Hayes v. RicardHayes v. Ricard
Lead Opinion
On 5 Sеptember 1958 the defendants Ricard, Connor, and McLean, Trustee, requested the Clerk of the Superior Court of Wilson County to place this action on the pre-trial docket. On 7 January 1959, Judge Frizzelle ordered that -thi-s ca-se be set for trial per
At .the June 1959 Term, Judge Frizzelle entered what is designated as a “Pre-Trial Order,” which is in substance: Plaintiffs moved for a continuance. Judge Frizzelle denied the motion, and plaintiffs excepted. Defendant Ricard movеd that her pleas in bar be heard and determined prior to the trial on the merits. Judge Frizzelle, in Ms discretion, granted defendant Rieard’s motion, and set the hearing of the pleas in 'bar for 22 June 1959. Plaintiffs excepted to the order.
Judge Frizzelle, without a jury, heard the pleas in bar of defendant Rioard. Defendant Ricard offered in evidence her answer containing her pleas in bar of estoppel by judgment and res jvdicata. At this point .plaintiffs’ counsel read to Judge Frizzelle their reply to defendant Rioard’s pleas in bar and counterclaim. Then defendant Rioard in support of her pleas in bar offered in evidence the following: the pleadings in the first action on the second appeal to tMs Court, with the two deeds attached as exhibits to the amended complaint; the judgment of Judge George M. Fountain, entered at the September 1956 Civil Term, nonsuiting plaintiffs’ first action; the appeal entries on the second appeal; the .summons in the first action with the Sheriff’s return; the proceedings making additionаl parties in the first action; the opinion of this Court on the second appeal, which is reported in
Plaintiffs offered in evidence before Judge Frizzelle the following: The testimony .of W. A. Lucas, in the form of questions and answers, given at a former trial of the first action before Judge Carr in November 1954. Incorporated in W. A. Lucas’ testimony is a copy of the Will of Grover T. Lamm. Plaintiffs also offered in evidence a eopji of a will and copies of deeds in reference to the land which is the
Judge Frizzelle entered a judgment in substance: Plaintiffs’ complaint in the ease fixes their alleged cause of action as one in the nature of ejectment, and fixes their claim of title to the land described in their complaint -a-s -being derived from R. A. Stamper and wife. That a prior action upon the same alleged cause of action, and seeking the same relief, was instituted in -the Superior Court of Wilson County by summons issued 24 December 1952. The parties plaintiff in the prior action were the same as the parties plaintiff in this action. The -parties defendant in the -prior action were the same as the -parties defendant in this -action, with the exception of H. G. Con-nor and Charles B. McLean, Trustee, 'both of w-hom aver they -have acquired interests in the land, the subject matter of this action, from the defendant Ricard. Plaintiffs’ first action was tried at the September 1956 Civil Term of the Superior Court of Wilson County. At said trial plaintiffs sought to establish their alleged cause of action by showing that they and the defendant Ricard claimed title to the locus in. quo from a common source, to wit, R. A. Stamper -and wife. At said trial plaintiffs introduced evidence to support their alleged title from the common source, and introduced further evidence to support defеndant Ricard’s claim of title from the common source. Plaintiffs offered nothing by way of attack upon the title of defendant Ricard. After plaintiffs had closed their evidence, defendant Ricard moved for judgment of nonsuit. Thus, squarely presented, was the question for legal determination: Which claim of title from the common source was the better? The trial judge entered judgment of non-suit, and dismissed plaintiffs’ -action. Upon appeal to the Supreme Court, the judgment w-a-s affirmed, and the Supreme Court hеld that plaintiffs proved themselves out of court by showing a superior title in defendant Ricard from the common source. Plaintiffs’ .claim to the locus in quo rests solely upon it being determined in this action that they hold -the better title than -defendant Ricard from R. A. Stamper -and wife. That question wr-as judicially determined adverse -to plaintiffs in a prior action. Thus, a fact essential- to plaintiffs’ action, that defendant Ricardi holds the better title from R. A. Stamper and wife, has been directly tried and decided. This essential fact cannot be contested again between the same parties, or their privies, in the same or any other court. Plaintiffs a-re estopped to deny the aforestated particular fact, which is essential to the cause of action alleged in
Plaintiffs assign as error the refusal of the court to grant them -a continuance to a subsequent term. The granting or denying of a motion -fоr a continuance rests in the sound discretion of the presiding judge, and his decision will not be disturbed on appeal, except for abuse of discretion. No abuse -of discretion has been shown. This assignment of error is overruled. Furniture Co. v. Baron,
Plaintiffs assign as error the court’s hearing defendant Ricard’s pleas in bar prior to the trial of the action on its merits. The pleas in bar of defendants Ricard, Connor, and McLean, Trustee, deny plaintiffs’ right to maintain the action, and if established, will destroy their action. “Ordinarily, it is for thе trial judge, in the exercise of his discretion, to determine whether in the circumstances of a particular case a plea in bar is to be disposed of prior to trial on the merits of plaintiff’s alleged cause of action.” Gillikin v. Gillikin,
Plaintiffs contend in their brief that the pleas in bar were heard, and determined at a pre-trial conference. It is manifest from a study of the record that the pleas in bar were -not heard, and determined 'at a pre-trial conference, but were heardi, and determined at a regular term of -court, in open court, according to the practice of the Superior Courts of the State.
Plaintiffs in their brief contend that the evidence offered in defense of the pleas in bar was admitted without proof of authenticity, "and that counsel for .said defendant proceeded to offer such evidence without a stipulation as to its authenticity.” On page 63
The general rule is well settled that the doctrine of res judicata, whereby a judgment bars a subsequent action on the same cause of action, and renders the judgment conclusive on the issues adjudicated, applies only to the parties to the action in which the judgment was renderedi, ’and the privies of such parties. Bennett v. Holmes,
In U. S. v. California Bridge & C. Co.,
A former judgment of nonsuit is res judicata as to a second action, only when it is made to appear that the former adjudication has been on ’the merits of the action, and it .appears to the trial court, ’and is found by such court as a fact, that the second action is between the same parties in the same capacity or quality, and their privies, and is based upon substantially identical 'allegation and substantially identical evidence, 'and that the merits of the second action are identically the same. Kelly v. Kelly,
“A judgment on the merits is said to be one which is based on legal rights as distinguished from mere matters of practice, procedure, jurisdiction, or form, or is a judgment that determines, on an issue either of law or fact, which party is right.” 30A Am. Jur., Judgments, Sec. 348.
The pleas in bar “cannot be determined from the pleadings alone.” Craver v. Spaugh, supra, and cases there cited.
This Court said in Kelly v. Kelly, supra: “Ordinarily, if the evidence on which the plea of res judicata is sustained tends to show
The parties plaintiff in the former action and in the instant action are the same, with this exception: In the .instant case a new plaintiff 'appears, Jack Thomas Hayes, an infant son of Virginia Lamm Hayes and husband, J. F. Hayes, 'and a brother of the infant plaintiff Tem-pie Ann Hayes. In the former’ action, Tempie Ann Hayes appeared! by her next friend, J. W. Harrison: in the present case both infants appear by their next friend, J. W. Harrison. It would seem that Jack Thomas Hayes was bom subsequent to our decision on the second appeal of the first action. The Will of Grover T. Lamm devises certain interests in his realty to his daughter, Virginia Lamm Hayes, for her life, after the termination of a life estate devised to his wife, and •at Virginia Lamm Hayes’ death, to hеr ■children. His will refers to no grandchildren by name, except Betty Frances Lamm, daughter of his late son, Oliver Lamm. It appears from the record that Jack Thomas Hayes is so identified in interest with Tempie Ann Hayes that he was in privity with her who was a party to the prior adjudication, .and represented the same legal right. 30A Am. Jur., Judgments, p. 451. “ ‘Privity’ is the mutual or successive relationship to the same right of property, or such an identification in interest of one person with another as to represent the samе legal right.” 72 C.J.S., Privity; Privies; Privy, pp. 954-5.
The parties defendant in the former action and in the instant case are identical, with this exception: In the instant case two new defendants appear, H. G. Connor and Charles B. McLean, Trustee. The decision on the second appeal of the first action was filed 27 March 1957. On 1 May 1957, defendant Rioard 'conveyed to H. G. Connor by d/eed duly recorded a portion of the land that is the subject matter of the former action and the present action. On the same date defendant Ricard executed and delivered to Charles B. McLean, Trustee, ia deed of trust duly recorded, securing an indebtedness of $2,000.00 •due H. G. Connor, and conveying to the Trustee all of this same land, except the portion conveyed to H. G. Connor. H. G. Connor and Charles B. McLean, Trustee, are privies in estate with defendant Rioard, due to their relationship of grantor and grantees. 72 C.J.S., Privity; Privies; Privy, Privity in Estate, pp. 960-961.
Judge Frizzelle found that the parties plaintiff in the prior action were the same as thе parties plaintiff in the instant action. By inadvertence he did not refer to the infant Jack Thomas Hayes, who is in privity with his infant sister, Tempie Ann Hayes. Judge Frizzelle’s findings show the privity of estate between defendant Rioard and defendants Connor and McLean, Trustee. However, considering Judge
The pleadings ¡on the two appeals tо this Court of the former action are identical. The complaint in the instant case is identical with the amended complaint on the two appeals to this Court of the former action — only the amended complaint ¡appears in the records on 'the two former ¡appeals —, with these exceptions: One. An allegation -in the instant action that Jack Thomas Hayes is ¡an infant son of Virginia- Lamm Hayes and husband, J. F. Hayes, and appears herein by his next friend. Two. The addition in the present ¡complaint of a new ¡sub-paragraph to paragraph XII of the amended complaint in the former action. Paragraph XII begins: “Said claim of defendant Ricard is valid neither in law nor in fact for that”: The new sub-paragraph reads: “E. In the year 1946, ©aid Grover T. Lamm placed defendant Ricard and her family in possession of said lands ¡as his tenants, and continuously thereafter until his death and ¡at the time thereof they were in possession ¡of said lands as such tenants, and since his death said defendant has been wrongfully holding over and withholding the possession of said lands from the plaintiffs.” Three. The ¡amended complaint in the former action requests, inter alia, the appointment of a receiver to take possession of the subject matter of the action: this is omitted in the complaint in the present action. Four. The amended complaint in ¡the former action alleges defendant Ricard is a resident of North Carolina: the complaint in the present case alleges she is ¡a rеsident of South Dakota.
After plaintiffs filed their complaint in the -instant case, they had H. G. Connor -and Charles B. McLean, Trustee, made parties defendant, and filed an -amendment to their complaint to ¡this effect: That defendant Ricard’© deed to Connor and deed of trust to McLean, Trustee, are void, and conveyed nothing to them, because plaintiffs filed -a lis pendens ¡as to the tract of land on 24 December 1952, when they instituted their first ¡action, that -Connor was of counsel for -defendant Ricard in the first action, -and that Connor 'and McLean, Trustee, knew defendant Ricard did not ¡own the land she purported to convey to Connor and McLean, Trustee.
In the former action plaintiffs filed a reply to defendant Rioard’s -supplemental ¡answer, in which in paragraph A they allege: “Defendant Ricard i-s estopped to deny the fee simple ¡title of Grover T. Lamm and the title of plaintiffs to -said land for that”: -and then follows an -allegation of practically the identical words contained in
This Court said in King v. Neese,
This Court said in Bruton v. Light Co.,
For an analysis of the pleadings in the former action see
A judgment of nonsuit on the merits and after a full hearing, stands upon a different basis from those judgments of nonsuit upon other causes and upon other grounds, -where -a plaintiff can bring a new action under G.S. 1-25, and “mend his licks,” if he can. Hampton v. Spinning Co., supra.
The judgment of involuntary nonsuit entered in the former action, and affirmed by this Court,
Plaintiffs contend that in the -instant case other issues are presented, which were not presented when the former action was tried and nonsuited, to wit: Whether defendant Ricard w-as a tenant of Grover T. Lamm; whether the deed to defendant Ricаrd was without consideration; whether the deed to defendant Ricard was a -deed of gift -and not registered within two years from the date of delivery, etc. All these matters were -alleged by plaintiffs in their pleadings in the former -action, -and might -have been litigated in that action. If plaintiffs did not see fit to present evidence on their whole case, -as alleged
In studying the evidence we have considered plaintiffs’ evidence excluded by Judge Frizzelle, as if he had admitted it. The evidence introduced/ in the hearing before Judge Frizzelle supports his findings of fact, and such findings support his conclusions, and his judgment based thereon. The merits of the two actions are the same.
The conveyances by defendant Ricard to Connor and McLean, Trastee, do not prevent the application here of the principles of res judicata and estoppel by judgment, and the sustaining of such pleas in bar destroys plaintiffs’ action.
Upon the record before us, the pleas in bar were properly heard and! determined by Judge Frizzelle without a jury, for the reason that the proof admits of only one conclusion. 50 C.J.S., Judgments, Sections 845-6.
What was said in Ingle v. Cassady,
All plaintiffs’ assignments of error are overruled. The judgment below is
Affirmed.
Concurrence Opinion
concurring in result: This cause has been considered on two prior appeals. In the 'appeal from the judgment of nonsuit (
I understand the decision on the first appeal (
Plaintiffs, at the hearing before Judge Frizzelle, offered for the purpose of establishing their superior title the identical testimony considered by this Court When the case was here in 1956 (
Bobbitt, J., dissenting. In Hayes v. Ricard,
The former, and present actions are essentially the same. There is substantial identity as to the respective parties and the pleadings raise the same issues. Indeed, to invoke G.S. 1-25, there must be such identity.
“The time is extended because the new action is considered as a continuation of the former action, and they must be substantially the 'Same, involving the same parties, the same cause of action, and the same right; and this must 'appear from the record in the case, 'and cannot be shown by oral testimony.” McIntоsh, N. C. Practice & Procedure, § 126; Goodson v. Lehmon,
A motion for judgment of involuntary nonsuit under G.S. 1-183 challenges the sufficiency of the evidence. Lewis v. Shaver,
“It seems to be settled in this jurisdiction that a judgment of non-suit is not res judicata as to a second action unless it is made to appear that the second action is between the same parties, on the same cause of action, and upon 'Substantially the same evidence.” Pemberton v. Lewis,
As stated by Higgins, J., in opinion on said prior appeal: “After introducing the Ricardi deed, ‘for the purpose of attack’ the plaintiffs offer nothing by way of attack. They contend the deed on its face, regardless of the time of registration, is insufficient to' defeat the plaintiffs’ title.” Absent evidence to support plaintiffs’ allegations that the Ricard deed was without consideration and was never delivered, this Court held plaintiffs’ evidence insufficient. The primary -question now is whether plaintiffs are entitled to attack the Ricard deed by offering evidence to support their .allegations that it was in fact without -consideration and was never delivered.
The judgment of Judge Frizzelle is based solely on his finding or ruling that the prior judgment of involuntary nonsuit estopped plaintiffs from offering evidence upon trial of the present action to attack the Ricard deed. The ground assigned for this finding or ruling is that plaintiffs had opportunity to offer such evidence upon trial of the former action but did not do so. This, in my opinion, is -a misapprehension of the applicаble law. The judgment should be vacated and the cause remanded for trial. S. v. Grundler,
We are not concerned with the procedure where a judgment which, ■in terms, adjudicates the respective rights and liabilities of the parties, is pleaded as res judicata. A judgment of involuntary nonsuit, as indicated above, does not so adjudicate. Where a judgment of invol-tary nonsuit is pleaded as res judicata, the approved practice is to proceed to trial. When the evidence has been introduced, then, but not until then, the court determines whether the evidence offered by plaintiff is substantially the same -as that offered at the trial in which the judgment of involuntary nonsuit was entered. Pemberton v. Lewis, supra, and cases cited.