Lead Opinion
delivered the opinion of the Court, in which
The Texas Medical Liability Act (Act) requires claimants pursuing a healthcare-liability claim to serve an expert report on each party no later than the 120th day after filing an original petition. About six months before actually filing suit, the plaintiffs in this case voluntarily served an expert report concurrently with a pre-suit notice letter. After filing suit, the plaintiffs attempted to serve the same previously served expert report on the defendant but mistakenly served another report-one from the same expert but addressing an entirely different patient, doctor, and claim. The defendant made no objection, choosing instead to wait out passage of the 120-day deadline before moving to dismiss the plaintiffs’ claims for failure to serve an expert report. The trial court denied that motion but the court of appeals reversed, holding that the plaintiffs failed to timely serve a qualifying expert report because pre-suit service of the correct report did not satisfy the Act’s requirements and the later incorrect report fell below the Act’s
We disagree. Nothing in the Act compels the conclusion that a 'plaintiff eannot satisfy the expert-report requirement through pre-suit service of an otherwise satisfactory expert report. Moreover, the court of appeals’ conclusion frustrates the Act’s purpose, which' is to eliminate frivolous healthcare-liability claims, not potentially meritorious ones. Therefore, the plaintiffs’ mistaken post-'suit service of the incorrect expert report is of no consequence—the plaintiffs met their burden with pre-suit service of the correct report. Accordingly, we reverse the court of appeals.
I
A
On February 11, 2010, a baby girl, R.M.S., was born to Haley Hebner and Darrin Scott (collectively Hebner) by emergency caesarean section. Tragically, R.M.S. died the next day. On August 12, 2011, Hebner sent the delivering physician, Nagakrishna Reddy, M.D., a pre-suit notice letter via certified mail, as the Act requires. See Tex. Civ. Prac. & Rem. Code § 74.051(a). Though not required by the Act until 120 days after filing an original petition, see id. § 74.351(a), Hebner included with the pre-suit notice letter .the expert report and curriculum vitae of expert Barry Schifrin, M.D. (the First Report). The First Report addressed Reddy, her treatment of Hebner .and R.M.S,, and Heb-ner’s healthcare-liability claims. Reddy acknowledges she received the First Report and does not dispute the First Report’s compliance with the Act’s substantive requirements.
On February 22, 2012, about six months after .sending the pre-suit notice. letter and First Report, Hebner sued Reddy
The court of appeals reversed, holding pre-suit service of the First Report did not “satisffy] the relevant statutory requirements” and the Second Report did “not constitute [an] expert reportf ] as required” by the Act. Reddy,
B
The Texas Medical Liability Act aims to “identify and eliminate frivolous healthcare[-] liability claims expeditiously, while preserving those of potential merit. To further this goal, the statute sets a deadline for the claimant to substantiate the underlying healthcare[-]liability claim with expert reports.” Samlowski v. Wooten,
The parties agree that the Act requires mandatory dismissal when a claimant fails to timely serve a qualifying expert report. They disagree, however, on whether serving an eventual named party with a quali
Hebner urges that courts should not entertain an interpretation of section 74.351 that vitiates the Legislature’s intent to weed out frivolous claims while preserving potentially meritorious ones. Hebner argues her post-suit service of the Second Report should be viewed as an “obvious attempt” to provide Reddy with the correct report a second time. Further, without dispute Hebner actually served Reddy with a qualifying expert report—the First Report—“not later than” the 120th day after the petition was filed. Allowing, pre-suit service to satisfy the requirements of section 74.351 furthers the Legislature’s intent by preserving a potentially meritorious claim. And it further recognizes the potential constitutional implications of dismissing Hebner’s case without giving her an opportunity to have a hearing on the merits.
II
A
Whether an expert report served concurrently with a pre-suit notice letter is timely under section 74.351(a) is a matter of statutory construction, a legal question we review de novo. See Tex. W. Oaks Hasp., LP v. Williams,
In attempting to quickly jettison meritless lawsuits and save parties the expense- of protracted litigation, the Act’s expert-report requirement serves two purposes: (1) it “inform[s] the defendant of the specific conduct the plaintiff has called into question!;]” and (2) it “provide[s] a basis for the trial court to conclude that the claims have merit.” Palacios,
The issue in this case is not. altogether different from that in Zanchi v. Lane, in which a defendant argued it had received an expert report too early to satisfy the Act. See generally
Relying on this Court’s interpretation of the term “party” in Zanchi, Reddy argues section 74.351(a)’s 120-day deadline for serving an expert report does not begin to run until a lawsuit is filed. But by asserting that only a “party” named in a lawsuit can be properly served with an expert report under section 74.351(a), Red-dy reads our -Zanchi holding too narrowly.
In Zanchi we recognized that a “party” under the Act means one named in a suit. Id. at 375. Therefore, Zanchi was a party for purposes of the Act even if he had not yet been served with process. Id. at 377. But we did not mandate that physicians or health-care providers on the receiving end of a healthcare-liability claim must be a “party” to a lawsuit before they could be properly served with an expert report. Nor does the statute’s plain language impose any such requirement. The statute requires a claimant to serve an expert report on a “party” not later than 120 days after filing the original petition. It does not prohibit the plaintiff from serving a report on a party before filing the petition, and we will not write such a requirement into the statute’s language. No one disputes Hebner served Reddy with a qualifying expert report on the same day Reddy received notice of Hebner’s impending lawsuit. Reddy seeks dismissal of Hebner’s claims simply because a second expert report—essentially a courtesy copy—served with Hebner’s original petition was meant for another case.
As in Zanchi, “the statute does not appear to contemplate the exact factual scenario presented here.” See
Our interpretation of section ■ 74.351 “does not prejudice the defendant; rather, it gives the defendant advance notice of the pending lawsuit and the alleged conduct at issue.” See Zanchi,
B
As in Zanchi, we turn next to the implications of our interpretation on a defendant’s duty to object to an insufficient report. See Zanchi,
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Hebner properly served a qualifying expert report on Reddy well before expiration of the statutory deadline and Reddy waived any objections to Hebner’s expert report by failing to file them with the trial court within 21 days of being sued and served with process. Accordingly, we reverse the court of appeals’ judgment and remand this case to the trial court for further proceedings consistent with this opinion.
Notes
. Hebner also sued the medical association to which Reddy belongs—New Braunfels Ob/ Gyn, P.A.—because the alleged healthcare liability of Reddy's medical association is "purely vicarious, a report that adequately implicates the actions of [the association’s] agents or employees is sufficient.” Gardner v. U.S. Imaging, Inc., 274.S.W.3d 669, 671-72 (Tex. 2008), Accordingly, we refer to the two defendants collectively as "Reddy.”
. See id. § 74.351(a) & (r)(6) (requiring that an expert report “provide[ ] a fair summary of the expert’s opinions ... regarding applicable standards; of care, the manner in which the care ,.. failed to meet [those] standards, and the causal relationship between that failure and the injury, harm, or damages claimed.”); see also Am. Transitional Care Ctrs. of Tex., Inc. v. Palacios,
. See Tex Civ. Prac. & Rem. Code § 74.351(b) (requiring dismissal of the plaintiff's claim with prejudice and awarding the defendant attorney's fees if the plaintiff fails to serve the defendant with an expert report by the 120th day following the filing of the plaintiff’s original petition). .
. See id.
. See Tex. Civ. Prac. & Rem. Code § 51.014(a)(9), (10) (allowing interlocutory appeals when a trial court denies a motion to dismiss for failure to serve an expert report or grants a motion challenging the adequacy of an expert report); see also Lewis v. Funderburk,
. Section 74.351 was amended on September l, 2013, and now requires that a claimant "not later than the 120th day after the date each defendant's original answer is filed, serve on that party or the party’s attorney one or more expert reports.” Tex. Civ. Prac. & Rem. Code § 74.351 (current) (emphasis added).
. See also id. § 74.351(c) (allowing one 30-day extension to cure a report that has "not been served ... because elements of the report are found deficient”); id. § 74.351(r)(6) (defining "expert report” as "a written report by an expert that provides a fair summary of the expert’s opinions ... regarding applicable standards of care, the manner in which the care rendered ... failed to meet the standards, and the causal relationship between that failure and the injury, harm, or damages claimed.”); Scoresby,
. See Tex Civ. Prac. & Rem. Code § 74.351(a) (as amended in 2005) (requiring claimants to file an expert report "not later than the 120th day after the date the original petition was filed.”); Loaisiga v. Cerda,
. - Chief Justice Hecht concurred with the opinion, but he did not disagree with the Court’s interpretation of the 21-day period for objecting to a report. See Zanchi,
Concurrence Opinion
joined by JUSTICE WILLETT, concurring.
The issue in this medical-malpractice case is whether the plaintiffs complied with the Texas Medical Liability Act’s expert-report requirements by serving their expert report before they filed the lawsuit. Focusing primarily on the TMLA’s presumed purpose, a majority of the Court holds that they did. Focusing primarily on the TMLA’s written text, the Dissent would hold that they did not. Although I agree with the Dissent’s text-based approach, I conclude that the TMLA’s plain language leads to the Court’s result. I thus respectfully concur.
The TMLA includes a pre-suit-notice provision and an expert-report provision, Tex Civ. Peac. & Rem. Code §§ 74.051(a), .351. The pre-suit-notice provision requires “any person ... asserting a health care liability claim” to “give written notice of such claim ... to each physician or health care provider against whom such claim is being made at least 60 days before the filing of a suit ... based upon a health care liability claim.” Id. § 74.051(a). Under the applicable version of the expert-report provision,
The Court concludes that the plaintiffs complied with the TMLA requirements when.tHey served them expert report before they filed the lawsuit. Ante at 40. In reaching that conclusion, the Court relies primarily on what it believes to be the TMLA’s “purpose” and “objective.” According to the Court, the pre-suit-notice requirement “encourag[es] and enables] parties to settle [health care liability claims] without resorting to the lengthy and expensive litigation process.” Ante at 42. And the expert-report requirement “eliminate^] frivolous [health care liability claims], not potentially meritorious ones.” Ante at 39. The Court reasons that “[all-lowing” pre-suit service of an expert report “furthers the Legislature’s intent by preserving a potentially meritorious claim,” ante at 41, and furthers “the statute’s objective of encouraging and enabling parties to settle [health care liability claims] without resorting to the lengthy and expensive litigation process,” ante at 42. ,
I believe a statute’s purpose is to require what its language requires. See Jaster v. Comet. II Constr., Inc.,
If a plaintiff fails to timely file an expert report, we cannot refuse to dismiss the claims because we think they are or may be meritorious. We are constrained by the written language of the statute, not its presumed purpose. Whatever the Legislature’s actual purpose or objective may have been, courts must interpret and apply the statute’s requirements as written. In re Tex. Dep’t of Family & Protective Servs.,
The applicable version of the TMLA expressly required a claimant to serve an expert report “not later than the 120th day after the date the original petition was filed.” Tex, Civ. P:rac. & Rem. Code § 74.351(a). Here, the plaintiffs undisput-edly served their expert report before that deadline. The defendants complain that the plaintiffs served the report before they filed their original petition, but the 120-day deadline does not prohibit them from doing so. The statute expressly sets an end date but not a start date. See id,
The defendants argue that the statute prohibits pre-suit service of an expert report because it requires a plaintiff to serve the report on a “party or the party’s attorney.” See id. § 74.351(a). Since a defendant is not a “party” until he is named as a defendant in a lawsuit, they contend that the plaintiffs failed to meet the statute’s requirements because they failed to serve them expert report on a “party.” See Zan-chi v. Lane,
Finally, the defendants note that the former statute required a defendant to “file and serve any objection to the sufficiency of the report not later than the 21st day after the date it was served.” Tex. Crv. Peac. & Rem. Code § 74.351(a). The defendants argue that the statute must require service of the expert report when a defendant is a party, otherwise a defendant cannot file and serve an objection. But we resolved that issue in Zanchi, holding that the “twenty-one-day period for objecting to the report [does] not begin to run until [the defendant is] served with process,” Zanchi, 408 S,W.3d at 380. Although the statute does not provide for the
Conclusion
I agree with the Court’s construction of the TMLA, but disagree with the Court’s reliance on anything beyond the Act’s actual language to support that holding. Because the TMLA’s text did not expressly require the plaintiffs to wait to serve the expert report until the defendants were parties, I concur in the Court’s judgment.
. As the Court notes, the Legislature amended section 74.351 in 2013, but the prior version applies to this case. Ante at 40 & n.6.
Dissenting Opinion
dissenting.
As applicable to this case, the Texas Medical Liability Act (Act) provides:
In a health care liability claim, a claimant shall, not later than the 120th day after the date the claim was filed, serve on each party or the party’s attorney one or more expert reports, with a curriculum vitae of each expert listed in the report for each physician or health care provider against whom a liability claim is asserted. The date for serving the report may be extended by written agreement of.the affected parties. Each defendant physician or health care pror-vider whose conduct is implicated in a report must file and serve any objection to the sufficiency of the report not later than the 21st day after the date it was served, failing which all objections are waived.
Tex. Civ. PRac. & Rem. Code § 74.351(a) (emphasis added).
Our aim in construing the Act, as with any statute, “is to determine and give effect to the Legislature’s intent, which is generally reflected in the statute’s plain language.” Zanchi v. Lane,
In my view, the court of appeals properly applied foundational statutory construction principles and reached the correct conclusion, which is that the Act requires the claims in this case to be dismissed. Tex. Civ. Prac. & Rem Code § 74.351(a), (b); Reddy v. Hebner,
When Hebner and Scott filed suit, they were not confused about the Act’s expert report requirements. As reflected in their brief, they understood the requirement that reports be served on a “party” meant that reports had to be served on a defendant named in a lawsuit, and the reports had to be served within 120 days’ after suit was filed:
In an attempt to fulfill their 120-day expert report requirement, Hebner and Scott attached to their Original Petition expert reports and curricula vitae of Barry Schifrin, M.D_ However, unbeknownst to Petitioners or their counsel, the incorrect expert report of Dr. Schifrin—one written for another lawsuit—was inadvertently attached to the Petition_ Because the Reddy parties did not object to the expert reports served with Plaintiffs’ Original Petition within the 21-day statutory period, Petitioners and their counsel were not aware that the incorrect report of Dr. Schifrin had been attached to the Original Petition.... Once the plaintiff serves an expert report or reports, it is incumbent on the defendants to serve any objections to the sufficiency of those reports within'21 days after the date the reports were served, failing which all objections are waived.
(emphasis added) (record references omitted). After Hebner and Scott did not serve Dr. Reddy with a report referencing Dr. Reddy’s treatment of Hebner and her baby within 120 days after suit was filed, the doctor moved for dismissal. Before the hearing on the motion to dismiss, Heb-ner and Scott again served Dr. Reddy with the First Report.
The Act is not ambiguous on the issue before us. It requires that a claimant “shall, not later than the 120th day after the date the claim was filed, serve on each party or the party’s attorney one or more expert reports.” Tex. Civ. Prac. & Rem. Code § 74.351(a) (emphasis added). We recently addressed who is a “party” under this statutory provision and concluded that a “party” is “one named in a lawsuit.” Zanchi,
Recognizing a person named in a filed pleading as a “party” is consistent with dictionai’y definitions of the term as well as the Texas Rules of Civil Procedure. Black’s Law Dictionary defines “party” as “[o]ne by or against whom a lawsuit is brought <a party to the lawsuit>,”Black’s Law Dictionaey 1231-32 (9th ed.2009), and Webster’s International Unabridged Dictionary defines party as “the plaintiff or defendant in a lawsuit,” WEBSTER’S Int’l DICTIONARY UNABRIDGED 1648 (3d ed.2002). Further, the pleading rules in the Texas Rules of Civil Procedure refer to those named in petitions as “parties,” supporting a conclusion that service of process is not a prerequisite to that designation. Tex R. Civ. P. 79 (requiring that a petition list the “parties”).
Not only does construing “party” to mean someone named in a lawsuit better comport with the common usage of the term, this construction is particularly persuasive under the TMLA, where “defendant”—a type of party—is statutorily defined as a “physician or health care provider against whom a health care liability claim is asserted,” without regard to whether the physician or provider has been served. Tex. Civ. Prac. & Rem. Code § 74.351(r)(4).... Beginning the period for serving an expert report on the date of filing suggests that a “party” on which to serve the report exists on the date of filing.
Id. (emphasis added); see Stroud v. Grubb,
Our interpretation of “party” in Zanchi was also confirmed by the Legislature’s 2013 amendment to section 74.351(a):
In a health care liability claim, a claimant shall, not later than the 120th day after the date each defendant’s original answer is filed, serve on that party or the party’s attorney one or more expert reports, with a curriculim vitae of each expert listed in the report for each physician or health care provider against whom a liability claim is asserted.
Tex. Civ. Prac. & Rem. Code § 74.351(a) (effective September 1,. 2013) (emphasis added). In the amended language, “party” is equated with “defendant,” and there is no indication that the relationship between the two words is any different than it was intended to be in the predecessor language that governs the case before us. See Iceland v. Brandal,
What we said in Zanchi is hard to misconstrue. Indeed, in their brief, Hebner and Scott demonstrate how straightforward our opinion was and how clear section 74.351(a) is on the question:
Petitioners are not suggesting that this Court overrule Zanchi v. Lane,408 S.W.3d 373 (Tex.2013) and create a new rule that pre-suit service of an expert report would alone serve to satisfy the report requirements of Chapter 74 and give rise to an obligation to object to such a report. Rather, Petitioners believe that under the unusual circumstances specific to this case, Petitioners sufficiently fulfilled the report requirement of Chapter 74 by serving a statutorily compliant report on Respondents, then attempting to comply with the letter of Chapter 71 by serving the same report on Respondents again.
(emphasis added).
'Dr. Reddy was not a “party” to anything when Hebner and Scott sent the First
The pre-suit notice requirement does not reference an expert report, require one to be served with the notice, or imply that serving a report before suit is filed fulfills any purpose under the Act, See Tex. Civ. Prao. & Rem. Code § 74.051(a) (requiring persons , asserting health care liability claims only to give written notice before filing suit “to each physician or health care provider against whom such a claim is being made”). Hebner and Scott do not argue otherwise.. What they essentially argue is that under their particular circumstances, the statutory language should be disregarded. They begin by positing that the Court “must not pay blind allegiance” to the rule that we are to be guided' by the words used by the Legislature “if the result of the plain meaning of the language yields absurd results.” So far, so good. That argument restates what we have said many times. See, e.g., Molinet v. Kimbrell,
But while dismissal of a claim for failure to comply with requirements prescribed by the Legislature under these circumstances may be a harsh result, it is not an absurd or nonsensical one.. We have recognized that aspect of the Act’s expert report deadline. E.g., Ogletree v. Matthews,
In considering the requirement that an expert report be served on each “party or the party’s attorney,” Tex. Civ. Prac. & Rem. Code § 74.351(a), we must-or at least should-presume that the Legislature chose the word “party” with purpose. See Wasson Interests, Ltd. v. City of Jacksonville,
The Court does not point to any of the Act’s language for support of its conclusion that the time for serving an expert report begins before the defendant has been sued on the claim. And for good reason; the Act’s language does not say what the Court construes it to say.' There is no reference in the Act to “eventually named” or “potential” parties regarding serving an expert report. The Legislature could have used those words or phrases, but it did not. Holding that Hebner and Scott’s service of the First Report outside the Act’s 120-day period satisfied the Act’s requirements does not reflect legislative intent as expressed in the words of the statute.
Hebner and Scott vaguely suggest there may be some constitutional infirmity with the Act’s expert report requirement as does the Court and as did the dissenting justice in the court of appeals.
Hebner and Scott also assert that the concepts of due diligence and relation back should apply to preclude dismissal of their suit. They argue that under the relation-back doctrine, the filing of suit and serving of the Second Report should relate back to the serving of the First Report and the pre-suit notice, and the Second Report was in effect a deficient but curable report. Hebner and Scott argue that Dr. Reddy did not notify them that they served the wrong report with their suit, they were entitled to a 30-day extension to cure the report, and in any event, they cured the error by again serving Dr. Reddy with the First' Report before the hearing on the motion to dismiss. But applying either or both of those doctrines would require supplanting or adding to the clear, unambiguous language in the Act. First, Hebner and Scott and the Court seem to fault Dr. Reddy for not pointing out Hebner and Scott’s mistake to them. But a party being sued is not obligated to tell the party suing her how to do it. Trying to somehow fault Dr. Reddy for not telling Hebner and Scott how to conduct their lawsuit is a fallacious position.
Hebner and Scott also point to Stockton v. Offenbach,
Finally, legislative intent as to not excusing a mistake in failing to timely file an expert report is clear from the language of the Act,. but it becomes. overwhelmingly manifest when the predecessor statute is examined and compared to the Act applicable to this case. Before 2003, the relevant statutory language specifically allowed trial courts to grant a 30-day extension of time for an expert report to be filed if the failure to timely file was due to accident or mistake:
Notwithstanding any other provision of this section, if a claimant has failed to comply with a deadline established by Subsection (d) of this section [relating to expert reports] and after hearing the court finds that the failure of the claimant or the claimant’s attorney was not intentional or the result of conscious indifference but was the result of an accident or mistake, the cdurt shall grant a grace period of 30 days to permit the claimant' to comply with that subsection. A motion by a claimant for relief under this subsection shall be considered timely if it is filed before any hearing on a motion [to dismiss] by a defendant under Subsection (e) of this section.
Tex. Rev. Crv. Stat. Ann. art. 4590i § 13.01(g) (repealed 2003). The substance of that provision was not carried forward into the current statute, indicating legislative intent that a mistaken failure to timely serve a report does not justify extending the time for filing such a report. See Scoresby,
Whether the Court views the procedural structure enacted by the Legislature as the best, the worst, the most efficient, or the least efficient way to accomplish the Legislature’s goal is not the proper test for reading words into or out of legislation. Reading words into or out of statutes raises the risk of crossing the dividing line between judicial and legislative prerogatives. Thus, we tread lightly when doing so, and the longstanding test we apply is whether, absent our reading words into or out of a statute, the statute yields an absurd, nonsensical, or unconstitutional result. See Presidio Indep. Sch. Disk,
The Court’s erroneous conclusion about when a report is properly served under the Act requires it to find a way around statutory language that provides “[e]ach defendant physician or health care provider whose conduct is implicated in a report must file and serve any objection to the sufficiency of the report not later than the
The bottom line is that Hebner and Scott failed to comply with the Act’s- requirements and their suit against Dr. Red-dy should be dismissed. I would affirm the judgment of the court of appeals.
. Unless otherwise noted, all cites to this section will be to the section' that was in effect at the time this suit was filed. Act of June 2, 2003, 78th Leg., R.S., ch. 204, § 10.01, 2003 Tex, Gen. Laws 875 (amended 2003) (current version at Tex Civ. Prac. & Rem. Code § 74.351(a)).
