Douglas R. HAYDEN, Appellant, v. NORTH DAKOTA WORKERS COMPENSATION BUREAU, Appellee.
Civ. No. 890115.
Supreme Court of North Dakota.
Oct. 24, 1989.
447 N.W.2d 489
Hugh Patrick Seaworth, argued, Asst. Atty. Gen., North Dakota Workers Compensation Bureau, Bismarck, for appellee.
Douglas R. Hayden appeals from a judgment of the District Court for McKenzie County dated February 14, 1989, affirming the North Dakota Workers Compensation Bureau‘s order dated August 29, 1988, which affirmed the Bureau‘s previous order denying Hayden further disability benefits. The district court also affirmed the Bureau‘s order of August 29, 1988, directing Hayden to “reimburse the bureau in the amount of $600.00 for benefits paid for such period that the claimant received temporary total disability benefits while he was working.” We affirm.
On January 1, 1985, Hayden was injured in a work-related accident while employed by Noble Drilling Corporation as a motorman on a drilling rig. Hayden‘s injury occurred when his right wrist and arm got caught between a stand of collars and tong handle while working on a rig in McKenzie County. Hayden has complained of pain and swelling in his right arm since the time of the injury. The Bureau accepted liability for Hayden‘s injuries and awarded benefits, including temporary total disability benefits from the date of injury, January 1, 1985, through April 30, 1985, and from November 13, 1985, through April 21, 1987.
On May 22, 1987, the Bureau issued an order denying Hayden any further disability benefits. Upon Hayden‘s request, a formal hearing was held on June 22, 1988. Subsequent thereto, the Bureau issued an order, dated August 29, 1988, affirming its prior decision to terminate Hayden‘s benefits. In this order, the Bureau made the following relevant findings of fact and conclusions of law:
“FINDINGS OF FACT
* * * * * *
“III. “Claimant sustained a compensable injury to his right arm in the course of his employment as a motorman.
* * * * * *
“VI.
“In or about September of 1986, claimant was employed on a full time basis driving a beet truck. Claimant‘s employment terminated when the work ended, and not because claimant was prevented from performing his duties due to his work injury. Claimant received compensation amounting to approximately $600.00 for this work. Claimant did not report this employment or the income received to the Bureau. Claimant was receiving temporary total disability benefits during this period. The Bureau finds that claimant had returned to work and accepted total disability benefits paid for a period after he had returned to work.
* * * * * *
“XI.
“There is substantial evidence that claimant‘s injury does not prevent him from retaining full time employment. Claimant has worked as a bartender for at least 30 to 32 hours per week for a substantial period of time, in addition to full-time, temporary jobs driving a truck or as a farm worker. The bureau finds that the greater weight of the evidence indicates claimant is capable of full-time employment in strenuous, physical labor.
* * * * * *
“XIII.
“The bureau finds ... that claimant is capable of returning to his former employment and other substantial gainful employment without restrictions.
* * * * * *
“CONCLUSIONS OF LAW
“I.
“Claimant sustained an injury by accident arising out of and in the course of his employment on January 1, 1985.
“II.
“Claimant has violated
N.D.C.C. § 65-05-33 because he accepted total disability benefits paid for a period after the claimant returned to work.“III.
“Claimant is required to reimburse the bureau for any benefits paid for such period after claimant returned to work when he was not totally disabled; and, in addition, claimant shall forfeit any additional benefits relative to his injury.
“IV.
“Claimant has failed to prove that he continues to be disabled as a result of the work injury dated January 1, 1985.
“V.
“Claimant has failed to prove that he is entitled to further benefits under the North Dakota Workmen‘s Compensation Act.”
Hayden appealed from the order of the Bureau to the District Court for McKenzie County which affirmed the Bureau‘s order. Hayden then appealed to this Court.
The issues we will consider on appeal are as follows:
I. Does this Court lack jurisdiction to hear Hayden‘s appeal?
II. Does the Workers Compensation Bureau have the authority to find Hayden in violation of section
III. Did Hayden “return to work” as contemplated by section
IV. Has Hayden met his burden of proving his continued disability?
Pursuant to section
I.
Does this Court lack jurisdiction to hear Hayden‘s appeal?
We will first consider the Bureau‘s contention that the district court had no jurisdiction in the appeal from the Workers Compensation Bureau‘s order. Hayden originally filed the appeal from the Bureau‘s order to the District Court in and for Williams County. The Bureau filed a motion to dismiss the appeal on the grounds that the District Court for Williams County lacked jurisdiction to entertain it because of improper venue. Section
Hayden then filed motions with the District Court for Williams County to change the venue of the appeal from Williams to McKenzie County, pursuant to section
In an order dated November 4, 1988, Judge William M. Beede, sitting as judge of the District Court for Williams County, denied the Bureau‘s motion to dismiss the appeal. Judge Beede granted the motions filed by Hayden, allowing the venue of the appeal to be changed to McKenzie County. On February 14, 1989, Judge Beede, sitting as judge of the District Court for McKenzie County, affirmed the August 29, 1988, order of the Workers Compensation Bureau. Hayden then appealed to this Court.
In its brief, the Bureau raised the issue of whether or not the district court and ultimately this Court have jurisdiction to hear the appeal. Subject matter jurisdiction issues may be raised at any stage of the proceedings, even by this Court, on its own motion. See Ins. Corp. of Ireland Ltd. v. Compagnie des Bauxites, 456 U.S. 694, 702, 102 S.Ct. 2099, 2104, 72 L.Ed.2d 492 (1982) (party does not waive challenge to subject matter jurisdiction by failing to raise issue early in proceedings and court may raise issue at any time); see also Reliable, Inc. v. Stutsman County Com‘n, 409 N.W.2d 632, 634 (N.D.1987) (subject
It appears that the issue is particularly hyper-technical in this case as, on an appeal from the decision of a district court in a Workers Compensation case, this Court reviews the findings of fact, conclusions of law, order for judgment and judgment of the Bureau rather than the findings, conclusions of law, order for judgment and judgment of the district court. Jimison v. North Dakota Workmen‘s Comp. Bur., 331 N.W.2d 822, 824 (N.D.1983). There is no contention that the Workers Compensation Bureau did not have jurisdiction in that case. Nonetheless, we will consider the issue at this time.
The Bureau contends that neither the District Court for Williams County nor the District Court for McKenzie County obtained subject matter jurisdiction for the appeal because the appeal was not taken to the district court specified by statute. The Bureau relies on Boyko v. N.D. Workmen‘s Comp. Bureau, 409 N.W.2d 638 (N.D. 1987), for this proposition. In Boyko, the claimant was injured in 1981 in Golden Valley or McKenzie County, while residing in Stark County. Boyko later filed a claim with the Bureau based on a subsequent injury in 1983 in Ramsey County while residing in Ward County. The Workers Compensation Bureau issued an order denying further benefits for the 1981 injury and dismissing Boyko‘s claim for the 1983 injury. Boyko appealed the Bureau‘s order to the District Court for Burleigh County. The district court granted the Bureau‘s motion to dismiss the appeal because the appeal was not taken in the proper court. Boyko appealed to this Court, claiming that as there was no evidence in the record and no factual findings by the Bureau to indicate where the injuries occurred, he properly appealed to the District Court for Burleigh County under section
In affirming the dismissal of Boyko‘s appeal relying on section
“Although it may be unclear where Boyko‘s injuries occurred, it is beyond dispute that they did not occur within Burleigh County. It is equally beyond dispute that Boyko does not reside in Burleigh County. Thus, pursuant to Section
65-10-01 , the district court of Burleigh County does not have jurisdiction over Boyko‘s appeal. Therefore, we affirm the judgment of the district court dismissing Boyko‘s appeal. [Footnotes omitted.]”
Boyko, supra at 641. There was no motion for a transfer of jurisdiction by the district court in Boyko, and thus that issue was not addressed.
The Bureau contends that the District Court for Williams County could not transfer the case to the District Court for McKenzie County because district courts do not have the authority to transfer a case to the proper venue if an appeal is improperly venued. The Bureau cites section
“The supreme court shall provide to the extent it deems necessary or desirable, rules for:
* * * * * *
“5. The transfer of any matter to any proper court when the jurisdiction of any court has been improvidently invoked.”
While the statute authorizes this Court to transfer any matter to any proper court when the jurisdiction of any court has been improvidently invoked, the statute does not say that such power is within the exclusive authority of this Court. In fact, the language is “to the extent it deems necessary or desirable....” Thus, this Court may allow such a transfer invoked by another court, if it is deemed proper.
“Court may change venue—Cases.—The court may change the place of trial in the following cases:
“1. When the county designated for that purpose in the complaint is not the proper county;
* * * * * *
“3. When the convenience of witnesses and the ends of justice would be promoted by the change;”
The “court” referred to in section
Justice Levine, in her dissent, in effect asserts that section
II.
Does the Workers Compensation Bureau have the authority to find Hayden in violation of section
Section
”Filing false claim or false statements—Penalty. Any claimant who files a false claim or makes a false statement in connection with any claim or accepts total disability benefits paid for a period after the claimant has returned to work is guilty of a class B misdemeanor. In addition to any other penalties provided by law, the claimant shall reimburse the bureau for any benefits paid based upon such false claim or false statement or for such period that the claimant was not totally disabled; and, in addition, shall forfeit any additional benefits relative to that same injury.”
Section
While the statute makes its violation a misdemeanor, it also provides for administrative sanctions. The statute does not say that the additional administrative sanctions may be invoked only following a criminal conviction. In fact, whether or not Hayden is ever actually prosecuted or
III.
Did Hayden “return to work” as contemplated by section
The Bureau concluded that Hayden violated section
“An employee who is so injured that he can perform no services other than those which are so limited in quality, dependability, or quantity that a reasonably stable market for them does not exist, may well be classified as totally disabled.”
2 Larson, The Law of Workmen‘s Compensation, § 57.51(a) (1989), citing Lee v. Minneapolis St. Ry., 230 Minn. 315, 41 N.W.2d 433, 436 (1950). A distinguishing characteristic of odd-lot employment is that of irregularity and unpredictability of the work. The motive behind the rule in some instances is to encourage, or at least not to penalize, commendable efforts by the claimant to find some type of work. Larson, supra § 57.51(f). Thus, a claimant may be considered disabled and entitled to benefits, even though he has “worked” or is “working” at employment which falls within the odd-lot category. This discussion of the application of the “odd-lot” doctrine in other states, however, may be irrelevant as we are governed by our statutes and particularly section
Since his injury, Hayden has completed his GED, has completed an Emergency Medical Technician course and has been certified as an Emergency Medical Technician. Hayden drove a beet truck for a farmer during the harvest season in September 1986 and again in September 1987. Hayden was also employed as a surveyor in the spring of 1987, and in his parents’ bar off and on in 1986 and 1987. Hayden was paid $600.00 for driving the truck in September 1986. Hayden testified at his hearing that he was also compensated for the work in his parents’ bar. During these times of employment, Hayden was receiving temporary total disability benefits, and did not report any of his employment income to the Bureau.
The relevant part of section
In construing statutory provisions, we are guided by several well-settled rules of statutory construction. The primary objective of statutory construction is to ascertain the legislative intent. County of Stutsman v. State Historical Soc., 371 N.W.2d 321 (N.D.1985). The legislature‘s intent in enacting a statute must first be sought from the language of the statute itself. Puklich & Swift, P.C. v. State Tax Com‘r, 359 N.W.2d 846, 849 (N.D.1984). Where the legislative intent is apparent from the face of the statute, there is no room for construction and the Court will follow the rule of literal interpretation in applying the words of the statute. Peterson v. Heitkamp, 442 N.W.2d 219, 221 (N.D.1989), citing Coldwell Banker v. Meide & Son, Inc., 422 N.W.2d 375, 379 (N.D.1988).
The language of section
IV.
Has Hayden met his burden of proving his continued disability?
The Workers Compensation Bureau concluded that Hayden “has failed to prove that he continues to be disabled as a result of the work injury dated January 1, 1985.” This conclusion was based on the Bureau‘s assessment of the medical evidence. Hayden contends that the finding that he is not disabled and is capable of returning to his former employment and other substantial gainful employment without restrictions is “clearly erroneous.” We assume that Hayden means that the finding is not supported by a preponderance of the evidence, as that is the standard of review on appeal from the determinations of an administrative agency. Section
A claimant has the burden of establishing the right to participate in benefits from the Workers Compensation fund. Section
Hayden also contends that the Bureau failed to clarify inconsistent medical evidence and “scanned the medical record only for favorable evidence to cite in its findings.” When reviewing the evidence in a Workers Compensation case, this Court will consider only the record which was before the Bureau, the transcript of the formal hearing, and any evidence presented at the hearing. Section
On February 4, 1985, Dr. Ise said: “I could not come up with a whole lot on physical examination or x-ray. He does, however, have a little bit of numbness in the entire left hand to deep pin prick.” On April 8, 1985, Dr. Ise noted that “the only reason to keep this man off work is because of his complaints of pain.” Dr. Ise went on to state that according to his examinations, there was nothing objective to substantiate these complaints. Dr. Ise also opined that Hayden should be given the benefit of the doubt, but that Hayden should be able to go back to work on or about the first of May 1985.
On November 13, 1985, Hayden consulted Dr. Lotfi Ben-Youssef who reported a weakness of the right grip and thumb. Dr. Ben-Youssef pointed out that there was no limitation of the range of motion of the right forearm or wrist, but that Hayden was totally disabled from employment at that time. Dr. Ben-Youssef concluded that Hayden had an unimproved crush injury to the right upper extremity and referred Hayden to Dr. S. Arthur Frankel.
On November 26, 1985, Dr. Frankel noted that Hayden reported to him recurrent pain in his right forearm and hand. Dr. Frankel indicated on examination that Hayden had normal range of motion of both shoulders, elbows, and wrists. Dr. Frankel also observed that on the right side, Hayden‘s ulnar nerve was markedly irritable and he was able to reproduce forearm pain by compression of the nerve. Dr. Frankel then referred Hayden for further electrophysiologic testing. Dr. Gary Ray did an upper extremity nerve conduction study on November 27, 1985. The findings were said to be within normal limits on both the left and right sides. On January 16, 1986, Dr. Frankel indicated that evidence of the irritable ulnar nerve found in November 1985 was no longer present. Dr. Frankel concluded that it would be highly desirable for Hayden to look for some type of gainful employment and to increase activities. On February 12, 1986, Dr. Ben-Youssef reported that Hayden could return to an activity excluding heavy manual labor with the right upper extremity, and that Hayden would highly benefit from schooling or retraining.
Hayden was scheduled for an assessment at MedCenter One in Bismarck, North Dakota, for March 1986. Hayden did not appear at the original appointment date, but did appear on the rescheduled date of May 11, 1986. Dr. R.O. Saxvik, of the MedCenter One team, indicated that Hayden had good muscle strength, that his right-left hand strength comparisons were within normal range, and that he had no muscle atrophy. Dr. Saxvik did acknowledge that Hayden had soreness on the lateral posterior aspect of his right elbow and that his final diagnosis was said to be post-traumatic injury right elbow with residual epicondylitis or myofascitis of the anconeus muscle. Dr. Saxvik recommended that Hayden reenter the work force on a light to moderate level. Dr. Saxvik also noted that a “[r]ehabilitation program should allow him to return to full employment in two to three months.”
Hayden saw Mike Neff, a registered physical therapist, on May 15, 1986. The therapist noted that Hayden had a lateral epicondylitis of some sort. It was suggested that Hayden could benefit from a variety of physical therapy treatments. Physical examination by the therapist indicated that Hayden had excellent strength in his hands. The therapist also reported that “[h]e did not appear to be in any discomfort during any of the test although he stated that his elbow did hurt and it seemed that the pain produced in palpation is unproportional with the pain he states he is having.”
Hayden was subsequently evaluated by the Director of the Sister Kenny Institute‘s Chronic Pain Rehabilitation Program, Dr. Mathew Monsein, on April 7, 1987. Dr. Monsein concluded that the entire physical examination was within normal limits. Dr. Monsein recommended that Hayden return to work full time without restrictions.
The Bureau‘s finding that Hayden is not disabled and is capable of returning to substantial gainful employment without restrictions is based on the Bureau‘s assessment of the medical evidence. In assessing such medical evidence, the Bureau needs to make reasonable efforts to clarify discrepancies arising out of inconsistent medical reports. This clarification includes situations where the conflicting medical evidence is from different physicians. See Claim of Bromley, 304 N.W.2d 412 (N.D.1981). Notwithstanding this expansion, we must keep in mind the basic rule which was stated in Bromley by Justice Sand who first enunciated our medical evidence discrepancy rule: “Normally, it is within the province of the administrative agency, not the courts, to weigh conflicting medical opinions and to resolve these conflicts. Hassler v. Weinberger, 502 F.2d 172 (7th Cir.1974).” Howes v. Workers Compensation Bureau, 429 N.W.2d 730, 734 (N.D.1988), citing Bromley, supra at 417. We believe the Bureau‘s conclusions are supported by a preponderance of the evidence and that the Bureau has adequately addressed conflicting evidence. Reviewing the medical evidence, along with the evidence of Hayden‘s activities since the time of the injury, we believe a reasoning mind could have reasonably concluded that Hayden is no longer disabled and is capable of returning to substantial gainful employment.
Hayden asserts in effect that the application of the “odd-lot” doctrine to his case would result in a finding that he is disabled. We have not adopted the “odd-lot” doctrine in our state, but assuming for discussion purposes that we had done so, it would be of no help to him as he has failed to establish a prima facie case that he is in the odd-lot category. It has been suggested that:
“If the evidence of degree of obvious physical impairment, coupled with other facts such as claimant‘s mental capacity, education, training, or age, places claimant prima facie in the odd-lot category, the burden should be on the employer to show that some kind of suitable work is regularly and continuously available to the claimant.”
2 Larson, The Law of Workmen‘s Compensation § 57.61(c) (1989).
Hayden has clearly not established obvious physical impairment at this time.
One of the elements contributing to a finding of disability in the odd-lot cases may be the fact that, while the claimant may have done some work after the injury, he suffered considerable pain while doing so. Larson, supra § 57.51(g). Where a claimant relies on pain to establish an odd-lot classification, the pain accompanying
The record does not warrant reversal of the Bureau‘s denial of further disability benefits, nor of its finding of a violation of section
MESCHKE, J., concurs.
MESCHKE, Justice, concurring.
In view of the separate opinions of Justice VandeWalle and Justice Levine, I add several thoughts.
“Jurisdiction” is a word with a wide spectrum of meanings. Black‘s Law Dictionary 766 (5th ed. 1979) begins a lengthy definition by saying, “[t]he word is a term of large and comprehensive import, and embraces every kind of judicial action.” Therefore, observations that an appeal from administrative agency is a matter of appellate jurisdiction only begin the analysis and do not complete it. I believe a court has inherent power to transfer an administrative appeal to the right chamber of the district court authorized to review it.
“When the court has jurisdiction, it has power to decide the case brought before it, even though the court having venue is one sitting in another circuit.”
2 Am.Jur.2d Administrative Law § 731 (1962). See Id., §§ 707, 732, and 737. See also Industrial Addition Association v. Commissioner of Internal Revenue, 323 U.S. 310, 65 S.Ct. 289, 89 L.Ed. 260 (1945).
This court has often expressed its preference for disposing of cases on their merits, rather than on technical or procedural grounds. That rule of interpretation is fairly applied here.
VANDE WALLE, Justice, concurring specially.
I concur with parts II, III, and IV of the majority opinion which discuss the merits of the appeal. If jurisdiction were a matter of equity I would also concur in part I of the opinion.
Here, the Bureau, apparently for its own convenience, scheduled the hearing in Williams County. If Section
But jurisdiction is not an equitable concept. Jurisdiction of a court to hear an appeal should be clearly set forth by the statutes and I believe our statutes do indicate clearly and precisely the courts to which an appeal from an order of the Bureau may be taken.
Heretofore this court has strictly applied the statutes governing appeals from an administrative agency. E.g., Indianhead Truck Line, Inc. v. Thompson, 142 N.W.2d 138 (N.D.1966) [an attempted appeal from a decision of the Public Service Commission in which the appellant files with the clerk of the district court his notice of appeal, specifications of error, and undertaking within 30 days after the decision is given, but fails to file proof of service of such notice of appeal and specifications of error within 30 days, as required by Section
Section
Jurisdiction to hear appeals is a technical matter and, unless changed by specific legislation, it should remain that way.
I agree with Justice Levine that Section
GIERKE, J., concurs.
LEVINE, Justice, dissenting.
I respectfully dissent from the majority‘s conclusion that
Section
I find no statute which confers on the district court of Williams County, which was without jurisdiction to hear this appeal in the first instance, the jurisdiction to transfer the appeal. Even if there were such a statute, it would have to authorize such transfer beyond the thirty-day time for appeal because that is what happened in this case.
I fear that the majority has improperly blended two very different concepts: jurisdiction and venue. Jurisdiction is the power and authority of a court to act, Reliable, Inc. v. Stutsman County Commission, 409 N.W.2d 632 (N.D.1987), while venue is the place where an action may or should be tried. Stonewood Hotel Corp. v. Davis Development, Inc., 447 N.W.2d 286 (N.D.1989).
In relying on
I would dismiss the appeal.
Notes
“Appeal from determination of agency—Time to appeal—How appeal taken. Any party to any proceeding heard by an administrative agency, except in cases where the decision of the administrative agency is declared final by any other statute, may appeal from such decision within thirty days after notice thereof has been given, or if a rehearing has been requested as provided herein and denied, within thirty days after notice of such denial has been mailed to him. Such appeal may be taken to the district court designated by law, and if none is designated, then to the district court of the county wherein the hearing or a part thereof was held....” [Emphasis added.]
Prior to 1979, when Section“Change of venue.—A change of venue may be taken from one judge to another in the same district or in another district, or from one county to another, or from one district to another in the manner provided by law.”
