REDACTED ORDER GRANTING PLAINTIFF CHERYL FILLEKES’ MOTION FOR CONDITIONAL CERTIFICATION OF COLLECTIVE ACTION AND DENYING PLAINTIFF ROBERT HEATH’S PARTIAL JOINDER
[Re: ECF 107]
How does age factor into one’s Googleyness?
I. BACKGROUND
In April 2015, Heath filed his original complaint asserting age discrimination under the ADEA and the California Fair Employment and Housing Act (“FEHA”). Compl, ECF 1. Heath pled both claims on behalf of himself and a nationwide Rule 23 class. Id. ¶ 39. In addition, he asserted the
In June 2015, Google filed a motion to dismiss. ECF 16. In response, Heath filed a first amended complaint (“FAC”) that omitted any allegations concerning a Rule 23 class claim under FEHA. FAC ¶¶ 51-52, ECF 18. The FAC also joined Cheryl Fillekes as a plaintiff. See generally id. Google answered the FAC. ECF 21. Heath subsequently sought leave to file a second amended complaint to reinstate his FEHA claims as a class action, which Google opposed. ECF 65, 67. The Court denied Heath’s motion. ECF 93.
In their FAC, Plaintiffs allege that “Google has engaged in a systematic pattern and practice of discriminating against individuals (including Plaintiffs) who are age 40 and older in hiring, compensation, and other employment decisions with the resultant effect that persons age 40 or older are systematically excluded from positions for which they are well-qualified.” FAC ¶ 52, ECF 18. They further allege that Google has engaged in this pattern and practice of discrimination by:
(a) knowingly and intentionally, in the company’s hiring and employment practices, treating adversely individuals who are 40 years old and older, and treating preferentially individuals who are under 40 years old, and (b) filling a disproportionately large percentage of its workforce with individuals under 40 years old ... even when there are many individuals age 40 or older who are available and well-qualified for the positions at issue.
Id. ¶ 55.
Fillekes claims that her personal experience reflects age discrimination by Google. Mot. 5, ECF 107. Between 2007 and 2014, Fillekes interviewed with Google on four separate occasions. FAC ¶ 4, ECF 18. “On each occasion, she performed well during her phone interviews and was invited to Google’s offices for an in-person interview.” Id. Fillekes was never offered a job at Google, and alleges that “Google refused to hire [her] despite her highly-pertinent qualifications and programming experience” because of her age. Id. In support of her allegations, she provides several examples of perceived mistreatment because of her age. For example, Fillekes contends that in May 2010, “[a] Google recruiter told [her] that she needed to put her dates of graduation on her resume ‘so the interviewers [could] see how old [she was].’ ” Fillekes Dep. Tr. 152:3-15, Ex. 9 to Mot., ECF 75-9.
Heath similarly claims that his personal experience reflects age discrimination by Google. Joinder 3, ECF 78. In February 2011, Heath was contacted by a Google recruiter for the San Francisco Bay Area. FAC ¶ 19, ECF 18. A Go'ogle Software Engineer subsequently interviewed Heath, but Heath was not offered the position. Id. at ¶¶ 22, 29. Heath believes his phone interview was sabotaged “because Google did not have a sincere interest in hiring older workers.” Joinder 5, ECF 78. After the interview, Heath filed an ADEA complaint against Google with the Equal Employment Opportunity Commission, which was cross-filed with the California Department of Fair Employment and Housing. FAC ¶ 7, ECF 18.
Now before the Court is Fillekes’ motion for conditional certification of a collective action pursuant to 29 U.S.C. § 216(b) and Heath’s partial joinder. ECF 107, 78.
II. LEGAL STANDARD
The ADEA prohibits discrimination “against any individual with respect to his compensation, terms, conditions, or privileges of employment because of such individual’s age.” 29 U.S.C. § 623(a)(1). The Act further provides that it is to be en
Unlike class actions certified under Rule 23, potential members of an ADEA collective action must “opt-in” to the suit by filing a written consent with the Court in order to benefit from and be bound by a judgment. 29 U.S.C. § 216(b); Leuthold v. Destination Am., Inc.,
The determination of whether a collective action under the ADEA is appropriate is within the Court’s discretion. See Adams v. Inter-Con Sec. Sys., Inc.,
For conditional certification at this notice-stage, courts require little more than substantial allegations, supported by declarations or discovery, that “the putative class members were together the victims of a single decision, policy, or plan” and a showing that plaintiffs are “generally comparable to those they seek to represent.” Villa v. United Site Servs. of Cal., No. 5:12-CV-00318-LHK,
The standard for conditional certification is a lenient one that typically results in certification. Kress v. PricewaterhouseCoopers, LLP,
Courts have emphasized that a lenient standard is used at the notice-stage step because a court does not have much evidence at that point in the proceedings— just the pleadings and any declarations submitted. In contrast, at the second step, a stricter standard is applied because there is much more information available, “which makes a factual determination possible.” Vasquez v. Coast Valley Roofing, Inc.,
In considering whether the lenient notice-stage standard has been met in a given case, courts bear in mind the following:
(1) A plaintiff need not submit a large number of declarations or affidavits to make the requisite factual showing that class members exist who are similarly situated to him. A handful of declarations may suffice. See, e.g., Gilbert v. Citigroup, Inc., No. 08-0385 SC,
(2) The “fact that a defendant submits competing declarations will not as a general rule preclude conditional certification.” See Harris v. Vector Mktg. Corp.,
At the second step of the two-step inquiry, “the party opposing the certification may move to decertify the class once discovery is complete.” Adams,
III. DISCUSSION
A. The Notice-Stage Standard Applies Here
As a preliminary matter, the Court faces the threshold question of what standard to apply to Plaintiffs’ motion. Plaintiffs argue that the Court should apply the more lenient first-step analysis. Mot. 12, ECF 107. In a footnote, Google argues, “that the two-stage process for conditional certifícation/deeertifícation as well as the lenient standard for conditional certification under the FLSA ... should not apply in collective actions under the ADEA.” Opp. 5 n.3, ECF 108. Instead, Google contends that the Court should “ ‘apply a more rigorous modified Rule 23 analysis in ADEA collective actions.’ ” Id. at 6 (citing and quoting Shushan v. Univ. of Colo.,
The Court disagrees with Google’s assertion that a more rigorous modified Rule 23 analysis should apply here. “[C]ourts have repeatedly rejected attempts like [Defendant’s] to equate [ADEA] class actions and Rule 23 class actions.” Flores v. Velocity Exp., Inc., No. 12-cv-5790-JST,
Accordingly, the Court finds that the notice-stage standard applies in this case. After discovery is complete, Google can move for decertification and the Court will then apply the heightened second-stage review.
B. Evidentiary Objections
Google objects to Plaintiffs’ use of certain evidence to support their allegations in their motions, arguing that the evidence cited is irrelevant, hearsay, inadmissible, or not authenticated. Opp. 28-30, ECF 108. Google fails to acknowledge, however, that “a majority of courts have determined that evidentiary rules should be relaxed” at the conditional certification stage. Shaia,
Additionally, Google contends that the Plaintiffs’ allegations and statements in their declarations contain speculative and conclusory testimony not based on personal knowledge in violation of Federal Rule of Evidence 602. Opp. 28, ECF 108. However, the declarations are based on the declarants’ own experiences, and can be relied upon at the conditional certification stage. Sliger v. Prospect Mortg. LLC, No. CIV. S-11-465 LKK/EFB,
C. Application of the Notice-Stage Standard to this Case
i. Cheryl Fillekes’ Motion
Fillekes’ seeks conditional certification of a collective action, which would permit court-authorized notices to be sent to potential opt-in plaintiffs. Fillekes’ asserts that Google violated the ADEA by discriminating against “certain applicants age 40 and older.” Mot. 1, ECF 107. The class Fillekes’ proposes for her collective action consists of:
All individuals who interviewed in-person for any Software Engineer (“SWE”), Site Reliability Engineer (“SRE”), or Systems Engineer (“SYSEng”) position with Google in the United States during the time period from August 13, 2010 through the present; were age 40 or older at the time of the interview; and were refused employment by Google.
Id. Fillekes seeks an order (1) conditionally certifying the proposed class, (2) requiring Google to produce a class list to Plaintiffs’ counsel within 15 days from the date of the order, and (3) directing the dissemination of the notice of the pendency of the action by e-mail. Proposed Order, ECF 75-23. She claims there are less than [redacted text] individuals nationwide who are “similarly situated.” Reply 2, ECF 103.
To support her allegation that Google has engaged in a systematic pattern and practice of discriminating against individuals aged 40 and older in hiring, compensation, and other employment decisions, Fil-lekes provides the declarations of seven
Google offers several arguments in opposition to Plaintiffs’ motion for conditional certification, none of which the Court finds compelling.
That Google’s EEO policy proclaims that “Employment [at Google] is based solely upon individual merits and qualifications” and “strictly prohibit[s] unlawful discrimination or harassment of any kind, including discrimination or harassment on the basis of ... age” is insufficient to negate Fillekes’ assertions at this stage. Ex. 1 to Silverstein Deck, ECF 96-2. Having such a policy does not necessarily shield a company from a discrimination suit, particularly in light of the evidence and allegations presented here. If the Court were to conclude otherwise, no age discrimination suit would proceed past the conditional certification stage — today, most, if not all, companies are well versed •in anti-discrimination law and make great efforts to ensure that their written policies comply with anti-discrimination law.
Second, Google contends that conditional certification is inappropriate because determining whether Plaintiff and putative class members are similarly situated will entail individualized inquiries into the qualifications and situation of each member of the collective action. Opp. 11-17, ECF 108. Courts in this District have “rejected similar arguments during the first stage of the [ADEA] conditional certification process, finding that these arguments go to the
Google then argues that Fillekes’ evidence and allegations are “contradicted by the facts.” Opp. 17, ECF 108. For this proposition, Google submits records from gHire, e-mail records, and various declarations, among other forms of evidence. However, “federal courts are in agreement that evidence from the employer is not germane at the first stage of the certification process, which is focused simply on whether notice should be disseminated to potential claimants.” Sanchez,
At the hearing, in an attempt to demonstrate the differences between this case and other ADEA cases, Google stated that this case is unlike prior ADEA collective actions such as Pines v. State Farm Gen. Ins. Co., No. SACV89-631AHS (RWRX),
Finding that Fillekes has made a showing that she is generally comparable to those she seeks to represent and has made substantial allegations supported by declarations and limited discovery that the putative class members were together the victims of a single decision, policy, or plan, and to avoid a multiplicity of duplicative suits, this Court GRANTS Fillekes’ motion to conditionally certify an ADEA collective action.
ii. Robert Heath’s Joinder
Heath seeks to join in Fillekes’ motion “in all parts except the proposed scope of the class and the identification of the collective action counsel.” Joinder 1, ECF 78. Heath objects to Fillekes’ class definition because it would exclude him. Id. at 2 n.l. Instead, he proposes the following class- definition:
[A]ll applicants for any Software Engineer (“SWE”), Site Reliability Engineer (“SRE”), or Systems Engineer (“Sys-Eng”) positions with Google in the United States during the time since Google began its pattern or practice of discriminating against applicants over the age of 40 (which Plaintiff is informed and believes was no later than August 13, 2010 through the present, and possibly earlier); who were 40 years of age or older at the time of their application; and who were rejected for the position.
Id. at 1-2. Heath claims there are less than 630,000 individuals nationwide who a similarly situated, but cannot estimate the exact figure. Joinder 7, ECF 78.
Heath does not explain how the individual members of his collective action are “similarly situated.” Instead, he asks the Court to “decline to engage in the similarly situated analysis” at this stage. Joinder 6, ECF 78 (citing Sperling v. Hoffmann-La Roche, Inc.,
Although the standard for conditional certification at the notice-stage is lenient, there is a standard. See, e.g., LeFave v. Salamander Innisbrook, LLC, No. 8:09-CV-0432-T-27EAJ,
Heath’s class does not satisfy this standard because he cannot demonstrate that he is similarly situated to the absent members of his putative collective action. To the contrary, Heath alleges that he was contacted by a Google recruiter and given a phone interview with a Google software engineer. The proposed class would include an unknown number of “applicants” who demonstrate no plausible qualifications for the job. To establish a prima facie case of an ADEA violation, the plaintiff must show, among other things, that he was qualified for the position. Reeves v. Sanderson Plumbing Prods., Inc.,
For this reason, Heath’s proposed collective action faces the same deficiency as did the proposed collective action in Trinh v. JP Morgan Chase & Co., No. 07-CV-1666,
All current and former loan officers of [JP Morgan Chase & Co.] who, at any time in the three year period before the filing of th[e] action or at any time thereafter, worked more than 40 hours in any given workweek but were not paid at least one and one-half times their regular rate of pay for all hours worked beyond 40 hours in such workweek.”
Id. at *2. There, plaintiffs “simply stat[ed] that [they and] members of the putative class had essentially the same job description and training and were compensated in the same manner,” but provided only boilerplate and legal conclusions without support. Id. at *3. The Trinh court stated conditional certification would be proper upon a “modest factual showing that [plaintiffs] and the broad class they wish to represent are similarly situated with respect to job requirements and pay provisions.” Id. at *4. The court denied conditional certification because the plaintiffs did not satisfy this “modest factual showing” requirement by failing to “provide [any] real evidence, beyond their own speculative beliefs” that the absent members of the class were similarly situated. Id.
Similarly, Heath has not satisfied the “modest factual showing.” Like the plaintiffs in Trinh, Heath offers no evidence beyond his own speculative beliefs that the absent members of the collective action are similarly situated. Heath does not even provide a single declaration beyond his own. See Heath Decl., ECF 78-1. Although this is not dispositive, it is persuasive. The Court concludes that there are likely to be wide disparities in the class members’
Exhibit D to Heath’s Declaration in support of his Joinder provides further support for this conclusion. In his Declaration, Heath states that he has “corresponded on Internet message boards with several persons who were not hired at the TSP stage of the hiring process and expressed the same types of concerns as [he] did about the process.” Heath Decl. ¶ 8, ECF 78-1. Heath attaches Exhibit D, “copies of Internet message board responses to [his] online critiques of Google’s discriminatory hiring practices,” to support his claim that he is similarly situated with absent members of his class. The Internet postings reproduced in Exhibit D, however, have little to do with age discrimination. See Ex. D to Heath Decl., ECF 78-1. Instead, the Internet postings contain various statements regarding the alleged inability of the Google interviewers to speak English. Id. (“The problem is that Google personnel who are conducting the interviews cannot speak the English language.”) These postings do not support a finding that Heath is similarly situated to the absent members of his class as defined or that the putative class members were together the victims of a single decision, policy, or plan of discrimination based on age.
At the hearing, Heath’s counsel argued that although he recognized that the class definition as stated was slightly ambiguous and overbroad, in actuality, only those that were affirmatively rejected after being screened by a recruiter would be included in Heath’s collective action. Counsel contended that those who had not received a response from Google were merely not responded to, rather than rejected. The Court finds this argument unpersuasive. It is simply not plausible to suggest that an applicant who hears nothing from Google is not “rejected.” Gone are the days when employers feel bound by etiquette to notify in writing every applicant who fails to pass the initial screening, especially where, as here, there are as many as 630,000 applicants. However, those applicants are equally “rejected” as those who proceed through several levels of review and then receive a notice of rejection.
Recognizing that the Court was not inclined to conditionally certify Heath’s proposed class, he asked the Court to either narrow the scope itself or allow him to file a renewed motion for conditional certification. The Court declines to narrow the scope of the proposed class on its own motion. To do so would improperly prevent Google from identifying infirmities in such an alternative definition and deprive the Court of sufficient evidence and argument on which to base such a determination.
Further, the Court denies Heath’s request to file a second motion for conditional certification. Not only is trial set for June 2017, thus preventing sufficient time to brief, hear, and decide such a motion, but also this request comes on the heels of Heath’s tardy first motion.
Accordingly, the Court DENIES Heath’s motion for conditional certification.
In addition to determining whether conditional certification is warranted, Plaintiffs requested that the Court facilitate notice of the pending action to potential claimants so they would have an opportunity to opt-in to the case. Mot. 17-19, ECF 107. Google objected to the provision of Plaintiffs’ proposed class notice. Opp. 28, ECF 108. Google argued that 15 days to compile a list of potential class members was unreasonable because “Google does not maintain birthday or age data on its job applicants.” Id. Further, Google stated that “a 15-day production deadline would create an overwhelming burden on Google.” Id.
However, after briefing on Plaintiffs’ motions to conditionally certify collective actions was completed, the parties filed a joint case management statement addressing these issues. ECF 110. In the joint statement, Google “request[ed] that the Court instruct the parties to meet and confer on the proper form and content of the notice to be sent to potential opt-ins, and on the appointment of a third-party administrator to issue the notice and process opt-ins.” Id. Google also asked the Court to “instruct the parties to meet and confer on how to use applicants’ graduation date information as a proxy for age, where available in Google’s gHire database, to identify the candidates to whom the third-party administrator will send notice.” Id. Because “Plaintiffs [did] not oppose the meet and confer process proposed by Google,” the Court ordered the parties to meet and confer on these issues and provide the Court with a status update. See ECF 115.
IV. ORDER
.For the foregoing reasons, the Court GRANTS Fillekes’ motion to conditionally certify an ADEA collective action and DENIES Heath’s partial joinder.
IT IS SO ORDERED.
Notes
. Googleyness refers to a candidate's cultural fit at Google. See George Anders, Google’s People Chief, Laszlo Bock, Explains How to Hire Right, Forbes (Oct. 21, 2014), http:// www.forbes.com/sites/georgeanders/2014/10/ 21/googles-people-chief-laszlo-bock-explains-how-to-hire-right/#34edb8d51a5c.
. The "similarly situated” requirement is “considerably less stringent than the requirement of Fed. R. Civ. Proc. 23(b)(3) that common questions predominate.” Church v. Consol. Freightways, Inc.,
. The Court notes that many of Google's arguments pertain to the merits, which the Court will not entertain at this conditional certification stage.
. The Court does not find discussions of Reid v. Google, Inc.,
. Google argues that these "stray remark[s] do not warrant an inference of discrimination.” Opp. 14, ECF 108. The Court makes no determination on this argument, as it more closely relates to the merits of Fillekes’ claims, and is thus more appropriately addressed at the decertification stage.
. This motion was only allowed to proceed after the Court denied Google's motion to strike. ECF 109. The Court's case scheduling order clearly required Heath to file this motion no later than March 11, 2016. He was four months late in bringing this motion.
