Lead Opinion
Hedrick Humphries filed a suit alleging claims of discrimination and retaliation under Title VII and 42 U.S.C. § 1981 against CBOCS West, Inc., based upon his discharge as an associate manager at one of defendant’s Cracker Barrel restaurants. After dismissing Humphries’s Title VII claims as procedurally barred, the district court granted summary judgment in favor of CBOCS West, Inc. (hereinafter “Cracker Barrel”), holding that Humphries could not establish his prima facie burden of showing that a similarly situated individual in a non-protected class was treated more favorably. We reverse the district court’s grant of summary judgment as to Hum-phries’s retaliation claim because Hum-phries made a sufficient showing under the indirect method to establish a prima facie case of retaliation under section 1981. We affirm the judgment as to Humphries’s discrimination claim because Humphries forfeited this claim by failing to present an adequate argument before the district court.
I. BACKGROUND
The following facts are recounted in the light most favorable to Humphries, the non-movant. Humphries, an African-American male, was an associate managér at a Cracker Barrel restaurant in Bradley, Illinois. Associate managers at Cracker Barrel are supervised by a general manager, who in turn is supervised by a district manager. In this case, three general managers cycled through
Within Cardin’s initial month of being the general manager, he issued Humphries five disciplinary reports, called Employee Counseling Reports (ECRs). The ECRs covered a wide range of alleged misconduct, including bank deposit shortages and inappropriate use of Gold Cards to provide complaining customers a free meal. Hum-phries claims that the ECRs were groundless and reflected Cardin’s racial animus. In response, in August or September 2001, Humphries complained to Cardin’s supervisor, district manager William Christensen. Christensen, however, appears not to have conducted any investigation of Hum-phries’s claims, contrary to Cracker Barrel policies.
In September 2001, Ken Dowd became general manager (Cardin returned, as planned, to his store). Shortly thereafter, Joe Stinnett, one of Humphries’s fellow associate managers, fired an African-American food server, Venis Green, because she purportedly failed to show up for a shift. Humphries complained to both Dowd and Christensen that Stinnett’s firing of Green was discriminatory because, among other things, Green had informed both Humphries and another associate manager that she could not work that shift. Moreover, according to Humphries, a white employee had failed to appear at work , on several occasions without notice, but was not fired. Humphries also reminded Christensen of his earlier complaints regarding former-general manager Cardin. According to Humphries, Christensen berated him for “going outside the management group” (i.e., turning to Christensen, rather than Dowd, to complain) and demanded that Humphries schedule a meeting with Dowd for the following week.
This scheduled meeting never occurred because on December 5, 2001 (the day before Humphries’s scheduled meeting with Dowd), Christensen fired Humphries, based upon Stinnett’s complaint that Hum-phries had left the store safe unlocked during the evening — a charge that Hum-phries disputes. Humphries also claims that prior to his firing (and before his alleged failure to lock the safe), a cashier warned him that he should watch himself because Christensen and Stinnett were “up to something.” After being informed by Stinnett that Humphries had left the safe unlocked, Christensen immediately terminated Humphries — without interviewing him or investigating the incident to determine whether Humphries had actually left the safe open.
Humphries subsequently brought claims of discrimination and retaliation under Title VII and section 1981. The district court dismissed Humphries’s Title VII claims due to procedural deficiencies (and Humphries does not appeal this determination). The district court also granted summary judgment in favor of Cracker
II. ANALYSIS
A. Historical Overview of Retaliation Claims under Section 1981
Before we turn to the merits of this appeal, we must decide whether Hum-phries’s retaliation claim is cognizable under section 1981. Although Cracker Barrel failed to raise this issue in the district court, it now claims that our decision in Hart v. Transit Management of Racine, Inc.,
Of course, we retain the'right to consider forfeited arguments, and may choose to do so “in the interests of justice.” Mass. Bay Ins. Co. v. Vic Koenig Leasing, Inc.,
1. Section 1981’s Origin in the Civil Rights Act of 1866 .
The language codified in section 1981 derives from section 1 of the Civil Rights Act of 1866, a Reconstruction-era statute that is generally recognized as the first significant civil rights legislation enacted by Congress, and is considered the “initial blueprint of the Fourteenth Amendment.” Gen. Bldg. Contractors Ass’n, Inc. v. Pennsylvania,
In response to the states’ attempts to circumvent the requirements of the Thirteenth Amendment, section 1 of the Civil Rights Act of 1866 conferred a series of legal rights, including the right to contract, and to hold and convey property, equally to citizens.
All persons within the jurisdiction of the United States shall have the same right in every State and Territory to make and enforce contracts, to sue, be parties, give evidence, and to the full and equal benefit of all laws and proceedings for the security of persons and property as is enjoyed by white citizens, and shall be subject to like punishment, pains, penalties, taxes, licenses, and exactions of every kind, and to no other.
42 U.S.C. § 1981(a). Other portions of section 1 are now codified in section 1982, which states:
All citizens of the United States shall have the same right, in every State and Territory, as is enjoyed by white citizens thereof to inherit, purchase, lease, sell, hold, and convey real and personal property.
42 U.S.C. § 1982.
2. Sullivan v. Little Hunting Park, Inc. Leads Courts To Conclude that Section 1981 Protects Against Retaliation
The Supreme Court has interpreted section 1981 as providing a broad-based prohibition (and federal remedy) against racial discrimination in the making and enforcing of contracts. See, e.g., Runyon v. McCrary,
*394 We turn to Sullivan’s expulsion for the advocacy of Freeman’s cause. If that sanction, backed by a state court judgment, can be imposed, then Sullivan is punished for trying to vindicate the rights of minorities protected by § 1982. Such a sanction would give impetus to the perpetuation of racial restrictions on property. That is why we said in Barrows v. Jackson,346 U.S. 249 , 259,73 S.Ct. 1031 , 1036,97 L.Ed. 1586 , that the white owner is at times “the only effective adversary” of the unlawful restrictive covenant. Under the terms of our decision in Barrows, there can be no question but that Sullivan has standing to maintain this action.
Id. at 237,
Following Sullivan, and prior to Patterson, the general consensus among the circuits was that section 1981 broadly prohibited discrimination in all contractual facets of the employment relationship, including “postformation” adverse acts, such as retaliation. See, e.g., Choudhury v. Polytechnic Inst. of New York,
3. Patterson v. McLean Credit Union Narrows the Reach of Section 1981
In 1989, the Supreme Court issued its decision in Patterson, which severely curtailed the reach of section 1981 claims. The Patterson court held that section 1981 protections applied exclusively to two types of rights: the right to make contracts and the right to enforce them.
Even though Patterson involved only racial harassment and the term “retaliation” appears nowhere in the opinion, several circuits — including this one — interpreted Patterson as precluding retaliation claims
In a concurring opinion in Malhotra, Judge Cudahy concluded that Patterson did not preclude retaliation claims.
A prohibition against retaliation is a necessary adjunct to the anti-discriminatory provision itself. If an employee may be*396 fired for complaining of discrimination, his right not to be discriminated against is surely vitiated.... The recognition of a right of action for retaliation under section 1981 is simply another application of a straightforward syllogism: if an employee is granted certain substantive rights against his or her employer, the employer may not punish the employee’s assertion of those rights, since this would allow the employer to take away a right to protection conferred by statute.
Id. at 1314-15.
Judge Cudahy’s view in Malhotra did not carry the day in this circuit during the brief post-Patterson era. Shortly thereafter, we issued our McKnight decision, where we, like most other circuits^ interpreted Patterson as foreclosing section 1981 coverage of retaliation claims. See McKnight, 908 F.2d.at 107-08; see also Von Zuckerstein v. Argonne Nat’l Lab.,
Judge Fairchild,, however, concurred and dissented in part from the majority’s opinion, because, in his view, Patterson “did not expressly assert that a racially discriminatory termination would not be a violation of § 1981.” Id. at 117. Instead, he reasoned that the analysis in Patterson was limited to the narrow issue of whether a change in the conditions of employment following the formation of the employment contract (specifically, racial harassment)— but not a termination — violated section 1981. Id. As a result, Judge Fairchild concluded that the right to make contracts established in section 1981 protected “the right to continue to work, in the face of racially discriminatory termination” — a result unaltered by Patterson. Id.But see Rivers v. Roadway Express, Inc.,
4. The Civil Rights Act of 1991 Super-cedes Patterson
Whether the majority opinion in McKnight or Judge Cudahy’s or Judge Fairchild’s reading of Patterson was correct is now irrelevant because Patterson’s influence was short-lived. Unhappy with the result issued in Patterson, Congress legislatively superceded the Patterson decision by enacting the Civil Rights Act of 1991. See Rivers,
For purposes of this section, the term “make and enforce contracts” includes the making, performance, modification, and termination of contracts, and the enjoyment of all benefits, privileges, terms, and conditions of the contractual relationship.
42 U.S.C. § 1981(b). And the legislative history pertaining to this subsection confirms that Congress intended retaliation to be included under this provision. See Andrews v. Lakeshore Rehab. Hosp.,
The Civil Rights Act of 1991 led several circuits to reverse course (again) and to allow retaliation claims under section 1981. See Foley v. Univ. of Houston Sys.,
B. Humphries’s Retaliation Claim Is Cognizable Under Section 1981
1. We Hold that Section 1981 Protects Against Retaliation
This is the first opportunity we have had since the enactment of the Civil Rights Act of 1991 to re-visit the issue of whether section 1981 forbids all retaliatory discharge claims.
Thus, the issue before us is whether section 1981, as amended by the Civil Rights Act of 1991, applies to claims of retaliation. We hold that it does. The plain text of the statute, as amended in 1991, makes clear that section 1981 encompasses the “termination of contracts,” and there can be no doubt that a retaliatory discharge is indeed a termination of the employment contract.
Even if the statute were unclear on this issue — after all, the specific word “retaliation” still does not appear in section 1981
Retaliation against a person because that person has complained of sex discrimination is another form of intentional sex discrimination encompassed by Title IX’s private cause of action. Retaliation is, by definition, an intentional act. It is a form of “discrimination” because the complainant is being subjected to differential treatment. Moreover, retaliation is discrimination “on the basis of sex” because it is an intentional response to the nature of the complaint: an allegation of sex discrimination. We conclude that when a funding recipient retaliates against a person because he complains of sex discrimination, this constitutes intentional “discrimination” “on the basis of sex,” in violation of Title IX.
Id. at 173-74,
The Jackson court relied heavily on its prior decision in Sullivan,
Thus,'the Jackson court appears to have jettisoned our prior observation that “retaliation and discrimination are separate
Indeed, the fact that Title IX omitted any mention of retaliation, even though it was enacted in 1972, eight years after Title VII and its specific inclusion of retaliation provisions, did not trouble the Jackson court nor lead it to conclude that Congress must have intended to exclude retaliation from Title IX’s coverage. See id. To the contrary, the Court looked to its Sullivan decision (which was issued three years before the passage of Title IX) and concluded that it provided “a valuable context for understanding” Title IX. Id. at 176,
Thus, the foundation of the Jackson decision is built squarely upon the Court’s prior determination in Sullivan that section 1 of the Civil Rights Act of 1866 was intended as a broad prohibition on discrimination that contained an implied cause of action for retaliation. Id.; see Sullivan,
3. Our Holding Is Sensible and Aligned with the Weight of Authority
Accordingly, we join the other circuits that have addressed this issue in the post-Civil Rights Act of 1991 era — all of whom uniformly conclude that retaliation claims are cognizable under section 1981. See Foley,
There is no traction in observing that Title VII provides a back-up or competing statutory regime to the plaintiff. See generally Randolph v. IMBS, Inc.,
4. We Overturn Hart to the Extent that it Conflicts with Sullivan and Jackson
We must' now briefly return to Hart, where we held that a white employee who alleged that he suffered retaliation for supporting his co-worker’s charge of discrimination could not maintain such a claim because section 1981 “encompasses only racial discrimination on account of the plaintiffs race and does not include a prohibition against retaliation for opposing racial discrimination.” Hart,
As a result, it is clear that our decision in Hart cannot survive scrutiny under Sullivan, as expanded by the Court in Jackson. Moreover, our decision is out-of-step with the outcomes reached in the vast majority of cases outside of our circuit. Accordingly, we overrule our holding in Hart on this limited issue.
C. Humphries Presented a Claim of Retaliation Sufficient to Survive Summary Judgment
Turning to the merits of Hum-phries’s retaliation claim under section 1981, we generally have applied the same prima facie requirements to discrimination claims brought under Title VII and section 1981. See, e.g., Alexander v. Wis. Dep’t of Health & Family Servs.,
To overcome Cracker Barrel’s motion for summary judgment, Humphries may proceed under either the direct or indirect methods. See Sitar v. Ind. Dep’t of Transp.,
Under the district court’s view (which, naturally, Cracker Barrel echoes on appeal), Humphries’s prima facie case failed because, among other reasons, he did not present sufficient evidence to meet the similarly situated requirement under the indirect method.
Cracker Barrel’s view of our similarly situated requirement is too rigid and inflexible. This requirement “should not be applied mechanically or inflexibly.” Hull v. Stoughton Trailers, LLC,
In addition, our case law does not provide any “magic formula for determining whether someone is similarly situated.” Chavez v. Ill. State Police,
It is important not to lose sight of the common-sense aspect of this inquiry. It is not an unyielding, inflexible requirement that requires near one-to-one mapping between employees — distinctions can always be found in particular job duties or performance histories or the nature of the alleged transgressions. See, e.g., Ezell,
Establishing a prima facie case should not be such an onerous requirement: “the plaintiffs evidence on the prima facie case need not be overwhelming or even destined to prevail; rather, the plaintiff need present only ‘some evidence from which one can infer that the employer took adverse action against the plaintiff on the basis of a statutorily proscribed criterion.’ ” Bellaver v. Quanex Corp., 200 F.3d
With this legal and policy backdrop in mind, we now turn to the would-be comparators in this case. It is clear that Stinnett was a sufficient comparator. He held the same associate manager position as Humphries, with the same duties, including responsibility for ensuring the safe was locked at all times. He shared the same supervisor (Dowd) and same ultimate decisionmaker (Christensen). Like Hum-phries, Stinnett had received past negative performance evaluations, including low ratings on “asset protection” categories. In addition, Humphries presented competent testimony (both his own and that of a coworker) that Stinnett — -like Hum-phries — had used a so-called Gold Card to pay for a meal that a customer had complained about, apparently in contravention of Cracker Barrel policy. In addition, Humphries presented evidence that Stin-nett’s termination of Green (the immediate precursor event connected to Humphries’s termination) was impermissible (under Cracker Barrel policy, only general managers, not associate managers, can fire employees). If anything, the record tends to suggest that Humphries generally performed slightly better than Stinnett. In addition, Humphries presented evidence that Stinnett also left the safe unlocked. Specifically, Humphries testified that Stin-nett (and Dowd) routinely left the safe unlocked — the very basis for which Hum-phries was fired, and one which Hum-phries hotly disputes.
Cracker Barrel seeks to distinguish Stinnett on the grounds that he left the safe unlocked during the daytime fie., business hours) whereas Humphries left it unlocked during the nighttime fie., overnight). This is a distinction without much difference. Although arguments can be made as to relative greater potential harm of leaving the safe unlocked at night, the issue remains that it was contrary to Cracker Barrel policy to leave the safe unlocked and unattended at any point during the 24-hour day. More importantly, Cracker Barrel’s argument here reflects precisely the type of formalistic argument that should not carry the day at summary judgment. Humphries was not required to show an identity of wrongful conduct: “the law is not this narrow.” Ezell,
Cracker Barrel also contends that it established that it had a legitimate reason for firing Humphries, and that Hum-phries failed to show that the reason that Cracker Barrel provided for his discharge was pretext (i.e., a lie). See Forrester v. Rauland-Borg Corp.,
This is not to say that merely pointing to an employer’s shoddy investigatory efforts is sufficient to establish pretext. Erroneous (but believed) reasons for terminating an employee are not tantamount to pretex-tual reasons. See Forrester,
As a final note, on remand, Humphries will have only his claim of retaliation. We agree with the district court’s determination that he waived (forfeited would be the better term) his discrimination claim by devoting only a skeletal argument in response to Cracker Barrel’s motion for summary judgment. Although Humphries
III. CONCLUSION
For the foregoing reasons, we ReveRse the district court’s grant of summary judgment in favor of the defendant on Hum-phries’s retaliation claim, we Affirm the grant of summary judgment in favor of the defendant on Humphries’s discrimination claim, and we Remand for further proceedings in accordance with this opinion.
Notes
. We note that there is some confusion in this circuit as to whether an appellee — as opposed to an appellant — who failed to raise to a particular argument in the district court in support of his motion for summary judgment is precluded from raising new arguments in this court to affirm the district court’s ruling. Compare, e.g, Gray v. Lacke,
. In 1870, after ratification of the Fourteenth and Fifteenth Amendments, ■ Congress re-enacted the Civil Rights Act of 1866 (via the Enforcement Act of 1870), and then codified it in sections 1977 and 1978 of the Revised Statutes of 1874. The 1870 reenactment, which followed passage of the Fourteenth Amendment, has caused significant debate regarding whether sections 1981 and 1982 apply to private actors or, instead, are limited to state actors, pursuant to the Fourteenth Amendment. Compare, e.g., Jones, 392 U.S.
. See also Mozee v. Am. Commercial Marine Serv. Co.,
. Judge Cudahy also noted that "to the limited extent Patterson is relevant here, it would appear to support the recognition of a cause of action for retaliatory conduct" because the Patterson court recognized that section 1981’s right to "enforce contracts” prohibits efforts to “impede access to the courts or obstruct nonjudicial methods of adjudicating disputes about the force of binding obligations.” Malhotra,
. In Von Zuckerstein v. Argonne Nat’l Lab.,
. Our decision in Hart was initially issued as an unpublished order, but, upon motion to publish it filed by a member of the bar, the order was converted to a published opinion.
. The at-will nature (i.e., no formal written contract and no specific terms of employment) of the plaintiff's employment here does not preclude the plaintiff from relying on section 1981's provisions pertaining to contracts. See Walker,
. Cf. 42 U.S.C. § 2000e-3(a) (Title VII) (providing that it is an “unlawful employment practice” for an employer to retaliate against an employee because he has “opposed any practice made an unlawful employment practice by [Title VII], or because he has made a charge, testified, assisted, or participated in any manner in an investigation, proceeding, or hearing.”).
. Our colleague in dissent argues that the analysis in Jackson was particularized to Title IX and thus not applicable to our discussion of section 1981. We disagree. In Jackson, the Supreme Court relied in large part upon Sullivan, a case concerning section 1982. See, e.g., Jackson,
. In addition, the Eleventh Circuit subsequently hinted that Little may conflict with its decision in Jackson v. Motel 6 Multipurpose, Inc.,
. See, e.g., Des Vergnes v. Seekonk Water Dist.,
. Because this opinion overrules a prior case, it has been circulated in advance of publication to all judges of this court in regular active service pursuant to Seventh Circuit Rule 40(e). A majority did not favor a rehearing en banc on the question of overruling Hart,
. We need not decide whether Humphries has enough evidence under the direct method because he meets the requirements of the indirect method.
. Because we conclude the Stinnett was an adequate comparator, we need not address whether Dowd fits the requisite criteria.
Dissenting Opinion
dissenting in part.
The Supreme Court held in Jackson v. Birmingham, Board of Education,
The Justices gave three principal reasons for their decision in Jackson. (1) The word “discrimination” has sufficient ambiguity to permit a reading that includes an anti-retaliation norm.
None of these reasons applies to 42 U.S.C. § 1981, the subject of today’s decision. (1) The word “discriminate” does not appear in § 1981. What that statute provides is that all citizens have the same right to make and enforce contracts. How can a decision that resolves ambiguity in the word “discriminate” apply to other statutes with different language? (2) Section 1981 was enacted in 1866, long before anti-retaliation norms were created. The first mention of “retaliatory discharge” in any federal appellate opinion came in NLRB v. Arthur Winer, Inc.,
The question at issue today is not whether an employer may fire a worker who protested discrimination, but whether an employee may present a claim of retaliation even though he failed to file a timely charge under Title VII and engage in conciliation before turning to court. By adding an anti-retaliation rule to § 1981, the majority does not craft an ancillary doctrine necessary to make the principal norm work (as the Court did in Jackson)', instead it demolishes components of Title VII that Congress thought necessary to expedite the resolution of disputes and resolve many of them out of court.
This is not the first time that a disgruntled employee has turned to § 1981 after missing the deadline for litigation under Title VII. The Court held in Patterson v. McLean Credit Union,
Congress can add to a law’s reach, and in 1991 it did so — but the 1991 revision does not mention “retaliation” or change the text of § 1981(a), on which Hum-phries’s claim rests. When § 1981 and Title VII have different but overlapping provisions (as they do, for example, with respect to damages), then the judiciary must enforce both. See, e.g., Branch v. Smith,
To the extent that my colleagues treat the 1991 legislation as discarding all of Patterson, they follow an approach that was rejected in Rivers v. Roadway Express, Inc.,
My colleagues end up declaring that the text of § 1981, its context, its history (the absence of anything like an anti-retaliation norm in 1866), its function, and the effect of an inventive reading on the operation of Title VII all are irrelevant. The rule they impute to Jackson has no moorings in any statute’s text or provenance. Yet that’s not at all what Jackson says; it dealt with the actual language and operation of Title IX and does not justify a language-and-history-free interpretation of all federal statutes. I do not think it likely that the Supreme Court, which insists that statutory language be followed even if inconvenient or jarring — see, e.g., Arlington Central School District v. Murphy, —— U.S. -,
Perhaps it was the approach that prevailed in 1969, when the Court decided Sullivan v. Little Hunting Park, Inc.,
It is anachronistic to say that, because Sullivan engaged in a freewheeling “interpretation” of § 1982, we may today take liberties with § 1981. One might as well cite Borak for the proposition that “every right implies a remedy” so that courts should today create a private right of action for every statute other than those that the Supreme Court addressed in Cort and its successors.
Yet that is the majority’s tack. The argument goes that, because Sullivan ignored the language of § 1982 and drafted an “improved” version of the statute, we are free to do the same today for § 1981, its neighbor. The Supreme Court requires us to proceed otherwise. Borak dealt with § 14(a) of the Securities Exchange Act of 1934,15 U.S.C. § 78n(a). It was as freewheeling in “interpreting” that law as Sullivan was with § 1982. Yet the Court has held that the change of interpretive method announced in Cort applies to all other sections of the Securities Exchange Act. See Piper v. Chris-Craft Industries, Inc.,
There has been a sea change in interpretive method between Sullivan and today— and Patterson not only exemplifies • the change but also applies it to § 1981. In 1989 the Justices were invited to rely on Sullivan as a model for the interpretation of § 1981. They declined. Less than a year ago, in Domino’s Pizza, the Court reiterated Patterson’s interpretive stance. Sullivan, by contrast, did not receive a mention. Yet my colleagues do not mention Domino’s Pizza. Why bypass the Supreme Court’s 2005 understanding of § 1981 in favor of a 1969 understanding of § 1982? We must respect our superiors’ decision to call a halt to judicial extrapolation; Domino’s Pizza rather than Sullivan exemplifies the appropriate judicial role. By relying on Sullivan, my colleagues indulge an assumption — that if some remedies are good, then more must be better— that has no support on today’s Supreme Court.
Now if § 1981 had been enacted while the freewheeling approach of Sullivan was in force, it might well be appropriate to adopt a goal-driven reading. To use the interpretive tools of the last 30 years to unravel a statute passed in earlier days would be to cross up the legislature. That was a point the Court made in Jackson-. Title IX was enacted in 1972, and Congress may well have anticipated that Sullivan-like construction would follow.
Section 1981 does offer one opening for a claim in the nature of retaliatory discharge. Suppose Cracker Barrel regularly fired' black employees who protest discrimination in the workplace, but not protesting white employees. Then it might be appropriate to conclude that black persons do not enjoy the same right as white persons to contract with Cracker Barrel. But Humphries does not make such an argument. For all this record shows, Cracker Barrel fires every eomplainer, without regard to the subject of the complaint. An employer that treats everyone the same in this respect complies with § 1981, so the judgment should be affirmed.
