The trustees of Mount Airy Baptist Church (Trustees) contend that they are entitled to the protections of the Free Exercise Clause of the First Amendment in defending against a claim of defamation that arose from thé removal of their former pastor. We agree.
I. FACTUAL AND PROCEDURAL BACKGROUND
A. Facts
Mount Airy Baptist Church (Mt. Airy or church) is a nonprofit religious corporation founded in 1893 and incorporated under the laws of the District of Columbia in 1901. In 1986, the church adopted a constitution and bylaws which vest governing authority in its congregation, thus explicitly making Mt. Airy a congregational church. Mt. Airy also adopted Hiscox’s Principles and Practices for Baptist Churches (Edward T. Hiscox, Principles and Practices for Baptist Churches, 3d ed.1980 (originally published as The New Directory for Baptist Churches)) as its guide in matters of church discipline and procedure.
In July of 1994, Mt. Airy hired Rev. C. Phillip Johnson (the plaintiff in this case) to be its pastor, an arrangement that was formalized by a written contract. The termination clause of the contract required both that the church request Johnson’s resignation prior to taking a vote to terminate his employment as pastor, and that a
By the end of 1997, the congregation was dissatisfied with Johnson’s services and voted to terminate his status as pastor during a business meeting of the church. Johnson did not acknowledge this vote as binding, did not step down, and continued to preach from Mt. Airy’s pulpit. The Trustees then filed suit on behalf of the church seeking an injunction prohibiting Johnson from entering the church. Hollingsworth, et al. v. Johnson, Case No. 98-CA-65 (D.C.Super.Ct. February 11, 1998). The trial court found that because the congregation had not asked for Johnson’s resignation before voting to discharge him, the attempted termination of Johnson’s employment as Mt. Airy pastor had violated the termination clause of Johnson’s contract. The court therefore declined to issue the injunction. Id.
The congregation held another business meeting on February 21, 1998. At this meeting, the congregation asked Johnson to resign, but he indicated he would not tender his resignation. The congregation then voted to end Johnson’s services as pastor of Mt. Airy by a vote of 185 to 142. Because the majority did not reach the requisite two-thirds, Johnson continued as pastor of the church.
On April 18, 1998, the congregation met again, and this time voted to end Johnson’s pastorship by a vote of 130 to 2. Johnson felt that the vote was invalid and declined to honor it. He continued to appear at the church on Sundays and preach. At this point, the difficulties and tensions surrounding Johnson’s tenure at Mt. Airy 1 gave rise to physical altercations at the church. This, in turn, prompted the Trustees to lock the doors of the church in an effort to prevent further violence while the situation was being resolved.
Johnson then sued the Trustees claiming wrongful eviction, challenging his termination, and seeking an injunction preventing the Trustees from barring his access to the church. Mt. Any Baptist Church v. Hollingsworth, Case No. 98-CA-4280 (D.C.Super.Ct. September 21, 1998) (dismissed on First Amendment grounds for lack of subject matter jurisdiction). By consent order, during the remaining pen-dency of the wrongful eviction case (July 2, 1998 to September 21, 1998), Johnson was permitted to preside over some services at the church. Throughout this period, Johnson continued to hold himself out as the pastor of Mt. Airy.
Sometime during September, before the conclusion of Johnson’s wrongful eviction case, a group calling itself the “Coalition of Concerned Members” produced an eighty-five-page manual documenting the grievances against Johnson, the reasons for his dismissal as pastor, and the attempts the congregation had made to remove Johnson as pastor of Mt. Airy. This manual has become the sole remaining subject of the present case.
B. Procedure
This case began when Johnson filed a complaint against the Trustees on February 18, 1999, alleging (1) defamation, (2)
The Trustees then filed another motion to dismiss, combined with an alternative motion for summary judgment, requesting that the remaining claims be dismissed under Super. Ct. Civ. R. 12(b) for either lack of subject matter jurisdiction based on First Amendment grounds, or failure to state a claim upon which relief could be granted, or, in the alternative, that summary judgment be granted to the Trustees under Super. Ct. Civ. R. 56. Johnson opposed the new motion to dismiss and filed a cross motion for summary judgment. In an order dated October 23, 2000, the trial court denied both the Trustees’ motion to dismiss and/or for summary judgment and Johnson’s cross motion for summary judgment. The Trustees then filed a motion for reconsideration, which was opposed by Johnson and subsequently denied by the trial court on March 29, 2001. The Trustees have now appealed the trial court’s denial of their motion to dismiss and/or for summary judgment. Johnson did not file a cross appeal.
II. ANALYSIS
A. Jurisdiction
As a threshold matter, we must consider whether we have jurisdiction to hear this interlocutory appeal. This court has jurisdiction to review all “final orders and judgments” of the Superior Court. D.C.Code § 11-721 (a)(1) (2002). Any “lack of finality is a bar to appellate jurisdiction.”
Dyer v. William, S. Bergman & Assocs.,
The collateral order doctrine, however, provides a narrow exception to the finality requirement.
See Mitchell v. Forsyth,
An order denying a Rule 12(b)(1) motion that asserts an immunity from law suits is the type of ruling “commonly found to meet the requirements of the collateral order doctrine and thus be immediately appealable, so long as the ruling turns on an issue of law rather than on a factual dispute.”
Finkelstein, Thompson & Loughran v. Hemispherx Biopharma, Inc.,
The trial court’s order denying the Trustee’s motion to dismiss clearly satisfies the requirements set forth in
Bible Way.
The question of immunity from suit under the Free Exercise Clause of the First Amendment is purely a question of law which the trial court conclusively determined in its ruling against the Trustees. The order denying the Trustees’ immunity dealt with an issue utterly separate from the merits of Johnson’s defamation claim. Finally, the trial court’s order will render the issue of the Trustees’ immunity unre-viewable on appeal from a final judgment if the case proceeds to trial because the essence of the protection of immunity from suit is “an entitlement not to stand trial or face the other burdens of litigation.”
Mitchell, supra,
In light of the foregoing, we hold that, under the collateral order doctrine, we have jurisdiction to hear the Trustees’ interlocutory appeal from the denial of their Rule 12(b)(1) motion to dismiss on the grounds of lack of subject matter jurisdiction based on their claim of immunity under the First Amendment.
B. Standard of Review
In hearing this appeal, our standard of review is
de novo
because “the issue of subject matter jurisdiction is a question of law.”
Bible Way Church, supra,
C. Immunity Claim
1. The Trustees Right to Assert This Immunity. Before analyzing whether any immunity exists, we must first settle the question of whether the Trustees have a right to the protection of the possible immunity. Johnson maintains, under two alternative theories, that the Trustees may not assert the immunity.
Johnson claims first that he sued the Trustees in their individual capacities under D.C.Code § 29-707 (2001) (formerly § 29-907 (1996)), and therefore they may not avail themselves of the protections the First Amendment’s affords to churches. Johnson’s reliance on this Code section is misplaced, since it specifically refers to the “corporate powers” of trustees of religious societies and consequently delineates their susceptibility to suit as trustees, not as private individuals. D.C.Code § 29-707. Furthermore, although the complaint names each of the Trustees individually, the complaint discusses actions taken by the Trustees as trustees of Mt. Airy, and Johnson’s brief in this appeal notes that the complaint named “the ‘Trustees’ ” as “Trustees of the Church,” and later states that the “Trustees were named as defendants” in this suit. From all this, it seems plain that the individuals named in Johnson’s complaint were named precisely because they were trustees of the church and were being sued as trustees, not as individuals.
3
Thus it is clear that the Trustees may raise this claim of immunity, just as bishops and other officials in hierarchical churches have raised the immunity defense where appropriate even though they were not the church itself.
See, e.g., Gonzalez v. Roman Catholic Archbishop of Manila,
In
the alternative, Johnson claims that the Trustees waived their right to assert immunity because they did not appeal the decision rendered in their suit
2.
Immunity from Suit under the First Amendment and Its Exceptions.
The First Amendment to the United States Constitution states, in pertinent part, “Congress shall make no law respecting an establishment of religion, or prohibiting the free exercise thereof....” The United States Supreme Court, in a line of cases stretching back to 1871
(Watson v. Jones,
Johnson seems to ask us to apply this potential “fraud or collusion” exception to the Trustees’ immunity claim. We decline to do so for many reasons. The “fraud, collusion, or arbitrariness” exception was enunciated as dictum in
Gonzalez. Serbian, supra,
Even if we were inclined to rush in where the Supreme Court has refused to tread, Johnson has made no showing that the exception should be applied here. On a 12(b)(1) motion to dismiss for lack of subject matter jurisdiction, the crucial question is “whether we can conclude
from reading the complaint
that the ... claim falls within the trial court’s constitutionally circumscribed secular jurisdiction.”
Bible Way Church, supra,
3.
Applying First Amendment Immunity Here.
As noted above, courts have consistently held that the Free Exercise Clause of the First Amendment prohibits judicial encroachment into church decisions where those decisions turn on church policy or on religious doctrine or practice. Except for contractual disputes, this prohibition includes church decisions concerning the employment of ministers because selection and termination of clergy is a core matter of ecclesiastical self-governance not subject to interference by a state.
See Serbian, supra,
A church’s freedom in these matters is not, however, absolute.
See Bowen v. Roy,
Although the Supreme Court has recognized that the religion clauses allow for some state restriction, weighing the free exercise protections against important state interests requires a “delicate balancing.”
McDaniel v. Paty, 435
U.S. 618, 628 n. 8,
Under most circumstances, defamation is one of those common law claims that is not compelling enough to overcome First Amendment protection surrounding a church’s choice of pastoral leader. When a defamation claim arises entirely out of a church’s relationship with its pastor, the claim is almost always deemed to be beyond the reach of civil courts because resolution of the claim would require an impermissible inquiry into the church’s bases for its action.
See, e.g., Natal v. Christian and Missionary Alliance,
In most of these cases, the alleged defamatory statements did not overtly express any religious principles or beliefs, but all the actions resulted from conflicts “confined within” the churches involved.
Yaggie, supra,
This is not to say that religious organizations are immune from all tort claims
In light of all the foregoing, we hold that constitutional protections afforded by the Free Exercise clause (prohibiting civil court interference in disputes between ministers and churches) extend to defamation claims, when: (1) such a claim flows entirely from an employment dispute between a church and its pastor so that consideration of the claim in isolation from the church’s decision as to the pastor is not practical, (2) the alleged “publication” is confined within the church, and (3) there are no unusual or egregious circumstances. This, then, is the outline of the constitutional shadow on our subject matter jurisdiction over such defamation cases. Since, as we noted above, a District of Columbia court does not have jurisdiction to hear claims “when the First Amendment casts a shadow over the court’s subject matter jurisdiction” unless the plaintiff pleads “unqualified jurisdictional facts that clearly take the case outside the constitutional bar,”
Bible Way Church, supra,
There is no question that the defamation claim flows entirely from employment dispute so that consideration of the claim in isolation is impossible. The manual was published during the pendency of Johnson’s wrongful eviction suit against the church and while Johnson was holding himself out as the pastor of Mt. Airy. The manual documents the grievances against Johnson and the attempts the congregation had made to remove Johnson as pastor of Mt. Airy. As noted earlier, Mt. Airy had formally adopted Hiscox’s Principles and Practices for Baptist Churches as its guide for internal procedures. Hiscox provides that the “final action of a Church, as to an accused minister, may take any one of the following forms: ... c. That of withdrawal of fellowship from him as a minister of the Gospel,
with a declaration
that in their opinion he is unworthy of, and unfit to continue in, the ministerial office.” Hiscox, supra, pp. 211-212 (emphasis added). The manual is the “declaration” required by Hiscox. It is essentially a record of the church congregation’s ecclesiastical indictment of Johnson and a declaration, pursuant to the religious doctrine of Mt. Airy, that Johnson was not fit to continue as Mt. Airy’s pastor. This means that any analysis of the possible defamatory nature of the manual would require us to examine the reasons for Mt. Airy’s dismissal of Johnson as pastor. This is the sort of inquiry forbidden to us since we are constitutionally “bound to accept the decisions of the highest judicatories of a religious organization ... on matters of ... internal organization.”
Serbian, supra,
Johnson’s complaint cites only specific statements from the manual as defamatory, thereby implying that the court should not consider the manual as a whole, but only those statements. This further implies that the court could analyze these statements without reference to Mt. Airy’s reasons for dismissing Johnson. But if we were to treat these implications as specific and unequivocal facts, we are bound by our prior rulings, which teach us that in determining whether any publication is defamatory, “the publication must be considered as a whole, in the sense it would be understood by the readers to whom it was addressed.”
Howard Univ. v. Best,
Although Johnson claims inappropriate publication of the manual, he never denotes to whom it was published, and certainly never alleges publication to anyone other than the members of Mt. Airy. 6 This generalized claim of publication simply does not meet the Bible Way Church standard for specific and unequivocal pleading of jurisdictional facts that would take us outside the strictures on our jurisdiction.
Since Johnson failed to plead specific and unequivocal facts that would take the court out of the constitutional stricture on its jurisdiction, he has not survived the Trustees’ “factual” attack on the court’s subject matter jurisdiction. The trial court erred in denying the Trustees’ motion to dismiss.
Reversed and remanded with instructions to dismiss.
Notes
. The 1998 suit brought by the Trustees was the third law suit arising out of Johnson's leadership of Mt. Airy. In the first suit, a deacon of the church sued Johnson for failing to follow established church disciplinary procedures. Handon v. Johnson, Case No. 96-CA-2714 (D.C.Super. Ct. June 7, 1996) (dismissed on First Amendment grounds for lack of subject matter jurisdiction). The second suit was brought by another church official against Johnson for violating Mt. Airy’s constitution and bylaws. Hughes v. Johnson, Case No. 96-CA-9739 (D.C.Super.Ct. February 2, 1997) (dismissed on First Amendment grounds for lack of subject matter jurisdiction).
. Nor is the denial of a motion to dismiss among the types of interlocutory orders listed as immediately appealable under D.C.Code § ll-721(a)(2)(A-C) and (a)(3).
. At oral argument, counsel for Johnson acknowledged that he intended to look to the church assets to satisfy any judgment.
. We realize that most of the cases cited in this opinion involve hierarchical churches which have "judicatories” either internal to the individual churches or as part of the organization to which they belong. In contrast, Mt. Airy is a congregational church. It does not have any sort of internal judicial body nor does it answer to a larger organization. For a congregational church such as Mt. Airy, the congregation is the judicial body.
See Hiscox, supra,
at 186 (authorizing the church to "cite [the pastor] before the body to answer for himself, disprove the charges, or make his defense”);
Gillespie v. Elkins Southern Baptist Church,
. Actually, three of Johnson's claims remain, but only as alternative theories of liability. Any argument for or against allowing the defamation claim would apply equally well to invasion of privacy and distortion of likeness or intentional infliction of emotional distress since all three are nonphysical intentional torts. For the sake of convenience and simplicity, we will discuss only defamation in this context. The result we reach as to the defamation claim, however, will dispose of the alternate theories of liability as well.
. We note that Johnson has made neither a showing that the Trustees published the manual to anyone nor a showing that the manual was seen by anyone who did not have the privilege to see it. A crucial element of any defamation action is that "the defendant published the statement without privilege to a third party.”
Beeton v. District of Columbia,
Even if the unsworn affidavit was evidence of publication to Ms. Tucker, the manual remained a privileged communication since Ms. Tucker was an associate member and a business partner of Mt. Aiiy at the time. "To be qualifiedly privileged the communication must be one made in good faith upon a subject matter in which the party communicating has an interest or in reference to which he has, or honestly believes he has, a duty to a person having a corresponding interest or duty .... ”
Crowley v. North American Telecomms. Ass’n.,
The circumstances here are certainly consistent with the nonexistence of malice, since the manual is ostensibly Mt. Airy’s requisite indictment of Johnson. Therefore Johnson is unable to use malice to defeat the qualified privilege under which the manual was published. Since Johnson failed to prove the “publication” prong of his defamation claim, no valid judgment could have resulted in his favor.
. It is doubtful at best whether the complaint is adequate to properly survive a 12(b)(6) (failure to state a claim) motion in a non-First Amendment context.
See, e.g., Klayman, su
pra,
