Lead Opinion
OPINION
delivered the opinion of the Court,
Appellant was indicted for sexually assaulting his wife’s eight-year-old granddaughter. Appellant and his wife were babysitting the victim when, according to the victim, Appellant came into her room while she was sleeping and fondled her and stuck his penis in her anus. Appellant denied the accusations and took the stand in his own defense. The jury convicted him and sentenced him to 25 years in prison. He now appeals, arguing that the Court of Appeals erred in holding that he failed to preserve the claims that the trial
The first ground for review claimed by Appellant pertains to the State’s cross-examination at trial, when it began questioning Appellant about his willingness to speak to the investigator and whether he knew that the investigator was trying to contact him about the allegations. The following exchange occurred:
[STATE]: Mr. Heidelberg, you certainly knew that Detective Fitzgerald was trying to get a hold of you [to] talk to you, didn’t you?
[DEFENSE COUNSEL]: Objection, Your Honor. This goes to the Fifth Amendment right, my client’s Fifth Amendment. He doesn’t have to talk to anybody.
[COURT]: Be overruled.
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[STATE]: Did you ever ask to talk to the detective about this case once you knew that the charges were there?
[APPELLANT]: I didn’t know about any charges until July of this year.
[STATE]: And in July of this year did you ask to talk to the detective in the case?
[APPELLANT]: Well, I was already incarcerated. So—
[STATE]: Well, did you ever ask anyone—
[DEFENSE COUNSEL]: Objection, Your Honor. This goes to the Fifth Amendment.
[COURT]: Overruled. Answer the question.
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[STATE]: You certainly could have talked with the investigating officer on this case and explained to him, in your opinion, why [the complainant] made this up, right?
[DEFENSE COUNSEL]: Objection, your Honor. My client — all of this line of questioning goes to the Fifth Amendment. My client does not have to speak with anyone about it.
[COURT]: Be overruled.
Appellant’s second ground for review refers to the State’s rebuttal, when it offered the testimony of Detective Fitzgerald. The following exchange between the prosecutor and the detective occurred:
[STATE]: Were you able to make contact with the defendant?
[FITZGERALD]: In a way.
[DEFENSE COUNSEL]: Objection, Your Honor. I would like to renew my objection as to my client’s Fifth Amendment right.
[COURT]: Be Overruled.
[DEFENSE COUNEL]: May I have a standing objection throughout so I’m not have to—
[COURT]: You may.
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[STATE]: Once the defendant was placed under arrest, had he wanted to talk to you, would you have sat down and spoken with him?
[FITZGERALD]: Oh, definitely; yes, ma’am.
As to Appellant’s third ground for review, the State made the following comment during rebuttal argument at the guilt/innocence stage:
[STATE]: Do you really believe he wanted to wait five months from thedate of arrest, he saved all that information to come and tell you? Of course not, that’s garbage.
[DEFENSE COUNSEL]: Your Honor, I object again. And may I have a standing objection to any reference to the Fifth Amendment?
[COURT]: That will be overruled.
On appeal, Appellant contends that the trial court erred in allowing the State to refer to Appellant’s post-arrest silence in violation of Article I, section 10 of the Texas Constitution. The State, however, urges that Appellant did not preserve error because his objections at trial were based solely on the Fifth Amendment. The Fifth Amendment of the federal constitution protects post-arrest silence made only after Miranda warnings have been given. Fletcher v. Weir,
Texas Rule of Appellate Procedure 33.1(a)(1)(A) provides, in relevant part, that for a complaint to be presented on appeal, a timely request, objection, or motion must have been made to the trial court, which “states the grounds for the ruling that the complaining party sought from the trial court with sufficient specificity to make the trial court aware of the complaint, unless the specific grounds were apparent from the context.” Tex. R.App. PRO. ANN. 33.1(a)(1)(A) (Vernon 2002) (emphasis added). Texas Rules of Evidence 103(a)(1) contains similar guidelines, providing that “a timely objection or motion to strike [must appear] on the record, stating the specific ground of objection, if the specific ground was not apparent from the context.” Tex. R. Evid. ANN. 103(a)(1) (Vernon 2002) (emphasis added). Additionally, it is well settled that the legal basis of a complaint raised on appeal cannot vary from that raised at trial. Euziere v. State,
In its holding, the Court of Appeals agreed that the trial court erred in allowing questions and comments pertaining to Appellant’s post-arrest silence. Heidelberg v. State,
The defendant in Cantu had also claimed that his state statutory rights were violated under section 54.09 of the Texas Family Code, which sets out certain rights for juveniles. At trial, when the allegedly improper testimony was being solicited, the defendant had objected, saying: “And that also brings up the interesting issue as to whether the waiver is valid at the time because he’s not been certified as an adult at that time. And he requires special Mirandizing and magistration before any questioning begins.” Id. at 733. The court of appeals held that this objection was insufficient to preserve the state statutory claim for review because the statement was “too general” to have alerted the trial court that the defendant was averring to that section of the Family Code. Id. at 733. Additionally, the court of appeals stated that: “[There was] no indication from the record that the trial judge understood that the state statute was an authority for defense counsel’s objection to the evidence. Moreover, the statement was made in the context of an argument that specifically identified federal law grounds for excluding [the doctor’s] testimony.” Id. at 733.
In Bamum, the defendant was convicted of murder.
While it is true that the court’s discussions in Cantu and Bamum are dicta,
A number of cases deal with the sufficiency of imprecise objections, but because one must look to the context of each case in order to see if the ground of the objection was apparent, we must look at each situation individually as it arises. Still, those cases can be looked to for instructive guidance. In Lankston v. State,
[STATE]: What did [the victim] tell you?
[WITNESS]: She told me that—
[DEFENSE COUNSEL]: Your Honor, may I make an objection? There are parameters that are exceptions to the hearsay rule that I believe this person can testify to under the rules, and [the State] has so filed [its] letter statingwhat those parameters are. I would just request that ... the questions be posed in a manner so that the nonobjec-tionable material she testifies to could be separate from that which would be hearsay under the rules.
[COURT]: I just want all the attorneys to stay within the parameters of 38.07[2]. I believe that’s what you’re referring to. I’ll just say all attorneys will be expected to [sic] stay within those parameters and couch their questions in that state.
Id. at 909.
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[STATE]: Around June of 1987, what did [the victim] tell you happened to her?
Id. at 910. The witness proceeded to testify to an incident not within the State’s written summary of her proposed testimony. Defense counsel objected, saying: “Your Honor, once again I’m going to have to object that this is hearsay.” Id. The following exchange then occurred:
[STATE]: Judge, I can show you what we filed as our intent to use 38.07[2].
[COURT]: It’s on file here. Let me read it here. All right. I’ll overrule the objection.
Id. at 911. In forming its decision, the Court agreed that the defendant should have specified as to which part of the evidence he was objecting because some of the evidence was hearsay that had already been ruled admissible and some evidence was hearsay that was inadmissible. Id. at 910. Still, the Court found that the defendant had preserved error because “it [was] clear from context that both judge and prosecutor understood [Defendant’s] objection to be a complaint about testimony not falling within the statutory hearsay exception for ‘outcry’ witnesses, because the ... exchange occurred immediately after-wards.” Id. at 910.
Lankston differs from the case at hand because, due to the prosecutor’s specific questions, as well as the judge’s comments when ruling, the record in Lankston clearly showed that all parties knew the nature of the objection. In contrast, many of the questions asked to Appellant in the case at hand were not time-specific, i.e. one could not tell from the State’s questions whether the State was asking about pre-arrest silence, post-arrest pre-Miranda silence, or post-arrest post-Miranda silence. Furthermore, the objections by Appellant’s attorney cited only the Fifth Amendment, not the Texas Constitution. Thus, the situation was not like Lankston, where the defendant’s objection “could not reasonably have [been] understood ... to mean anything else.” Id. at 911.
In another case, Coleman v. State,
Coleman is distinguishable because the question by the prosecutor was clearly referring to a time period post-arrest — the prosecutor was specifically asking about the defendant speaking to the Grand Jury. In Appellant’s case, however, the questions by the prosecutor did not clearly refer to any specific time-period. Questions such as “you knew that Detective Fitzgerald was trying to get a hold of you, didn’t you?” do not necessarily refer to post-arrest silence. And, there is no indication in the record that the judge understood, by defense counsel’s objection based on the Fifth Amendment and trailing a question which swept a broad time-period, that the defense was indeed claiming the protection of the Texas Constitution.
Appellant cites to Samuel v. State,
“What is the defendant’s statement when he’s caught [by the store clerk]? ‘It’s only a check.’ His words.... And [the store clerk] told you that for the twenty minutes he held this defendant until the police arrived that this defendant did not utter one syllable protesting his innocence.... In fact, his silence there at the scene is one of the most damaging bits of evidence you have before you.”
Id. at 494. The defense attorney again objected to the prosecutor’s “comment on the defendant’s right to remain silent and his comment on his failure to make a statement at the scene.” Id. On appeal, the State claimed that the defendant’s objection at trial preserved only federal constitutional grounds (under which there would be no protection for post-arrest, pre-Mi-randa silence), not state constitutional grounds. Id. at 494. This Court cited to Zillender v. State,
Samuel is different from this case, however. Central to the Court’s holding that the objection was sufficient to preserve a State law question for review appeared to be the fact that the defense attorney specified in his objections that the defendant was “under arrest,” and that the objections came “immediately on the heels of thfe prosecutor’s question which attempted to elicit testimony as to [the defendant’s] failure to protest his innocence.” Id. at 495-96. Appellant’s objections at trial did not rise to the level of those in Samuel. Indeed, Appellant’s counsel made no mention of Appellant being under arrest, and the majority of his objections did not follow questions which specifically referred to
Appellant cites to two more cases, Cabrales v. State,
The Veteto court determined that the objection was sufficient to invoke the safeguards of the Texas Constitution because, in reviewing “the questions, the objections, the responses, and the trial court’s interaction, it [was] clear that the objections were obvious to the trial court.” Id. at 810. But such is not the case for Appellant. In Veteto, the trial judge sustained the objections made by defense counsel, indicating that the judge had an understanding of the basis on which the objections were made. But here, because the trial court overruled Appellant’s objections without further comment, reviewing “the questions, the obligations, the responses, and the trial court’s interaction” as the court did in Veteto gives no indication that any other basis for the objection other than that which was stated (based on the Fifth Amendment) was clearly apparent to the judge.
In Cabrales, the defendant was convicted of possession with intent to distribute. At trial, the following exchange occurred:
[PROSECUTOR]: Once the cocaine is found in those bags and [the deputy] tells the Defendant you [sic] are under arrest, does the Defendant then take the opportunity to tell them, whoa, wait a second, [sic]
[DEFENSE COUNSEL]: Excuse me, Your Honor. I will object strenuously to the attempt to get in a custodial statement of asylum [sic]. Counsel knows that’s absolutely improper. She just said she was under arrest.
Cóbrales differs from Appellant’s situation for many of the reasons Veteto differs. As in Veteto, the prosecutor’s questions in Cóbrales clearly pertained to a time period post-arrest. Additionally, defense counsel stated that the defendant was already under arrest and used language such as “custodial interrogation and custodial asylum,” making it more obvious to the parties what the basis of the objections were. Furthermore, the record in Appellant’s case gives no indication that the trial judge understood the basis of the objection to mean that the defense was actually invoking the protection of the Texas Constitution, rather than the Fifth Amendment, which was the sole basis upon which the defense relied. Thus, we cannot agree with Appellant that Veteto and Cóbrales stand for the proposition that an objection solely under the Fifth Amendment, without more, preserves error to complain under the Texas Constitution.
An analogy can be made using the Fourth Amendment and article 38.23 of the Texas Code of Criminal Procedure. In one case dealing specifically with the Fourth Amendment and article 38.23, Nelson v. State,
We also commented on Nelson in Eisenhauer v. State,
Due to: 1) the lack of time-specific questions by the prosecutor, 2) counsel’s failure to cite to the state constitution or even specify that he was objecting to post-arrest silence, 3) and the lack of commentary by
Notes
. The case turned on federal grounds, so the commentary on the state constitutional law issue was not necessary.
. The defendant had been held at shotgun point by the store clerk, which the court of appeals deemed equivalent to being held under arrest. The State did not contest that finding, and this Court did not rule on the issue. Id. at 495, n. 2.
Dissenting Opinion
filed a dissenting opinion, in which PRICE, and HOLCOMB, JJ., join.
I respectfully dissent. The prosecution made repeated references to appellant’s failure to protest his innocence. While some of those comments arguably referred to appellant’s pre-arrest silence, the majority of them clearly pertained to time periods after appellant had béen arrested.
[State]: And in July of this year did you ask to talk to the detective in the case?
[Appellant]:Well, I was already incarcerated. So—
[State] Well, did you ever ask anyone—
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[State]: Once the defendant was placed under arrest, had he wanted to talk to you, would you have sat down and spoken with him?
[Fitzgerald]: Oh, definitely; yes, ma’am.
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[State]: Do you really believe that he wanted to wait five months from the date of arrest, he saved all that information to come and tell? Of course not, that’s garbage.
Such comments violated appellant’s right to silence, which is protected both by the Fifth Amendment to the United States Constitution and by Article I, § 10 of the Texas Constitution. Doyle v. Ohio,
In Lankston v. State,
As regards specificity, all a party has to do to avoid the forfeiture of a complaint on appeal is to let the trial judge know what he wants, why he thinks himself entitled to it, and to do so clearly enough for the judge to understand him at a time when the trial court is in a proper position to do something about it.
Lankston, at 909. Here, defense counsel objected each time the prosecutor attempted to elicit commentary on appellant’s failure to protest his innocence. Each time, the court overruled her objections. Eventually, he allowed her a standing objection, suggesting that he indeed understood the grounds for the objections, but simply chose not to sustain them.
In Hicks v. State,
the proper objection ... would be that at the time the question was asked, that the appellant was under arrest and that such a question is in violation of theappellant’s rights against self-incrimination and of the confession statute.
Hicks, at 837 (internal citations omitted). In this case, each time the prosecutor referred to appellant’s failure, both before and after arrest, to volunteer information to authorities, defense counsel objected on the basis of the Fifth Amendment. She elaborated on these objections several times by stating that her client didn’t have to talk to anybody.
This case is indistinguishable from Samuel v. State,
while appellant’s objection did not rise to the model of precision set out in Hicks, we think that, coming as it did immediately on the heels of the prosecutor’s question which attempted to elicit testimony as to appellant’s failure to protest his innocence, it was sufficient to inform the judge of the import of his complaint.
Samuel,
The court of appeals’ reliance on Barnum and Cantu for the general proposition that failure to specifically object on state grounds will result in a waiver of those grounds is misplaced. The applicable language in Bamum states simply that “Appellant’s objection to the exhibit in the trial court did not include a timely objection based on his asserted right under the Texas Constitution.” Barnum v. State,
In Cantu, the court of appeals first noted that the appellant had waived his state constitutional and statutory claims because his objection at trial was based solely on a federal case. Cantu v. State,
Finally, the footnote in Samuel, which states that “such an objection made during trial under State law in a State court presumptively invokes State law rather than Federal, so that it is the latter that must be specified” is instructive in this case. State law cannot offer less protection than federal law, because “the federal constitutional safeguards applicable to the states represent the minimum standard for state courts, and the state courts are not limited to those standards in their construction of state’s rights.” Heitman v. State,
Because it was clear from the context that defense counsel’s objections referred to the state’s attempts to elicit commentary on appellant’s post-arrest silence, I believe the claim was preserved for appeal. Moreover, I think the trial court erred by failing to sustain those objections.
We should not rely Doyle v. Ohio,
The question in these consolidated cases is whether a state prosecutor may seek to impeach a defendant’s exculpatory story, told for the first time at trial, by cross-examining the defendant about his failure to have told the story after receiving Miranda warnings at the time of his arrest. We conclude that use of the defendant’s post-arrest silence in this manner violates due process, and therefore reverse the convictions of both petitioners.
Doyle v. Ohio,426 U.S. at 611 ,96 S.Ct. 2240 .
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[Appellants] were stopped within minutes by ... police acting on radioed instructions from the narcotics agents. One of those agents, Kenneth Beamer, arrived on the scene promptly, arrested petitioners, and gave them Miranda warnings.
Id. at 612,96 S.Ct. 2240 .
To say that post-arrest silence is not protected until the subject has been given Miranda warnings is to gut Miranda and elevate form over substance. The Fifth Amendment is not called into existence by being read by a police officer. It protects before, during, and after arrest and before, during, and after recitation of the Miranda warnings. The point of Miranda is that one must know what rights are available before one can claim those rights. Miranda is merely notice to a subject in custody that he may decline to speak to police. Reading Miranda warnings makes sure that all subjects know their rights and are given an opportunity to exercise them. The right to remain silent may be the most important of those rights in the criminal context.
At the time of Doyle, Miranda was 14 years old and was described in Doyle as “a prophylactic means of safeguarding Fifth Amendment rights.” Doyle
In this case, because appellant did not seek out police to talk with them, an act no citizen is required to do, he has been penalized by the discussion in front of the jury of that “failure.” This is a violation of his right to remain silent even more egregious than to penalize him for explicitly invoking that right when confronted by police.
I dissent.
