Heckler v. EdwardsHeckler v. Edwards
delivered the opinion of the Court.
This case raises an issue concerning this Court’s mandatory jurisdiction. Federal courts of appeals have jurisdiction over appeals from all final decisions of district courts, “except where a direct review may be had in the Supreme Court.”
I
Respondent filed this suit against the Secretary of Health and Human Services in the United States District Court for the Northern District of California in October 1980. On behalf of a nationwide class of Social Security applicants and recipients, respondent challenged the constitutionality of § 211(a)(5)(A) of the Social Security Act, 64 Stat. 502, as amended,
Having held the statute unconstitutional, the District Court turned to the issue of relief. The unconstitutional provision had provided that all gross income and deductions derived from a nonpartnership trade or business in community property jurisdictions should be attributed to the husband unless the wife could establish that she exercised substantially all of the management and control of the business, in which case all income would be treated as the wife’s. Having struck down this gender-based presumption, the court found the respondent class entitled to an allocation of co-proprietor income between the spouses’ earnings accounts on the basis of the relative amount of labor contributed by each. Finding that retroactive application of its holding was appropriate under the tests of
Chevron Oil Co.
v.
Huson,
HH I — I
In the normal course, a party dissatisfied with the judgment of a United States district court must first appeal to the court of appeals, and may then petition for a writ of certiorari in the Supreme Court. Recourse to the court of appeals is a matter of right,
The Secretary and respondent offer different tests. Respondent’s position is that when the “literal requirements of
The Secretary claims that direct review under
To articulate a test to resolve the present dispute and to provide guidance for litigants and courts in future cases, we begin with the language and structure of the statute itself.
“Any party may appeal to the Supreme Court from an interlocutory or final judgment, decree or order of any court of the United States, the United States District Court for the District of the Canal Zone, the District Court of Guam and the District Court of the Virgin Islands and any court of record of Puerto Rico, holding an Act of Congress unconstitutional in any civil action, suit, or proceeding to which the United States or any of its agencies, or any officer or employee thereof, as such officer or employee, is a party.
“A party who has received notice of appeal under this section shall take any subsequent appeal or cross appeal to the Supreme Court. All appeals or cross appeals taken to other courts prior to such notice shall be treated as taken directly to the Supreme Court.”28 U. S. C. § 1252 .
A literal reading of
The structure of
The history of the enactment of
Finally, Congress expressed its sense that declarations of unconstitutionality have ramifications beyond the interests of litigants in the particular case. For this reason, the predecessor statute created the right of intervention by the Attorney General in cases between private parties when the constitutionality of an Act of Congress was drawn into question,
18
as well as the right to direct appeal from a holding
The first two of these concerns are not implicated in cases in which the Government concedes statutory unconstitutionality by its decision not to appeal that aspect of the district court’s judgment. Such cases raise no separation-of-powers issue, nor do they implicate the need for certainty and uniformity in the administration of federal law. In the present case, for example, the Attorney General, charged with enforcing federal laws, informed the Congress that he agreed with the courts that the challenged provision in the Social Security Act was unconstitutional.
20
Furthermore, prior to seeking review of the District Court’s judgment, the Secretary had agreed not to enforce the statute anywhere
The only justification for exerting mandatory jurisdiction in such cases might be the considerable ramifications of district court orders; here, for example, the District Court’s remedy provided retroactive relief for a nationwide class. We do not believe that serious consequences alone can support the exercise of our
Not only are Congress’ justifications for creating an expedited method of direct review not present in cases such as this, but a construction of
HH HH HH
We conclude, therefore, that
It is so ordered.
Notes
The District Court certified a class of “[a]ll applicants for or recipients of Old Age, Survivors and Disability Insurance benefits,
In the latter half of 1980, several courts held that the statutory presumption violated the equal protection element of the Due Process Clause.
Hester
v.
Harris,
631F. 2d 53, 55-56 (CA5 1980);
Carrasco
v.
Secretary of Health, Education and Welfare,
Although the Secretary had argued that § 211(a)(5)(A) is merely an eligibility requirement, not a constitutionally suspect classification based on gender, the Solicitor General later concluded that the statutory presumption could not be defended under the standards announced by this Court in
Califano
v.
Westcott,
Executive Communication 4772, 126 Cong. Rec. 29377 (1980) (notice that Solicitor General would not take an appeal from the District Court’s holding in
Becker
v.
Harris, supra);
Executive Communication 5587, 126 Cong. Rec. 29295 (1980) (same). Congress has required the Attorney General to notify both Houses of Congress in any case in which the Attorney General considers an enacted law, at issue in the case, to be unconstitutional. See note following
In July 1981, the agency’s concession that § 211(a)(5)(A) of the Act is unconstitutional was published as Social Security Ruling 81-17c (C. E. 1981) (acquiescing in
Becker
v.
Harris, supra).
“Once published, a ruling is binding on all components of the Social Security Administration in accordance with [20 CFR pt. 422]. Rulings do not have the force and effect of the law or regulations but are to be relied upon as precedents in determining other cases where the facts are basically the same. A ruling may be
Neither Congress nor the agency had modified the statute or implementing regulations at the time this case was argued.
Edwards
v.
Schweiker,
No. C-80-3959 (ND Cal., May 22,1981). Petitioner did not file an appeal challenging the ruling that the statute was unconstitutional. The jurisdictional statute at issue in this case permits, but does not require, an interlocutory appeal from a holding of unconstitutionality.
Edwards v. Schweiker, No. C-80-3959, p. 2, n. 2 (ND Cal., Jan. 22, 1982) (referring to order of May 22, 1981).
The notice of appeal from the judgment of March 23, 1982, does not state the ground of appeal, nor is it its function to do so. See
The relevant portion of the docketing statement provided:
“H. Brief Description of Nature of Action and Result Below:
“Plaintiffs challenged the constitutionality of 42 U. S. C. 411(a)(5)(A), which requires that where both the husband and wife worked in a family business in a community property State, all of the self-employment income must be allocated to the husband. The government conceded the statute’s unconstitutionality, and the remaining issues concerned relief, in particular, the standard to apply in place of the invalid statutory standard. The district court certified a class action, and ordered that the Secretary recompute benefits on the principle that the self-employment income of the business be split between husband and wife on the basis of their relative amounts of labor.
“I. Issues to be raised on Appeal:
“The issues on appeal may include: (1) whether the district court’s standard based on relative amount of labor should be applied rather than the Secretary’s standard based on whether there was a true partnership between the spouses; (2) whether it was error to apply the new rule to earnings records dating back to the beginning of the self-employment program; (3) whether it was error to require that no individual lose benefits as a result of the recomputation required under the order; and (4) whether the notice that the court required be sent to potential class members is appropriate.”
Act of Feb. 13, 1925, 43 Stat. 936. See
Gonzalez
v.
Automatic Employees Credit Union,
Act of Aug. 12, 1976, Pub. L. 94-381, §§ 1, 2, 90 Stat. 1119 (repealing
Cf.
Florida Lime and Avocado Growers, Inc.
v.
Jacobsen,
For cases discussing our jurisdiction over the whole case when a direct appeal is properly filed pursuant to
Act of Aug. 24, 1937, ch. 754, §2, 50 Stat. 752, provided:
“In any suit or proceeding in any court of the United States to which the United States, or any agency thereof, or any officer or employee thereof, as such officer or employee, is a party, or in which the United States has intervened and become a party, and in which the decision is against the constitutionality of any Act of Congress, an appeal may be taken directly to the Supreme Court of the United States by the United States or any other party . . . .”
As in the current version, appeal could be taken from an interlocutory or final judgment, decree or order. Congress mandated that such appeals “shall be heard by the Supreme Court of the United States at the earliest possible time and shall take precedence over all other matters not of a like character.” Ibid. The whole thrust of the bill was its focus on the special importance of lower court invalidations of federal statutes.
Floor debate affirms that Congress understood that the predicate to direct appeal was that a party would seek review of the holding that a statute was unconstitutional. The bill’s sponsor, Representative Sumners, explicated the section to mean that the Government “may appeal directly to the Supreme Court in order to expedite the determination of the constitutional question.” 81 Cong. Rec. 3272 (1937); see also id., at 3260 (remarks of Rep. Sumners) (case would come up to Court just on question of constitutionality); id., at 3257 (remarks of Rep. Michener) (bill affects only constitutional questions); id., at 3256 (remarks of Rep. Brewster) (bill eliminates delays in determining constitutional question). The sponsor emphasized the “good, practical common sense” in having “just as little delay between the enactment of Congress and the determination [of its constitutionality] as can be arranged.” Id., at 3268 (remarks of Rep. Sumners).
The impetus in the mid-1930’s to establish expedited appeal of holdings of statutory unconstitutionality was courts’ response to much of the New Deal legislation, such as enjoining operation of the newly created Tennessee Valley Authority. See, e. g., Appeals from Federal Courts, Hearings on S. 2176 before the Senate Committee on the Judiciary, 74th Cong, 1st Sess., 13-16 (1935).
As then Senator Hugo L. Black, sponsor in the 74th Congress of a bill for direct appeal from injunctions preventing the effectuation of Acts of Congress explained:
“I see no reason why ... we should not say to the Supreme Court, ‘. . . [i]t is not for you to determine whether you will take the case or not. Those who are charged primarily with enforcing the law in this country are bound to be in closer contact with the necessity for a speedy decision than you are in your court room, and they have determined that this is a case of suchgreat national moment and importance that it must be decided at once.’” Id., at 20.
One commentator suggests that the existence and current definition of
See,
e. g., McLucas
v.
DeChamplain,
The 1937 Act provided for notice to the Attorney General of private litigation “whenever the constitutionality of any Act of Congress affecting the public interest is drawn in question,” and intervention by the United States as of right “for presentation of evidence . . . and argument upon the question of the constitutionality of such Act.” Act of Aug. 24, 1937, ch. 754, 50 Stat. 751. The current version of this portion of the original bill appears at
See also 81 Cong. Rec. 3268 (1937) (remarks of Rep. Michener) (“If,” “when,” and “[w]here the constitutionality [of Acts of Congress] is questioned, more than the rights of individual litigants in the suit are involved. The rights of all the people who might be affected by the laws are involved, and in these days time is of the essence in many of these important cases coming before the Supreme Court”); id., at 3265 (remarks of then Rep. Fred M. Vinson) (When the constitutionality of an Act of Congress has been drawn into question, that question “affects not only the litigants in the particular case, but it affects many others. It ought to be decided right in the public interest”).
See n. 4,
supra.
Such concurrence of views between the Executive Branch and the Judiciary does not necessarily preclude a case or controversy over the constitutionality of a federal statute. In
INS
v.
Chadha,