Plaintiff presents two related issues on this appeal: (1) whether the trial court erred in granting defendants’ motion to dismiss plaintiff’s claim due to the incorrect designation of the county on the civil summons form, and (2) whether the trial court erred in denying plaintiff’s motion to amend his summons under Rule 4(i) of the North Car olina Rules of Civil Procedure to substitute the correct county on the summons when there was no showing of any material prejudice to defendants. We answer the first question in the affirmative and therefore reverse the Court of Appeals. As to the second question, we conclude that the trial court failed to exercise its discretion in denying plaintiffs motion to amend the summons and therefore remand this case to the Court of Appeals with instructions that it further remand to the trial court for an exercise of the trial court’s discretion on this question in accordance with this opinion.
The procedural history of this case is as follows: Plaintiff commenced this action by filing a complaint in Superior Court, Rocking-ham County, on 2 July 1992, seeking damages
On 25 November 1992, defendants filed an answer in Superior Court, Rockingham County. In their answer, defendants asserted a motion to dismiss the complaint for insufficiency of process and insufficiency of service of process pursuant to Rule 12(b)(4) and (5). On 8 December 1992, following a pretrial conference, the trial judge signed an order which indicated that there were no pending motions or other matters which would require a delay in calendaring the case and established a discovery completion date and trial date for the matter. On 16 December 1992, defendants filed an offer of judgment in Superior Court, Rockingham County.
On 10 February 1993, plaintiff filed a motion to amend the summons to correctly designate Rockingham County as the county where the action was pending, pursuant to Rule 4(i) of the Rules of Civil Procedure. A motions hearing was held before Judge Peter M. McHugh at the 22 February 1993 Civil Session of Superior Court, Rockingham County. In an order entered 14 April 1993, Judge McHugh, concluding that the civil summons was void because of the designation of the incorrect county, allowed defendants’ motion to dismiss the complaint and denied plaintiff’s motion to amend the summons. Plaintiff appealed to the Court of Appeals, which affirmed the trial court in an
unpublished opinion filed 2 November 1993.
Hazelwood v. Bailey,
Plaintiff first contends that the trial court erred in granting defendants’ motion to dismiss pursuant to Rules 12(b)(4) and (5) of the North Carolina Rules of Civil Procedure. Plaintiff argues that the designation of the incorrect county on the civil summons form is not a jurisdictional defect but rather an irregularity or error in form correctable by amending the summons in accordance with Rule 4(i). We agree.
“The purpose of a service of summons is to give notice to the party against whom a proceeding is commenced to appear at a certain place and time and to answer a complaint against him.”
Harris v. Maready,
In regard to defects in a summons, this Court has stated:
Where there is a defect in the process itself, the process is generally held to be either voidable or void. Where the process is voidable, the defect generally may be remedied by an amendment because the process is sufficient to give jurisdiction. Where the process is void, however, it generally cannot be amended because it confers no jurisdiction. 62 Am. Jur. 2d Process § 21 (1972).
Maready,
Rule 4(b) provides, in pertinent part, that a summons “shall contain the title of the cause and the name of the court and county wherein the action has been commenced.” N.C.G.S. § 1A-1, Rule 4(b) (1990). The summons in this case contains the title of the cause and the name of the court wherein the action was commenced. The only defect in the summons is the designation of the incorrect county. Therefore, the critical question in this case is whether the designation of the incorrect county in the summons renders it void or voidable.
The trial court and Court of Appeals relied on previous Court of Appeals’ decisions and
The
Brantley
court relied on language from this Court’s decisions in
Harrell v. Welstead,
In
Washington County v. Blount,
this Court affirmed the trial court’s order which denied defendants’ motion to set aside a tax foreclosure sale on the ground that the summons was defective and allowed the plaintiff to amend the summons by inserting the date of issue and having the clerk of court sign the summons. In distinguishing that case from its earlier decision in
Harrell,
the Court noted that while the omissions of the date and signature of the clerk were “harm
less irregularities” which did not “mislead or prejudice” the defendants “nor affect the jurisdiction of the court,” in
Harrell,
“there was a fatal variance between the place where defendant was commanded to appear and file its answer and the place where the suit was actually pending.”
Washington County,
Citing the cases discussed above, defendants contend that the doctrine of
stare decisis
requires this Court to hold that the summons in this case is void rather than voidable. However, in recent decisions, we have emphasized that while this Court attaches great importance to
stare decisis,
it will not be applied “when it results in perpetuation of error or grievous wrong, since the compulsion of the doctrine is, in reality, moral and intellectual, rather than arbitrary and inflexible.”
Wiles v. Welparnel Constr. Co.,
In determining whether the summons in the present case is void or voidable, we find this Court’s decisions in
Wiles v. Welparnel Constr. Co.,
In reviewing the summons in
Wiles,
this Court noted that “in all likelihood it would indeed be defective when judged by the standard previously exercised in determining questions of this sort.”
Wiles,
that the better rule in cases such as this is that when the name of the defendant is sufficiently stated in the caption of the summons and in the complaint, such that it is clear that the corporation, rather than the officer or agent receiving service, is the entity being sued, the summons, when properly served upon an officer, director or agent specified in N.C.R. Civ. P. 4Q)(6), is adequate to bring the corporate defendant within the trial court’s jurisdiction.
Id.
at 85,
“A suit at law is not a children’s game, but a serious effort on the part of adult human beings to administer justice; and the purpose of process is to bring parties into court. If it names them in such terms that every intelligent person understands who is meant,. .. it has fulfilled its purpose; and courts should not put themselves in the position of failing to recognize what is apparent to everyone else.” United States v. A. H. Fischer Lumber Co.,162 F.2d 872 , 873 (4th Cir. 1947).
Id.
at 84-85,
The
Wiles
decision was later relied on in this Court’s decision in
Harris v. Maready,
This Court held in Wiles that any ambiguity in the directory paragraph of the summons was eliminated by the complaint and the caption of the summons and that “the possibility of any substantial misunderstanding concerning the identity of the party being sued in this situation is simply unrealistic.” [Wiles, 295 N.C.] at 85,243 S.E.2d at 758 . Similarly, we are persuaded that there was no substantial possibility of confusion in this case about the identity of Maready as a party being sued. Maready was personally served with a summons, the caption of which listed his name first among the defendants being sued. In fact, his name appeared twice in the caption as he was named both individually and as a part of the law firm. Any person served in this manner would make further inquiry personally or through counsel if he had any doubt that he was being sued and would be required to answer the complaint when it was filed. Such further inquiry would have revealed the existence of a summons directed to him and purporting on its face to have been served upon him and would have established his duty to appear and answer.
Maready,
In light of the purposes of Rule 4(b) and the rationale of this Court’s decisions in
Wiles
and
Maready,
we are convinced that the designation of the incorrect county in the summons in this case did not render the summons void. The summons in this case gave defendants notice of the commencement of an action against them in the Superior Court of the General Court of Justice of this state. It also alerted defendants that an answer to plaintiff’s complaint must be filed in the sdperior court within thirty days of its service upon them. While the summons incorrectly instructed defendants to appear in Guilford County, the complaint correctly noted that the action against them was pending in Rockingham County. In addition, the allegations of the complaint indicated that plaintiff and both defendants were residents of Rockingham County and that the automobile accident which was the subject of the
Accordingly, we hold that the designation of the incorrect county in the summons rendered the summons voidable rather than void. The incorrect county designation amounted to an irregularity or error in form which can be corrected by amendment if the requirements of Rule 4(i) are met. Therefore, the decision of the Court of Appeals, which affirmed the trial court’s dismissal of plaintiff’s action, must be reversed.
We note that our decision today is not in conflict with the results reached by this Court in
Harrell v. Welstead
and
Washington County v. Blount.
In
Harrell,
it was the default judgment, not the summons, that was “set aside on motion” because defendant had “never been served with process returnable to the proper county, nor appeared in person or by attorney.”
Harrell,
We further note that our holding today is consistent not only with the result reached by this Court in
Wiles
and
Maready,
but also with the rationale of several recent decisions of the Court of Appeals.
See, e.g., Storey v. Hailey,
Plaintiff next contends that the trial court erred in denying his motion to amend the summons to substitute the correct county. Plaintiff argues that, pursuant to Rule 4(i) of the Rules of Civil Procedure, he should have been allowed to amend the summons since there has been no showing of any material prejudice to defendants.
Rule 4(i) provides:
(i) Summons — Amendment.—At any time, before or after judgment, in its discretion and upon such terms as it deems just, the court may allow any process or proof of service thereof to be amended, unless it clearly appears that material prejudice would result to substantial rightsof the party against whom the process issued.
N.C.G.S. § 1A-1, Rule 4(i) (1990).
It is apparent that the trial court in this case refused to allow amendment of the summons under the belief that the designation of the incorrect county rendered the summons void, rather than in an exercise of its discretion under Rule 4(i) of the North Carolina Rules of Civil Procedure. Therefore, we must remand this case for an exercise of the trial court’s discretion on this question.
See Harris v. Maready,
Accordingly, we hold that the trial court erred in concluding that the incorrect designation of the county on the civil summons form rendered the summons void and in granting defendants’ motion to dismiss plaintiff’s complaint. Therefore, the decision of the Court of Appeals, which affirmed the trial court’s dismissal, is reversed. In addition, because the trial court failed to exercise its discretion in denying plaintiff’s motion to amend the summons, we remand this case to the Court of Appeals with instructions that it further remand to the trial court for an exercise of the trial court’s discretion on this question in accordance with this opinion. For the foregoing reasons, the decision of the Court of Appeals is
REVERSED AND REMANDED.
