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Head v. State
4 S.W.3d 258
Tex. Crim. App.
1999
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*1 apply broadly as it was stated. (on Aguirre rehearing) Murphy HEAD, Jr., Appellant, dem- Jack onstrate this desire to limit Court’s Gar- say rett to its now expressly facts. We so put confusion this end on The STATE Texas. overly

point. We disavow our broad state- to support ment in Garrett that in order a No. 0045-99. felony provi- conviction under the murder “[tjhere sion, showing a must be of feloni- Texas, Appeals Court of Criminal than ous criminal conduct other the assault En Banc. Garrett, causing the homicide.” Oct. S.W.2d 546. We hold Garrett did not a general “merger create doctrine” in Tex- only

as. The doctrine exists the extent 19.02(b)(3). Thus,

consistent with section

Garrett hereinafter stands for the

proposition felony that a conviction for 19.02(b)(3),

murder under section will not underlying felony when the man-

lie is

slaughter or a included lesser offense of

manslaughter. holding This is consistent plain meaning felony

with the mur- provision.

der explained As we Garrett: felony predicated

If a be on murder assault, underlying aggravated

statutory restriction on the basing felony prohibits

doctrine that a prosecution voluntary

murder on man-

slaughter regularly could be circumvent- legislative prohibition against

ed. The 19.02(a)(3) [now,

resting Sec.

19.02(b)(3) voluntary on prosecution ]

manslaughter necessarily a pro- includes against resting prosecu- such

hibition statutorily on

tion offenses includable

voluntary manslaughter.

Garrett, 573 at 546. injury offense of a child is of manslaugh a lesser offense included Appeals The Court of did not err

ter.

holding inapplicable Garrett the facts of case. judgment of the Court

affirmed.

McCORMICK, P.J., concurred in the

result. *2 indecency by

contact and with a child ex life, him posure and sentenced to a term of confinement, twenty years and ten af respectively. Appeals Court of appellant’s unpub firmed conviction in an Head v. opinion. lished No. 2-96- 489-CR, slip op. (Tex.App at 2 . —Fort 1998) curiam). granted (per Worth We appellant’s Discretionary Petition for Re separate view in which he raises five one, three, grounds for review. Grounds hereby four and five are dismissed as im providently granted. We review question limited of whether the Court of in holding erred that the testimo ny of a police investigator, which per asserted the statements of two sons he interviewed were “consistent” with victim, the facts related to him the did convey the contents of an out-of-court meaning “statement” within the of Texas 801(d).1 Rule of Evidence We affirm the judgment court. Appellant sexually was accused of as- “C.S.”, saulting year-old the fourteen daughter girlfriend, live-in of his after apparent pregnant became that C.S. was with his child. When she discovered she aunt, pregnant, was revealed to her C.S. (“Smith”), Janet Smith ongoing sexual abuse had been since she years-old. five was C.S. Smith Davidson, Bedford, Don appellant. appellant began regularly “touch” her Faulkner, DA, F. Helena Assist. Fort shortly after he moved with C.S.’s moth- Worth, Paul, Matthew Atty., State’s Aus- er in 1984. also confided in C.S. Smith tin, for the State. appellant began having sexual inter- course with her when she in the third OPINION grade. MEYERS, J., opinion delivered the McCORMICK, P.J., Court which outcry, As a result C.S.’ s the case MANSFIELD, KELLER, PRICE, (“Peter- was referred to Mark Peterson KEASLER, J.J., joined. HOLLAND and son”), investigator a criminal Jack Attorney’s A Counties’ District Of- appellant aggravated convicted Wise assault, sexual indecency with a child fice. Peterson conducted the initial inves- Indeed, appellant subject 1. At to the Texas under the old criminal rules. both Evidence, Rules of Criminal sub- which were and the State cite 'the Texas sequently support combined with the Texas Rules Rules of Evidence in arguments. of their March, resulting Civil Evidence in We will continue this convention Texas Rules of Evidence made no substantive and cite to current our own rules in changes hearsay provisions to the relevant discussion. only told which included A. No. She me tigation allegations, [SMITH] C.S., her things. her those two And then asked taking written statements from Jack, her and the when she lived with mother and Smith. then, children, did it and she happen to trial. ultimately proceeded The case yes. said This was when she was *3 part The called three witnesses as State old. Smith, its Peterson and the case-in-chief— next witness. He Peterson was State’s witness, Smith, outcry testi- victim. about the testified on direct examination spoke generally about the fied first. She Specifically, he investigation. course of his how she family’s circumstances about interviewed indicated that after he C.S. pregnancy. about came to find out C.S.’s from both Smith took written statements then testified about the encounter She following ex- mother. The name pressed she C.S. to reveal the which subject of change, appellant’s which is the baby’s of her father: complaint, place: then took I her a couple A. asked [SMITH] state- Q. Were the [PROSECUTOR] responsible, times who was and she gave mother] and C.S.’s [Smith ments was, “I thing the first she said said— —with consistent thing don’t know.” The second Objection, COUNSEL]: [DEFENSE I crying. started And happened, she Your Honor. Calls didn’t have to be told her that she her, no one hurt scared and would THE COURT: Overruled. me, okay. that it was And she could tell Q. Were the state- [PROSECUTOR] time that Head she told me at that Jack they gave you consistent with ments person responsible. was the you by related to [C.S.]? the facts said, just I “Did this I asked her— Yes. A. [PETERSON] time?” And said no. happen one she Appeals, appellant the Court “Well, said, I this start And when did by not sus- claimed the trial court erred happening?” objection. Appellant taining his said, “Well, I when was real And evi- the state of the asserted that small.” includ- jury, presumably dence before said, you? I were Can testimony, And “How old Peterson’s ing previous Smith’s you back?” the three statements remember answer that each of effectively communicat- were “consistent” said, “Yes, I was about five And she to the of the statements ed the substance touching her. years old.” He’d started disagreed and jury. court said, long go I did this on?” And “How error, hold- point of overruled third said until she was And she answer, did not con- ing: “Peterson’s ‘Yes’ was in the third grade. When she by made vey contents of statement having sex with her. grade, he started Peterson. or the mother the aunt said, mother?” your “Where was And offered simply There was no statement said, “My mother was work- And she There- asserted. the truth of the matter that time.” And she said ing night at at fore, not fall answer did Peterson’s night and at happened after school Head, hearsay.” prohibited category work, what she while her mother was no it concluded that at 5. Because slip op. told me. by presented out-of-court you Did she tell Q. [PROSECUTOR] testimony, the Court Peterson’s it happened? how often existed. hearsay problem that no opined Id. A. No. [SMITH] statement, than “Hearsay” is a say how

Q. Did she [PROSECUTOR] testifying while on, by made the declarant period of time? one long it went offered in charges against appellant. evidence to Id. The truth of the matter “No, asserted. Tex.R. Evid. investigator responded, sir.” Id. The 801(d). The Rules define “statement” as argued State that since no out-of-court “(1) an expression oral or written verbal evidence, “statement” was received into no (2) nonverbal conduct of a if it person, is hearsay Id. problem existed. This Court intended him as a substitute for verbal was, disagreed, concluding that the State 801(a). expression.” Tex.R. Evid. essence, attempting indirectly do here, then, question presented is whether is, directly what it could not do —that Peterson’s that the statements investigator inform the that Seals of Smith and C.S.’s mother were “consis- told him that the was not an in- C.S., tent” with the facts as related formant. Id. at 114. The Court therefore revealed a “statement” within the of held: *4 801(d). Rule there is an inescapable [W]here conclu- It is well settled that an out-of- piece sion that a being of evidence is court “statement” need not directly be prove offered to statements made out- quoted in order to run hearsay afoul of the courtroom, party may side the rules. See 777 S.W.2d hearsay Schaffer circumvent the prohibition (Tex.Crim.App.1989); 114 2 Steven through artful questioning designed to al., et Goode Texas PRACTICE:Guide to the short, elicit hearsay indirectly. In Texas Rules of Evidence: and Civil Crimi 801(a) “statement” as defined in [Rule ] (2d ed.1993). § 801.2 In this nal Schaffer necessarily .proof includes of the state- 801(a) Court held that the of Rule proof ment whether the or is direct indi- necessarily included evidence offered to rect. prove statements made outside the court Id. Because the “sole intent” of the investi- Schaffer, room. 111 S.W.2d at 113-14. gator’s testimony convey jury was to to the There, appellant, the charged posses with that Seals had told him that the sion substance, of a controlled claimed to informant, was not an the investigator’s have acting police been as a informer for “No” hearsay despite answer was the fact an officer Jimmy named Seals. Id. at that he did not directly quote Seals’ out-of- rebuttal, 112-13. In the State called a court statements. Id. investigator narcotics to the stand who testified that he had disputed testimony talked to Seals Whether the about the testimony. hearsay prohibition Id. at 113. violates the necessarily then State asked the investigator strongly turns on how the content whether, as a result of his out-of-court conversation statement can be inferred Seals, he Or, would ask the drop parlance State to from the context.2 in the type 2. This searching looking particular indirect or “back door” descrip- for a problem analogous to the area of tion of an individual?” Id. The officer re- involving law inferences drawn from conduct. affirmative, sponded indicating in the that cases, In those typically an officer testifies male, began looking for "[a] black somewhat about speaking actions he took after to a victim], having [the smaller build than in his Although witness. the officer does not actual possession toboggan a black ski mask or ly testify as to what he was told the wit type.” responded Id. The officer ain similar ness, subsequent the officer’s conduct manner when asked about the of individ- produce strong enough inference as to the began interviewing ual he to look for after the present substance of the statement to a hear eye-witness. inescapable Id. The inference say problem. The Texas case of Burks v. the from officer’s was that the vic- (Tex.Crim.App. 876 S.W.2d eye-witness descrip- tim had told him the 1994), There, illustrates this dilemma. the jury. tion that the officer had related to the spoke officer testified that he to the victim This Court therefore held that the officer’s eye-witness and an to the crime. Id. The Id; was inadmissible see talking State then asked: “After to [the vic Check, tim], please you also United States v. 582 F.2d let me remind not to tell (2d Cir.1978) (detective’s anything you, you go me what if told did [he] about Schaffer, the able to deduce what C.S. had told .question the is whether been by referencing the an “in- Peterson what strength produces inference court have The trial could reason- escapable that the is Smith.5 conclusion” evidence ably determined this sort inferen- of an offered to the substance requisite the de- leap provide tial did not Schaffer, out-of-court statement.3 certainty sole gree of “that the State’s case, In instant we S.W.2d at questioning pursuing intent line of say cannot the trial court its abused convey jury” was to contents allowing discretion in to hear Id. (emphasis the out-of-court statements. testimony.4 could disputed The trial court added). reasonably that Peterson’s concluded context, testimony, when taken did the officers’ clear- inescapable as to any lead conclusions “inescapably” related the content of ly and out-of-court state- substance in an indirect the out-of-court disputed testimo- Specifically, ments. The State’s and the question manner. Id. ny three revealed that the statements left little doubt officer’s answer facts; basically the it did not related same of the State were inform true intentions those facts reveal the substance of jury of of the statements the contents evidence, did were. Neither the declarant as a witness. calling without point hearsay problem. in the indicate the contents Thus there was a clear *5 statements, any bar, however, facts of of the three case asks In the common, evidentiary had in trial the statements or how to the court’s us reverse best, at in ruling ambiguous of the were At far more circum- facts consistent. present facts a Although the trial court ruled on the admis- these time the stances. case, trial jury it was within the court’s sibility testimony, may the close hearsay. “transpar- questions An duce analysis of “back door” what he told informant served as impermissible an infer of whether ent for the of inadmissi- conduit introduction overriding information”); to fall the ence is so as within hearsay v. ble Commonwealth Farris, 486, hearsay will prohibition of the rules necessar Pa.Super. 380 A.2d 488 251 ily specific turn on factual circumstances (1977) the (indicating was there "little doubt” regard, of a our review case. testimony he jury took detective's disputed trial to allow the the court’s decision wit- arrested defendant after he interviewed testimony general tempered by the rule that implicated ness that witness defen- to mean ruling on a judge’s evidentiary trial a dant). objection upheld an “abuse of will be absent v. 885 S.W.2d discretion.” Coffin "inescapable is not phrase conclusion” (citing (Tex.Crim.App.1994) Montgomery Rather, provides a short- a talisman. useful (Tex.Crim. 390-93 strength infer- quantifying hand for the reh'g)). App.1991) (opinion on "That is to necessary pur- impute improper ence to an ruling was say, long as as the trial court’s words, the pose In other to the evidence. disagreement, within the zone of reasonable inquiry remain on the focus of the should will not intercede.” the court testimony disputed is be- or not the whether Montgomery, 810 S.W.2d at 391. ing to an out-of-court statement. offered Oftentimes, case, the record the instant 5.Appellant argues we reference Aat purpose for the will reveal the which not resulting testimony, and the subsequent lan- testimony is offered. Schaffer's to Peterson un- her statement introduction of helpful evaluating guage is therefore 801(e)(1)(B), determining whether der Rule intent of the examiner was whether the jury Ae presented Ae wiA content rule. We do not circumvent Appellant’s statements. Aree out-of-court suggest should mean to that the rule matter, however, practical Brief at As a 23. a than apply when conclusion is less reviewing limit itself to court should purpose is "inescapable” where such an illicit time Ae trial court of the evidence state otherwise shown. ruling on upon to make a admissi- was called judge be asked bility. trial cannot will be introduced speculate the definitions included in Rule on what evidence Neither Ae determining context a when wheAer provide nor test formula later the Schaffer objection. supports hearsay pro- a yields easy all answers to situations discretion to conclude that the interviewed Ms. Smith and the victim’s mother, did reveal to the substance who each wrote a statement. statements, the out-of-court but rather There was no about the contents only conveyed that the facts themselves the oral or written statements these that, (Ms. were uniform. We hold under the persons. three Smith had testified case, facts of this the trial court’s decision gave earlier that she a statement to Mr. Peterson, to allow Peterson’s that the vari but its contents were not re- vealed.) ous statements were “consistent” was not abuse discretion. The trial court’s Next came the question that is at issue: ruling that did not fall with Q. they Were statements [Ms. 801(d) of Rule was “within the gave Smith and the victim’s mother] zone of reasonable disagreement.” Mont consistent with C gomery, 810 S.W.2d at 391. The Court of Objection, [Defense]: Your Honor. Appeals did not err in upholding ruling Calls of the trial court. We therefore affirm the THE COURT: Overruled.

judgment of the appellate court.

Q. they Were the gave statements WOMACK, J., delivered a concurring you consistent with the facts related opinion. you by [the victim]? A. Yes.

JOHNSON, J., delivered a dissenting opinion. A week later Mr. got Peterson some telephone bills from Ms. Smith. After the WOMACK, J., filed concurring born, baby got samples he blood from opinion. baby. got the victim and the Then I concur in the judgment of the Court. sample appellant. blood from the He *6 I would testimony like make the transferred testing clear. the blood to a DNA The first aunt, facility. witness was the victim’s Then he transferred the case to Smith, (The Ms. who testified about the the Fort police. victim’s Worth assault that “outcry” her, statement pregnant see of left the victim Code was committed in Criminal Procedure art. another county 38.072. She also a number of after testified that she had made a the assault that handwritten was on trial. At trial the officer, to the investigating defense admitted appellant Mr. committed Peterson, assault.) but say she did not in what was the later it. The appellant and the dissent that argue

Mr. Peterson testified about the in steps the evidence permitted an inference that investigation. his got report He from the out-of-court statements were consis- Child Protective Services and was contact- testimony tent with of another witness.1 ed Ms. Smith. Evidently he learned It is clear to the dissenter that Mr. Peter- that the year-old fourteen victim preg- testimony was son’s ‘solely’ “was offered nant and had named the appellant as the purposes corroborating of both Smith’s appellant father. He met the at place testimony his earlier and [the victim’s] subse- work, of appellant and the denied being quent testimony,” and that the Court victim, the father. Then he met with the explain possible “does not what other rea- mother, her and Ms. Smith. He inter- son could there have been.” Post at 265- and, viewed the victim at request, her 66. That purpose apparent was to the wrote a statement which signed. He court of and it appeals, readily ap- is not victim,” appellant disagree mony and the dissent of the who had not testified at testimony point about which witness's was says, consis- that in the trial. The dissent post Smith, tent testimony out-of-court statements. The it was the of Ms. appellant says, Brief at it was "the testi- who had testified. short, parent hearsay indirectly. to me. evidence was ill-de- elicit In testimony, signed to corroborate their as in Tex.R.Civ. “statement” defined 801(a) (now it did not Mr. since mention it. Peterson’s Evid. see Tex.R.Crim.Evid. of his step-by-step 801(a)) was review necessarily proof includes context, investigation. it seems proof statement whether the is direct or that the evidence to prove me was offered indirect. no at that that there were inconsistencies “Inescapable part formed no conclusion” investigation time in the which would rule; purpose the rule on the turns for him to investigatory called take other C it is whether steps. The evidence the three proof offered as indirect of the truth of an statements, persons consistent did not out-of-court statement. And we no contents but there was evidence of the applies rule there is an say where of those statements. inescapable conclusion of the statement’s upholds rul- The Court court’s trial literally cor- purpose. Our statement was ing to admit this “[t]he evidence because rect; applies the rule there is an where reasonably court could have conclud- trial inescapable purpose. conclusion testimony, ed that Peterson’s when taken conclusion apply But it also when the context, did not any inescapable lead to inescapable. less than Indeed when we is as to the of the out- conclusions substance decided the case we what was asked statements.” at 262. I do of-court Ante evidence, not whether purpose that we it is agree should ask whether was an conclusion: purpose inescapable “inescapable that evidence an conclusion” bar, however, “In the case the State hearsay. intended to be is Segovia’s testimony for no oth- introduced “inescapable The words conclusion” inferentially prove than to Seals er reason v. opinion

were used in our in Schaffer Segovia was not (Tex.Cr.App. S.W.2d . out-of-court, implied Seal’s informer. 1989),in this context: truth and statement was offered for its rule hear- concerning hearsay.” therefore Schaffer case say is set out McCormick cited at 115. have never We on Evidence: “in- establishing a standard purpose “If the is to deciding conclusion” whether escapable to evi- use an out-of-court statement indirect I would not *7 therein, truth dence the of facts stated today. do so objection hearsay the cannot be obvi- the by eliciting purport ated the JOHNSON, J., dissenting filed a in form. Thus evi- indirect opinion. purport as to the of ‘information dence witness, by the or received’ Appellant was respectfully dissent. investigations made of the results of in- prosecuted aggravated assault and by persons, proof as offered decency a child. At the state with court, the facts asserted out of are Smith, outcry wit- first called Janet hearsay.” McCor- properly classed as ness, concerning testify. to Smith testified Evidence, 249, p. C.S., on 735 mick Section with complainant, her encounter Ed.1984). Rev., 3rd (Cleary alleged in which C.S. her about Thus, inescapable state’s next wit- by appellant. where there is an abuse ness, Peterson, piece conclusion that of evidence Mark testified by made to him Smith given offered to statements statements with” courtroom, may not mother were “consistent party outside the C.S.’s Ante, by him at 260-61. to prohibition circumvent facts C.S. to on basis through questioning designed Appellant'objected artful

265 hearsay, and the trial “inescapably” court overruled his in as relat- Schaffer objection. ing the contents of the out-of-court state- (ante, 262); that, ments it contends in appeal, On the Court of over contrast, testimony in the instant case appellant’s point ruled of error on this requires “deduction” and an “inferential answer, issue. It stated: “Peterson’s in leap” from the order to constitute Tes,’ did convey the contents of hearsay. very point Id. That is the statement made the aunt or the [Smith] indirect, hearsay; indirect because it is mother to simply Peterson. There nowas type some of deduction inference must statement offered for the truth of the mat always be made. State, ter asserted.” Head v. No. 2-96- 489-CR, slip op. (Tex.App. at 5 distinguish This attempt to — Fort Schaffer 1998) (not Worth, 8, designated October the instant all puzzling case is the more publication). because the required Schaffer leap” more of an “inferential than does the

This holding by the Court of Appeals is Schaffer, the instant case. In incorrect. Smith first testified to certain events, charged defendant was with possession and Peterson then testified that Schaffer, a controlled substance. the events as described to him C.S. at 112. He were S.W.2d claimed that he had “consistent with” what Smith and acting C.S.’s mother had been as an informant to told him. an Officer Since Smith already herself had Id. A testified as to Seals. at 112-113. narcotics investi those events, gator same effectively spoken Peterson testified that he had testified C.S., to the content of what Seals and when her mother asked whether he would and Smith had said ask drop to him. all of the state to the charges against While these statements were hear as a result of inadmissible his discussion with say, Seals, the most egregious of he said “no.” Id. at In an these is the 113. mother; McCormick, concerning opinion by Presiding Judge C.S.’s was not the outcry we held that this witness and did not Id. at 113- testify, so effectively Certainly, Peterson “leap” testified as inference or to the inadmissible statements of a non- be made must Seals Schaffer: testifying informant. This is told the precisely the witness defendant was contrast, of indirect hearsay that we not an By held to be informant. in this 111, case, error step figure S.W.2d takes a small Schaffer 113-114 (Tex.Crim.App.1989); out that previous testimony, see also Smith’s 877, Burks v. well as subsequent testimony, 897-898 were denied, (Tex.Crim.App.1994), essentially C.S., cert. the same as what her U.S. 1114, 909, 115 S.Ct. 130 L.Ed.2d 791 mother and Smith had told Peterson. (1995); Johnson, Gochicoa v. 118 F.3d majority phrase also focuses on the th(5 Cir.1997), denied, 445-446 cert. 522 “sole intent” in suggest U.S. 118 S.Ct. 140 L.Ed.2d 124 the *8 sole intent the instant case was not (1998). The judgment of the of Court Ante, to elicit testimony. at 262. reversed, Appeals should be and the cause Yet, majority explain does not analysis. remanded for a harm possible other reason there could have majority’s assertion that “Peter- eliciting testimony. Clearly, been for this context, son’s testimony, when taken in it “solely” purposes was offered any does not lead to inescapable conclu- corroborating both Smith’s earlier testimo- sions as to the substance of the ny subsequent testimony. out-of- and It (ante, 261-62) court statements” does was elicited in order to the truth of scrutiny. majority withstand at- the matter asserted the other witnesses tempts distinguish non-witness, the instant case fi-om and a and hear- this makes it by characterizing say. the indirect in Schaffer, regard As we stated “To manner is disin ” genuous Schaffer, Anthony WARNKE, Appellant, .... 777 S.W.2d at Michael 114. Finally, majority attempts justify BOONE, M.D., Appellee. Hal by asserting this its conclusion that, such, “close” case trial No. 14-97-00243-CV Ante, court did not abuse its discretion. Texas, Court of above, As this indirect 262-63. noted (14th Dist.). Houston even hearsay is clearer than indirect If it hearsay in was error to Schaffer. Dec. Schaffer, admit the then sure- ly it error admit in this case. Falknor, F.

Forty ago, Judson University at the

Professor Law Cali-

fornia, Berkeley, York New Uni- Law,

versity School wrote about indirect

hearsay, objectionable

While the character of hearsay] evidence seems ob-

[“indirect” enough, it will be observed ...

vious hearsay objection frequently

how

has in the trial been brushed aside

courts, and, how the also

courts, infrequently, have fumbled relatively simple

what seems to be a

problem of law. evidence Falknor, Hearsay,

Judson F. “Indirect” (1956). In my Law

Tulane Review

own is a con- experience, difficult persons and

cept many indirect hear- reason

say even more so. see no

make even difficult concept more which is irreconcilable

reaching decision give case law now Our will Schaffer. guidance to contradicting lower courts

analyzing Such con- into

fusion need not introduced our be

jurisprudence. I dissent.1 *9 dismisses, granted we all explana- ously indicated that majority without tion, grounds for appellant’s petition. review. grounds four A check Ante, petition discretionary his that we paperwork indicates the relevant review, appellant presented grounds for five two, ground granted only the indirect granted petitions for dis- review. The list of issue. April cretionary errone- review for

Case Details

Case Name: Head v. State
Court Name: Court of Criminal Appeals of Texas
Date Published: Oct 27, 1999
Citation: 4 S.W.3d 258
Docket Number: 0045-99
Court Abbreviation: Tex. Crim. App.
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