction, and the judges are not at liberty, on consideration of policy or hardship, to depart from tbe words of tbe statute; that they have no right to make exceptions or insert qualifications, however abstract justice or tbe justice of tbe particular case may seem to require it. Sedgw. on Stat. & Const. Law, 295.”
“It is obvious that to do so would be to transcend tbe boundary separating judicial construction from judicial legislation. It is a recognized principle of exposition, too, that it is not allowable to interpret what has no need of interpretation.” Kirk v. State, 1 Cold., 346-348.
In another case, this court said:
*500 “If the words are free from ambiguity and doubt, and express plainly, clearly, and distinctly, the sense of the framers of the instrument, there is no occasion to resort to other means of interpretation. It is not allowable to interpret what has no need of interpretation.” State, ex rel., v. Manson, 105 Tenn., 287, 238, 58 S. W., 319, 320.
Prom what has been said, it follows that the suit of the petitioner is dismissed, and the injunction thereon issued is dissolved, and petitioner and his sureties will pay the costs of the cause.
Dissenting Opinion
Dissenting Opinion delivered by
I do not agree with the conclusion of the majority in this case, as expressed in the opinion prepared and delivered by Mr. Justice Buchanan, and dissent therefrom.
It is not controverted that this case presents an election contest, of which the circuit court of Knox county had. jurisdiction, and which the petitioner, J. L. Lowe, as a citizen, voter, and taxpayer of the municipality of Knoxville, had the right to bring and maintain, provided his contention was supported by the facts, which are not controverted; the case being before us upon petition and demurrer, and sound in law. These propositions are abundantly established by the repeated decisions of this court. Adcock v. Houk, 122 Tenn., 275, 122 S. W., 979; Taylor v. Carr, 125 Tenn., 235, 141 S. W., 745; Marshall v. Kerns, 2 Swan, 68; Lewis v. Watkins, 3 Lea, 174; Maloney v. Collier, 112 Tenn., 91, 83 S. W., 667.
The opinion of the majority, as I understand it, is predicated upon the conclusion that the charter, and especially section 30, requiring all candidates for city offices to publish in a daily newspaper, the day before the election, a sworn, itemized statement of their campaign expenses, and, within three days after the election, a like statement of their election expenses, was not in force when the election under which the defendant Heiskell claims the office of mayor was held, and that, if it was in force, the section requires only one publication to be made, and that within three days after the election, and -that such publication, properly itemized, was made within said time by the defendant, and that for these reasons the demurrer of the defendant must be sustained, and the petition dismissed.
I do not differ with the majority that a statute does not become effective until the time fixed for it to take effect, nor that statutes generally have a prospective effect and will not be given a retrospective effect, unless it
The charter of the city of Knoxville under which the election being contested was held, and which the court is called upon to construe in this case, was enacted ipto a law' by the legislature April 20, and approved July 1, 191T, for the purpose of giving to the city of Knoxville the improved form of municipal government known as the “commission” form. Under the constitution all statutes take effect forty days after the adjournment of the legislature, unless otherwise provided for in the act, and the adjournment of the legislature of 1911 occurred in July of that year. The election in question occurred on January 20, 1912, about six months after the enactment of the law.
When this act was passed, Knoxville had a charter, and had officers elected thereunder, and it was necessary for the validity of the new charter that it take effect in all governmental matters at such time as would not interfere with those then in office during their official terms, and for this reason a clause postponing its operation in governmental matters was*put in it. It was necessary, however, that it go into effect previous to said-time so far as to elect persons to the offices created, who under said charter were eligible to fill them, in the manner provided by the new charter, to be installed im mediately upon the expiration of the ternis of the old
The question the court must determine is when the charter and its several parts became the law of the municipality. This is determined by ascertaining the intention of the legislature in the matter, and when that is ascertained, it is controlling upon the court. The entire charter must be looked to and considered in ascertaining this intent.
The rules governing the interpretation and construction of statutes are well known and free from doubt.
“The fundamental rule,” says Judge Cooper, speaking for the court in the case of Brown v. Hamlett, 8 Lea, 735, “of construction of all instruments', is that the intention shall prevail, and for this purpose the whole of the instrument will be looked to. The real intention will always prevail over the literal use of terms. Legislative acts fall within the rule, and it has been well said that a thing which is within the letter. of. a statute is not within the statute, unless it be within the intention of the lawmakers.”
And in Gold v. Fite, 2 Baxt., 248, 249, it is said: “A thing which'is within the intention of the makers of a statute is as much within the statute as if it were within the letter. And a thing which is within the letter of the statute is not within the statute, unless it be within the intention of the makers, and such construction ought to be put upon it as does not suffer it to be eluded.”
“The occasion of the enactment of a law may always be referred to in interpreting and giving effect to it. The court should place itself in the situation of the legislature, ascertain the necessity and probable object of the statute, and then give such construction to the language used as to carry the intention of the legislature into effect, so far as it can be ascertained from the terms of the statute itself.” People v. Supervisors of Columbia County, 43 N. Y., 130.
In Maxey v. Powers, 117 Tenn., 403, 101 S. W., 187, it is said:
“Statutes must be construed, if possible, so as to make them sensible, and to effect and carry out the purposes for which they are enacted. It is not to be presumed that the lawmakers will pass a defective and insensible act, or one in conflict with the organic law.
“And, in order to do this,” it is further said in that case, “the legislative intent will prevail over the strict letter or literal sense of the language used, and, in order to carry into effect this intent, general terms will be limited, and those that are narrow expanded.”
The charter of Knoxville, the statute we are considering, by sections 3, 4, 5, 6, 30, 39, and 45, provides for the election of a board of commissioners, to consist of a mayor and four commissioners, by the qualified voters of the city at large as therein provided, on the third Saturday in January, 1912, to hold office until September, 1915, when their successors shall be elected.
They provide that no person shall be eligible to the office of mayor or commissioner unless he shall have been for at least one year before his election a citizen
They further provide (section 6) : “That any candidate for election under this act who shall to any person pay, give, or offer to pay or give, or promise directly or indirectly, money, office, or anything of value, or who shall knowingly suffer any person to do so for the purpose of obtaining the vote or influence of any elector, or of obtaining his vote or influence against an opposing candidate, shall be disqualified as mayor or commissioner, in addition to the other penalties prescribed by law for such offenses.”
They further provide, evidently to aid in enforcing the above provision, to prevent bribery and for punishment for it (section BO) : “That every candidate for an elective office and every elective officer of the city of Knoxville shall, the day before the election and within three days after the election, file with the recorder and and publish at least once in a daily newspaper of daily circulation, his sworn statement of all of his campaign and election expenses itemized, and by whom such funds were contributed; and any candidate for an elective office and any elective officer failing to comply with the requirements of this act shall be disqualified from holding the office he seeks or has been elected to.”
These provisions relate to matters, for the most part, occurring and to be dated, or which may be done before the day of the election.
All these matters relate to the election of mayor and commissioners. There can be no election without some plan or scheme to be pursued, officers to hold it, electors to vote in it, a candidate to be voted for, and all are necessary, integral parts of an election, and a provision in regard to an election under the charter necessarily covers and includes them all, without specially mentioning any or each of them.
The provision of the charter providing when it shall take effect is section 44, and is in these words: “Be it further enacted, that for the purpose of giving the requisite legal notice of twenty days of the general
The particular clause of that section now to be construed is as follows:
“That for the purpose of electing the first board of commissioners, as provided herein, it [the charter] shall take effect on the third Saturday in January, 1912, and for the all other purposes it shall take effect and become operative on the fourth Saturday in January, 1912.”
The majority hold, as I understand the opinion, that this clause makes effective the provisions of the charter for holding an election on the day named of the first board of commissioners provided for, but not the provisions of section 30, requiring candidates to publish statements of their campaign and election expenses, and that this did not také effect until the entire charter became effective, one week later. Whether any or all of the other provisions governing the election officers, voters, candidates, and for the prevention of fraud are made effective in that section, is not clearly stated.
I cannot comprehend the process of reasoning by which this conclusion is reached. I cannot understand
It is my opinion that, when the legislature provided that the charter should take effect upon á particular day for the election of the first board of commissioners of the city, it contemplated, meant, and intended that all the provisions of this remedial statute authorizing the election, providing when it should be held, who should be its officers, the electors therein, the eligibility of candidates therein, how they should qualify in order to be voted for and enable them to accept and hold the offices, prohibiting bribery and the prevention and detection of it, and, in express terms, the penalties of various kinds, among others, disqualification to hold the office to be filled, for any violation or failure to comply with the provisions made to secure purity in election should apply, be effective, and enforced.
These provisions are all to be found in the same statute, relate to the same subject, are of equal dignity and importance, and all prescribed to accomplish the same end. The most of them are absolutely necessary to the
Can it be said, and does the majority hold, that none of the sections of the statute providing for holding municipal elections, who shall be the officers thereof, who shall be the voters therein, who shall be candidates therein, and their qualifications, the punishment prescribed for all who violate the laws controlling the same, and the disqualification of candidates guilty of the corrupt practice of influencing voters, were not in force when this election was held? These matters are no-more mentioned in section 44 than are the provisions of section 30, which they hold were not in force.
Can it be said that the other sections, prescribing the duties and prohibiting the unlawful acts of candidates, found in the charter, to te effect that they shall have been citizens of Tennessee and residents of the city for at least one year before the election, and that the mayor should be thirty years of age, and the commissioners twenty-five years of age, and that candidates who pay, give, or offer to pay or give, or promise directly or indirectly, office or other thing of value, or knowingly suffer any person to do so, for the purpose of obtaining the vote or influence of an elector, shall suffer the general penalties prescribed by law for such offenses,'and be disqualified from holding the offices of mayor and commissioner, were not intended by the legislature to be
As stated, all these provisions are found in tfie same statute, were enacted for tfie same purpose, and what applies to, includes, or excludes one applies to, includes, or excludes all. Those I have referred to are not specially mentioned in section 44, and are not more excluded by the words of that section than is section 30, invoked in this case.
What is tfie distinction between these several provisions in regard to tfie qualification and disqualification of candidates, and tfie others made for tfie purpose of securing purity in elections? Why should one be in force and not the other? If those first mentioned are not in force, it seems to me there was no valid election. I do not believe that it can be field that tfie general assembly intended to make such discrimination without cause, and be guilty of tfie stultification that follOAVS it.
I do not believe that it wTas tfie intention of the legislature that one of the most important provisions intended to accomplish this purpose should not be effective in perhaps tfie most important election under tfie new form of government. Were they not all needed in tfie first election as much as any subsequent elec
“Statutes must be construed, if possible, so as to make them”sensible, and to effect and carry out tbe purposes for which they were enacted. It is' not to be presumed that the lawmakers will pass a defective or insensible act.” Maxey v. Powers, supra.
In another case (Wise v. Morgan, 101 Tenn., 273, 48 S. W., 971, 44 L. R. A., 548), this court said:
“The legislature cannot be supposed to intend its own stultification, and therefore the courts will restrain the language of the statute, so as to avoid a construction that would lead to absurd consequences. The presumption against absurdity is probably a more powerful guide in the construction of statutes than the presumption against inconvenience or injustice.”
To hold that the legislature did not intend this important provision regulating these elections, prescribed by section 30, that candidates should make publication one day before the election of itemized, sworn statements of their campaign and election expenses, should not take effect until after the first election, while all other provisions for safeguarding and protecting the election should take effect previously, it seems to me convicts that body of the most consummate folly and absurdity, and makes them stultify themselves in enacting the law, yet providing that it shall not be enforced when most needed.
Section 30, providing for the publication of these itemized statements, is, as stated, one of the essential
The case of Maxey v. Powers, supra, involved the construction of a statute enacted for the purpose of redistricting Knox county. It contained a section providing that it should not go into effect until September 1, 1906, the day when the terms of the then justices of the peace of Knox county expired. It contained no provision in regard to holding elections to elect justices of the peace for the new districts created, which were radically different from the old ones. The election
It is said in that case in regard to the election held by the election commissioners:
“This they could do by reference to the redistricting act, 'although it was not in effect at the time the election was to be held. It [the redistricting act] had been duly enacted and placed upon the statute books of the State by the proper authority. While no rights can vest under a statute until it becomes effective, yet it is notice to every one of what will be the law upon the date it takes effect, and all must so conduct themselves as to conform to its provisions when effective. This is especially true in regard to public officers whose duties are affected by the law.”
It is further held by the majority that section 30, when properly construed, only requires a candidate to file and publish one statement of his election and campaign expenses. This seems to me in the face of the plain terms of the statute. The language is:
“That every candidate for an elective office and every elective officer of the city of Knoxville shall, the day before the election, and within three days after the election, file with the' recorder and publish at least once in a daily newspaper of daily circulation, his sworn statement. of all his campaign and election expenses itemized, and by whom such funds were contributed.”
Here is an express requirement that the statement shall be filed and published the day before the election and within three days after the election. This necessarily requires the filing and publishing of two statements, if all the words of the statute are given effect, as must be done. A statement filed and published one day before the election cannot comply with the requirement that one be published within three days after the election, and the requirement that one be published within three .days after the election is no compliance with the provision requiring one to be published the day before
The object of the law is contrary to the construction of the majority. The purpose of the publication of a statement of campaign expenses before the election was that other candidates and the public might be apprised of any corrupt use of money made or intended to be made in the election, and the source from which the money came, and might take steps to thwart it. The publication required after the election ivas to furnish information of corrupt use that had been made of money since the previous statement aud on the day of the election, in order that the qualification of the candidate obtaining his election by bribery might be prevented, and his election contested, under the provisions of the charter contained in section 6, disqualifying any candidate ivho used money, or knowingly suffered it to be used, for the purpose of influencing the vote or votes of electors.
Clearly, two statement, one before the election and one after, are required to be filed and published. The defendant himself so construed the statute, and filed and published two statements; but the first was not published the day before the election, but on the day of the election, a day too late. Defendant’s counsel also construed the statute the same way, and did not controvert the necessity of two statements and two publications.
I am also of the opinion that the two sworn statements which Mr. Heiskell did file in an attempted compliance with section 30 of the charter are wholly insufficient. They are not the itemized statement of expenses and contributions contemplated by the statute. I do not think the statement that he contributed f500 to the Democratic campaign committee, to be used by it in bearing the legitimate expenses of the campaign, such as office rent, clerk hire, printers’ bills, postage, brass bands, etc., is an itemized statement of his expenses. It is a mere statement that he gave a lump sum to the campaign committee for certain purposes, but does not pretend to be a statement of how the money was used. I think this statute contemplated that the candidate should use reasonable diligence to know what funds
It will entirely destroy tbe efficiency of this wholesome law to bold that tbe condidate may bide behind tbe campaign committee, bis o>vn agents. It will not do to bold that be or bis friends can place large sums of money in tbe bands of a committee, or others, to corrupt the voters in an election, and escape all responsibility. It is charged in this bill, and confessed by tbe demurrer, that $10,000 was used in this election. Suppose this sum bad been contributed by the defendant himself, and admitted in bis statement; would tbe court bold that be was not bound to give some account of bow this enormous sum of money was used in a municipal election, when it must judicially know that it could only be used for bribery and other corrupt purposes, in direct violation of tbe laws of tbe State and the provisions of tbe city charter? I think not.
The statute requires that tbe sworn statement be of all tbe candidate’s campaign and election expenses, itemized, and by whom such funds are contributed. The petition charges that there was contributed to tbe campaign fund, and used in tbe election of Samuel G. Heiskell, $10,000 or more. Yet the statement of campaign expenses which Mr. Heiskell published on tbe day of tbe election fails to make any mention of contribu
These omissions, in my opinion, make the statements fatally defective. It is immaterial that there were other candidates in this election, as the funds were used for Mr. Heiskell’s benefit along with those other candidates, and such expenses came within the terms of the statute. If candidates can be allowed to contribute money to their campaign committees, and allow these committees to receive contributions from others, and be excused from making statements of how these funds were used, then the statute is a dead letter, a more empty form. The legislature never intended that this should be done. The .campaign committee are the agents of the vcandi-date. They represent him, and expend money for him, and he must ascertain from them from what source the money was received, how they expended it, and show it in his statement. The principal cannot escape responsibility for the acts of his agents within the scope of their agency, and especially when he seeks to reap the benefits of their conduct. This is familiar law.
The construction of a similar statute came before the
“That the account of a candidate for nomination, showing expenditures made in his behalf to secure the nomination, is insufficient under the act of March 5, 1905, if it shows moneys paid by the candidate to individual agents of his own to be used on his behalf, but fails to show for what purposes the moneys thus intrusted to the agents were used.”
And further: “The account which merely exhibits the fact that the candidate has deposited money in the hands of an agent to be used for legitimate expense and does not show the persons to whom, and the purposes for which, the agent paid the money, is not such £a full, true, and detailed account’ as said act of March 5, 1905, plainly contemplated.”
Further: “To be a true account, within the spirit and intent of the act, it must set forth each and every sum of money disbursed by the candidate, whether' personally or by his agent, for election expenses, and the date of each disbursement, the name of the person to whom paid,, and the object or purpose for which the same was disbursed; and, moreover, the account must be accompanied by vouchers for all sums expended exceeding $10 in amount. Filing the receipts of his agents for the money spent by him in their hands does not meet the requirements of the act.” In re Umbel, 231 Pa., 94, 80 Atl., 541. To the same effect is the case of Healy v. State, 115 Md., 377, 80 Atl., 1074.
Nor can I agree to the view the majority take of the $15 which Mr. Heiskell in his last statement of election expenses says he paid to Mr. Woods, without any explanation for what purpose it was paid or used. The legislature has made no distinction between large and small sums, and the court has no authority to do so. Defendant should have stated for what use or expense this sum was applied. It is a small sum compared with the $10,000 that was used in this election; but who can say that it did not influence Avrongfully the fourteen voters which constitutes Mr. Heiskell’s’ majority over his opponent?
The provisions of the charter (section 6) disqualify candidates for holding office when they have been guilty of using money, directly or indirectly, to influence voters in their behalf. One object of requiring a sworn statement of them is to deter them from so using money, as the publication of the fact would disqualify them from holding the offices to which they may be elected.
One of the primary objects of the commission form of government given the city by the new charter was to free its government of graft, corruption, and bribery in elections, and the administration of municipal affairs, which it has been said is the curse of American munici
It is comparatively of little importance who holds the office of mayor of Knoxville for the present term, but it is unfortunate that the wholesome provision of the charter of the city, intended to secure the purity of elections and prevent and punish bribery and corrupt practices, should be substantially emasculated by what seems to me a too rigid construction of the law.
The provisions in question are remedial in their nature, and should be given a broad and liberal construction to suppress the evil which the Legislature intended to prevent. It is said in a late work of authority that “laws enacted in the interest of public welfare, . . . for the prevention of fraud, for providing remedies against either public or private wrongs, shall be liberally construed with the view of promoting the object in the mind of the legislature.” Cyc., vol. 36, 1173, 1174.
Mr. Sutherland in his work on Statutory Construction (section 336), says: “Remedial statutes are such as the name implies, embracing a great variety in detail. Those enacted to afford a remedy, or to improve and facilitate remedies existing, for the enforcement of
And in section 582: “The law favors a liberal construction of certain statutes, to give them the most beneficial operation. When they are liberally construed, the principles which induce strict construction are not lost sight of nor ignored. Liberal construction is given when these principles do not so antagonize- it as to make it unjust. Two classes of -statutes are liberally construed — remedial statutes, and statutes which concern the public good or the general welfare.”
These rules, in my opinion, should be applied in the construction of this undoubted remedial law, and, when applied, the terms and provisions of it are clearly and unmistakably in favor of the contention of the petitioner.
I am of opinion that Mr. Heiskell failed to comply with the charter, by making publication of his campaign and election expenses, in time and form, as prescribed by its provisions, which are component parts of the constitution of the municipality, the chief executive of which he aspires to be, and that by the express terms of this' constitution he is disqualified from holding that office for the term for which he was a candidate, and, therefore, that the petition should be sustained, and he be enjoined from qualifying and assuming the duties, powers, and emoluments of mayor of the city.
Mr. Justice Neil concurs in the views herein expressed and joins in this dissent.