MEMORANDUM AND ORDER
I. Introduction.
This cause of action arises out of experiments conducted on individuals under the care of Massachusetts General Hospital and Brookhaven National Laboratory in the 1950’s and 1960’s. In the Second Amended Complaint (the “Complaint”), the plaintiffs (collectively, the “Plaintiffs”) allege that various doctors, institutions, and the United States government conspired to conduct “extensive, unproven and dangerous medical experiments on over 140 terminally ill patients, without their knowledge or consent.” Dkt. #21 at ¶ 2. The Plaintiffs seek redress from Lee Farr, M.D., and Associated Universities, Inc. (together, “Associated Universities”); William H. Sweet, M.D., and Massachusetts General Hospital (together, “Mass General”); the Massachusetts Institute of Technology (“MIT”); and the United States.
This action has already been the subject of two written orders by this Court.
See Heinrich v. Sweet,
(a) A motion for partial summary judgment brought by MIT regarding the applicability of the Price-Anderson Act;
(b) A motion to dismiss and a motion for judgment on the pleadings brought by Associated Universities and Mass General, respectively, arguing that the Plaintiffs’ state law causes of action are time-barred under applicable statutes of limitations;
(c) Motions by each of the private defendants seeking either dismissal or judgment in its favor on the Bivens count of the Complaint, arguing that the Court cannot consider the private defendants to be federal actors for purposes of the Bivens claim or, alternatively,that the Plaintiffs have not stated a constitutional violation sufficient to support a Bivens claim; and
(d) A motion to dismiss for lack of subject matter jurisdiction brought by the United States arguing that it cannot be held liable under the Federal Tort Claims Act due to the independent contractor and discretionary functions exceptions, see 28 U.S.C. §§ 2671, 2680(a).
Because these various motions are factually related and legally interdependent, the Court has reserved judgment on them until such time that they could all be addressed simultaneously. That time has arrived.
II. Factual Background.
A complete factual description of the case is provided in Heinrich I and Heinrich II. The following background will focus on those facts relevant to the instant motions.
A.The Formation of Associated Universities.
Associated Universities was incorporated as a private, non-stock, educational and research institution under the laws of the state of New York on July 18, 1946. See Dkt. # 81, Ex. 1. The corporation was formed “[t]o acquire, plan, construct and operate laboratories and other facilities, either under contract with the Government of the United States or its agencies or otherwise, for research, development and education in the physical and biological sciences, including all aspects of the field of nuclear energy and its engineering and other applications, and to educate and train technical, research and student personnel. ...” Id. at 1. Additionally, Associated Universities was intended to act as “an agency through which universities and other research organizations will be enabled to cooperate with one another, with the Government of the United States and with other organizations toward the support and use of laboratories and other research facilities and toward the development of scientific knowledge.... ” Id. Associated Universities was founded by Harvard, Yale, Columbia, Cornell, Princeton, MIT, Rochester University, Johns Hopkins, and the University of Pennsylvania. See Dkt. # 21 at ¶ 26. It is governed by a self-perpetuating Board of Trustees that consists of representatives from each of the member universities. See Dkt. #81, Ex. 1; id., Ex. 4 at v.
B. The Establishment of Brookhaven National Laboratory.
On December 23, 1947, Associated Universities entered into a contract with the United States to administer Brookhaven National Laboratory (“Brookhaven”) in Upton, New York. See id. at Ex. 3. Associated Universities was to “organize, operate and maintain Brookhaven ... for the conduct of studies, experimental investigations and tests,” including “[t]he conduct of research and development in the atomic and related fields described in Section 3 of the Atomic Energy Act....” See id. at 2, 4. Section 3 of the Atomic Energy Act directed the Atomic Energy Commission (the “Commission”) “to exercise its powers in such manner as to insure the continued conduct of research and development activities ... by private or public institutions or persons and to assist in the acquisition of an ever-expanding fund of theoretical and practical knowledge ...” including the “utilization of fissionable and radioactive materials for medical, biological, health, or military purposes.... ” Atomic Energy Act of 1946, Pub.L. 79-585, § 3, 60 Stat. 755 (1946). Section 3 also instructed the Commission that any research conducted “shall contain such provisions to protect health, to minimize danger from explosion and other hazards to life or property, and to require the reporting and to permit the inspection of work performed thereunder, as the Commission may determine ....” Id.
C. The Relationship Between Associated Universities and the Commission.
Brookhaven itself is not a legally cognizable entity. The land, fixtures, equip
The Director of Brookhaven was an employee of Associated Universities and reported to the Board of Trustees. See Dkt. # 81, Ex. 4 at Fig. 3. In return for providing its services, Associated Universities received a management fee plus the “costs and expenses” of work performed under the contract with the Commission. See id., Ex. 3 at 5. All rights to intellectual property arising out of the agreement, however, were to be disposed of completely at the discretion of the Commission. See id. at 21. Likewise, “[a]ll drawings, designs, specifications, data, and other memoranda of record value” prepared in connection with Brookhaven operations were the sole property of the United States. Id. at 22. All revenues generated by Brookhaven operations were credited against the cost of work, with the excess remitted to the Commission. See id. at 8. The Commission determined which research results would be published for public dissemination and which would remain classified. See id. at 4,19-20.
Associated Universities was obligated to operate Brookhaven exclusively for the benefit of the Commission: “The Contractor [Associated Universities] shall perform such work and services as are in accordance with the general plans, programs and budgets, from time to time agreed upon by the Commission and the Contractor.” Id. at 3; see also Dkt. # 85, Ex. 6 at 1 (then-Brookhaven Director Philip Morse noting that “this Laboratory was created by the Atomic Energy Commission to provide unique facilities for nuclear research ... ”). Associated Universities needed the permission of the government to use any of the Brookhaven facilities for non-Commission work. See Dkt. # 81, Ex. 36. Funding for research was requested on a case by case basis from the Commission. See id. at Ex. 12.
The Commission exercised controls over the operation of Brookhaven by requiring a review of all expenditures before Associated Universities would receive funds, see id. at Ex. 3 at 9, the right to inspect all documents generated by Associated Universities in performance of the work, see id. at 12, the right to inspect the operations in whatever manner and at such times as the Commission deems appropriate, see id. at 20, the right to require reports from Associated Universities, see id., and the right to terminate the contract for any reason, see id. at 25. Moreover, the Commission exercised substantial control over such Brookhaven labor matters as job descriptions, rates of pay, hours, hiring and termination. See id. at 18; id., App. A at 6-7.
Such oversight was considered a matter of legal necessity. As the Ninth SemiAnnual Report of the Commission stated in 1951, “the proper discharge of the [Commission’s] responsibilities under the law requires that the [Commission] shall have full access to information concerning the contractor’s performance of the contract work and the power to exercise such control and supervision under the contract as the [Commission] may find necessary.” Dkt. # 85, Ex. 9 at 62. The Task Force on Basic AEC-Contractor Relationships issued a report in 1953 (“the Task Force Report”) that summarized the Commission’s responsibilities:
[T]he Commission as the agency which formulates the atomic energy program and obtains funds from the Congress cannot by delegation to its contractors divest itself of responsibility for the proper expenditure of these funds. The Commission is accountable to the Congress and to the President for the progress of the program and the expenditure of public funds, and has the duty of informing itself concerning the activities of its contractors in order that it may report to the President and the Congress, satisfy itself as to the progress and economy of the work, and make decisions and plans for the future of the program.
% sjí í¡« if:
The contractor recognizes that the proper discharge of the [Commission’s] responsibilities under the law requires that the [Commission] shall have full access to information concerning the contractor’s performance of the contract work and the power to exercise such control and supervision under the contract as the [Commission] may find necessary.
Id. at Ex. 7 at 4-5. The Task Force Report went on to summarize the basic mechanisms by which the Commission could exercise control over Brookhaven activities:
The primary instruments for determining and controlling the contractor’s work are the program assumptions which are the basis for planning, the budget submissions, the approved financial plans, and directives authorizing specific projects. Continuing control to assure that the contractor adheres to established programs is exercised through such devices as monthly cost reports, regular progress reports, conferences with the contractor, review and observation of the work by [Commission] engineers and other specialists, inspection of finished products, and audits.
Id. at 10. This conception of the Commission and its contractors as intertwined was reinforced by a speech delivered by Charles Vanden Bulck of the Commission on March 3, 1958 to the Atomic Industrial Forum, in which he described the relationship as making the “contractor and the [Commission] partners in the general sense of the word.” Id. at Ex. 8 at 19. As part of this “partnership,” the Commission agreed to indemnify Associated Universities for all liability awards issued against it, including personal injury awards, barring bad faith or willful misconduct on the part of Associated Universities. See Dkt. # 81, Ex. 3 at 15.
D. The Conduct of Boron Neutron Capture Therapy Experiments.
Dr. Farr was hired to serve as a “Senior Physician” and Chairman of the Medical Department at Brookhaven in 1949. See id. at Ex. 10. Although technically Dr. Farr must have been an employee of Associated Universities, his employment records show his employer as “Brookhaven National Laboratory.” See id. In a letter dated November 11, 1948, Dr. Farr made clear, as mention of his employment at Brookhaven, (1) that medical studies must be allowed to be carried out on “patients with disease” and that “[s]uch studies, practically, can be carried out only upon patients relieved from paying a significant part of the costs ...” and (2) that “the physician be enabled to bring to bear on the problem all the technics [sic] which may be available and not be limited to any one, particularly one of whose value we as yet have no valid information.” Dkt. # 85, Ex. 1. Dr. Farr concluded by stating that his final decision regarding the medical program at Brookhaven could not be given until the Commission approved these two conditions. See id.
These statements by Dr. Farr contrast sharply with a consent form used by Associated Universities in the boron neutron capture therapy experiments, which provided, in part:
To the patients admitted free of charge for study of imoved methods of treatment, the hospital gives at all times the most complete care possible. No treatments are employed except those which are designed for benefit of the patient and of other patients who suffer from similar conditions. No treatment is used in which the probable benefit is not believed to outweigh the possibility of untoward effects.
Dkt. # 81, Exs. 21, 23. The initial description of the boron neutron capture therapy program advised the Commission that the experiments would be conducted on patients who only had a few months to live. See Dkt. # 85, Ex. 2. Funding proposals by Associated Universities to the Commission in 1958 and 1960, several years after the trials had begun, indicate that Associated Universities sought basic research into the question of whether “untoward effects” existed. See Dkt. #81, Ex. 18 (seeking funding for research whether “the harmlessness of the procedure in relation to all other central nervous system structures” could be shown); id. at Ex. 20 (seeking funding to determine whether it can be shown “(1) that the procedure indeed accomplishes its purpose; and (2) that the procedure causes no serious additional damage.”).
The parties dispute the level of detail that the Commission used in reviewing the experiment proposals. The Revised Guide for Submission of Research Proposals issued by the Commission indicates that proposed research must be supported by “literature relevant to the proposal, the significance, and motivation [for the proposal] ... [the] objectives, its relation to present knowledge and to comparable work in progress elsewhere.... ” Id. at Ex. 12.
E. The Relationship of the Defendants.
The initial description of the boron neutron capture therapy program submitted to the Commission disclosed that inspiration for the proposal had come from “Dr. William Sweet and his group who are our collaborators.... ” Dkt. # 85, Ex. 2. As late as 1958, Dr. Sweet was still listed in Brookhaven materials as one of Associated Universities’ “Research Collaborators.” Dkt. # 81, Ex. 7 at XIII.
MIT was one of only nine founding institutions of Associated Universities and held two positions on the Board of Trustees. See id. at Ex. 1. All activities of Brookha-ven, including its medical research program, must be reviewed and approved by the Board of Trustees. See id. at Ex. 5 at iv & Fig. 1. Associated Universities has described itself as the “agent” of all regional educational institutions, including MIT. See Dkt. #85, Ex. 6 at ENZ026 01871-72 (“This is a non-profit educational organization, chartered under the education laws of New York State, and acting as the agent of all educational and research institutions in this region.”).
Dr. Gordon Brownell, who was on the faculty of MIT, was actively involved with the entire experiment including the early development of boron neutron capture therapy, the administration of injections to brain cancer patients, and the design, development, and operation of one of the reactors used in the experiment trials. See Dkt. # 53, Exs. 2, 3, 10. MIT was the owner and operator of the reactor for twenty-one of the trials and actively participated in the design of that reactor so that it could be used for such trials. See id. at Exs. 4,15,17.
In its February 9, 1953 report to the Commission, Associated Universities acknowledged a relationship with Mass General: “Explorations are being carried out looking toward adding one or two university hospitals in addition to the Massachusetts General Hospital to the cooperating group.” Dkt. # 85, Ex. 11. The same report notes that “[collaboration by the Brookhaven medical staff on segments of problems with investigators in other institutions utilizing the special facilities at Brookhaven are desirable” and lists “Dr. W.H. Sweet et al” and work in the form of “preradiation studies on patients, and their postradiation evaluation, as well as exten
III. Standards
A. Motion to Dismiss.
Taking all facts and inferences drawn therefrom in the Plaintiffs’ favor, this Court should only grant a motion to dismiss “if it clearly appears, according to the facts alleged, that the plaintiff cannot recover on any viable theory.”
Figueroa v. Rivera,
B. Motion to Dismiss for Lack of Subject Matter Jurisdiction.
In passing on a motion to dismiss for lack of subject matter jurisdiction, a district court “must construe the complaint liberally, treating all well-pleaded facts as true and drawing all reasonable inferences in favor of the plaintiffs.”
Viqueira v. First Bank,
C. Motion for Judgment on the Pleadings.
Federal Rule of Civil Procedure 12(c) allows a party, “[a]fter the pleadings are closed but within such time as not to delay the trial, [to] move for judgment on the pleadings.” Fed.R.Civ.P. 12(c). “In reviewing such a motion, the district court must accept all of the nonmoving party’s well-pleaded factual averments as true and draw all reasonable inferences in her favor.”
Feliciano v. Rhode Island,
D. Motion for Summary Judgment.
Summary judgment is appropriate if, after reviewing the facts in the light most favorable to the nonmoving party, “the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and thát the moving party is entitled to judgment as a matter of law.” Fed. R.Civ.P. 56(c).
IV. The Price-Anderson Act.
A. Applicability of the Price-Anderson Act.
MIT seeks partial summary judgment in its favor regarding the applicability of the
The Price-Anderson Act was adopted in 1957 to foster the commercial development of nuclear energy by establishing a public-private insurance pool to cover potential damages resulting from peace-time nuclear accidents.
See Duke Power Co. v. Carolina Env. Study Group, Inc.,
In
Silkwood v. Kerr-McGee Corp.,
Following these amendments, three Courts of Appeals have held that the Act preempts state law claims that arise out of a “nuclear incident,” as defined in the Act.
See Nieman v. NLO, Inc.,
Although the 1988 amendments to -the Act clearly created a “federal cause of action,”
Day v. NLO, Inc.,
The Plaintiffs contest the rather clear language of the statute by arguing that “nuclear incident” should only be interpreted to mean an unintended escape or release of nuclear energy. Judge Beck-with adopted this interpretation in
In re Cincinnati Radiation Litigation,
As noted in
Gilberg v. Stepan Co.,
Although the issue may eventually be revisited as between the private defendants and the United States, the Court must make a determination now regarding the applicability of the Act in order that the litigation proceed. It must be emphasized that this ruling is based only on a preliminary record and is intended in no way to bind any subsequent tribunal faced with the task of determining whether the United States in fact must indemnify a judgment rendered against the private defendants. Instead, the Court is simply treating the question as one of threshold importance: does an indemnification agreement exist between the United States and the various private defendants that presumptively applies to the challenged conduct in this litigation? If so, the Act will apply in this case, regardless of whether or not the indemnification agreement is later interpreted to reach the conduct of the private defendants.
With that proviso in mind, the Court rules that the challenged conduct in the instant litigation (with the exception of the alleged boron injections, see supra n. 2) is subject to an indemnification agreement with the United States. There are a variety of reasons for so holding. First, the available evidence suggests that a valid and binding indemnification agreement does exist that may eventually be interpreted to cover the challenged conduct. See Dkt. # 119 at ¶ 3 & Ex. B; Dkt. # 81, Ex. 3 at 15. 3 Second, holding that an indemnification obligation is in place and that the Act therefore applies does no harm to the Plaintiffs. Indeed, as will be seen below, it significantly aids them by preserving some of the state law claims that would otherwise be time-barred, including a potential claim for punitive damages. Third, it would be both impractical and inequitable to require the United States to litigate the issue of indemnification at this stage in the proceedings, yet some ruling on the issue of the applicability of the Act is required before the litigation can continue.
Thus, MIT’s motion for partial summary judgment on the applicability of the Price-Anderson Act is GRANTED. The Court rules that the Act governs the Plaintiffs’ state law claims insofar as they are premised on boron neutron capture therapy treatments, as opposed to boron injections. 5 The Order issued in Heinrich II is thus hereby AMENDED to clarify the role of the Price-Anderson Act as a federal law overlay to these state law claims. Because the Act incorporates state law rules of decision, including choice of law rules, the Heinrich II Order remains in full force and effect 6 with the exception of the Court’s determination that New York statutes of limitations apply to all state law claims. Instead, the Massachusetts Plaintiffs’ state law claims based on radiation treatment conduct that occurred in Massachusetts should be analyzed separately under the statutes of limitations of the state in which the challenged conduct occurred, i.e., Massachusetts. 7
Associated Universities contends that if the Court determines that the Act applies, the case should be bifurcated and retransfered in part to the Eastern District of New York. Specifically, Associated Universities argues that the Act requires transfer to the federal district court for the district in which a “nuclear incident” occurred. See 42 U.S.C. § 2210(n)(2) (“With respect to any public liability action arising out of or resulting from a nuclear incident, the United States district court in the district where the nuclear incident takes place ... shall have original jurisdiction [and] upon motion of the defendant ... any such action ... shall be removed or transferred to the United States district court having venue under this subsection”) (emphasis added).
The cited statutory provision does not contemplate a case such as the one at bar, in which a common factual nucleus involving interrelated defendants encompasses conduct in more than one district. This Court will not interpret the Act to require that this case be separated into two different actions because such an increased expenditure of judicial and litigant resources would be precisely contrary to the intent of the statute. The Third Circuit has well analyzed this legislative intent:
Prior to the Amendments Act [of 1988], the grant of federal jurisdiction and right of removal were available only in actions resulting from an extraordinary nuclear occurrence. The decision to expand the jurisdictional grant was based upon the fact that “[t]he experience with claims following the TMI [Three Mile Island] accident demonstrate^] the advantages of the ability to consolidate claims after the nuclear incident. Attorneys representing both plaintiffs and defendants in the TMI litigation testified ... that the ability to consolidate claims in federal court would greatly benefit the process for determining compensation for claimants.... The availability of the provisions for consolidation of claims in the event of any nuclear incident ... would avoid the inefficiencies resulting from duplicative determinations of similar issues in multiple jurisdictions that may occur in the absence of consolidation.” S.Rep. No. 218, 100th Cong., 2d Sess. 13, reprinted in 1988 U.S.Code Cong. & Admin. News 1476,1488.
In re TMI II,
V. Statute of Limitations Analysis for State Law Claims.
Following
Heinrich II,
only the following five state law claims remain: Fraud (Count II); Failure to Obtain Informed Consent (Count VII); Wrongful Death (Count VIII); Negligence (Count X); and Negligent Misrepresentation (Count XI). Associated Universities and Mass General seek a ruling that all of these state law claims are time-barred. The following analysis is divided into sections on New York and Massachusetts law. New York
A. New York Statute of Limitations Analysis for Non-Fraud Claims.
The longest possible limitations period applicable to the Plaintiffs’ non-fraud claims is six years.
See Asbeka Indus. v. Travelers Indem. Co.,
The Plaintiffs allege that the defendants fraudulently concealed the “true nature” of the experiments from them and their decedents and, consequently, the Plaintiffs did not discover the facts which form the basis of their claims until 1995. Dkt. #21 at ¶ 78. Associated Universities and Mass General argue that the Plaintiffs cannot satisfy the requirements of fraudulent concealment because New York requires that the defendant’s allegedly deceptive acts be distinct from- — and occur subsequent to— the allegedly wrongful acts that form the basis of the claim.
See
Dkt. # 98 at 1-2. Several reported cases back them up.
See Rizk,
Although the Plaintiffs offer several arguments in opposition, the above cases are fatal to them. First, the Plaintiffs attempt to argue that the alleged wrong was the proposal of the experiments rather than the conduct of them, such that the representations made to Plaintiffs’ decedents were “subsequent to” the alleged wrong. Dkt. # 108 at 11 n. 7. This argument misconceives the nature of the causes of action — if the alleged wrong was the mere proposal of the experiments, no cause of action would be stated because no injury would have been alleged. Rather, it is only the actual conduct of the experiments that could possibly give rise to a cause of action. Second, the Plaintiffs argue that the fact that the defendants made alleged misrepresentations prior to the conduct of the experiments simply reflects that this is an unusual case necessitating a departure from established principles. See id. at 11. Given the clear language from controlling New York case law, however, the Court declines the Plaintiffs’ invitation to fashion new state law rules of decision.
Essentially, the Plaintiffs argue that the “defendants’ conduct in fraudulently assuring the plaintiffs that no procedure would be used on them unless it had therapeutic benefit and unless that benefit exceeded the untoward effects, lulled them into a false sense of security which dissuaded them from questioning whether a tort was committed and deprived them of the opportunity to refuse the treatment.”
Id.
at 12-13. It is this conduct, the Plaintiffs believe, that “equitably estops defendants from asserting the statute of limitations defense....”
Id.
at 13. This conduct, however, is indistinguishable from the conduct that forms the basis of the Plaintiffs’ causes of action. Under New York law, equitable estoppel must be premised on some facts other than those which form the basis of the time-barred causes of actions.
See Smith,
[N]o triable issue is presented with respect to whether the defendants fraudulently concealed facts which induced the plaintiff and his decedent to refrain from timely commencement of the action giving rise to an estoppel.... Neither the plaintiff nor his decedent had contact with the defendants after [the alleged tortious conduct] and before the Statute of Limitations ran ... and there was thus no occasion for the defendants to make any representations to them....
Phelps v. Greco,
B. New York Statute of Limitations Analysis for Fraud Claims.
Unlike the non-fraud causes of actions, a claim of fraud in New York is subject to a discovery rule. A claim must be brought within six years of the alleged fraud or within two years of the time the plaintiff discovered or reasonably should have discovered the fraud.
See
N.Y.Civ.Prac.L. & R. 213(8), 203(g). Because this Court has already held that the Plaintiffs are not time-barred under a similar discovery rule analysis for certain federal law claims,
see Heinrich I,
As Associated Universities and Mass General argue, however, New York courts require that allegations of fraud be sufficiently distinct from a plaintiffs other causes of action in order to invoke the benefit of the longer statute of limitations period.
See Cottonaro v. Southtowns Indus., Inc.,
213 AD.2d 993,
As noted above with respect to the rule that fraudulent concealment must be distinct from an underlying causé of action sought to be rescued from the statute of limitations, the Plaintiffs have not alleged any conduct that would form the basis for a fraud claim separate from the conduct that forms all of their state law claims. The Plaintiffs argue that this analysis amounts to “rearguing for dismissal of the fraud claim, not making a statute of limitations argument.” Dkt. # 108 at 14 n. 8. They believe that
Heinrich II
forecloses such reargument.
See id.
at 13. The Plaintiffs’ argument, however, misconstrues
Heinrich II
and the law of the state of New York. First, in
Heinrich II,
this Court rejected the defendants’ claim that the fraud count should be dismissed for
Therefore, under applicable New York law, the count for fraud must be dismissed: “It is ... a well-established principle of law that where an allegation of fraud is not essential to the cause of action pleaded except as an answer to an anticipated defense of statute of limitations, courts ‘look for the reality, and the essence of the action and not its mere name.’ ”
Powers Mercantile Corp. v. Feinberg,
C. Massachusetts Statute of Limitations Analysis.
The state law claims premised on the conduct of radiation treatments in Massachusetts are subject to Massachusetts statutes of limitations. Unlike New York, Massachusetts imposes a fiduciary duty on doctors to disclose known possible causes of action to patients.
See Bourassa v. LaFortune,
When a defendant fraudulently conceals a cause of action from the knowledge of a plaintiff, the statute of limitations is tolled under § G.L. c. 260, 12, for the period prior to the plaintiffs discovery of the cause of action. Where a fiduciary relationship exists, the failure adequately to disclose the facts that would give rise to knowledge of a cause of action constitutes fraudulent conduct and is equivalent to fraudulent concealment for purposes of applying § 12.
Demoulas v. Demoulas Super Markets, Inc.,
An actual knowledge standard applies to a plaintiff who argues that a breach of fiduciary duty of disclosure constitutes fraudulent concealment under § G.L. c. 260, 12. Such a plaintiff need only show that the facts on which the cause of action is based were not disclosed to him by the fiduciary. The plaintiff is not required to have made an independent investigation.
Id.
at 519-20,
An independent ground for so holding is that both the Massachusetts Wrongful Death and Survival statutes expressly contain a discovery rule.
See
Mass.Gen.L. ch. 229, § 2 (Wrongful
Mass General argues that the discovery rule amendments should not be applied retroactively. The cases cited in support of this argument, however, are inapposite. The issue was not raised in
Fowles
and, thus, any supportive language that the private defendants divine from that case is mere dictum.
See id.
(“The plaintiff does not argue that the amendment applies to this case.”). In
Baldassari v. Public Finance Trust,
In the absence of an express effective date provision, Massachusetts courts give statutes of limitations amendments full retroactive effect: “The general rule is that if a statute of limitations does not contain language clearly limiting its application to causes of action arising in the future, then it controls future procedure in reference to previously existing causes of action.”
Anderson v. Phoenix Inv. Counsel of Boston, Inc.,
Massachusetts courts attach only one proviso to retroactive application of statutes of limitations: “If a statute of limitations restricts the time for enforcing such accrued rights, it is constitutional [only] if there is a reasonable time after the enactment of the statute for enforcing these rights.”
Anderson,
In short, both because the Massachusetts Plaintiffs have satisfied the requirements to allege fraudulent concealment by virtue of a breach of fiduciary relationship under Mass.Gen.L. ch. 260, § 12, and because they are entitled to a discovery rule under the Massachusetts Wrongful Death and Survival Statutes, the Court DENIES the motions to dismiss the Massachusetts Plaintiffs’ remaining state law claims insofar as they are premised on the conduct of boron neutron capture therapy in Massachusetts. 13
The private defendants bring five main arguments in support of their various motions for dismissal or summary judgment on the viability of the Plaintiffs’ Bivens claim. First, they contend that Bivens is not available against private defendants. Second, they argue that Bivens is not available against non-individual entities, even if suit can be brought against private defendants. Third, the private defendants believe that the Plaintiffs cannot show, as matter of law, that the private defendants acted under color of law, a prerequisite to Bivens liability. Finally, the private defendants contend that, even if they did act under color of law, the claim should be dismissed both because the Plaintiffs have failed to allege a violation of a constitutional right and because, even if they have, any such right was not clearly established at the time of the challenged conduct.
This Court treats each issue as arising on a motion to dismiss, except with respect to the issue of whether the private defendants can be considered government actors. Because the Court has received extensive documents from Associated Universities and the Plaintiffs with respect to that issue, it is treated as a motion for summary judgment.
A. Availability of Bivens Against Private Actors.
In
Bivens v. Six Unknown Named Agents of Federal Bureau of Narcotics,
While other Courts of Appeals have considered this question, none has adopted the
Fletcher
position. Four Courts of Appeals have held that a private party acting in concert with a federal actor may be held liable under
Bivens
for constitutional harms.
See Schowengerdt v. General Dynamics Corp.,
Given the ambiguous nature of the First Circuit’s Fletcher opinion and the contrary consensus of the majority of the other Circuit Courts of Appeal, this Court holds that Bivens does extend to actions against private parties who act under color of federal law.
B. Availability of Bivens Against Non-Individual Entities.
A special issue remains with respect to the
Bivens
action against MIT, Mass General, and Associated Universities; namely, whether the Supreme Court’s decision in
Federal Deposit Insurance Corporation v. Meyer,
The D.C. Circuit has interpreted
Meyer
to preclude a
Bivens
action against a private entity with links to the federal government.
See Kauffman v. Anglo-American Sch. Of Sofia,
By contrast, in
Hammons v. Norfolk S. Corporation,
The Sixth Circuit’s opinion in
Hammons
represents the better reasoned approach. Both of the grounds for the Supreme Court’s conclusion in
Meyer
are inapplicable in the case of a private entity defendant. First, because qualified immunity is available to all private defendants, whether entity or individual,
see infra
Section VI(E), the possibility of undermining deterrence by inducing plaintiffs to sue entities rather than individuals is not raised. One might object that plaintiffs will still concentrate their litigious efforts against entities due to their relatively deep pockets vis a vis individual private defendants. Such an objection unwittingly raises an even more important distinction from the
Second, the Supreme Court’s hesitation in
Meyer
to create potentially large federal financial responsibility is not implicated in the case of private defendants. Although receipt of federal funding is frequently one of the criterion noted in finding “federal action” on the part of a private defendant, such fiscal sponsorship does not implicate the federal treasury above and beyond amounts that Congress has already committed. Only in the rare case that the government agrees to indemnify a private defendant, such as here with respect to Brookhaven, is the possibility of a
Bivens
suit relevant to the federal budget. Yet in this case, the government has already made the positive decision to guarantee the private defendant’s conduct — it has, in essence, already assumed the “potentially enormous financial burden for the Federal Government” that the Supreme Court hesitated to impose.
Meyer,
Thus, because the Supreme Court’s reasoning in
Meyer
is inapplicable to the case of private entity defendants, the Court relies upon existing First Circuit precedent that appears to allow the use of
Bivens
against private entities.
See Gerena,
C. Whether the Private Defendants Acted Under Color of Federal Law.
In light of the foregoing, the pertinent question as to all private defendants becomes whether any or all were engaged in conduct under color of federal law. The First Circuit has noted two separate ways in which the requisite government action may be determined.
See Barrios-Velazquez v. Asociacion De Empleados Del Estado Libre Asociado De Puerto Rico,
The First Circuit recently analyzed the various tests under which a private defendant may be found to have acted under color of law in the absence of direct government action.
See id.
at 493. These tests fall into three different categories of analysis: “(1) an elaborate financial or regulatory nexus between [the defendant] and [the government] ..., (2) an assumption by [the defendant] of a traditional public function, or (3) a symbiotic relationship
The private defendants, however, argue that two of these tests ought quickly yield a result in their favor. First, although the plaintiffs contend that the private defendants assumed a traditional public function by operating a nuclear reactor, the private defendants argue that the function “traditionally exclusively reserved to the [government],” id. at 493-94, is that of energy production through the operation of nuclear reactors, not experimentation or research. Likewise, the private defendants believe that the “symbiotic relationship” test is not met because the Plaintiffs have not alleged that the United States shared in any profits obtained from the complained-of activity, nor have they alleged that the United States mandated the allegedly unconstitutional activity (namely, experimentation without obtaining informed consent). See id. at 494.
Both of these arguments are misplaced. First, the private defendants’ distinction between energy production and experimentation does not control the traditional public function test. That test asks whether “the private entity assumed powers traditionally exclusively reserved to the State.”
Rockwell v. Cape Cod Hosp.,
Second, although the private defendants argue that “[t]he absence of any ‘financial partnership’ between [Associated Universities] and the government mitigate strongly against a finding of [a symbiotic] relationship,” Dkt. # 80 at 13, this contention ignores reality. As the plaintiffs point out, the work product of the partnership between Associated Universities and the Commission was knowledge.
See
Dkt. # 84 at
17.
All such knowledge was subject to the ownership and control
of
the Commission. The Commission had the unilateral right to seek patents on all research results and the right to determine the ownership of such patents. See Dkt. # 81, Ex. 3 at 21. The Commission owned all tangible evidence of the research including specifications, medical records, designs, drawings, and data. See
id.
at 22. The Commission controlled when Associated Universities could publish the results of its research,
see id.
at 4, and when information needed to remain confidential,
see
Thus, the two factors identified by the First Circuit as mitigating against a finding of a symbiotic relationship — the lack of a financial partnership and the absence of enrichment of the parties as a result of the subject activities,
see Barrios-Velazquez,
What was crucial in Burton was not merely the contract between the private party and the government to lease property, but the fact that the restaurant “constituted a physically and financially integral ... part of the State’s plan to operate its project as a self-sustaining unit.” Burton v. Wilmington Parking Authority,365 U.S. at 723-4 ,81 S.Ct. 856 .... The restaurant’s racially discriminatory policy was acknowledged to be indispensable to the success of the government’s joint venture with the private party.
Id.
In the instant case, Dr. Farr indicated that the success of the boron neutron capture therapy experiments depended on the Commission’s approval of a plan to secure human subjects through the inducement of free care, and to test experimental techniques that were “not [ ] limited to any one, particularly one of whose value we as yet have no valid information.” Dkt. # 85, Ex. 1. At this stage of the proceedings, it cannot be said that the Commission did not profit from those aspects of the experiment, which Dr. Farr himself stated to be “indispensable to the success of the government’s joint venture with the private party.”
Ponce,
The remaining indirect government action test requires a plaintiff to show the existence of an agreement or conspiracy between a government actor and a private party.
See Dennis v. Sparks,
The private defendants rightfully argue that government funding and supervisory authority are not enough to transform a private defendant into a federal actor.
See San Francisco Arts & Ath
AH of these factors combined, however, begin to articulate the type of interconnection that supports a finding of state action.
See Jackson v. Metropolitan Edison Co.,
The crucial question then becomes whether the elaborate financial and regulatory nexus between Associated Universities and the Commission is such that the Commission “exercised coercive power or ... provided such significant encouragement, either overt or covert, that the choice must in law be deemed to be that of the [government].”
American Mfrs. Mutual Ins. Co. v. Sullivan,
Highly relevant to this analysis is the letter of demand from Dr. Farr indicating that, as a condition of his employment, he required the Commission to approve the use of free care as an inducement to obtain experimental patients and the use of experiments not limited in scope to those with proven value. See Dkt. # 85, Ex. 1. The initial application for the experiments contained a disclosure that patients with only a few months to live would be used in the trials. See id., Ex. 2. Furthermore, taking the evidence in the light most favorable to the Plaintiffs, the Commission continuously authorized funding for research projects that at least tacitly admitted that the boron neutron capture therapy experiments violated the Commission’s own guidelines for medical experimentation. See Dkt. # 81, Exs. 18, 20. Coupled with the Commission’s admitted ultimate responsibility for the conduct of all Brookha-ven experiments, see Dkt. #85, Ex. 7 at 10-12, this knowledge and apparent encouragement of the experimental activities allows the Court reasonably to conclude that Associated Universities was a government actor for Bivens purposes.
Thus, the Court holds that the private defendants can be considered government actors for purposes of the Bivens claim.
D. Whether the Plaintiffs Have Alleged Violations of a Constitutional Right.
Following the Supreme Court’s analysis of qualified immunity in
Harlow v. Fitzgerald,
1. Bodily Integrity.
“The right to be free of state-sponsored invasion of a person’s bodily integrity is protected by the [constitutional] guarantee of due process.”
In re Cincinnati Radiation Litig.,
Three district courts have ruled that the right to bodily integrity includes protection from government-sponsored radiation experiments that have no therapeutic value and are not disclosed as such.
See Bibeau v. Pacific Northwest Research Found.,
Case No. 95-06410 (D.Oreg. Sept. 27, 1996),
dismissed on other grounds,
The Supreme Court balances invasions of an individual’s interest in bodily integrity against the state’s interests in pursuing its invasive conduct. Frequently, this balance comes out in favor of state intervention.
See Washington,
The private defendants contend that Heinñch II compels a decision that no constitutional violation has been alleged with respect to invasions of bodily integrity. Specifically, the private defendants argue that because this Court dismissed the Plaintiffs’ claims for battery (on the ground that they stated a claim for lack of informed consent that had to be brought under the state medical malpractice statute) and strict liability for ultrahazardous activities (on the ground that the harm could be avoided by obtaining informed consent), the Court implicitly endorsed the argument that the Plaintiffs have only stated a claim for lack of informed consent and not the involuntary invasions of bodily integrity that have been found to violate the Due Process Clause. The private defendants further argue that if “involuntary invasions” were taken to include medical treatment that is not accompanied by informed consent, then all of state medical malpractice law would be converted to a constitutional cause of action.
This argument misconstrues the Court’s reasoning. The Plaintiffs have alleged at least two factual grounds on which all of their claims are based: (1) that informed consent was not obtained, and (2) that the purported medical experiments were known to have no therapeutic value and were indeed harmful. The implication, if any, of Heinrich II is merely that both of these conditions can be present and the Plaintiffs will still have stated a claim only for medical malpractice under state law. Just as lack of informed consent does not convert a medical malpractice claim into a battery claim, lack of therapeutic value does not strip the radiation treatments of them medical context and automatically change them into a state law battery. Likewise, strict liability for ultrahazardous activities is an inappropriate doctrine in this case because obtaining informed consent would eliminate the harm of experimental treatments, even they are known to lack therapeutic value for the immediate subject. In short, Heinrich II ought be understood as holding that, under the law of Massachusetts and New York, medical experimentation should be analyzed under the legal standards governing ordinary medical treatment. See Karine Morin, The Standard of Disclosure in Human Subject Experimentation, 19 J. Legal Med. 157, 202 (1998) (noting that American courts traditionally review claims of inadequate disclosure in the experimental context using the familiar medical malpractice rubric).
This does not, however, obviate the possibility that medical experimentation conducted under false pretenses by government actors can rise to the level of a constitutional violation. Thus, a determination that the Plaintiffs have alleged a violation of their decedents’ constitutionally protected right to be free from invasions of bodily integrity is not inconsistent with the Court’s earlier dismissal of the battery and strict liability for ultrahazardous activity claims. Nor does it result in the con-stitutionalization of all state medical malpractice claims. The crucial elements of the constitutional violation are that (1) a (government) actor, (2) without obtaining informed consent and utilizing false pretenses to obtain participation, (3) conducted medical experiments known to have no therapeutic value and indeed known to be possibly harmful to the subjects. These elements are far more restrictive than the ordinary medical malpractice action for lack of informed consent that only requires
The Court thus holds here that the Plaintiffs have alleged facts sufficient to state a claim for violation of the constitutionally protected liberty interest in bodily integrity.
2. Access to the Courts.
The Plaintiffs contend that the private defendants violated their right of access to the courts by denying them access to information necessary to have a reasonable suspicion that a wrong was done to them and their decedents. “It is beyond dispute that the right of access to the courts is a fundamental right protected by the Constitution.”
Graham v. National Collegiate Athletic Ass’n,
The right to sue and defend in the courts is the alternative of force. In an organized society it is the right conservative of all other rights, and lies at the foundation of orderly government. It is one of the highest and most essential privileges of citizenship, and must be allowed by each state to the citizens of all other states to the precise extent that it is allowed to its own citizens.
Chambers v. Baltimore & Ohio R.R. Co.,
[S]tate officials wrongfully and intentionally conceal information crucial to a person’s ability to obtain redress through the courts, and do so for the purpose of frustrating that right, and that concealment and the delay engendered by it substantially reduce the likelihood of one’s obtaining the relief to which one is otherwise entitled....
Crowder v. Sinyard,
The focus of any right of access analysis, then, is whether the defendant’s actions denied the plaintiff adequate, effective, and meaningful access to the courts. A crucial factor in that analysis is the length of delay that the defendant’s alleged cover-up caused the plaintiff to suffer in bringing her claim. The longer the delay, the more likely it is considered that the defendant’s actions resulted in constitutionally cognizable harm to the plaintiff.
See, e.g., Bell v. City of Milwaukee,
The delays alleged in the instant litigation range between three and four decades. In a very similar case, Judge Beckwith of the Southern District of Ohio found that, in that cáse, the plaintiffs’ “claims [had] been substantially compromised by the [private defendants’] conduct in concealing the true purpose and dangers associated with the Human Rádiation Experiments” because, in the intervening decades, “crucial evidence may have been lost, many witnesses may have died or otherwise become unavailable, and certainly many witnesses’ memories have faded.”
In re Cincinnati Radiation Litig.,
3. Deprivation of Property.
The Supreme Court has long recognized that a cause of action is a species of property protected by the Due Process Clause.
See Logan v. Zimmerman Brush Co.,
4. Unreasonable Search and Seizure.
The Plaintiffs also allege that the private defendants’ conduct “violated the
Under the proper factual circumstances, ... governmental conduct that is motivated by investigatory or administrative purposes will fall within the scope of the fourth amendment since such conduct constitutes a search or seizure, the type of conduct that is regulated by the amendment. This, in turn, implies that governmental conduct which is not actuated by an investigative or administrative purpose will not be considered a “search” or “seizure” for purposes of the fourth amendment.
Id.
at 1430-31. Thus, conduct that serves an investigative or administrative purpose, such as determining compliance with statutory or regulatory codes, has been found to fall within the scope of the Fourth Amendment.
See National Treasury Employees Union v. Von Raab,
The challenged conduct in the instant case cannot be ■ said to have been motivated by investigative or administrative concerns. The government and private actors were not conducting criminal or regulatory investigations. Rather they were conducting medical and scientific investigations of the effects of certain radiation treatment on human subjects. The Plaintiffs have pointed to no case that would suggest that such experimentation is the type of government conduct covered by the Fourth Amendment. Thus, at oral argument on May 25, 1999, the Court GRANTED the motions to dismiss the claim of violation of the Fourth Amendment prohibition on unreasonable searches and seizures.
5. Privacy.
Finally, the Plaintiffs claim that their right of privacy was violated by the experimental treatments imposed upon their decedents. The Supreme Court, however, has indicated that the analogous right to refuse medical treatment is better analyzed under the Due Process Clause than some “generalized constitutional right of privacy.”
Cruzan v. Director, Missouri Dep’t of Health,
E. Whether the Private Defendants are Entitled to Qualified Immunity.
1. Whether Any Private Defendants May Claim Qualified Immunity.
The private defendants argue that they are entitled to summary judgment based on qualified, immunity because the constitutional rights alleged to have been violated were not clearly established at the time of the relevant conduct. The Plaintiffs contend in their turn that the doctrine of qualified immunity does not apply to private actors. In
Wyatt v. Cole,
As the Sixth Circuit has noted on more than one occasion following the
Wyatt
decision, the Court’s reasoning can also be applicable to private actors in
Bivens
cases.
See Hammons,
The Plaintiffs fail to parse the
Wyatt
decision with requisite particularity. The Supreme Court in
Wyatt
was careful to note that it was only deciding the “precise issue” of whether private parties acting pursuant to a state garnishment, replevin, or attachment statute could invoke qualified immunity.
Wyatt,
A private party’s conduct is attributable to the state if the state has so far insinuated itself into a position of interdependence with [the private party] that it must be recognized as a joint participant in the challenged activity.... [T]he psychiatrists ... are for purposes of this case state actors performing in concert with the [police] department. As such,they are both subject to suit under section 1983 and eligible for the balm of qualified immunity.
Camilo-Robles v. Hoyos,
2. Whether the Right to Bodily Integrity Was “Clearly Established. ” 14
The Supreme Court’s decision in
“Harlow
requires that [a district court] examine two issues: (1) whether at the time of the alleged conduct there was a clearly established constitutional right that was violated; and (2) whether a reasonable person would have known that her conduct violated that constitutional right.”
Frazier v. Bailey,
The Plaintiffs cite three federal district court cases for the proposition that “at the time of the human radiation experiments, such as those involved here, the right to bodily integrity was a clearly established substantive due process constitutional right which would be violated by subjecting individuals to radiation experiments either secretly (toxic injections) or under the false guise of medical therapy (whole body radiation presented as medical therapy when in fact there was no reason to believe it would be therapeutic).” Dkt. #52 at 31. First, in In re Cincinnati Radiation Litig., Judge Beckwith concluded:
[t]he conduct attributed to the individual ... [defendants ... strikes at the very core of the Constitution. Even absent the abundant case law that has developed on this point since the passage of the Bill of Rights, the Court would not hesitate to declare that a reasonable government official must have known that by instigating and participating in the experimental administration of high doses of radiation on unwitting subjects, he would have been acting in violation of those rights. Simply put, the legal tradition of this country and the plain language of the Constitution must lead a reasonable person to the conclusion that government officials may not arbitrarily deprive unwitting citizens of their liberty and their lives.
In re Cincinnati Radiation Litig.,
Equally unavailing is the private defendants’ contention that the constitutional right to refuse medical treatment was not established until the late 1970s. The right to refuse medication is again premised on a set of facts in which the medication being refused is potentially beneficial. The right to be free from harmful radiation treatments whose therapeutic value was affirmatively misrepresented in an effort to secure unwitting human participants is an altogether different liberty interest subject to a different historical evolution.
Finally, the private defendants contend that the very doctrine of substantive due process was not revived until 1965 in
Griswold v. Connecticut,
This argument depends on the view that the constitutional right asserted in this case was not “clearly established” by Supreme Court cases decided before
Griswold.
At least two cases decided before 1953, however, established the plain notion that when a government invasion of the bodily integrity of an individual “shocks the conscience,” a constitutional violation has occurred.
Rochin,
This case must be understood in its historical context. Just a few years prior to the commencement of the boron neutron capture therapy trials, the United States played a central role in the prosecution of Nazi physicians for war crimes, including their extensive experimentation on unwilling prisoner subjects. See United States v. Carl Brandt, et al., II Trials of War Criminals, Vol. 10 at 181 (1949). The judgment coming out of that case, delivered on July 19, 1947, has become known as the Nuremberg Code:
The voluntary consent of the human subject is absolutely essential.. This means that the person involved should have legal capacity to give consent; should be so situated as to be able to exercise free power of choice without the intervention of any element of force, fraud, deceit, duress, overreaching, or other ulterior form of constraint or coercion and should have sufficient knowledge and comprehension of the elements of the subject matter involved to enable him to make an understanding and enlightened decision. This latter element requires that before the acceptance of an affirmative decision by the experimental subject there should be made known to him the nature, duration, and purpose of the experiment; the method and means by which it is to be conducted; all inconveniences and hazards reasonably to be expected; and the effects upon his health and person which may possibly come from his participation in the experiment.
The duty and responsibility for ascertaining the quality of the consent rests upon each individual who initiates, directs, or engages in the experiment. It is a personal duty and responsibility which may not be delegated to another with impunity.
In re Cincinnati Radiation Litig.,
VII. Federal Tort Claims Act.
The Federal Tort Claims Act (the “Claims Act”) represents one example of Congress’ intent to create an express waiver of sovereign immunity in certain tort cases.
See United States v. Kubrick,
A. Independent Contractor Exception.
The Claims Act provides a cause of action against the United States for
In determining whether a contractor acts on behalf of a federal agency, a court must examine “whether its day-today operations are supervised by the Federal Government.”
Orleans v. United States,
Under the contract between Associated Universities and the government for the operation of Brookhaven National Laboratory, Associated Universities had the following duties: (1) making all necessary provisions (including the hiring of personnel) for the establishment, operation, and maintenance of Brookhaven National Laboratory; (2) the design, engineering, construction, and alteration of the buildings, facilities, and utilities; (3) the operation, management, and maintenance of the laboratory; (4) the conduct of research and development in the atomic and related fields described in Section 3 of the Atomic Energy Act of 1946; (5) providing the facilities to the personnel of public and private scientific institutions for the conduct of research and development; (6) maintenance of the necessary guard and fire-fighting forces for the laboratory; (7) training of scientific and technical personnel, and (8) dissemination and publication of unclassified scientific and technical data developed in the course of work. See Dkt. # 81, Ex. 3 at 3-4.
As already extensively described throughout this opinion, the record reveals that the Commission was intertwined with the execution of most of these duties. Moreover, the Task Force Report makes clear the hands-on relationship between the Commission and Associated Universities. According to the report, the Commission exercised its control in the following manner:
The primary instruments for determining and controlling the contractor’s work are the program assumptions which are the basis for planning, the budget submissions, the approved financial plans, and directives authorizing specific projects. Continuing control to assure that the contractor adheres to established programs is exercised through such devices as monthly cost reports, regular progress reports, conferences with the contractor, review and observation of the work by [Commission] engineers andother specialists, inspection of finished products, and audits.
:■« ^ # s|í
Inspection involves an overall and up-to-date familiarity with the nature and progress of the work which is gained by daily observation, close contact with contractor personnel, examination of the reports and cost statements, review of proposed procurement and sub-contract actions, and regular conferences with contractor top management regarding progress and difficulties.... Such inspection appears to us necessary for the discharge of inherent AEC responsibility ...
Dkt. # 85, Ex. 7 at 10, 17 (emphasis added). A Commission officer also explained at a symposium that the Commission and its contractors are “partners in the general sense of the word.” Id. at Ex. 8 at 19. Indeed, the Commission even agreed to indemnify Associated Universities for all liability awards issued against it, including personal injury awards, barring bad faith or willful misconduct on the part of Associated Universities. See Dkt. # 81, Ex. 3 at 15.
The relationship between the Commission and Associated Universities went beyond the general supervisory relationship between a principle and an independent contractor. The Commission controlled almost every aspect of Brookhaven National Laboratory, from its expenses to its research goals to its output. The regular supervision and inspection involved the substance of Associated Universities’ work, not just its compliance with the terms of the contract. For these reasons, this Court holds that Associated Universities was not an independent contractor but an entity acting on behalf of a government agency.
See Costa v. United States,
B. Discretionary Function Exception
The discretionary function exception to the Claims Act provides that the government is not liable for
[a]ny claim based upon an act or omission of an employee of the Government exercising due care, in the execution of a statute or regulation, whether or not such statute or regulation be valid, or based upon the exercise or performance or the failure to exercise or perform a discretionary function or duty on the part of a federal agency or an employee of the Government, whether or not the discretion involved be abused.
28 U.S.C. § 2680(a). As its name suggests, the exception only covers acts that are discretionary in nature.
See United States v. Gaubert,
The First Circuit recently discussed the proper framework for determining whether the discretionary function exception applies.
See Shansky v. United
• Used boron neutron capture therapy on terminal brain cancer patients with no reasonable basis to believe the treatment would provide therapeutic benefit or that the benefits would outweigh the risks;
• Injected patients with toxic substances for which there was no conceivable therapeutic purpose for that patient and which injections were not given as part of a radiation exposure for that patient;
• Affirmatively misled the patients who were subjected to the BNCT experiments by telling them that there was a reasonable basis to believe the experiment would produce a therapeutic benefit and that the benefit would outweigh the risks; and
• Failed to obtain informed consent of any patient prior to injecting that patient with a toxic substance when the injection was not part of a radiation exposure experiment for that patient.
See
Dkt. # 21 at ¶¶ 2-4. Having identified the alleged conduct, this Court must next determine “whether this conduct is of the nature and quality that Congress, in crafting the discretionary function exception, sought to shelter from tort liability. That issue encompasses two questions: Is the conduct itself discretionary? If so, is the discretion susceptible to policy-related judgments?”
Shansky,
1. Is the Conduct Discretional?
As noted above, challenged conduct is not discretionary if a federal statute, regulation, or policy specifically prescribes a course of action for an employee to follow.
See Berkovitz,
Wilson reiterated this position in a November 5, 1947 letter to Robert Stone of the UCLA Medical School in which Wilson quoted from the preliminary report of the Commission’s Medical Review Board:
We believe that no substances known to be, or suspected of being, poisonous or harmful should be given to human beings unless all of the following conditions be fully met: (a) that a reasonable hope exists that the administration of such a substance will improve the condition of the patient, (b) that the patient gives his complete and informed consent in writing, and (c) that the responsible nearest of kin give in writing a similarly complete and informed consent, revocable at any time during the course of such treatment.
Dkt. # 103, Ex. 3 (emphasis added). In addition, a March 5, 1951 letter from Dr. Shields Warren (“Warren”), Director of the Commission’s Division of Biology and Medicine, to Leslie Redman (“Redman”) of Los Alamos National Laboratory repeated the above-quoted language from the Review Board’s preliminary report in response to Redman’s earlier letter “con
The United States argues that the Atomic Energy Act, which established the Commission, demonstrates the Commission’s complete discretion in supervising medical research. Section 3 of the Atomic Energy Act provides that the Commission shall make arrangements to “protect health [and] to minimize danger from explosion and other hazards to life or property ... as the Commission may determine.” Atomic Energy Act of 1946 § 3. This legislative language, however, merely “interweave[s] precatory with quasi-mandatory language.... ”
Irving v. United States,
The letters from Wilson and Warren evidence a Commission policy requiring patients’ informed consent and allowing only experimentation with some reasonable expectation of therapeutic value. To the extent that the Plaintiffs allege that the BNCT experiments failed to comply with such policy, “the claim charges a failure on the part of the agency to perform its clear duty under federal law.”
Berkovitz,
2. Is the Discretion Policy-Based?
Even if the issues of consent and non-therapeutic value were discretionary, the United States would still be subject to suit under the Claims Act because such discretion is not “susceptible to a policy-driven analysis.”
Shansky,
In
Glickman v. United States,
What plaintiff is alleging is conduct of such a serious and malevolent nature as to be beyond any reasonable discretion on the part of a Government agency. Plaintiff is alleging something which does not involve normal regulatory activities or the weighing of policy factors within the scope of proper governmentalpower, but rather something which goes beyond the constitutional powers of the Government, and seriously violates the constitutional rights of a citizen. It cannot be said that Congress meant to withdraw this kind of allegation from judicial scrutiny under the “discretionary function” exception.
Id.; accord Orlikow v. United States,
Courts have held that discretionary acts were not susceptible to policy-based analysis even in less outrageous circumstances. For instance, in
Andrulonis v. United States,
The Second Circuit rejected the government’s. argument and held that the discretionary function exception did not shield the United States from liability. While recognizing that the government scientist was a high-level official with substantial discretionary authority to shape policy at the Center, the court concluded that “it is hardly conceivable that the [Center] would ever have a policy to keep silent about obvious, easily-correctable dangers in experiments using drugs supplied by the [Center].” Id. at 655. Moreover, “[t]he general policy of wanting to eradicate rabies and granting officials some discretion to achieve those ends is far too broad and indefinite to insulate [the scientist’s] negligent conduct in the circumstances of this case.” Id.
Likewise, the general policy of conducting radiation experiments for the sake of “the national interest,” Dkt. # 93, at 15, does not suffice to immunize the United States from liability for the Brookhaven National Laboratory experiments. Just as the Second Circuit refused to believe that the Center would favor a policy of dangerous experimental conditions,
see Andrulonis,
Based on the above-cited cases, this Court concludes that the discretionary function exception does not shield the United States from liability for the Brook-haven experiments because even if the conduct alleged was discretionary, it was not based on legitimate policy concerns.
See Shansky,
VIII. Conclusion.
For the foregoing reasons, the Court DENIES the United States’ Motion to Dismiss (Docket #91), GRANTS MIT’s Motion for Partial Summary Judgment (Docket # 117), and GRANTS in part and DENIES.in part the Brookhaven Defendants’ Motion for Summary Judgment (Docket # 79) and Motion to Dismiss (Docket # 42), Mass General's Motion for Judgment on the Pleadings (Docket # 31), and MIT’s Motion to Dismiss (Docket #35).
Following these actions and those contained in
Heinrich I & Heinrich II,
the
SO ORDERED.
Notes
. The Plaintiffs also argue that "nuclear medicine” is per se excluded from the Act, regardless of whether an indemnification agreement is in place. They attempt to draw support for this proposition from a Senate Report which stated that "[t]he scope of the coverage provided by this provision is limited to releases of such materials as a result of activities other than patient diagnosis or therapy.” S.Rep. No. 100-218, pt. F(198),
reprinted in
1988 U.S.C.C.A.N. 1484. That language, however, referred to the provision requiring certain nuclear licensees to have and maintain financial protection under section 2210(a) of the Act; it did not refer to the provision defining what constitutes a "public liability action” within the meaning of the Act.
See Gilberg,
. As the Plaintiffs point out, however, the Price-Anderson Act is inapplicable to the claims for toxic boron injections (as opposed to boron neutron capture therapy) because boron is not "source, special nuclear, or byproduct material” within the meaning of the Act. 42 U.S.C. § 2014(q). Thus, if the Act applies at all, Massachusetts plaintiffs whose decedents were allegedly subjected to boron injections would have causes of action built on two separate types of conduct, necessitating two separate analyses of the statute of limitations defense.
. The NRC has taken the position that MIT's indemnification agreement does not cover the conduct challenged by the Plaintiffs in this action. See Dkt. # 122, Ex. 1. Likewise, the Plaintiffs argue that Brookhaven's indemnity will not cover any damages awarded in this case because it excludes "bad faith” and “willful misconduct.” See id. at 4 n. 2. Whether these positions turn out to be correct is irrelevant to the present question which is, simply, whether an indemnification agreement exists that presumptively applies to the challenged conduct. This Court will not require the United States to litigate a final determination of the scope of its indemnification duties prior to the establishment, if any, of primary liability on the part of the private defendants.
. Associated Universities has never contended that the Act applies. Nevertheless, it recognizes that a determination that the Act applies to the claims against Mass General and MIT necessarily implies that the Act applies as well to claims against Associated Universities. See Dkt. # 116 at 1.
. There is some question whether the indemnity agreement between Associated Universities and the Atomic Energy Commission should be considered sufficient to trigger application of the Act because it was entered into eleven years prior to the passing of the Act, see Dkt. #81, Ex. 1, and thus cannot be considered "entered into under 42 U.S.C. § 2210.” While recognizing this issue, the Court does not rule on it in light of the fact that New York law would apply to the claims against Associated Universities regardless of the outcome.
. Apart from the ruling on statutes of limitations, the state law rulings contained in the April 30 Order depended on the conclusion that Massachusetts and New York law would require the same result as to each issue. Thus, the applicability of the Act does not affect Heinrich II as to rulings that would come out the same regardless of which state's law governed. This includes the Court's ruling on the availability of punitive damages under state law which reasoned that New York courls, applying New York choice of law principles, would follow Massachusetts in allowing punitive damages.
. MIT has also indicated that it plans to contest the Court’s ruling that punitive damages are available under the Massachusetts Wrongful Death statute. Although the issue is not before the Court, there is reason to be skeptical of this argument. The 1988 Amendments to the Act specifically prohibited "punitive damages in any action with respect to a nuclear incident 42 U.S.C. § 2210(s). That provision, however, only applies with respect to "nuclear incidents occurring on or after [August 20, 1988 (the effective date of the Amendments) ].”
Id.
at § 2014 note. Because all of the alleged conduct in the present case occurred prior to August 20, 1988, the Court's ruling on punitive damages appears to have been proper, regardless of the applicability of the Act.
See In re TMI,
. The Plaintiffs argue, with some force, that the same purpose of avoiding "inefficiencies resulting from duplicative determinations of similar issues in multiple jurisdictions” counsels against interpreting the Act to require application of both New York and Massachusetts law to essentially similar conduct. This may well be true, but the plain language of the statute compels just that result. When interpreting the Act’s venue provision, a matter chiefly concerned with judicial administration, this Court is justified in interpreting the language of the statute to avoid an incongruous result. When interpreting Congress' selection of substantive rules of decision, however, the unequivocal text must govern.
See Salinas v. United States,
. The general rule under New York law is that the statute of limitations begins to run on non-fraud causes of action when the claims accrue.
See
N.Y.Civ.Prac.L. & R. 203(a) ("The time within which an action must be commenced, except as otherwise expressly prescribed, shall be computed from the time the cause of action accrued to the time the claim is interposed.”). A cause of action generally accrues at the time of the alleged wrongdoing or the resulting injury.
See Coughlin v. International Bus. Machs. Corp.,
. The Plaintiffs contend that the
Rizk
case is inapplicable because it appears to address fraudulent concealment as a cause of action rather than as an equitable defense to the statute of limitations.
See
Dkt. # 108, at 12. The
Rizk
court, however, was responding to the plaintiff’s claim that "defendants should be estopped from asserting the Statute of Limitations defense due to their fraudulent concealment.”
See Rizk,
. The Plaintiffs also contend that a New York statute creating a discovery rule for toxic exposures applies to this case.
See
N.Y.Civ. Prac.L. & R. 214-c. This statute, however, only establishes that the limitations period shall be calculated from the date of the discovery of the injury, where injury "will not be dependent upon the discovery of the cause of the injury ...,"
Hedlund v. County of Tompkins,
. As an alternative ground for so holding, the New York couits have emphasized that "mere silence or failure to disclose the wrongdoing is insufficient” to invoke equitable estoppel.
Zoe G. v. Frederick F.G.,
. Significantly, either ground is sufficient to toll the statute of limitations period.
See
. The Plaintiffs' other two constitutional claims, involving substantive and procedural due process rights of access to the courts, were "clearly established” at the time of the alleged conduct. First, with respect to a substantive right of access to the courts, several Courts of Appeals have traced its existence to the 1907
Chambers
case.
See Crowder,
. The Plaintiffs have also alleged that the private defendants accomplished such constitutional violations directly, by secretly injecting several patients with toxic substances, including boron and uranium, without their knowledge or consent. See Dkt. # 21 ¶ 36(a).
