Lead Opinion
PER CURIAM Opinion; Concurrence by Judge THOMAS; Dissent by Judge TALLMAN; Partial Concurrence and Partial Dissent by Judge BERZON; Partial Concurrence and Partial Dissent by Judge PREGERSON; Partial Dissent by Chief Judge KOZINSKI.
OPINION
Trinidad y Garcia alleges that his extradition to the Philippines would violate his rights under the Convention Against Torture (CAT)
The appropriate agency is the Department of State, and it adopted regulations specifying that, “[i]n each case where allegations relating to torture are made ..., appropriate policy and legal offices review and analyze information relevant to the case in preparing a recommendation to the Secretary as to whether or not to sign the surrender warrant.” 22 C.F.R. § 95.3(a). An extraditee may be surrendered only after the Secretary makes a determination regarding possible torture. Id. § 95.2-.3.
1. The district court had jurisdiction over the action pursuant to 28 U.S.C. § 2241, which makes the writ of habeas corpus available to all persons “in custody in violation of the Constitution or laws or treaties of the United States,” and under the Constitution. 28 U.S.C. § 2241(c)(3); Heikkila v. Barber,
2. Neither the REAL ID Act (8 U.S.C. § 1252(a)(4)) nor FARRA (8 U.S.C. § 1231 note) repeals all federal habeas jurisdiction over Trinidad y Garcia’s claims, as the government asserts. A statute must contain “a particularly clear statement” before it can be construed as intending to repeal habeas jurisdiction. Demore v. Kim,
FARRA lacks sufficient clarity to survive the “particularly clear statement” requirement. Saint Fort v. Ashcroft,
3. The CAT and its implementing regulations are binding domestic law, which means that the Secretary of State must make a torture determination before surrendering an extraditee who makes a CAT claim. FARRA and its regulations generate interests cognizable as liberty interests under the Due Process Clause, which guarantees that a person will not be “deprived of life, liberty, or property, without due process of law.” U.S. Const. amend. V; Mathews v. Eldridge,
4. The process due here is that prescribed by the statute and implementing regulation: The Secretary must consider an extraditee’s torture claim and find it not “more likely than not” that the ex-traditee will face torture before extradition can occur. 22 C.F.R. § 95.2. An extraditee thus possesses a narrow liberty interest: that the Secretary comply with her statutory and regulatory obligations.
5. The record before us provides no evidence that the Secretary has complied with the procedure in Trinidad y Garcia’s case. The State Department has submitted a generic declaration outlining the basics of how extradition operates at the Department and acknowledging the Department’s obligations under the aforementioned treaty, statute and regulations, but the Department gives no indication that it actually complied with those obligations in this case.
Trinidad y Garcia’s liberty interest under the federal statute and federal regulations entitles him to strict compliance by the Secretary of State with the procedure outlined in the regulations. He claims that the procedure has not been complied with, and the Constitution itself provides jurisdiction for Trinidad y Garcia to make this due process claim in federal court. Bivens v. Six Unknown Named Agents of Fed. Bureau of Narcotics,
In the absence of any evidence that the Secretary has complied with the regulation, we lack sufficient basis in the record to review the district court’s order granting Trinidad y Garcia’s release. We remand to the district court so that the Secretary of State may augment the record by providing a declaration that she has complied with her obligations. Counsel for the government represented that the Secretary would provide such a declaration if the court so instructs. We so instruct.
6. If the district court receives such a declaration, it shall determine whether it has been signed by the Secretary or a senior official properly designated by the Secretary. If so, the court’s inquiry shall have reached its end and Trinidad y Garcia’s liberty interest shall be fully vindicated. His substantive due process claim is foreclosed by Munaf v. Geren,
7. The district court’s order is vacated, and the case is remanded to the district court for proceedings consistent with this opinion.
VACATED AND REMANDED.
Notes
. United Nations Convention Against Torture and Other Forms of Cruel, Inhuman or Degrading Treatment or Punishment, adopted by unanimous agreement of the U.N. General Assembly, G.A. Res. 39/46, 39 U.N. GAOR Supp. No. 51 at 197, U.N. Doc. A/RES/39/708 (1984), entered into force as to the United States Nov. 20, 1994, signed Apr. 18, 1988.
Concurrence Opinion
concurring, with whom WARDLAW, Circuit Judge, joins and BERZON, Circuit Judge, joins as to Part I:
I concur in the Per Curiam opinion. I write separately to express my views on jurisdiction and the scope of our habeas review.
I
The district court had jurisdiction over Trinidad y Garcia’s claims pursuant to 28 U.S.C. § 2241 and the Constitution of the United States.
The district court had jurisdiction over the action pursuant to 28 U.S.C. § 2241(c)(3), which makes the writ of habeas corpus available to all persons “in custody in violation of the Constitution or laws or treaties of the United States.” Federal habeas relief under § 2241 is available as a remedy to non-citizens challenging executive detention. INS v. St. Cyr,
1
The REAL-ID Act
The purpose of the REAL-ID Act’s jurisdiction-stripping provisions was to “consolidate judicial review of immigration proceedings into one action in the court of appeals.” St. Cyr,
Trinidad y Garcia’s habeas petition does not challenge a final order of removal; it challenges the legality of his extradition
2
Similarly, there is nothing in the Foreign Affairs Reform and Restructuring Act of 1998 (FARRA), Pub. L. No. 105-277, Div. G, Title XXII, 112 Stat. 2681 (codified at 8 U.S.C. § 1281 note), that repeals federal court habeas jurisdiction under § 2241, as the government also claims. FARRA provides, in relevant part, that:
Notwithstanding any other provision of law, and except as provided in the regulations [the Secretary of State promulgates pursuant to the Act], no court shall have jurisdiction to review the regulations adopted to implement this section, and nothing in this section shall be construed as providing any court jurisdiction to consider or review claims raised under the [CAT] or this section, or any other determination made with respect to the application of the policy set forth in subsection (a), except as part of the review of a final order of removal pursuant to [8 U.S.C. § 1252].
FARRA § 2242(d) (codified at 8 U.S.C. § 1231 note).
There is nothing at all in this section that purports to repeal federal habeas jurisdiction under § 2241. Rather, the section simply states it is not conferring jurisdiction. We have already held that this provision does not divest federal courts of habeas jurisdiction. Singh v. Ashcroft,
3
Although, we need not resort to the special principles of statutory construction that apply to statutes purporting to divest federal courts of habeas jurisdiction, I would be remiss if I did not underscore them. The elimination of all forms of judicial review of executive detention would violate the Constitution. See Magana-Pizano v. INS,
Indeed, the Supreme Court has required that (1) a statute contain “a particularly clear statement” before it can be construed as intending to repeal habeas jurisdiction, Demore v. Kim,
B
In addition to possessing jurisdiction under § 2241, the district court also had
The “traditional Great Writ was largely a remedy against executive detention.” Swain v. Pressley,
Of particular significance is Heikkila. In considering the Immigration Act of 1917, the Supreme Court wrote in Heikkila that the Act “clearly had the effect of precluding judicial intervention in deportation cases except insofar as it was required by the Constitution.”
Thus, even if we adopted the government’s position that Congress foreclosed Trinidad y Garcia’s statutory habeas remedies, his resort to federal habeas corpus relief to challenge the legality of his detention would be preserved under the Constitution.
II
Having concluded that the district court had jurisdiction, the question then becomes the scope of habeas relief available to Trinidad y Garcia. Once a federal court has completed its extradition determinations under 18 U.S.C. § 3184, the Secretary of State in her discretion may determine whether the alien should be surrendered to the custody of the requesting state. Barapind,
However, certain aspects of the Secretary’s decision are reviewable. Barapind,
In assessing whether the Secretary has complied with her statutory and regulatory obligations, our review differs from the ordinary analysis that we apply to petitions for review of decisions on CAT claims by the Board of Immigration Appeals. Immigrations judges and the BIA are charged with deciding CAT claims on the evidence presented. See e.g., Nuru v. Gonzales,
Our role in reviewing the Secretary’s extradition determinations is far different because the surrender of a person to a foreign government is within the Executive’s powers to conduct foreign affairs and the Executive is “well situated to consider sensitive foreign policy issues.” Munaf v. Geren,
Although we cannot review the merits of the Secretary’s internal extradition review, the Secretary’s legal obligation to comply with the CAT, as implemented by FARRA and accompanying State Department regulations, is not a part of that review process. The Secretary could not, for example, refuse to conduct the review. Therefore, the scope of habeas review allows courts to examine whether the Secretary has complied with her non-discretionary obligations. This limited review process of simply determining that the Secretary has complied with the law is the least intrusive method of maintaining the delicate balance between the competing concerns of respecting executive prerogative in foreign relations and ensuring that the law has been followed.
The appropriate manner of review, and the one endorsed by the government at oral argument, is to require submission to the court of a certification or affidavit from the Secretary or her authorized designee certifying compliance with the non-discretionary obligations imposed by statute and regulation.
Once the district court determines that the Secretary has complied with her legal obligations, its review ends. Any further inquiry into the executive branch’s internal extradition review process would exceed our proper role under the Separation of Powers doctrine.
Ill
In this case, there is nothing in the record to indicate that the Secretary has fulfilled her non-discretionary obligations. The Johnson Declaration, which is the only evidence tendered by the government to the district court, only describes general procedures commonly used by the Department of State in extradition review. And it was executed before the Secretary made her determination, so it cannot form the basis for concluding that the Secretary has complied with her obligations in this case.
Trinidad y Garcia has alleged in his habeas petition that the Secretary has not complied with FARRA’s implementing regulations and violated his right to due process. In the absence of any evidence that the Secretary has complied with the regulation, we lack sufficient basis in the record to review the district court’s order granting Trinidad y Garcia’s release. Therefore, the appropriate remedy is to vacate the district court order and remand the case to the district court with directions that the government may be afforded the opportunity to supplement the record with an appropriate declaration that the Secretary has complied with her non-discretionary statutory and regulatory duties.
. The REAL ID Act of 2005, Pub. L. No. 109-13, Div. B, § 106, 119 Stat. 231, 310-11 (amending 8 U.S.C. § 1252).
. The relevant section is 8 U.S.C. § 1252(a)(4), which provides that:
"Notwithstanding any other provision of law (statutory or nonstatutory) including section 2241 of Title 28, or any other habeas corpus provision, and sections 1361 and 1651 of such title, a petition for review filed with an appropriate court of appeals in accordance with this section shall be the sole and exclusive means for judicial review of any cause or claim under the United Nations Convention Against Torture and Other Forms of Cruel, Inhuman, or Degrading Treatment or Punishment, except as provided in subsection (e) of this section.”
. The Suspension Clause provides that: "The Privilege of the Writ of Habeas Corpus shall not be suspended, unless when in Cases of Rebellion or Invasion the public Safety may require it.” U.S. Const, art. I, § 9, cl. 2.
Dissenting Opinion
with whom Circuit Judges CLIFTON, M. SMITH, and IKUTA join, dissenting:
Hedelito Trinidad y Garcia, a Philippine national, stands accused by the Philippines of kidnaping for ransom. After Philippine authorities requested his extradition so that he might stand trial there for his crime — a request reviewed and approved by the Departments of State and Justice— he was arrested in Los Angeles. Five years later, after his claims were denied by two different courts, then Secretary of State Condoleeza Rice ordered Trinidad extradited.
We went en banc to address a relatively straightforward legal question: whether an extraditee like Trinidad may challenge the Secretary of State’s decision to extradite him based on the conditions he expects to face upon return to the requesting country. Like the Supreme Court, I believe the answer to be equally straightforward: no. I am not alone. A majority of us agree that the Rule of Non-Inquiry applies and precludes Trinidad from obtaining judicial review of the substance of the Secretary’s decision. And, to the extent we have previously provided for greater review or relief, e.g., Cornejo-Barreto v. Seifert,
Seizing on a concession the United States offered only for future cases and only if we found it legally necessary, some of my colleagues now find reason to doubt the undoubtable, worrying whether the Secretary ever made a torture determination at all. See id. at 963-64. They brush aside the fact that Trinidad himself had no reason to doubt the reality of the Secretary’s decision — the decision that prompted Trinidad to bring his habeas claim, the district court to rule on it, the government to appeal, and two separate panels of this court to consider the matter — recharacterizing his disagreement with the outcome of her decision as a dispute over the process she employed. Id. Worse, they ignore a litany of firmly established legal principles — not the least of which being our presumption that constitutional officers properly discharge them legal duties — to achieve an unfathomable end and further delay an extradition that has already lumbered along for close to a decade.
I cannot question so lightly the honor of the Secretary or depart so readily from
I
Though I write predominately to explain in full detail why remand is so utterly unnecessary, I also believe we do the en banc process and the litigants a disservice by not more fully explaining why the Rule of Non-Inquiry precludes us from according Trinidad relief and why neither the FARR Act nor 8 U.S.C. § 1252(a)(4) deprives us of jurisdiction. I therefore address not only the reason for my dissent, but also explain my understanding of the law undergirding those issues on which we agree. Furthermore, I endeavor to correct the liberties some of my concurring colleagues have taken with both the law and the record.
A
Trinidad raises two distinct rationales for why he may not be extradited. First, he contends that he may “invoke the writ to challenge the Secretary’s decision to surrender him in violation of his substantive due process right to be free from torture” at the hands of a foreign government. Gov’t Brief at 65. He argues that the Supreme Court has yet to address “whether handing over an individual to a country where he would face the prospect of torture violates substantive due process,” but has intimated that it might. Id. at 67. Alternatively, he asserts that even in the absence of a constitutionally protected interest to be free from the specter of foreign torture, he possesses a statutory right under the Convention and the FARR Act that precludes the United States from extraditing him to a country where torture is “more likely than not” to occur. Cf. § 95.2. He argues that these provisions confer a non-discretionary, mandatory obligation upon the Executive to decline to extradite him without first demonstrating to a court’s satisfaction that it is not “more likely than not” that he will face torture there.
Trinidad’s first claim is readily dispatched. Contrary to his suggestion, he is not the first to raise such a claim; nor would he be the first to have that claim denied. E.g., Neely v. Henkel,
[Citizenship does not give him an immunity to commit crime in other countries, nor entitle him to demand, of right, a trial in any other mode than that allowed to its own people by the country whose laws he has violated and from whose justice he has fled. When an American citizen commits a crime in a foreign country, he cannot complain if required to submit to such modes of trial and to such punishment as the laws of that country may prescribe for its own people, unless a different mode be provided for by treaty stipulations between that country and the United States.
Neely,
Trinidad’s second claim is not so easily resolved, however. As the Court recognized in Valentine, the Executive does not possess plenary power to extradite. Valentine v. United States ex rel. Neidecker,
As Neely discusses, near the turn of the twentieth century, the statutory extradition framework was codified at § 5270 of the United States Revised Statutes of 1878 — a precursor to the United States Code. As originally enacted, that statute placed little to no restriction on the Executive’s extradition authority. It required only that there be “a treaty or convention for extradition between the government of the United States and [the] foreign government” and that the official authorizing extradition have jurisdiction over both the request and the person of the accused. Neely,
If the commissioner has jurisdiction of the subject-matter and of the person of the accused, and the offense charged is within the terms of a treaty of extradition, and the commissioner, in arriving at a decision to hold the accused has before him competent legal evidence on which to exercise his judgment as to whether the facts are sufficient to establish the criminality of the accused for the purposes of extradition, such deci*967 sion of the commissioner cannot be reviewed by a circuit court or by this court, on habeas corpus, either originally or by appeal.
Id. (emphasis added). In short, habeas review extended no further than the explicit terms of judicial review authorized by the statute. Even though the statute limited the Executive’s authority, the statute did not explicitly authorize review of the Executive’s decision and thus the Court declined to second-guess the commissioner’s self-professed adherence. See id.; accord Munaf,
Notably, however, the scope of what was cognizable on habeas review began to expand in 1900 when Congress amended § 5270 to require, among other things, a judicial determination of probable cause before the Executive could lawfully extradite.
In sum, what these cases demonstrate is that the scope of our habeas review in the extradition context wholly depends on the will of Congress. The judiciary participates in the extradition process only by congressional invitation, Neely,
We must therefore evaluate the Convention, the FARR Act, and the regulations to ascertain whether, as it did when it amended § 5270 in 1900, Congress has extended a broader invitation. We must first consider whether any of these provisions actually binds the Executive’s statutory authority. Moreover, as Oteiza demonstrates, even if any of these provisions actually limits Executive authority, we must further determine whether Congress intended for the judiciary to have a role in
1
The government contends that two different statutory provisions negatively affect our jurisdiction over Trinidad’s claim: subsection (d) of the FARR Act and 8 U.S.C. § 1252(a)(4)(d). We must determine whether either overcomes the lofty standards for precluding habeas jurisdiction established by the Court in INS v. St. Cyr,
Courts are not to conclude lightly that a statute precludes habeas review. Rather, the Supreme Court has directed that two principles must be considered:
“First, as a general matter, when a particular interpretation of a statute invokes the outer limits of Congress’ power, we expect a clear indication that Congress intended that result.” St. Cyr,
Second, even if a sufficiently clear statement exists, courts must evaluate whether “an alternative interpretation of the statute is ‘fairly possible.’ ” St. Cyr,
As concluded by the First and Second Circuits, the FARR Act fails to overcome even the first of St. Cyfs concerns, sufficient clarity. Saint Fort v. Ashcroft,
Section 1252(a)(4) does not suffer from the same infirmity. It clearly demonstrates congressional intent to preclude
Notwithstanding any other provision of law (statutory or nonstatutory) including section 22j.l of Title 28, or any other habeas corpus provision, and sections 1361 and 1651 of such title, a petition for review filed with an appropriate court of appeals in accordance with this section shall be the sole and exclusive means for judicial review of any cause or claim under the United Nations Convention Against Torture and Other Forms of Cruel, Inhuman, or Degrading Treatment or Punishment, except as provided in subsection (e) of this section.
§ 1252(a)(4) (emphasis added). It easily hurdles the first of St. CyPs requirements, see Demore,
In resolving the threshold element of this second admonition, whether a difficult Suspension Clause question in fact exists, see id. at 300-01,
In England prior to 1789, in the Colonies, and in this Nation during the formative years of our Government, the writ of habeas corpus was available to non-enemy aliens as well as to citizens. It enabled them to challenge Executive and private detention in civil cases as well as criminal. Moreover, the issuance of the writ was not limited to challenges to the jurisdiction of the custodian, but encompassed detentions based on errors of law, including the erroneous application or inteiyretation*971 of statutes. It was used to command the discharge of seamen who had a statutory exemption from impressment into the British Navy, to emancipate slaves, and to obtain the freedom of apprentices and asylum inmates. Most important, for our purposes, those early cases contain no suggestion that habeas relief in cases involving Executive detention was only available for constitutional error.
Id. at 301-08,
Given St. Cyr, I think it plain that Trinidad would historically have been entitled to habeas review of his claim to the extent he argues that the Convention or the FARR Act bind the authority of the Executive to extradite him — “a pure question of law.” See Munaf,
In this case, there is no substitute. Absent habeas review, Trinidad would never receive any judicial review of his claim that his extradition would violate statutory limitations on the Executive’s extradition authority. See, e.g., Valentine,
Accordingly, we must consider whether an alternative interpretation is “fairly possible.” St. Cyr,
There are a number of indicators that Congress intended § 1252(a)(4) to be applicable only in the immigration context. Among other things, Congress enacted § 1252(a)(4) as part of the REAL ID Act, the effect of which we have considered limited to the immigration context. See, e.g., Singh v. Gonzales,
In light of St. Cyr, and the factors discussed above, I would conclude that § 1252(a)(4) does not deprive us of habeas jurisdiction over Trinidad’s claim because there is a “fairly possible” alternative interpretation — that § 1252(a)(4) applies only to those claims seeking judicial review of orders of removal.
2
Having concluded that we have habeas jurisdiction, I move to the first merits question: whether, as Trinidad contends, Congress actually intended to restrict the Executive’s extradition authority via the Convention, the FARR Act, or the implementing regulations. To resolve that question, I consider each in turn.
i
I do not dwell long on the Convention or its terms. Treaties “are not domestic law unless Congress has either enacted implementing statutes or the treaty itself conveys an intention that it be ‘self-executing’ and is ratified on these terms.” Medellin,
The Senate expressly conditioned its ratification of the Convention on the fact that it was “not self-executing.” 136 Cong. Rec. 36,198 (1990); see also 136 Cong. Rec. S17486-01 (daily ed. Oct. 27, 1990) (statement of Sen. Terry Sanford) (rendering the advice and consent of the Senate in ratifying the Convention subject to the declaration that “the provisions of Articles 1 through 16 of the Convention are not self-executing”); S. Treaty Doc. No. 100-20, at 2 (1988). And, as I will explain shortly, the FARR Act did not implement the Convention in a manner that curtails the Secretary’s authority to extradite. See Munaf,
ii
The FARR Act requires greater scrutiny. In relevant detail, it provides:
(a) Policy. — It shall be the policy of the United States not to expel, extradite, or otherwise effect the involuntary return of any person to a country in which there are substantial grounds for believing the person would be in danger of being subjected to torture, regardless of whether the person is physically present in the United States.
(b) Regulations. — Not later than 120 days after the date of enactment of this Act [Oct. 21, 1998], the heads of the appropriate agencies shall prescribe regulations to implement the obligations of the United States under Article 3 of the United Nations Convention Against Torture and Other Forms of Cruel, Inhuman or Degrading Treatment or Punishment, subject to any reservations, understandings, declarations, and provisos contained in the United States Senate resolution of ratification of the Convention.
(d) Review and construction. — Notwithstanding any other provision of law, and except as provided in the regulations described in subsection (b), no court shall have jurisdiction to review the regulations adopted to implement this section, and nothing in this section [this note] shall be construed as providing any court jurisdiction to consider or review claims raised under the Convention or this section [this note], or any other determination made with respect to the application of the policy set forth in subsection (a), except as part of the review of a final order of removal pursuant to section 242 of the Immigration and Nationality Act (8 U.S.C. § 1252).
§ 2242.
Trinidad argues that subsection (a) is dispositive. He echoes the erroneous conclusion in Cornejo-Barreto v. Seifert,
Thus, as Pennhurst demonstrates, even assuming that sub-section (a) could be interpreted as Trinidad suggests, we must test that interpretation against the remainder of the Act. Brown,
Congress did not direct the agency heads to further implement our obligations. Nor did Congress direct the agencies to promulgate regulations that conformed to or even considered the FARR Act. Rather, subsection (b) suggests that Congress intended the FARR Act to serve not as the implementing tool, but only as the mandate directing the promulgation of regulations that would implement the Convention. Cf. id. Rather than attempting to implement the Convention with a single broad stroke, Congress
Subsection (d) also supports this view of the Act. Here again, Congress focuses not on the Act’s effect, but on the effect of the regulations. § 2242(d) (noting that the regulations will implement the obligations of the United States). In addition, as discussed, the provision is at best jurisdiction-neutral — neither providing nor barring jurisdiction. Congress specifically declined to provide a mechanism for “claims raised under the Convention” or the Act, “except as part of the review of a final order of removal pursuant to section 242 of the Immigration and Nationality Act (8 U.S.C. [§ ] 1252).” Id. (emphasis added). This absence is telling. Cf. Sandoval,
Subsection (a) does nothing to disturb this interpretation of the intended import of the Act. Similar to the statute at issue in Pennhurst, it “does no more than express a congressional preference for certain kinds of treatment” and provides “simply a general statement of ‘findings’ ” that “justifies and supports Congress’ ” decision to instruct the agency heads to promulgate regulations “to implement” the Convention. Compare § 2242(a), with § 6010, and Pennhurst,
Similarly, when used by Congress, it demonstrates concern for “aggregate” effect, not “whether the needs of any particular person have been satisfied.” Gonzaga,
“This is such a case.” See id. Subsection (a) “is too thin a reed to support the rights and obligations read into it by” Trinidad. See id. It only “fits” as part of a “harmonious whole” with the entirety of the Act, cf. Mandel Bros.,
iii
Finally, we reach those regulations promulgated to implement the obligations of the United States under the Convention: 22 C.F.R. §§ 95.1-95.4. Notably, not one could be interpreted as limiting Executive authority. To the contrary, each maintains the historical practice of leaving the ultimate extradition decision to the Executive’s discretion:
Decisions of the Secretary concerning surrender of fugitives for extradition are matters of executive discretion not subject to judicial review. Furthermore, pursuant to section 2242(d) of the Foreign Affairs Reform and Restructuring Act of 1998, P.L. 105-277, notwithstanding any other provision of law, no court shall have jurisdiction to review these regulations, and nothing in section 2242 shall be construed as providing any court jurisdiction to consider or review claims raised under the Convention or section 2242, or any other determination made with respect to the application of the policy set forth in section 2242(a), except as part of the review of a final order of removal pursuant to section 242 of the Immigration and Nationality Act (8 U.S.C. 1252), which is not applicable to extradition proceedings.
§ 95.4 (emphasis added); see also § 95.3(b) (“[T]he Secretary may decide to surrender the fugitive to the requesting State, to deny surrender of the fugitive, or to surrender the fugitive subject to conditions.” (emphasis added)).
In sum, neither the Convention, the FARR Act, nor the implementing regulations alter the historically recognized dis
3
Even were we to assume for the sake of argument that the Convention or the FARR Act confers a binding obligation on the Executive, that would still not aid Trinidad’s cause. As the Court made clear in Munaf, that we have the power to grant habeas relief does not mean that we must or even should exercise that authority in every case. Id. at 691-93, 700,
Thus, in Oteiza, the Court declined to scrutinize the Executive’s conclusion that it could extradite Oteiza to Cuba in conformity with the pertinent statutory framework because, while Congress had placed conditions on the Executive’s authority to extradite, it had never directed the judiciary to review the Executive’s conclusion that it had satisfied those conditions.
Similarly, in Munaf, these same principles led the Court to flatly reject the petitioners’ request that the Court review the Secretary of State’s decision to transfer them to Iraqi custody.
The Court noted that absent a specific congressional directive to the contrary, see Neely,
Notably, this historical reluctance to inquire into the merits of the Executive’s decision in this extradition context countermands most of my colleagues’ otherwise apt analysis as to why we traditionally would exercise our habeas power in other analogous situations. Pregerson Concurrence at 1004-06, 1007-09; Berzon Concurrence at 1010, 995-97. It also explains why my colleagues’ heavy reliance on Boumediene v. Bush,
To understand where my colleagues go astray, it is important to recognize an unequivocal truth: The opinions of my concurring colleagues depend on the complete inapplicability of Munaf. If Munaf applies, their reasoning fails. And, contrary to their suggestion, Munaf cannot be so conveniently dismissed as “of little use here.” Berzon Concurrence at 992; accord id. at 991 (claiming that “not only is there no applicable holding in Munaf; there is no applicable reasoning or implicit ‘message’ either”). First, Munaf s general directive regarding the proper utilization of our habeas power was not restricted to any particular context. Munaf,
Moreover, in their attempt to invoke Boumediene to support their reasoning, my colleagues overlook three critical distinctions. The first is that Boumediene concerned the scope of the judiciary’s habeas review in the executive detention context — a context in which the Rule of Non-Inquiry has never been applied. The Court therefore did not consider what effect the Rule might have on Boumediene’s rationale were it to be applied in the extradition context.
Second, my colleagues overlook the fact that the predominate concern underlying Boumediene’s conclusion, indefinite executive detention, is not implicated in the present context. See id. at 693,
Habeas is at its core a remedy for unlawful executive detention. Hamdi v. Rumsfeld,542 U.S. 507 , 536 [124 S.Ct. 2633 ,159 L.Ed.2d 578 ] (2004) (plurality opinion). The typical remedy for such detention is, of course, release. But here the last thing petitioners want is simple release; that would expose them to apprehension by Iraqi authorities for criminal prosecution — precisely what petitioners went to federal court to avoid. At the end of the day, what petitioners are really after is a court order requiring the United States to shelter them from the sovereign government seeking to have them answer for alleged crimes committed within that sovereign’s borders.
Munaf,
Finally, and perhaps most critically, my colleagues fail to account for the fact that Boumediene itself never held that habeas petitioners were entitled to relief. See
In sum then, the present case is no different from the litany of extradition cases that preceded it. Unlike the amended form of § 5270 or the current form of § 3184, the FARR Act in no way suggests that Congress invited, or even desired, the courts to take any part in the Secretary’s ultimate decision. Rather, § 2242(d) specifically provides to the contrary — that “nothing in this section shall be construed as providing any court jurisdiction to consider or review claims raised under the Convention or this section, or any other determination made with respect to the application of the policy set forth in subsection (a), except as part of the review of a final order of removal.” And the regulations promulgated “to implement the obligations of the United States under Article 3 of the United Nations Convention Against Torture” only further reinforce that intent. §§ 95.3(b), 95.4. Each simply maintain the historical status quo — the well-accepted understanding that Congress intends the ultimate extradition decision to be left to the Secretary’s discretion. See generally Lopez-Smith,
B
Despite concluding that “[t]he doctrine of separation of powers and the rule of non-inquiry block any inquiry into the substance of the Secretary’s declaration,” Per Curiam at 957, my colleagues decline to put this case to rest. They ignore the Court’s concern for promptness, Munaf
They are also binding. United States v. Crawford,
Accordingly, having established that the Secretary made the requisite determination, we must adhere to the Supreme Court’s admonishment that, “in the absence of clear evidence to the contrary, courts presume that [public officers] have properly discharged their official duties.” Brown v. Plata, — U.S. -,
To do so without any contrary evidence, “let alone clear evidence,” Plata,
Of course, the magnitude of the majority’s misstep is all the more pronounced because, as discussed, neither the FARR Act nor the regulations limit the Executive’s authority in the extradition context. See Munaf,
Frankly, the FARR Act contains nothing in the way of even mandatory language — other than its directive to create regulations to implement the United States’ obligations under the Convention— let alone specific directives or substantive predicates. § 2242. And the regulations are no different. Rather than using “ ‘explicitly mandatory language,’ in connection with the establishment of ‘specified substantive predicates’ to limit discretion,” Ky. Dep’t of Corr.,
II
This case presents a straightforward question with a straightforward answer. Though we have habeas jurisdiction to consider Trinidad’s claim, that claim is squarely and entirely foreclosed by the Rule of Non-Inquiry. Id. at 702-03,
The only proper outcome of this case is to reverse the award of habeas relief, vacate the district court’s discovery order seeking the Secretary’s file, and order Trinidad’s petition promptly dismissed. See id. We err by doing anything else.
. Pub. L. No. 105-277, Div. G, Title XXII, § 2242, 112 Stat. 2681-761, 2681-822-23 (codified as a note to 8 U.S.C. § 1231). To the extent it is relevant to the questions of our jurisdiction and the merits of Trinidad’s habeas claim, the Act is set forth in greater detail infra at pages 6430-31.
. Congress has authorized the Executive to extradite individuals who have committed crimes in foreign countries pursuant to specific treaties. See 18 U.S.C. §§ 3181(a), 3184, 3186. Here, Trinidad is being extradited pursuant to the United States’ Extradition Treaty with the Philippines, U.S.-Phil., art. VII, Nov. 13, 1994, S. Treaty Doc. No. 104-16,
. Chief Judge Kozinski argues that we lack jurisdiction over Trinidad’s claim based on his cabining of Trinidad’s claim as strictly statutory or regulatory. E.g., Kozinski Partial Dissent at 1009-10. He distinguishes my reliance on Valentine based on his contention that “the Valentine extraditees’ challenge fell squarely within the second traditional category of habeas review of extradition ...: wheth
First, as a general matter, my respected colleague fails to adequately account for a baseline principle: "In the extradition context, when a 'fugitive criminal’ is found within the United States, ' "there is no authority vested in any department of the government to seize [him] and surrender him to a foreign power,” ’ in the absence of a pertinent constitutional or legislative provision." Munaf,
Moreover, Valentine itself does not support the narrow line my colleague draws. There, “My the writs of habeas corpus,” extraditees challenged the Executive’s decision to extradite them to France.
Admittedly, Valentine itself concerned treaty limitations. That was after all the claimed basis for the Executive’s extradition authority as to those extraditees. Id. at 6,
There is no executive discretion to surrender him to a foreign government, unless that discretion is granted by law. It necessarily follows that as the legal authority does not exist save as it is given by act of Congress or by the terms of a treaty, it is not enough that statute or treaty does not deny the power to surrender. It must be found that statute or treaty confers the power.
Id. at 9,
Finally, I wholeheartedly agree with my colleague that courts have traditionally rejected claims like Trinidad's that are based on the treatment an extraditee expects to receive in the receiving country. Cf. Kozinski Partial Dissent at 1009 (citing Neely, Oteiza, and Fernandez ). As Munaf makes abundantly clear, however, we cannot confuse our opinion as to the merits of his claim with his initial entitlement to review.
. Section 3184 provides:
Whenever there is a treaty or convention for extradition between the United States and any foreign government, or in cases arising under section 3181(b), any justice or judge of the United States, or any magistrate judge authorized so to do by a court of the United States, or any judge of a court of record of general jurisdiction of any State, may, upon complaint made under oath, charging any person found within his jurisdiction, with having committed within the jurisdiction of any such foreign government any of the crimes provided for by such treaty or convention, or provided for under section 3181(b), issue his warrant for the apprehension of the person so charged, that he may be brought before such justice, judge, or magistrate judge, to the end that the evidence of criminality may be heard and considered. Such complaint may be filed before and such warrant may be issued by a judge or magistrate judge of the United States District Court for the District of Columbia if the whereabouts within the United States of the person charged are not known or, if there is reason to believe the person will shortly enter the United States. If, on such hearing, he deems the evidence sufficient to sustain the charge under the provisions of the proper treaty or convention, or under section 3181(b), he shall certify the same, together with a copy of all the testimony taken before him, to the Secretary of State, that a warrant may issue upon the requisition of the proper authorities of such foreign government, for the surrender of such person, according to the stipulations of the treaty or convention; and he shall issue his warrant for the commitment of the person so charged to the proper jail, there to remain until such surrender shall be made.
. Specifically, Congress amended § 5270 to add the following: "That such proceedings shall be had before a judge of the courts of the United States only, who shall hold such person on evidence establishing probable cause that he is guilty of the offense charged.” Act of June 6, 1900, ch. 793, 31 Stat. 656, 657.
. It is worthwhile to note that it is because of this reality that my colleagues' reliance on our immigration case law is unavailing. E.g., Pregerson Concurrence at 1007; Berzon Concurrence at 989-90. Unlike in the extradition context, Congress has expressly provided for judicial review of final orders of removal. E.g., 8 U.S.C. § 1252.
. Notwithstanding my discussion of Oteiza, Fernandez, and Neely, Judge Berzon erroneously argues that I rely on only the Court’s earliest Rule of Non-Inquiry jurisprudence to conclude "that judicial review in all extradition cases is limited to ... a narrowly circumscribed examination of a magistrate’s finding of extraditability and of the magistrate’s jurisdiction to enter such a finding.” Berzon Concurrence at 993. That is not true. I reiterate: the entirety of the Court’s Rule jurisprudence demonstrate that the scope of our review is not frozen in its 1890’s form, but rather ebbs and flows at Congress' direction.
Frankly, it is Judge Berzon who attempts to avoid the clear import of all of the Court's direction by artificially splitting the Court’s Rule jurisprudence into two allegedly "competing” strands. Id. at 993-94. This strawman allows her to ignore the clear import of the Court's earlier case law — case law that firmly rebuts her position — and thus disregard historic Rule principles. As Neely demonstrates, however, no actual distinction exists.
Moreover, in critiquing my steadfast adherence to that reality, Berzon Concurrence at 996-97, Judge Berzon compares apples to oranges when she equates judicial review of a specific extradition order with the judiciary’s longstanding power to review acts of Congress. Compare Marbury v. Madison,
. Because the Fourth Circuit explicitly disclaimed any consideration of the Suspension Clause's effect, Mironescu,
. For the full text of § 2242(d), see infra pages 971-72.
. As provided in Article I, Section 9, Clause 2, of the United States Constitution, "The Privilege of the Writ of Habeas Corpus shall not be suspended, unless when in Cases of Rebellion or Invasion the public Safety may require it.”
. The form of the statute at issue in St. Cyr provided:
Notwithstanding any other provision of law, no court shall have jurisdiction to review any final order of removal against an alien who is removable by reason of having committed a criminal offense covered in section 1182(a)(2) or 1227(a)(2)(A)(iii), (B), (C), or (D) of this title, or any offense covered by section 1227(a)(2)(A)(ii) of this title for which both predicate offenses are, without regard to their date of commission, otherwise covered by section 1227(a)(2)(A)(i) of this title.
§ 1252(a)(2)(C) (2000). It has since been amended. Pub. L. No. 109-13, Div. B, § 106(a)(l)(A)(ii) (2005) (inserting "(statutory or nonstatutory), including section 2241 of Title 28, or any other habeas corpus provision, and sections 1361 and 1651 of such title, and except as provided in subparagraph (D)” after "Notwithstanding any other provision of law”).
. Courts have traditionally "recognized a distinction between eligibility for discretionary relief, on the one hand, and the favorable exercise of discretion, on the other hand.” St. Cyr,
. Like Munaf, Omar concerned transfer and not extradition, and thus did not need to account for the historical practice of permitting extraditees to challenge the legal authority of the Executive to extradite, Munaf, 553
. I think it important to dispel at the very outset of my FARR Act discussion the erroneous assertion made by some of my esteemed colleagues that my position is at odds with the government's. Two examples more than demonstrate my point. The first pertains to my colleague’s representation that the government has emphatically asserted, Berzon Concurrence at 986, that “the FARR Act thereby 'prohibits the extradition of a person who more likely than not will be tortured, and ...
Trinidad has contended that Article 3 of the Torture Act prohibits the extradition of a person who more likely than not will be tortured, and that the FARR Act creates a duty on the part of the Secretary of State to implement that prohibition. While these contentions are correct, neither of those instruments makes justiciable the Secretary's surrender determination which is exclusively within the province of the Secretary of State.
Gov't Brief at 66 (emphasis added).
I fully agree with the government's actual position. Article 3 of the Convention does indeed purport to prohibit the extradition of individuals likely to be tortured. However, as explained, the Convention lacks the force of domestic law. Accordingly, as the government contends, Congress enacted the FARR Act to cause the "Secretary of State to implement that prohibition." Id. Thus, as I explain in this section and the following, we must turn to these regulations, and not to the Act, to ascertain the scope of the obligations actually imposed.
The second example concerns a similar misrepresentation: that the State Department has interpreted its own regulations as precluding it from "surrendering] a fugitive who more likely than not will be tortured, even if foreign policy interests at the time would be served by an extradition.” Berzon Concurrence at 989; see also Pregerson Concurrence at 1007-08. The government never advanced such a position in its briefs. Again, one need only turn to the actual text of the government's "interpretation” to see that the government offered no interpretation at all. Gov’t Brief at 4. Instead, the government was simply explaining that its position fell within the bounds of those matters Munaf held to be free from judicial second-guessing, cf. Munaf,
Perhaps more worrisome, though, is that the government's position regarding the import of the regulations is wholly irrelevant to the point for which Judge Berzon attempts to demand deference: her contention that the statute itself implements the Convention or binds Executive authority. Cf. Berzon Concurrence at 988-89 (citing Chase Bank USA, N.A. v. McCoy, - U.S. -,
. Judge Berzon’s attempts to distinguish Pennhurst are unpersuasive. As my discussion makes clear, I do not rely on the Court's explanation to argue in favor of some “super-
. The language at issue in Pennhurst provided: Congress makes the following findings respecting the rights of persons with developmental disabilities:
(1) Persons with developmental disabilities have a right to appropriate treatment, services, and habilitation for such disabilities.
(3) The Federal Government and the States both have an obligation to assure that public funds are not provided to any institutio[n] ... that — (A) does not provide treatment, services, and habilitation which is appropriate to the needs of such person; or (B) does not meet the following minimum standards....
. Accordingly, the Act is far from impotent. Contra Berzon Concurrence at 987-88. It serves as an affirmative mandate to the “agency heads" imposing on them an obligation to enact appropriate regulations. § 2242(b).
. Given this clear statement by the Court, I am unable to understand how Judge Berzon can contend that “the Supreme Court ... ha[s] taken the view that the FARR ACT implements CAT" in the extradition context. Berzon Concurrence at 989. The Court said precisely the opposite in Munaf.
Moreover, my colleague’s reliance on Medellin is similarly misplaced. Even setting aside the fact that Munaf followed Medellin and thus controls, Medellin did not state that the FARR Act itself implemented the Convention as my colleague contends.
. Trinidad — -the very individual with every incentive to contest the fact that the Secretary actually made the "torture determination”— never questioned the reality of the Secretary’s decision. To be clear, no one has — no one other than my colleagues, who cast aside so many settled principles of law to do nothing more than act on a hunch to satisfy their own unsubstantiated suspicion.
. As Lopez-Smith states: "We suppose there is nothing to stop Lopez-Smith’s lawyer from putting together a presentation showing why the Secretary ought to exercise discretion not to extradite Lopez-Smith, and mailing it to the Secretary of State. As for whether the Secretary of State considers the material, and how the Secretary balances the material against other considerations, that is a matter exclusively within the discretion of the executive branch and not subject to judicial review.”
. And there is thus no need to wade into the merits of Judge Berzon's unprecedented "limited” departure from the Rule of Non-Inquiry.
. Those detained pending extradition have long been understood to be "in custody” for the purposes of habeas relief. See Ornelas v. Ruiz,
Concurrence Opinion
concurring in part and dissenting in part, with whom Judge W. FLETCHER joins:
Hedelito Trinidad y Garcia (“Trinidad”) claims that if extradited to the Philippines, he is more likely than not to be tortured, and that the Secretary of State’s decision to extradite him is therefore unlawful under the Convention Against Torture and the federal statute implementing it, the Foreign Affairs Reform and Restructuring Act of 1998(the FARR Act), Pub.L. No. 105-277, 112 Stat. 2681 (codified at 8 U.S.C. § 1231 note). The per curiam majority opinion holds that: (1) we have jurisdiction to hear Trinidad’s challenge to his extradition; (2) as a matter of due process, the Secretary of State is required to consider Trinidad’s claim that he will be tortured if returned to the Philippines and to refrain from extraditing him if she finds it “more likely than not” that he will indeed be tortured; and (3) without a declaration from the Secretary (or her delegate) that the Secretary has fulfilled her obligation, there is insufficient evidence in the record to determine whether she has done so. I agree. I therefore concur in Parts 1-5 of the majority opinion.
I cannot, however, agree with the majority’s ultimate holding that once the Secretary (or her delegate) meets the procedural due process requirement by submitting a barebones declaration, courts under no circumstances have authority to conduct any substantive review of the Secretary’s compliance with federal law.
The majority nevertheless jumps the gun and dismisses Trinidad’s substantive claims, holding, with little explanation, that they are foreclosed by the Supreme Court’s decision in Munaf v. Geren,
I begin by outlining the basic building blocks of Trinidad’s substantive, statute-based claim.
First, we may grant a writ of habeas corpus where a prisoner is “in custody in violation of the Constitution or laws or treaties of the United States.” 28 U.S.C. § 2241(c)(3).
Second, Article 3 of the Convention Against Torture (CAT), which entered into force for the United States in 1994, states;
No State Party shall expel, return (“refouter ”) or extradite a person to another state where there are substantial grounds for believing that he would be in danger of being subjected to torture.
United Nations Convention Against Torture and Other Forms of Cruel, Inhuman or Degrading Treatment or Punishment, adopted by unanimous agreement of the U.N. General Assembly, G.A. Res. 39/46, 39 U.N. GAOR Supp. No. 51 at 197, U.N. Doc. A/RES/39/708 (1984), entered into force as to the United States Nov. 20, 1994, signed Apr. 18, 1988. The Senate ratified CAT with the understanding that “the phrase, ‘where there are substantial grounds for believing that he would be in danger of being subjected to torture,’” would be understood to mean “‘if it is more likely than not that he would be tortured.’ ” U.S. Senate Resolution of Advice and Consent to Ratification of the Convention Against Torture and Other Cruel, Inhuman, or Degrading Treatment or Punishment, 136 Cong. Rec. 36, 198 (Oct. 27,1990).
The language of Article 3 is mandatory. Whereas some CAT provisions limit signatories’ obligation to enforce a policy, see,
The final building block of Trinidad’s statute-based claim is the FARR Act, which, echoing the language of CAT, provides that:
It shall be the policy of the United States not to expel, extradite, or otherwise effect the involuntary return of any person to a country in which there are substantial grounds for believing the person would be in danger of being subjected to torture....
8 U.S.C. § 1231 note. The FARR Act then directs “the heads of the appropriate agencies” to “prescribe regulations to implement the obligations of the United States.” Id. As the government recognizes in its brief, the FARR Act thereby “prohibits the extradition of a person who more likely than not will be tortured, and ... creates a duty on the part of the Secretary of State to implement that prohibition.”
Contrary to Judge Kozinski’s assertion, Trinidad’s claim is not that he is entitled to habeas because of the treatment he is likely to face in the Philippines. Rather, his claim is a claim that because the FARR Act prohibits extradition if, on the information available to the Secretary, he more likely than not will be tortured, the Secretary’s decision to extradite him would be illegal under positive, Congressionally enacted federal law. In other words, the focus of Trinidad’s habeas petition is on the legality of the Secretary’s decision, not on whether or not Trinidad will actually be tortured if extradited. This claim is one at the “historical core” of habeas review. INS v. St. Cyr,
As I explain below, neither the Supreme Court’s decision in Munaf nor the rule of non-inquiry entirely forecloses our ability to review the lawfulness of an extradition decision by the Executive. I would hold, therefore, that we have the authority— and, indeed, the obligation — to review the Secretary of State’s determination and to decide — under a standard highly deferential to the Secretary and procedures carefully tailored to ensure the protection of the Secretary’s diplomatic concerns— whether it is more likely than not that petitioners such as Trinidad will be tortured if extradited. For that purpose, it may be that in many circumstances a dec
I. The FARR Act
Before doing so, however, I address a separate proposition put forth by Judge Tallman but not addressed by the majority. Judge Tallman maintains that despite the Government’s emphatic assertion to the contrary, the FARR Act does not actually restrict the Executive’s discretion to extradite, even when it is more likely than not that an individual will be tortured. Instead, Judge Tallman insists, the FARR Act is merely “precatory”; it serves no other purpose than to “ ‘nudge’ ” the government in Congress’s “ ‘preferred direction ].’ ” Tallman dissent at 977 (quoting Pennhurst State Sch. & Hosp. v. Halderman,
Judge Tallman’s argument proceeds from his reading of section (a) of the FARR Act. According to Judge Tallman, that section, which states that “[i]t shall be the policy of the United States not to ... extradite ... any person to a country in which there are substantial grounds for believing the person would be in danger of being subjected to torture,” 8 U.S.C. § 1231 note, only announces a general policy of the United States, imposing no obligation on the Executive to comply in any specific instance. For this proposition, he relies on Pennhurst.
Pennhurst concerned whether the statement of congressional findings included in the federal Developmentally Disabled Assistance and Bill of Rights Act imposed upon the states an obligation to fund particular kinds of mental healthcare entitlements. For several reasons, the case is entirely inapposite here.
For one thing, the statute at issue in Pennhurst was passed either pursuant to Congress’s power under § 5 of the Fourteenth Amendment or pursuant to its spending power.
In addition, the Supreme Court found the language at issue in Pennhurst ambiguous as to whether it imposed an obligation upon the states enforceable by individuals. The Court therefore turned to the remainder of the statute to determine whether, in context, the import of the ambiguous provision became clear. See id. at 19,
In fact, consistent with the Government’s position, the text and structure of the FARR Act confirm that it does impose
Judge Tallman, however, reads the FARR Act’s incorporation of CAT differently, maintaining that the Act’s direction in subsection (b) that “the heads of appropriate agencies shall prescribe regulations to implement” the United States’ “obligations” under CAT, id., “conflicts with Trinidad’s assertion that the FARR Act itself implements the Convention and binds Executive authority.” Tallman dissent at 975. Trinidad’s assertion, however, is that the FARR Act implements CAT, and so makes the United States’ obligations under CAT binding not only as a matter of international law — as they became when the United States signed CAT — but as a matter of U.S. law. The FARR Act’s mandate to agencies that they “implement” the United States’ obligations under CAT is a direction to put into practice the mandatory Article 3 obligations undertaken by signing CAT and incorporated into U.S. law by the FARR Act. That mandate would be absurd if, as Judge Tallman insists, no such obligations exist under U.S. law at all.
Further, assuming subsection (a) does no more than express a general policy, subsection (b) of the FARR Act is unquestionably obligatory. Thus, even disregarding entirely subsection (a), subsection (b) compels the conclusion that the FARR Act imposes upon the Executive an obligation to abide by CAT.
As a fallback to his insistence that the FARR Act is simply precatory and does not bind the executive at all, Judge Tall-man more modestly proposes that subsection (d) of the Act demonstrates that “Congress did not intend to impose an obligation on the Executive outside the removal context.” Tallman dissent at 6435-36. In other words, Judge Tallman suggests a cleavage in the substantive duty created by the Act between the Executive’s obligation in the immigration removal context and that applicable in all other circumstances, including extradition. This more narrow contention fares no better than Judge Tallman’s broader, Pennhurstgrounded one.
The problem with this alternative suggestion is that there is no indication whatsoever in the statute that the substantive obligations it imposes vary by context. Subsection (d), on which Judge Tallman relies for his contrary proposition, describes only courts’ authority to review FARR Act claims, not the substantive reach of the underlying governmental obligation. That the FARR Act specifically allows for jurisdiction to review claims in the removal context but leaves review in any other context dependent on pre-existing jurisdiction (as Judge Tallman recognizes in his jurisdictional analysis) does not alter the substance of the obligation the Act creates. That obligation, the imposition of a uniform policy prohibiting “the involuntary return of any person to a coun
If anything, the inclusion of the provision addressing courts’ jurisdiction to review FARR Act claims further supports the view that the Act creates obligations out of which claims could arise. A provision allowing for the review of FARR Act claims as part of the review of final orders of removal would be meaningless if no such claims could ever arise because the FARR Act created no governmental duty ■with regard to expelling individuals facing torture.
Judge Tallman’s last stab at finding a basis for declaring that, despite the FARR Act, the Government still has discretion to extradite a detainee facing torture is a State Department regulation providing that the Secretary’s extradition decisions “are matters of executive discretion not subject to judicial review.”
Consistent with the Government’s understanding, the Supreme Court, in Medellin v. Texas, cited the FARR Act as exemplifying a statute by which a treaty (CAT) had been given “wholesale effect ... through implementing legislation.” Medellin v. Texas,
We would also be overruling several of our own circuit’s cases. See, e.g., Edu v. Holder,
There is simply no doubt that as a sub-' stantive matter, the FARR Act imposes a binding obligation on the Secretary of State not to extradite a person likely to face torture. The majority agrees with this proposition. Per curiam at 956-57.
II. Munaf v. Geren
The majority does maintain that once the Secretary provides a declaration stating that she complied with her CAT and FARR Act obligations, Munaf (and the “rule of non-inquiry,” which I address in due course) preclude judicial inquiry in any and all circumstances — even if, for example, there was irrefutable evidence that torture was indeed more likely than not to occur were the detainee to be extradited. Per curiam at 957. I cannot agree.
Munaf does not foreclose, or even very much affect, our authority to review Trinidad’s FARR Act claim. To begin, Munaf emphatically declined to decide the question at issue here — whether the FARR Act provides a basis for habeas review of the Secretary of State’s extradition decisions. That Munaf reserved rather than decided the question before us could not be more clear. The Court stated:
Petitioners briefly argue that their claims of potential torture may not be readily dismissed ... because the FARR Act prohibits transfer when torture may result. Neither petitioner asserted a FARR Act claim in his petition for habeas, and the Act was not raised in any of the certiorari filings before this Court. Even in their merits brief in this Court, the habeas petitioners hardly discuss the issue. The Government treats the issue in kind. Under such circumstances we will not consider the question.
Munaf,
This reservation in Munaf is of more than technical import. It indicates that there at least could be some difference of controlling significance between a claim based on an affirmative Congressional enactment, like the FARR Act, placing obligations on the Executive Branch and a constitutionally based norm, such as the one invoked in Munaf. Had it been clear that there is no such possible difference, as the majority opinion in this case tacitly assumes, then there would have been no reason to reserve the question.
Most notably, Munaf was not an extradition case. The Munaf petitioners were detained in Iraq, at the request of the Iraqi government, by an international military coalition commanded by the United States. The charges against them were that they violated Iraqi criminal law. They sought not the traditional habeas remedy of release from executive detention but, rather, affirmative protection from the reach of the Iraqi government. As the Munaf Court explained:
[T]he nature of the relief sought by the habeas petitioners suggests that habeas is not appropriate in these cases. Habeas is at its core a remedy for unlawful executive detention. The typical remedy for such detention is, of course, release. But here the last thing petitioners want is simple release; that would expose them to apprehension by Iraqi authorities for criminal prosecution— precisely what petitioners went to federal court to avoid. At the end of the day, what petitioners are really after is a court order requiring the United States to shelter them from the sovereign government seeking to have them answer for alleged crimes committed within that sovereign’s borders.
Id. at 693-94,
I make this distinction not to suggest that there are not real foreign affairs and international comity concerns in ordinary extradition cases such as this one. See Part IV infra. But these concerns simply do not rise to the level of those at issue in Munaf. While significant, the foreign affairs and comity concerns in the present circumstances are manageable through appropriately deferential habeas procedures and limitations on the scope of judicial review, as I suggest below.
Furthermore, the Munaf petitioners’ claims raised military and national security concerns that Trinidad’s claims do not. At least one of the Munaf petitioners was charged with terrorism-related crimes. And the Court repeatedly emphasized that the case took place “in the context of ongoing military operations.” Id. at 689,
Moreover, and critically for present purposes, Munaf affirmatively left open not only the FARR Act issue but also the question of whether the result could be different in “a more extreme case in which the Executive has determined that a detainee is likely to be tortured but decides to transfer him anyway.” Id. at 702,
I conclude that given Munaf & refusal to answer the question presented in this case, as well as the substantial differences between the two cases, Munaf is of little use here.
III. The Rule of Non-Inquiry
The majority’s, and Judge Tallman’s, more basic ground for shutting the door on any judicial consideration of Trinidad’s substantive claims is the rule of non-inquiry. Consideration of the background and role of that principle in extradition cases demonstrates that it does not apply — at least without substantial adjustment— where, as here, there is a specific, mandatory directive to the Executive Branch with regard to the treatment of extradition requests.
There is no constitutional or statutory command establishing a rule of non-inquiry — that is, a rule precluding any substanfive judicial inquiry into the likely fate of extradited criminal defendants.
The Supreme Court has never used the term “rule of non-inquiry,” let alone explicated its scope or proper application. Instead, the doctrine developed “by implication,” as lower courts interpreted and expounded upon Supreme Court extradition precedents. See Semmelman, supra at 1211-12; Mironescu v. Costner,
Since the late nineteenth century, extradition has been a bifurcated process, with the initial determination of extraditability assigned by statute to a magistrate,
The first strand of rule of non-inquiry jurisprudence arises out of a series of cases in which the Supreme Court articulated the extradition issues subject to review by a habeas court when examining a magistrate’s decision certifying extraditability. See, e.g., Fernandez v. Phillips,
The Court’s initial cases in this line established that an extradition proceeding is not analogous to a criminal trial, “by which the prisoner could be convicted or acquitted of the crime charged against him,” but is more like a preliminary hearing “for the purpose of determining whether a case is made out which will justify the holding of the accused” for trial. Oteiza,
From this language, Judge Tallman concludes that judicial review in all extradition cases is limited to such a narrowly circumscribed examination of a magistrate’s finding of extraditability and of the magistrate’s jurisdiction to enter such a finding. This position rests on a misunderstanding of the Court’s earliest extradition cases. Those cases, as I have explained, dealt solely with challenges to the extradition proceedings held before a magistrate and were designed only to ensure that there was some basis for the extradition request. There was no claim in these cases that, for example, the Secretary of State’s decision to extradite was contrary to law or, in particular, that the petitioner would face torture if extradited. Given their narrow purview, this line of magistrate review cases does not broadly limit the kinds of claims that may be brought to contest extradition or delimit the scope of judicial review with respect to all such claims. Rather, Fernandez and similar cases established the scope of review for one particular kind of claim — a claim that the magistrate’s decision to certify extraditability was improper. In other words, as the Seventh Circuit has recognized, “these references [to limited review of extradition decisions] ... have occurred in cases that have involved challenges to the findings of the magistrate in the magistrate’s certification hearing and have not involved constitutional challenges to the conduct of the executive branch in deciding to extradite the accused.” In re Burt,
Exemplifying the second strand of Supreme Court cases from which the federal courts have derived the rule of non-inquiry
relating to the writ of habeas corpus, bills of attainder, ex post facto laws, trial by jury for crimes, and generally to the fundamental guarantees of life, liberty and property.... have no relation to crimes committed without the jurisdiction of the United States against the laws of a foreign country.
.... When an American citizen commits a crime in a foreign country he cannot complain if required to submit to such modes of trial and to such punishment as the laws of that country may prescribe for its own people, unless a different mode be provided for by treaty stipulations between that country and the United States.
Id. at 123,
Essentially, then, Neely expresses the noncontroversial proposition that the United States Constitution does not bind other nations. Trinidad’s claim that he will face torture if extradited is superficially similar to Neely’s claim that he would face an abrogation of his constitutional rights, privileges, and immunities upon extradition to Cuba; both are claims about the treatment an extraditee is likely to face in the requesting country. Importantly, however, Trinidad does not claim that he has a right under the U.S. Constitution not to be tortured in the Philippines by Philippine officials. Rather, Trinidad’s claim is based on an affirmative Congressional enactment that enforces a treaty obligation— which Neely recognizes may be subject to domestic enforcement — and that, as I have shown, binds U.S. government officials and prohibits them from extraditing persons likely to be tortured. So, in this case, the issue is not whether foreign officials may be bound by U.S. norms, or about whether the judiciary, rather than the Executive Branch, can enforce constitutional norms with regard to extradition requests. Instead, the question here concerns the role of the judiciary in enforcing the statutory obligations affirmatively placed upon U.S. officials by Congress. In other words, Judge Kozinski’s argument notwithstanding, the claim is not — or, at least, not solely — about Trinidad’s rights once extradited, but rather about the legitimate scope of executive authority — and, in particular, compliance with Congressional limits on that authority designed to ensure compliance with treaty obligations.
This difference is not merely semantic. Whatever authority we may have to review claims that an individual ought not be extradited because of conditions in the receiving country,
The Executive’s authority to extradite is neither inherent nor unlimited. Rather, “[i]n the extradition context, when a ‘fugitive criminal’ is found within the United States, ‘there is no authority vested in any department of the government to seize [him] and surrender him to a foreign power’ in the absence of a pertinent constitutional or legislative provision.” Munaf,
Habeas review in this statutory context, then, does not violate separation of powers principles. On the contrary, it prevents the inappropriate concentration of power within a single branch, where that branch has been assigned mandatory obligations. Judicial review of compliance with Congress’s directives concerning extradition preserves “the delicate balance of governance,” ensuring that the executive’s discretion to extradite is exercised within the parameters of the law established by Congress. See Hamdi v. Rumsfeld,
Judge Tallman argues that, whatever the limits on the executive’s authority to extradite, we do not have the power to review compliance with those limitations, unless specifically authorized by Congress. Indeed, on Judge Tallman’s view, we may not review any aspect of extradition absent specific congressional authorization. The Supreme Court, he explains, has “refused to extend judicial review in extradition cases, regardless of the nature of the perceived violation, absent specific direction from Congress.” Tallman dissent at 968 n. 6. Neely itself, upon which Judge Tallman rests much of his opinion, belies this assertion.
In addition to considering whether Neely could be extradited to Cuba, even though Cuba lacked many of the constitutional protections available to defendants in the United States, the Supreme Court
So too does Valentine, also cited by Judge Tallman. The U.S. citizen respondents in Valentine claimed that because the relevant treaty stated that the United States was not bound to extradite its own citizens, “the President had no constitutional authority to surrender” them. Valentine,
As I have shown, the judicially developed rule of non-inquiry was not developed in, and does not have direct application to, judicial enforcement of obligations imposed by statute upon executive officials. The rule bars judicial examination of extraditions once it is determined that they are not contrary to the Constitution, laws, or treaties of the United States. It does not hold that we must refrain from reviewing claims that an extradition is, in fact, unlawful.
I note that this seems to be Judge Thomas’s understanding as well. Thomas cone, at 960-61. He agrees that the FARR Act limits the Executive’s authority to extradite and that courts may enforce this limitation through habeas. My disagreement with his concurrence is in how we construe the obligation the FARR Act imposes: Judge Thomas characterizes the obligation of the Secretary of State as a “duty ... to consider whether a person facing extradition from the U.S. ‘is more likely than not’ to be tortured.” Thomas cone, at 961. If this were the extent of the duty imposed by the Act, I would agree that our review of the Secretary’s compliance was limited to requiring a declaration that she had, indeed, considered whether Trinidad would be tortured upon extradition. But, as I have explained — and as the parties agree — the duty imposed upon the Secretary extends beyond simply considering whether Trinidad is more likely than not to face torture. She is required not to extradite him if there are substantial grounds to believe that he is more likely than not to face torture. Judicial review, therefore, must extend not only to determining whether the Secretary considered Trinidad’s claim that he would be tortured but to ascertaining that she complied with her obligation not to extradite where, on the available information, torture is more likely than not.
This conclusion does not resolve this FARR Act extradition case or any other. It merely establishes that substantive judicial review is not entirely precluded in this species of case and that we are writing on a clean slate in this case with regard to the
IY. Proposed Proceedings
In approaching these questions afresh, I begin with the Supreme Court’s recognition in Boumediene that “common-law habeas corpus was, above all, an adaptable remedy. Its precise application and scope changed depending upon the circumstances.” Id. at 779,
I begin from what Boumediene identified as two “uncontroversial” features of any habeas review: (1) the detainee must have “a meaningful opportunity to demonstrate that he is being held pursuant to ‘the erroneous application or interpretation’ of relevant law”; and (2) “the habeas court must have the power to order the conditional release of an individual unlawfully detained.” Id. at 779,
The underlying proceeding in Boumediene was the Combatant Status Review Tribunal (CSRT), which the Deputy Secretary of Defense had established to evaluate the enemy combatant status of those detained at Guantanamo. Id. at 733,
The proceeding at issue here is quite different from the CSRTs considered by the Boumediene Court. Nevertheless, Boumediene provides some guidance. While the magistrate’s determination of a detainee’s extraditability seems to be a proceeding of the kind Boumediene held warrants minimal review, the torture determination is much more like the closed proceedings, which Boumediene held should be subject to somewhat more searching review.
In particular, the regulations governing the Secretary of State’s review of CAT claims in the extradition context are vague. It is difficult for me to determine from those regulations precisely what administrative process might be available to those claiming they are likely to be tortured if extradited. The regulations state:
(a).... In each case where allegations relating to torture are made or the issue is otherwise brought to the Depart-*998 merit’s attention, appropriate policy and legal offices, review and analyze information relevant to the case in preparing a recommendation to the Secretary as to whether or not to sign the surrender warrant.
(b) Based on the resulting analysis of relevant information, the Secretary may decide to surrender the fugitive to the requesting State, to deny surrender of the fugitive, or to surrender the fugitive subject to conditions.
22 C.F.R. § 95.3.
The risk of error in the Secretary’s torture determination is likely lower than that of a CSRT tribunal — the determination is not accusatorial, nor is it likely (in general) to be directly affected by the national security concerns that underlie the CSRT determinations. It is, however, a closed process without a neutral decisionmaker. And it lacks, it would seem, any prescribed way for the detainee to present evidence or to contest that presented by the government.
I would hold, therefore, that in reviewing the Secretary’s determination that an individual may be extradited consistent with CAT, a habeas court must be able to inquire in some manner into the substance of the determination to “assess the sufficiency” of the Secretary’s evidence and conclusions. Id. That is, on habeas review, the court must be able to assess whether the Secretary appropriately determined that, upon extradition, torture is not more likely than not. A declaration by the Secretary (or her delegate) such as the majority requires on due process grounds, stating than that the State Department determined that a detainee may be extradited consistent with CAT may be, but is not necessarily, sufficient for that purpose. Whether it is or not depends, in my view, on what the remainder of the record shows with regard to the likelihood of torture upon extradition.
This scaled approach flows from the recognition that judicial review of the Secretary’s substantive determination should be extremely deferential. As the Government argues, the State Department is better suited than the courts to determine in the first instance the likelihood of torture and to negotiate with foreign governments to decrease that likelihood. Furthermore, the sensitivity of the foreign policy concerns implicated in extradition decisions requires that courts tread lightly in these cases. I do not take lightly the State Department’s concerns about judicial review of its torture determinations. Cf. Alperin v. Vatican Bank,
I therefore turn to the four considerations the Government maintains militate against judicial review of the Secretary’s torture determinations. First, the Government explains that to ensure an extraditee will not be tortured, the State Department may seek assurances to that effect from a foreign government, impose conditions on extradition, and in some cases, monitor the extraditee’s treatment once in the foreign country. See Mironescu,
No doubt, judicial review of the Secretary’s torture determinations will sometimes require courts to deal with sensitive information. But we have well-developed mechanisms for dealing with such information, such as in camera review, protective orders, and procedures for reviewing classified information. See Mironescu,
I note that this is not a case in which the Government alleges that the relevant information is classified or that it is a state secret, the release of which is likely to affect national security. If the information were in either category, the Government could invoke established procedures for ensuring secrecy and, in the case of state secrets, our well-developed caselaw protecting such information (including providing for dismissal of cases in which a state secret is the subject of the proceeding or in which the case cannot go forward without information subject to the state secret evidentiary privilege). See, e.g., Mohamed v. Jeppesen Dataplan, Inc.,
Third, the Government questions the ability of courts to determine whether an individual is more likely than not to be tortured. The Government explains:
It is difficult to contemplate how judges would reliably make such a prediction, lacking any ability to communicate with the foreign government or to weigh the situation there, including the bilateral relationship with the United States, with resources and expertise comparable to those of the Department of State.
But judges routinely review such determinations. In the immigration context, courts frequently review claims that an individual, if removed, is likely to be tortured and therefore is entitled to withholding or deferral of removal under CAT and the FARR Act. See, e.g., Delgado v. Holder,
Pointing to several “obvious distinctions” between immigration and extradition, the Government argues that judicial competence to review torture determinations in immigration proceedings does not in fact indicate a similar competence in the extradition context. In particular, the Government argues that extradition treaties are negotiated “with foreign state partners meeting human rights norms,” and that “an ongoing relationship with a specific foreign state creates incentives to meet human rights commitments in extradition situations.” Given this observation, I am willing to accept that torture is less likely in the extradition than in the immigration context. But this assumption, while strongly bearing on the showing that a detainee must make in the face of a governmental declaration of FARR Act compliance such as the one the majority requires, does not justify complete displacement of all judicial authority with regard to substantive FARR Act enforcement in a habeas case.
Finally, the Government also seeks to distinguish the immigration cases based on the foreign policy implications of extradition. The Government explains that unlike immigration proceedings, extradition commences at the request of a foreign state, which commits substantial resources to the proceeding. And unlike immigration proceedings, extradition obligations are reciprocal: that is, just as the United States has agreed to extradite those who have committed crimes in certain countries, we depend on those countries to extradite individuals who have committed crimes here. If we fail to fulfill our extradition obligations, it is likely that when we request extradition, other countries will fail to fulfill their obligations.
In the end, the Government has not identified a single way in which the actual determination of whether a person is likely to be tortured fundamentally differs in the extradition context from that in the immigration context — let alone differs in such a way that would make courts uniformly inept in reviewing such determinations in the extradition context although uniformly competent where immigration removal is at issue.
To be sure, the State Department has experience, expertise, and diplomatic tools that courts lack. It is for this reason that I suggest that our review here, even more than our review in the immigration context, ought to be highly deferential. But the State Department’s comparative advantage in ascertaining the likelihood of torture, and in negotiating with foreign governments to ensure against torture in particular cases, does not mean that courts ought not ever review the Department’s decisions to ensure that Executive detention is in accordance with the law, which is what the majority holds. ‘Whatever power the United States Constitution envisions for the Executive in its exchanges with other nations ..., it most assuredly envisions a role for all three branches when individual liberties are at stake.” Hamdi v. Rumsfeld,
Given all these considerations, I would structure a habeas proceeding such as this one to minimize the burden on the State Department, to protect its legitimate interest in conducting foreign affairs, to reveal diplomatic information even to courts only when essential and when not protected by otherwise applicable doctrines, and to defer to its competence in that arena. We should therefore apply a highly deferential, limited inquiry principle to CAT claims in the extradition context, even more deferential than in the immigration context. In other words, at most, we would reverse the decision of the Secretary of State “only if the evidence is so compelling that no reasonable fact finder could have failed to find the requisite likelihood of torture.” Lanza v. Ashcroft,
It is premature in this ease to spell out the applicable standards in any greater detail, given that, as I stated at the outset, we do not even know whether the minimal procedural due process requirement adopted by the majority has been met. I can observe that in this case, Trinidad has made a very strong showing that his co-defendants were tortured. But the record also demonstrates that the Philippine judicial system so recognized, and that the prosecutions of the co-defen
* * *
Habeas corpus has long been a vital mechanism for preserving the separation of powers and individual liberty. Where international interests are implicated, habeas review can implicate serious foreign affairs and separation of powers concerns. But the judiciary cannot abandon its role in preventing unlawful detention by the Executive because asserting it responsibly is not easy. Rather, where possible, we must find ways of fulfilling our obligation while addressing the executive branch’s legitimate concerns. I believe it is possible to do so in this case. The limited inquiry review I suggest above would both maintain the prerogative of the Secretary of State in conducting foreign affairs, particularly with regard to negotiations surrounding extradition, and avoid abdicating our role in preventing unlawful executive detention.
I concur in the majority’s remand to the district court for the purpose it states. If the requisite declaration is provided, I would direct the district court to conduct proceedings consistent with this opinion.
. Although Judge Tallman characterizes the government's position otherwise, it is clear to me that the government's position is that the Secretary of State may not extradite someone who is more likely than not to face torture. In addition to the statement quoted in the text above, the government, in its brief, also clearly and emphatically stated that “[t]he Government is not arguing that the Secretary of State has discretion to surrender a fugitive who more likely than not will be tortured.”
. The litigants in Pennhurst disagreed on this point. See Pennhurst,
. I note that, with the exception of Judge Kozinski, the entire en banc panel agrees that we have jurisdiction, and that the majority of us agree that the Secretary’s decision is reviewable at least to the extent of requiring an attestation of compliance with the FARR Act and CAT.
. In fact, Congress has considered and rejected legislation that would codify the rule of non-inquiry. See Jacques Semmelman, Federal Courts, the Constitution, and the Rule of Non-Inquiry in International Extradition Proceedings, 76 Cornell L. Rev. 1198, 1220-21 (1991); see also In re Extradition of Howard,
. The statute setting forth the procedures for extradition delegates to "any Justice of the Supreme Court, circuit judge, district judge, commissioner, authorized to do so by any of the courts of the United States, or judge of a court of record of general jurisdiction of any state” the authority to charge a person with having committed an extraditable offense, issue a warrant for that person’s apprehension, and make an initial assessment of the sufficiency of the evidence against the person and certify the person’s extraditability. 18 U.S.C. § 3184. Although judicial officers are involved in this initial determination of extraditability, they are not acting in their Article III capacity — indeed, they are often not Article III judges. I will therefore refer to the judicial officers making extradition determinations in the first instance as "magistrates.”
. Several courts have suggested, though no case has yet been decided on this basis, that there may be a "humanitarian exception" to the rule of non-inquiry. See, e.g. Lopez-Smith v. Hood,
. The Government states that "Trinidad was given multiple opportunities to submit any material he desired to the State Department to support his claim” and that "he was further offered an opportunity to present evidence at an in-person meeting with a State Department official.” However, the Government also states that Trinidad "had no right to ... a hearing,” and, indeed, under the State Department regulations, it would seem that individuals claiming they are likely to face torture have no prescribed rights at all.
Concurrence Opinion
concurring in part and dissenting in part, with whom Judge W. FLETCHER joins:
I agree with the majority’s holding in all aspects, except parts 4-6. Specifically, I agree that we have jurisdiction to decide Trinidad y Garcia’s habeas corpus petition. Per curiam at 955-57. I disagree with the majority opinion, however, regarding the scope of our review.
The majority believes that under the Foreign Affairs Reform and Restructuring Act of 1998 (FARRA), 8 U.S.C. § 1231
Thus, I disagree with the majority that Trinidad y Garcia’s liberty interest will be fully vindicated if the Secretary of State augments the record with a declaration “signed by the Secretary or a senior official properly designated by the Secretary” attesting that the Secretary has complied with her regulatory obligations. Per curiam at 957. Supreme Court precedent
The stakes in this case could not be higher:
[T]he right to be free from official torture is fundamental and universal, a right deserving of the highest stature under international law, a norm of jus cogens. The crack of the whip, the clamp of the thumb screw, the crush of the iron maiden, and, in these more efficient modern times, the shock of the electric cattle prod are forms of torture that the international order will not tolerate. To subject a person to such horrors is to commit one of the most egregious violations ’ of the personal security and dignity of a human being.
Hilao v. Estate of Marcos,
Trinidad y Garcia alleged that his extradition to the Philippines violates FARRA and CAT, and presented compelling evidence that “there are substantial grounds for believing [he] would be in danger of being subjected to torture” if the United States transferred him to the Philippines. FARRA § 2242(a). Specifically, Trinidad y Garcia presented credible evidence in the form of affidavits and court documents from the Philippines revealing that the Philippine government tortured almost all of his co-accused, and numerous authoritative country reports detailing how Philippine law enforcement officials continue to torture and abuse suspects.
The Philippines sought Trinidad y Garcia’s extradition to stand trial on a charge of kidnaping for ransom. Five of Trinidad y Garcia’s co-accused were tortured by the Philippine government. The treatment of two of these co-accused, Gerilla and Villaver, is especially troubling. According to Gerilla’s sworn affidavit, police officers abducted him from his home, blindfolded him, secluded him in a small, cold room,
Trinidad y Garcia also presented an affidavit from another co-accused, Villaver, who similarly endured physical torture, including suffocation and electric shocks. When Villaver refused to confess to any crime, Philippine officers took him to a remote rice paddy, removed his restraints, and told him, “Do something to save your life, it is all up to you.” When Villaver attempted to run, the officers shot him twice in the back and another bullet grazed his chin. Instead of taking Villaver to a hospital, the officers put him into their jeep and began suffocating him by holding a piece of plastic with cloth over Villaver’s nose. While suffocating, Villaver lost bodily control, causing him to defecate. Eventually, the officer released the pressure on Villaver’s nose and mouth. The officers took Villaver to a hospital where doctors performed emergency surgery. Villaver survived.
In addition to these specific and credible accounts of torture Trinidad y Garcia’s co-accused suffered at the hands of Philippine officials, Trinidad y Garcia presented numerous supporting documents demonstrating the pervasiveness of torture in the Philippines. The State Department’s 2007 country report for the Philippines — a report prepared by the Secretary’s own agency — states, “members of the security forces and police were alleged to have routinely abused and sometimes tortured suspects and detainees.” According to Amnesty International’s 2003 country report for the Philippines, “torture persists.” “Techniques of torture documented by Amnesty International include electroshocks and the use of plastic bags to suffocate detainees.” The report finds that “a continuing de facto climate of impunity that shields the perpetrators of torture and other grave human rights violations” exists in the Philippines.
Trinidad y Garcia presented his CAT claim to the Secretary of State. But despite this evidence, Secretary of State Condoleeza Rice authorized a warrant to surrender Trinidad y Garcia for extradition on September 12, 2008. Trinidad immediately filed a request to stay the extradition pending the resolution of a habeas corpus petition, which the district court granted. On November 24, 2009, Trinidad filed a writ of habeas corpus under 28 U.S.C. § 2241, alleging that he was being unlawfully detained pending extradition under the Secretary of State’s surrender warrant because he was denied procedural due process, and because his extradition will violate CAT and federal law, and deny him his substantive due process rights. The Secretary of State refused to provide the district court with any evidence for it to review the Secretary’s decision to surrender Trinidad y Garcia for extradition. Because of Trinidad y Garcia’s compelling unrebutted evidence of the likelihood of torture, the district court granted Trinidad y Garcia’s habeas petition.
In Boumediene, a case involving a habeas challenge by prisoners held as “enemy combatants” at the Guantanamo Bay detention camp, the Supreme Court explained that “[wjhere a person is detained by executive order, rather than say, after being tried and convicted in a court, the need for collateral review is most pressing.”
But all we have here is a black box because the Secretary has refused to present to the district court any evidence she considered in deciding to surrender Trinidad y Garcia to the Philippines. The majority’s requirement that the Secretary or her designee only produce an affidavit declaring that the Secretary determined it is not “more likely than not” that Trinidad y Garcia will suffer torture if extradited to the Philippines does not allow the district court to conduct a meaningful habeas proceeding. See id. Such a document does not allow the district court “to assess the sufficiency of the Government’s evidence against the detainee,” nor does it provide the district court an opportunity to “correct errors that occurred during the [earlier proceedings],” as habeas corpus review requires. Id. (emphasis added).
I disagree with the majority that Munaf v. Geren,
The majority appears to cite Munaf for the proposition that an executive decision to surrender a detainee accused of committing crimes in another country should be addressed solely by the executive. But Munaf is readily distinguishable from the present case. The facts of Munaf are unique and the Supreme Court was clear that its holding was circumscribed to the circumstances of that case. See
In contrast, Trinidad y Garcia is in the United States and seeks the proper form of habeas “release,” as opposed to the “transfer” petitioners sought in Munaf. Further, Trinidad y Garcia has made an individualized claim of torture based on official documents from Philippine courts and reports by the State Department — the very department that now refuses to account for its extradition decision — regarding the pervasiveness of torture in the Philippines. Such a claim hardly “intrude[s] upon the authority of the Executive in military and national security affairs.” Id. at 689,
Moreover, the Supreme Court explicitly stated in Munaf that it “expressed] no opinion” on whether habeas relief was available if a petitioner asserted a claim that his extradition would violate the Secretary’s obligations under FARRA.
The Rule of Non-Inquiry similarly does not limit the scope of our review to such a superficial level as the majority suggests. The Rule of Non-Inquiry is a rule the courts imposed on themselves to preserve “Executive discretion.” Emami v. United States Dist. Court,
Munaf and the Rule of Non-Inquiry therefore do not remove all substantive review of the Secretary’s decision to surrender an extraditee when he has presented a non-frivolous FARRA claim that it is “more likely than not” he will suffer torture when transferred to the requesting country. However, the underlying principles of Munaf and the Rule of Non-Inquiry at least suggest that we do not have the sweeping authority to overturn the Secretary’s decision simply because we disagree with it. Our review lies somewhere between these two extremes. A mere statement that the Secretary has complied with her duties is not enough under current
Although we make no judgment whether the CSRTs, as currently constituted, satisfy due process standards, we agree with petitioners that, even when all the parties involved in this process act with diligence and in good faith, there is considerable risk of error in the tribunal’s findings of fact. This is a risk inherent in any process that, in the words of the former Chief Judge of the Court of Appeals, is “closed and accusatorial.” And given that the consequence of error may be detention of persons for the duration of hostilities that may last a generation or more, this is a risk too significant to ignore.
While the majority appears to believe that a substantive review of the Secretary’s determination on Trinidad y Garcia’s CAT claim violates our constitutional structure, I believe such review only strengthens our constitutional system of checks and balances, as well as the Great Writ of habeas corpus. The Supreme Court recognized as much in Boumediene:
[T]he exercise of [the Executive’s powers as Commander in Chief] is vindicated, not eroded when confirmed by the Judicial Branch. Within the Constitution’s separation-of-powers structure, few exercises of judicial power are as legitimate or as necessary as the responsibility to hear challenges to the authority of the Executive to imprison a person.
Finally, I fully acknowledge that there are serious and legitimate concerns in a case such as this regarding the protection of classified information. The district court has sufficient tools, such as in camera review and protective orders, to ensure that classified information is properly and effectively protected. See e.g., Khouzam,
Thus, for the reasons discussed above, I dissent from the majority’s declaration that Trinidad y Garcia’s liberty interest will be fully vindicated if the Secretary of State augments the record with the bare bones declaration the majority suggests.
. Foreign Affairs Reform and Restructuring Act of 1998, Pub. L. No. 105-277, § 2242, 112 Stat. 2681-761, 2682-822-823 (1998) (codified as a note to 8 U.S.C. § 1231 (1991)).
. 1465 U.N.T.S. 85.
. United Nations Convention Against Torture and Other Forms of Cruel, Inhuman or Degrading Treatment or Punishment, adopted by unanimous agreement of the U.N. General Assembly, G.A. Res. 39/46, 39 U.N. GAOR Supp. No. 51 at 197, U.N. Doc. A/RES/39/708 (1984), entered into force as to the United States Nov. 20, 1994, signed Apr. 18, 1988.
. Munaf cannot be read to supersede the holding or underlying reasoning in Boumediene. Both cases were decided in the same year, 2008. Nor are the stakes arguably higher in Munaf than Boumediene, which involved significant national security matters. The Supreme Court noted in Boumediene that even in such high stakes circumstances, it is critical for the courts to properly adjudicate habeas claims:
In considering both the procedural and substantive standards used to impose detention to prevent acts of terrorism, proper deference must be accorded to the political branches____ Officials charged with daily operational responsibility for our security may consider a judicial discourse on the history of the Habeas Corpus Act of 1679 and like matters to be far removed from the Nation's present, urgent concerns____ Security depends upon a sophisticated intelli*1006 gence apparatus and the ability of our Armed Forces to act and to interdict. There are further considerations, however. Security subsists, too, in fidelity to freedom’s first principles. Chief among these are freedom from arbitrary and unlawful restraint and the personal liberty that is secured by adherence to the separation of powers. It is from these principles that the judicial authority to consider petitions for habeas corpus relief derives.
. That Trinidad y Garcia is not a citizen of the United States is irrelevant. FARRA does not distinguish between citizens and non-citizens, see FARRA § 2242(a), nor does such a distinction matter for a due process claim, see Zadvydas v. Davis,
. Like the Supreme Court in Boumediene, I make no judgment here about what the appropriate level of review should be in such cases:
The extent of the showing required of the Government in these cases is a matter to be determined. We need not explore it further at this stage. We do hold that when the judicial power to issue habeas corpus properly is invoked the judicial officer must have adequate authority to make a determination in light of the relevant law and facts and to formulate and issue appropriate orders for relief, including, if necessary, an order directing the prisoner’s release.
Dissenting Opinion
dissenting in part:
1. The federal habeas statute, 28 U.S.C. § 2241, simultaneously provides jurisdiction to hear habeas petitions and remedies for successful ones. See Richard H; Fallon, Jr. & Daniel J. Meltzer, Habeas Corpus Jurisdiction, Substantive Rights, and the War on Terror, 120 Harv. L. Rev. 2029, 2038 (2007). Just because someone in custody files a document styled “habeas petition” doesn’t mean a federal court has jurisdiction to entertain it. Instead, the petitioner must allege a type of claim cognizable on habeas. Cf. Bell v. Wolfish,
Trinidad y Garcia fails to make out a claim cognizable on habeas by invoking the Convention Against Torture (“CAT”) and alleging that, if extradited, he’ll face torture at his destination. What’s been historically cognizable on habeas review in the extradition context is (1) whether the executive branch has the authority to detain the extraditee in the first place and whether the judicial branch has exercised proper jurisdiction over him, all of which has already been litigated and resolved against Trinidad; (2) whether the executive is operating under a valid treaty authorizing extradition, which isn’t disputed here; and (3) whether the extraditee’s crime falls into the political offense exception, which Trinidad doesn’t allege. See, e.g., Fernandez v. Phillips,
There’s absolutely no authority supporting Trinidad’s claim that habeas review is available to challenge the destination to which a detainee is to be extradited based on how he might be treated there. As the D.C. Circuit noted recently, “[t]hose facing extradition traditionally have not been able to maintain habeas claims to block transfer based on conditions in the receiving country. Rather, applying what has been known as the rule of non-inquiry, courts historically have refused to inquire into conditions an extradited individual might face in the receiving country.” Omar v. McHugh,
INS v. St. Cyr,
Also in contrast is Munaf v. Geren,
There’s thus no need to assess the effect of the FARR Act, 8 U.S.C. § 1231 note, or the REAL ID Act, 8 U.S.C. § 1252(a)(4). Both statutes explicitly disavow any congressional intent to create jurisdiction for review of CAT claims outside a limited immigration context. See Munaf,
St. Cyr urged against “adopting a [statutory] construction that would raise serious constitutional questions” by “precluding] judicial consideration on habeas,”
The per curiam thus rightly overrules Comejo-Barreto,
While, as in Mwnaf, we have jurisdiction to hear Trinidad’s due process claim, I agree with the per curiam that the claim is foreclosed by Mwnaf itself, which found that identical claims in the transfer context “do not state grounds upon which habeas relief may be granted.” Munaf,
2. The per curiam offers little explanation for finding jurisdiction to entertain Trinidad’s CAT claim, instead simply asserting that “[t]he writ of habeas corpus historically provide[d] a remedy to non-citizens challenging executive detention.” Per curiam at 956. Judge Thomas’s concurrence, while defending the exercise of jurisdiction at greater length, rests on the similar claim that “[fjederal habeas relief under § 2241 is available as a remedy to non-citizens challenging executive detention” and therefore “provides an avenue of relief to persons, such as Trinidad y Garcia, who are challenging the legality of extradition proceedings.” Thomas cone, at 958. And Judge Tallman, whose discussion of jurisdiction is most extensive, ultimately relies on the analogous assertion that “Trinidad would historically have been entitled to habeas review of his claim to the extent he argues that the [CAT] or the FARR Act bind the authority of the Executive to extradite him.” Tallman dissent at 971.
All of these justifications suffer a fatal flaw: They characterize Trinidad’s claim at too high a level of generality and therefore conflate Trinidad’s particular claim with other claims that are cognizable on habeas review in the extradition context. It’s far too broad to say, as Judge Tallman does, that Trinidad challenges “the authority of the Executive to extradite him.” Id. Trinidad, in fact, challenges something very specific: the destination to which the executive seeks to extradite him, based on his potential treatment there. And Judge Tallman doesn’t point to a single case showing that the scope of habeas review has ever been understood to encompass such a challenge because “[n]o court has yet denied extradition based upon the de
Judge Tallman’s analysis leads to the same conclusion. On page 966-67 of his opinion, he properly characterizes as jurisdictional the key language from Oteiza,
A writ of habeas corpus in a case of extradition cannot perform the office of a writ of error. If the commissioner has jurisdiction of the subject-matter and of the person of the accused, and the offense charged is within the terms of a treaty of extradition, and the commissioner, in arriving at a decision to hold the accused[,] has before him competent legal evidence on which to exercise his judgment as to whether the facts are sufficient to establish the criminality of the accused for the purposes of extradition, such decision of the commissioner cannot be reviewed by a circuit court or by this court, on habeas corpus, either originally or by appeal.
While he notes that judicial review of extradition has expanded since Oteiza, Judge Tallman rightly concludes that “the scope of our habeas review in the extradition context wholly depends on the will of Congress.” Tallman dissent at 967. By “the scope of our habeas review,” he presumably still refers to “the habeas jurisdiction of reviewing courts” he mentioned a page earlier. So, when he ultimately — and, again, rightly — concludes that Trinidad’s challenge falls outside the scope of our habeas review as intended by Congress, that also resolves the jurisdictional question. As one commentator writes about the exact language from Oteiza Judge Tallman quotes, “[t]he [Supreme] Court has repeatedly reaffirmed that these listed issues are the only ones within the scope of a court’s authority on habeas corpus review of a finding of extraditability.” Semmelman, Federal Courts, supra, at 1211.
Starting from a mistaken characterization of Trinidad’s claim leads my colleagues to an equally mistaken conclusion about the role of the FARR and REAL ID Acts. Because they erroneously view habeas jurisdiction over Trinidad’s claim as preexisting and presupposed, they ask the wrong question: whether these statutes have clearly “preclude[d]” or “repealed]” such jurisdiction. Tallman dissent at 968, 970; Thomas cone, at 958-59. But there was no habeas jurisdiction, whether statutory or constitutional, to preclude or repeal in the first place.
Consider In re Metzger,
Judge Tallman is quite right that, in Valentine v. United States ex rel. Neidecker,
More fundamentally, Judge Tallman criticizes my “cabining of Trinidad’s claim as strictly statutory or regulatory.” Tall-man dissent at 964 n. 3. That’s not my characterization of Trinidad’s CAT claim— it’s Trinidad’s. In his brief before this court, he refers to his “statutory torture claim” and the “federal statutory mandate” on which it relies. So, unlike the question of “constitutional authority” at issue in Valentine, id. (quoting Valentine,
As Judge Tallman acknowledges, Tall-man dissent at 969 n. 8, his approach produces a circuit split, even as he relies selectively on other circuits to bolster his conclusion. He portrays his position as consistent with the First and Second Circuits in finding that the FARR Act doesn’t “bar habeas review.” Id. at 969 (citing Saint Fort v. Ashcroft,
So, Judge Tallman’s approach — and the approach of my colleagues in finding jurisdiction for Trinidad’s CAT claim — splits with the Fourth Circuit, all on the grounds that the Fourth Circuit didn’t consider the effect of a constitutional provision that plainly has no bearing on our case. Not only does this approach create a split with the Fourth Circuit on extradition, it also splits with the D.C. Circuit, which embraced the Fourth Circuit’s understanding in a decision on detainee transfers abroad. See Omar,
Judge Griffith expanded on his earlier position with his dissental in Abdah v. Obama,
Most recently, Judge Griffith concurred in Omar,
4. While federal habeas jurisdiction is enshrined in a federal statute, the writ of habeas corpus remains a common law writ. And, like all creatures of the common law, it can and should evolve over time. What yesterday may have failed to qualify as a cause of action seeking habeas relief may qualify tomorrow. Because, in the habeas context, a cause of action and the jurisdiction to hear it are inextricably linked, federal habeas jurisdiction also can evolve through common law decision-making.
This raises the question: Even if habeas jurisdiction has never before included the type of claim Trinidad raises, why not start today? That is, why shouldn’t we embrace the evolution of habeas review so
To that question, my colleagues give entirely convincing answers. I need not add to Judge Tallman’s masterful discussion of how superior the executive is to the judiciary in assessing a detainee’s likely treatment in a foreign country and in weighing the foreign policy implications pregnant in every decision to extradite or not to extradite. Tallman dissent at 978-79. Nor need I do more than echo Judge Thomas’s conclusion that “the surrender of a person to a foreign government is within the Executive’s powers to conduct foreign affairs and the executive is Veil situated to consider sensitive foreign policy issues.’ ” Thomas cone, at 961 (quoting Munaf,
I’m a firm believer in robust federal habeas review where it’s appropriate. See, e.g., Gantt v. Roe,
