ORDER
On July 15, 2010, plaintiff Shaun Antonio Hayden (“Hayden”), proceeding pro se, filed this complaint in this case pursuant to 42 U.S.C. § 1983. Compl., D.E. 1. After denying defendants’ motion to dismiss the matter, the court directed that Hayden be represented by North Carolina Prison Legal Services, Inc. (“NCPLS”). Hayden v. Keller, No. 10-HC-2272-BO, Orders, D.E. 9 and 25; Notices, D.E. 10-15, 22. NCPLS entered an appearance and, on September 11, 2013, filed an amended complaint on Hayden’s behalf pursuant to Section 1983. Id.; Hayden, 5:10-CT-3123-BO, Am. Compl., D.E. 10 and Notice of Appearance, D.E. 13. Cross motions for summary judgment are now before the court. Pl.’s Mot. Summ. J., D.E. 30; Defs’ Mot. Summ. J., D.E. 36. On July 27, 2015, the court held a hearing on the pending motions. Min., D.E. 49. Thereafter, the motions were supplemented with statistical data and additional briefing. Orders, D.E. 50 and 53; Responses, D.E. 52, 56-57; In this posture, the matter is ripe for determination.
A. Issue
Hayden contends that, as a juvenile offender sentenced to a life sentence with parole, he is owed something that adult offenders are not: a “meaningful opportunity to obtain release based on demonstrated maturity and rehabilitation.” Graham v. Florida,
B. Facts
Hayden is a prisoner in the custody of the North Carolina Department of Public Safety (“NCDPS”). Hayden was born on October 6, 1966. Mem. in Supp. Pi’s Mot. Summ. J., D.E. 31, Decl. Hayden ¶ 1; Defs Mot. Summ. J., D.E. 36, Ex. A— Offender Info. He was fifteen years old when he committed the crimes for which he is now imprisoned. Id., ¶¶ 2-3; Id., Ex. B and C — Indictments, Probable Cause Hearing. Although Hayden was to be tried as an adult at the age of sixteen, he did not go to trial, but pled guilty to first degree burglary; assault with a deadly weapon with intent to kill inflicting serious injury not resulting in death; first degree sexual offense; second degree sexual offense; first degree rape; attempted second degree rape; and breaking and entering and larceny. Id. ¶4; Id., Ex. D.— Judgment and Commitment. The maximum allowable prison term was two life terms plus 160 years. Defs Mot, Ex. C. Hayden was sentenced to a term of his natural life. Pi’s Mot. Summ. J., D.E. 31, ¶ 6. He has been in the custody of the NCDPS since March of 1983, and he is now 48 years old.
Hayden became eligible to be considered for parole in 2002, after serving a term of twenty years. N.C. Gen.Stat. § 15A-1371(al) (1983). The Parole Commission has considered him for parole every year
In North Carolina, the Parole Commission is the independent agency responsible for evaluating offenders for parole release. See N.C. GemStat. § 143B-720(a). The Parole Commission consists of four commissioners, assisted by a chief administrator and staff. Mem. in Supp. Pi’s Mot. Summ. J., D.E. 32, Dep. Mary Stevens (Agent of Parole Commission), at 20. The Commission employs a staff of thirty-six people including a psychologist, two lead parole case analysts, and sixteen parole case analysts. Dep. Stevens at 8-9. For each case, the assigned analyst researches the record and the inmate file, including using such specific criteria that the Commission has said they want to know about the case, and then prepares a written report and recommendation. Id. at 21, 25, 33-34, and 45. Caseloads are high: each parole case analyst is responsible for approximately 4,338 offenders. Dep. Stevens at 28. According to Paul Butler, the Chairman of the Parole Commission, the most important information in the summary includes the following: the official crime version (narrative of events of crime of conviction); prison infraction history; gang membership; psychological evaluations; custody level history; visitation history; and a home plan. Dep. Butler at 51-52. Special weight is given to the “brutality of the crime.” Id. at 54-55.
As for the commissioners, they work full-time for the Commission. Dep. Stevens at 104. The law requires a majority of commissioners (three out of four) to vote on every case. Id. at 86; N.C. Gen. Stat. § 143B-721(d). They vote on in excess of 2,000 cases every month, not in-eluding other work the commissioners do. Id. at 106. As of September 2014, the Parole Commission had reviewed about 15, 200 parole cases for that year. Id.
The parole process is a two step process. Step one, or level one, is referred to as the “review.” Dep. Stevens at 20-12. Step two, or level two, is referred to as the “investigation.” Id. At the “review” stage, the parole case analyst relies on any psychological evaluations contained within the offender’s prison file. Dep. Stevens at 63. After writing the summary of the prison file, and making a written recommendation for or against granting parole, the parole case analyst provides the information to a commissioner. Id. at 43.
The commissioners make independent electronic votes. Ex. E. Dep. Butler at 50; Ex. D. Dep. Stevens at 104, 107. They do not consult one another in casting their ballots, nor do they cast their ballots in the same room. Ex. E, Dep. Butler at 50-51. On a “fairly typical day,” a commissioner casts approximately 91 votes. Id. at 25. The commissioners have many other responsibilities including presiding over Post-Release Supervision Revocation hearings, attending training, overseeing office administration, reviewing statistical reports, making field visits to jails and probation offices, approving warrants for arrest, and meeting with members of the public on Tuesdays. Id. at 14, 18-19, 23-24, 31, 33; Dep. Stevens at 71. The commissioners vote on felony parole cases five days a week. Dep. Butler at 62.
The Parole Commission does not provide notice to a juvenile offender in advance of his/her parole review; there is no opportunity for a juvenile offender to be heard during the course of his/her parole review; and, the commissioners do not hold an in-person hearing to deliberate together on
Testimony states that a commissioner’s usual vote is “no” on felony parole at the “review” stage. Dep. Stevens at 98. If the vote is not “no,” the commissioner will most likely vote “incomplete,” and recommend an “investigation.” Id. At the “investigation” stage, the parole case analyst notifies the offender, the offender’s prison facility, the victim, the prosecuting district attorney, and law enforcement. Id. at 45, 48-49. It is normal practice for the commission to order a psychological report to be conducted on the offender at this second level of review. Dep. Butler at 35. All such reports must be completed by the Parole Commission’s staff psychologist, Dr. Denis Lewandowski. Dep. Stevens at 18. The probation department is requested to investigate the feasibility of the offender’s proposed home plan. Id. at 54. If the “investigation” shows that the candidate for parole is promising, the Parole Commission will normally offer a “MAPP contract” — which is a contract between the offender, the prison, and the Parole Commission. Dep. Butler at 36. The contract lets an offender work through different custody levels and “get on work release for one to five years before they are released.” Dep. Stevens at 77-79. The MAPP contract is ordinarily a mandatory step toward felony parole. Id. at 20-21; Dep. Butler at 60. Hayden has been denied parole at the review stage each year since 2002, thus never reaching the level two investigation.
Reasons for parole denial are considered confidential. Records created, received, and used by the Parole Commission in the performance of its statutory duties are likewise confidential and are not subject to disclosure under the Public Records Law.
The court notes that while the affidavits of the two commissioners before the court state no consideration of age is given in a parole review, there is evidence in the record that at least one case analyst did negatively consider age as a parole factor. The analyst review reads as follows:
Hayden was 15 years- old when he committed these crimes. In 3/07 DOP completed a risk assessment which found Hayden to be an acceptable risk for unsupervised access to the community. It is important to note that in the risk assessment it was further noted that the young age that Hayden did the crimes and the fact that he has spent much of his developmental life in prison suggests he will always require at least moderate level of supervision since it is unlikely that he has significant coping skills and decision making ability to function well without good guidance. In 11/10 DOP completed another risk assessment which found him to be an unacceptable risk for unsupervised access to the community. Based on the belief that Hayden would not adhere to the conditions of parole and the risk he poses to public safety, it is recommend that parole/Mapp be denied.
D.E. 32-4 at 7-8.
One additional source of information about some offenders is the commission
Throughout this process, every felony offender — adult or juvenile — is reviewed in the same way. Dep. Stevens at 39. The Parole Commission gives no consideration to an offender’s age at the time of the offense. Dep. Butler at 54.
An expert report to identify the overall differences between paroled and non-paroled prisoners in the North Carolina system also provides relevant information.
Additional statistical data from 2010-2015 shows the following for inmates with no release date or serving a life sentence:
1. In 2015, a total of 531 inmates are eligible for annual parole review. Because 24 of these individuals were assigned to treatment or MAPP programs, only 507 inmates will actually receive an annual parole hearing. So far this year, six of these inmates have received parole (1.2% of those considered). In 2015, 34 juvenile offenders are eligible for parole, and one has received parole.
2. In 2014, a total of 529 inmates were eligible for annual parole review. Because 43 of these individuals were assigned to treatment or MAPP programs, only 486 actually received an annual parole hearing. Nine of these actually received parole (1.9% of those considered). In 2014, 35 juvenile offenders were considered for parole, but none received parole.
3. In 2013, a total of 508 inmates were eligible for annual parole review. Because 63 of these individuals were assigned to treatment or MAPP programs, only 445 actually received an annual parole hearing. Six of these actually received parole (1.4% of those considered). In 2013, 32 juvenile offenders were considered for parole, but none received parole.
4. In 2012, a total of 490 inmates were eligible for annual parole review. Because 53 of these individuals were assigned to treatment or MAPP programs, only 437 actually received an annual parole hearing. Ten of these actually received parole (2.3% of those considered). In 2012, 29 juvenile offenders were considered for parole, but none received parole.
5. In 2011, a total of 446 inmates were eligible for annual parole review. Because 35 of these individuals were assigned to treatment or MAPP programs, only 411 actually received an annual parole hearing. Eleven of these actually received parole (2.7% of those considered). In 2011, 28 . juvenile offenders were considered for parole, but none received parole.
6. In 2010, a total of 421 inmates were eligible for annual parole review. Because 50 of these were assigned to treatment or MAPP programs, only 371 actually received an annual parole hearing. Twenty-two of these actually received parole (5.9% of those considered). In 2010, 32 juvenile offenders were considered for parole, and six received parole.
D.E. 52, Response of Def. Butler to Court Order.
C. Discussion
Summary judgment is appropriate when, after reviewing the record taken as a whole, no genuine issue of material fact exists, and the moving party is entitled to judgment as a matter of law. Fed.R.Civ.P. 56(a); Anderson v. Liberty Lobby, Inc.,
“To state a claim under [section] 1983, a plaintiff must allege the violation of a right secured by the Constitution and laws of the United States, and must show that the alleged deprivation was committed by a person acting under color of state law.” West v. Atkins,
To begin, it is well established that “[t]here is no constitutional or inherent right of a convicted person to be conditionally released before the expiration of a valid sentence.” Greenholtz v. Nebraska Penal Inmates,
In North Carolina, the Parole Commission has the exclusive discretionary authority to grant or deny parole. See N.C. Gen.Stat. § 143B-720 (2014) (authority of Parole Commission), and N.C. Gen.Stat. § 15A-1371(d) (indicating that the Parole Commission “may refuse to release on parole a prisoner it is considering for parole if it believes” the prisoner falls under any of the criteria detailed in the statute); see also Goble v. Bounds,
The Supreme Court in Graham viewed the question, not as one of due process, but in terms of the constitutional protections found within the Eighth Amendment. They held
[t]he Eighth Amendment states: Excessive bail shall not be required, nor excessive fines imposed, nor cruel and unusual punishments inflicted. To determine whether a punishment is cruel and unusual, courts must look beyond historical conceptions to the evolving standards of decency that mark the progress of a maturing society. This is because the standard of extreme cruelty is not merely descriptive, but necessarily embodies a moral judgment. The standard itself remains the same, but its applicability must change as the basic mores of society change.
Thus, the question presented here is whether the parole process in North Carolina provided to a juvenile offender serving a life sentence with parole comports with Graham. In this court’s review, it is important to start with the Supreme Court’s holding that in fact “children are different.” Miller,
Clearly Graham created a categorical bar or flat ban on imposition of a sentence of life without the possibility of parole on juvenile nonhomicide offenders. Graham,
In applying these principles set out by the Supreme Court, other courts have held that Miller and Graham apply to lengthy term-of-years sentences or aggre
The same principles apply here. If a juvenile offender’s life sentence, while ostensibly labeled as one “with parole,” is the functional equivalent of a life sentence without parole, then the State has denied that offender the “meaningful opportunity to obtain release based on demonstrated maturity and rehabilitation” that the Eighth Amendment demands. See Greiman,
For each case reviewed, the assigned analyst researches the record and the inmate file and then prepares a written report and recommendation. The most important information found in the summaries has been noted as: the official crime version (narrative of events of crime of conviction; prison infraction history; gang membership; psychological evaluations; custody level history; visitation history; and a home plan. There is no information about one’s status as a juvenile offender. There is no specific information about maturity or rehabilitative efforts. There is no special process for one convicted as an adult before the age of 18, and the commissioner are unaware of that status. Absolutely no consideration is to be given for that status by the commissioners.
Furthermore, caseloads are ■ enormous and each parole case analyst is responsible for approximately 4,338 offenders. The sheer volume of work may itself preclude any consideration of the salient and constitutionally required meaningful opportunity to obtain release based on demonstrated maturity and rehabilitation. Special weight is given to the brutality of the crime. Special weight is not given, much less taken into consideration, of the age at which the crime was committed.
As for the public meeting, without providing notice to the offender, his/her family members, or others who may be able to provide relevant information about the of
The data before the court also indicates that juvenile offenders are rarely paroled. Again, “[a] State is not required to guarantee eventual freedom to a juvenile convicted of a nonhomicide crime.” Graham,
Next without notice of one’s status as a juvenile prior to review, the record upon which each commissioner relies is unable to convey or demonstrate maturity or rehabilitation. For example, Hayden has been found guilty of 41 disciplinary infractions throughout his 32 years of incarceration; however, of those infractions he was only convicted of seven infractions since 2000, and one in the last five years, http:// webapps6.doc.state.ne.us/opi/viewoffender infractions.do?method=view&offender ID=0174678&listpage=1 &IisturI=page listoffendersearchresults&searchLast N ame=hayden&searchFirstN ame= shaun&obseure=Y (last viewed Sept. 22, 2015). This information has significantly different meaning depending on the context in which it is viewed. It gives meaningful insight into gaining, or failing to gain, maturity and rehabilitation if the commissioner views it knowing Hayden was sentenced as a juvenile offender. Viewed in the absence of that knowledge, it simply illustrates a high number of disciplinary infractions which are statistically damaging to one’s chance for parole.
Finally, regardless of the fact that juvenile offenders will most likely be serving disproportionately longer sentences, the longer sentence does not present an opportunity for parole. What presents the best statistical opportunity for parole is to obtain the age of 58 to 59 having committed a non-sexual crime. Again, this is not the holding in Graham,
Defendants argue that Hayden faults the parole review process simply because he himself has been unable to obtain parole. It is true that Greenholtz—which notably did not address whether Nebraska’s parole scheme comported with due process as applied to juvenile offenders— held that “a mere hope” of parole suffices.
D. Conclusion
The court denies defendants’ motion for summary judgment [D.E. 36] and grants in part and denies without prejudice in part Hayden’s motion for summary judgment [D.E. 30]. Specifically, the court finds that the current North Carolina parole review process for juvenile offenders serving a life sentence violates the Eighth Amendment. Having so held, the court is guided by the mandate of Graham which instructs that “[i]t is for the State, in the first instance, to explore the means and mechanisms for compliance.”
Notes
. At the oral argument, counsel for defendants acknowledged that the annual review is
. Since 2012, the only notice given at the review stage is to "any active victim.” Prior to 2012, notice was not provided to any party. Dep. Stevens at 50.
. Plaintiff filed a motion to seal certain documents due to this provision. Defendants do not seek for the information to be sealed and waive the requirement. The motion [D.E. 33] is DENIED.
. The report sets out its findings in the context of this historical background:
The parole system in North Carolina has undergone numerous changes since its original inception in 1868. In its earliest form, the governor was empowered with the ability to- make decisions regarding reprieves, commutations, and pardons, and this was expanded to include a system of supervised release. The governor or his staff retained this authority until 1955, when North Carolina established the state's earliest Parole Commission, which had exclusive authority to grant, revoke, and terminate parole. For the next 26 years, the Parole Commission had a great deal of discretion in making parole decisions, which sought to emphasize rehabilitation and public safety. However, in the 1980s, concerns about sentence disparities and a growing prison population gave rise to a new set of rules and standards. In 1987, the General Assembly passed the Prison Population Stabilization Act, known as the prison cap, which mandated that the Commission keep the prison population below a legally-determined level. This dramatically changed the parole process in North Carolina for the duration of its tenure, which ended in 1996. During this time, many inmates found guilty of misdemeanors were released categorically, without much, consideration, to their degree of rehabilitation or to public safety, as a way to prevent prison overcrowding. In 1994, the system changed yet again with the passage of the Structured Sentencing Act, which eliminated the parole system as it had previously existed, and removed the Commission’s discretionary role for most crimes committed after October 1, 1994, with the exception being those incarcerated for driving under the influence.
This report aims to analyze the factors that influence the probability of being granted parole by the Commission for a certain class of offenders, namely those with life sentences convicted before 1995. By focusing on this select group of inmates, it is possible to limit the influence of the changing legal environment. First, by choosing only those prisoners who were convicted prior to 1995, we can be sure that the prison population we are analyzing was and is subject to the Parole Commission's discretion. Second, by focusing our analysis on those prisoners with life sentences, invariably guilty of serious felonies, we can be confident that such prisoners would not have been subject to any categorical release programs as a way to address prison overcrowding.
Id. at 2-3.
. Although Hayden's parole case file explicitly states that he was fifteen when he committed his offense, it is difficult for this court to believe that a parole commissioner can fully take into “consideration [Hayden'ls chronological age and its hallmark features — among them, immaturity, impetuosity, and failure to appreciate risks and consequences[,]” Miller,
. Although the level two investigation does provide offenders with notice and an opportunity to be heard via a psychological report, the infinitesimal percentage of juvenile offenders who make it to this level of review does not constitute the meaningful opportunity described in Graham,
