Lead Opinion
OPINION OF THE COURT
Appeal from a judgment of the Supreme Court (LaBuda, J.), entered May 14, 2015 in Sullivan County, which granted petitioner’s application, in a proceeding pursuant to CPLR article 78 to, among other things, annul a determination of respondent Board of Parole denying petitioner’s request for parole release.
When petitioner was 16 years old, he strangled to death his 14-year-old girlfriend and then hid her body. Thereafter, petitioner actively lied about his responsibility for the crime for several months. Approximately two years after the crime, the victim’s body was discovered. Petitioner was eventually arrested and then tried and convicted of murder in the second degree. He was thereafter sentenced, in 1979, to a prison term of 22 years to life.
We agree with petitioner that, as a person serving a sentence for a crime committed as a juvenile, petitioner has a substantive constitutional right not to be punished with a life sentence if the crime reflects transient immaturity and that petitioner was denied his constitutional right to a meaningful opportunity for release when the Board failed to consider the significance of petitioner’s youth and its attendant circumstances at the time of the commission of the crime. The Board, as the entity charged with determining whether petitioner will serve a life sentence, was required to consider the significance of petitioner’s youth and its attendant circumstances at the time of the commission of the crime before making a parole determination. That consideration is the minimal procedural requirement necessary to ensure the substantive Eighth Amendment protections set forth in Graham v Florida (
For the purposes of sentencing, “children are constitutionally different from adults” (Montgomery v Louisiana, 577 US at —,
*37 “First, children have a lack of maturity and an underdeveloped sense of responsibility, leading to recklessness, impulsivity, and heedless risk-taking. Second, children are more vulnerable to negative influences and outside pressures, including from their family and peers; they have limited control over their own environment and lack the ability to extricate themselves from horrific, crime-producing settings. And third, a child’s character is not as well formed as an adult’s; his [or her] traits are less fixed and his [or her] actions less likely to be evidence of irretrievable depravity” (Montgomery v Louisiana, 577 US at —,136 S Ct at 733 [internal quotation marks and citations omitted]; see Miller v Alabama, 567 US at —,132 S Ct at 2464 ; Roper v Simmons,543 US 551 , 569-570 [2005]).
For these reasons, primarily, “the case for retribution is not as strong with a minor as with an adult” and “[t]he need for incapacitation is lessened, too, because ordinary adolescent development diminishes the likelihood that a juvenile offender forever will be a danger to society” (Montgomery v Louisiana, 577 US at —,
In addressing whether a juvenile’s sentence must include the possibility of parole, the Court has given some guidance as to
With this in mind, we reach petitioner’s contention that he was denied a meaningful opportunity for release.
Here, neither the hearing transcript nor the Board’s written determination
Supreme Court, however, erred here in precluding one of the Board’s commissioners from participating in any future parole proceeding involving petitioner.
Notes
. Contrary to petitioner’s argument, Supreme Court’s decision and order constituted an appealable final judgment (see Matter of Duffy v New York State Dept. of Corr. & Community Supervision,
. Contrary to the dissent’s suggestion, we do not contend that a sentence such as petitioner’s “is the functional equivalent of being sentenced to life in prison without the possibility of parole,” except where, as here, the Board deprives an offender of a meaningful opportunity for release. We understand the dissent to agree that petitioner’s sentence promised him a meaningful opportunity to obtain release, and thus we perceive no disagreement on that point.
. Petitioner falls within the relevant class of persons due to the fact that he was sentenced for a crime that he committed as a juvenile and that, but for a favorable parole determination, he will spend the remainder of his life in prison. “[T]he remote possibility of [executive clemency] does not mitigate the harshness of th[is] sentence” for Eighth Amendment purposes (Graham v Florida,
. The Court did not merely require an opportunity for a defendant to argue that his or her youth mattered; “Miller requires a sentencer to consider a juvenile offender’s youth and attendant characteristics” before punishing a defendant with a life in prison (Montgomery v Louisiana, 577 US at —,
. This format is consistent with Montgomery v Louisiana, which clarifies that a state “may remedy a Miller violation by permitting juvenile homicide offenders to be considered for parole, rather than by resentencing them” (577 US at —,
. We are not persuaded by the fact that our dissenting colleagues were able to find an example in a hearing transcript from 2000 — eight parole hearings before the one that is actually at issue — that evinces that at least one then-Board member considered petitioner’s development at the time of the crime in reaching a parole determination that took place 14 years prior to this determination.
. The one incidental remark by a commissioner indicating that petitioner must have been particularly “cold and callous” for someone his age due to the fact that he did not confess to the authorities after the commission of his crime does not alter this conclusion. The Eighth Amendment required inquiry into and careful consideration of whether the “crime reflects transient immaturity” (Montgomery v Louisiana, 577 US at —,
. Notably, respondents do not challenge the portion of Supreme Court’s judgment dictating that the commissioners who sat on this parole proceeding not sit on petitioner’s de novo hearing. As respondents inform us in their brief, the Board has an internal procedure that would dictate the same result on this issue regardless of Supreme Court’s judgment.
Concurrence Opinion
(concurring). We fully concur with the analysis relative to the constitutional infirmities in this record. We write separately to emphasize that review of the record as a whole reveals “irrationality bordering on impropriety,” a degree of arbitrary and capricious conduct permitting judicial intervention (see Matter of Silmon v Travis,
Petitioner has expressed remorse for his conduct. The record is replete with recommendations from a wide variety of individuals who are apparently fully aware of the gravity and heinous nature of petitioner’s criminal conduct, but nonetheless assert, based upon their experience and observations, that petitioner has been rehabilitated during the course of his lengthy confinement. Considering the record as a whole, together with the substantial constitutional issues discussed in the opinion of our colleague, we find that judicial intervention is required here. We further agree that the portion of Supreme Court’s determination directing the adoption of a specific future procedure by the Board must be reversed (see Matter of Hawthorne v Stanford,
Concurrence Opinion
(concurring in part and dissenting in part). On May 15, 1976, the victim’s parents called the police to report that their 14-year-old daughter was missing. An investigation and search immediately began and, after it was discovered that petitioner — the victim’s 16-year-old former boyfriend — had
In the interim, petitioner continued to deny any involvement in or responsibility for the crime and, recognizing that he “wouldn’t be able to uphold the facade” that he had created if he remained in the area, eventually left to live in another state. Petitioner remained out of state — attending high school — for approximately one year, until his decision to confide in certain friends resulted in his eventual arrest and prosecution. In 1979, petitioner was sentenced upon his conviction of murder in the second degree to a prison term of 22 years to life.
We agree that Supreme Court erred in precluding one of the Board’s commissioners from participating in any subsequent parole hearing involving petitioner and, to that limited extent, we concur in the majority’s decision. As to the balance, however, we are satisfied that New York’s sentencing and parole procedures afford petitioner a “meaningful opportunity to obtain release” (Graham v Florida,
Although the majority’s decision discusses at length the characteristics that distinguish juvenile offenders from adult offenders and explores the reasons why traditional penological goals — retribution, deterrence, incapacitation and rehabilitation — do not, in all but the rarest of cases, justify imposing the most severe sentence possible upon someone who commits a crime before he or she is 18 years old, it glosses over the underlying factual differences that distinguish petitioner from the defendants in Graham, Miller and Montgomery — the most notable of which being that, unlike the defendants in those cases, petitioner was not actually sentenced to life in prison without the possibility of parole. In Graham, the 16-year-old defendant was sentenced to, among other things, life in prison following his conviction of armed burglary. As the state in which he was sentenced (Florida) had abolished its parole system, such defendant was — absent executive clemency — facing life in prison without any possibility of parole (Graham v Florida,
The factual circumstances presented in Miller and Montgomery are equally distinguishable from the matter now before this Court. In Miller, the defendants were convicted of murder in a state where the sentencing statutes “mandated that each juvenile die in prison even if a judge or jury would have thought that his youth and its attendant characteristics, along with the nature of his crime, made a lesser sentence (for example, life with the possibility of parole) more appropriate” (Miller v Alabama, 567 US at —,
The Court’s decision in Montgomery was even more narrowly tailored — primarily focusing upon whether Miller had announced a new rule of substantive law that, in turn, was entitled to retroactive effect, i.e., whether the holding in Miller applied to a juvenile defendant who was convicted in 1969 and, under Louisiana law, automatically received a mandatory sentence of life without the possibility of parole (Montgomery v Louisiana, 577 US at —,
Even setting aside these factual distinctions and assuming, as the majority posits, that petitioner falls within the ambit of Graham and its progeny
Age at the time of the offense, together with what the Supreme Court of the United States has characterized as a juvenile’s corresponding lack of maturity, sense of responsibility and insight and increased risk of impulsivity and recklessness, certainly would qualify as mitigating factors within the meaning of the statute and could properly be considered by the Board in assessing whether a particular individual should be released on parole.
Ordered that the judgment is modified, on the law, without costs, by reversing so much thereof as precluded a particular commissioner of respondent Board of Parole from participating in any future parole proceeding regarding petitioner, and, as so modified, affirmed.
. When asked years later why he killed the victim, petitioner replied, “I felt that I was in love with her. I felt sexually obsessed. I couldn’t possibly envision someone else with her, and I felt the only — it’s foolish to say, and ludicrous, that I felt the only way to end my pain was through murder.” When asked why he participated in the search for the victim, petitioner stated, “Because I was trying to maintain my facade of innocence. I felt if I didn’t participate, I would be looked at as a suspect, and I was doing my best to evade my act.” Petitioner further acknowledged that his participation in the search was, at times, designed to “sabotage” the search effort and “steer [searchers] away from where the [victim’s] body was” located.
. Although petitioner allegedly admitted his crime to certain court security officers after the jury returned its verdict, he did not acknowledge his guilt to the victim’s family until 1989 or 1990.
. To the extent that the majority suggests that the sentence actually imposed upon petitioner — 22 years to life — is the functional equivalent of being sentenced to life in prison without the possibility of parole, we disagree. As noted previously, petitioner was not subject to the mandatory sentencing schemes at issue in Miller and Montgomery, and his multiple appearances before the Board belie any assertion that a determination was made, at the time of sentencing, that he “never [would] be fit to reenter society” (Graham v Florida,
. The majority’s conclusion that petitioner’s parole determination is subject to the same procedural safeguards — and must satisfy the same constitutional mandates — as those applicable to the sentencing of a juvenile offender to a prison term of life without the possibility of parole is, again, based upon a faulty premise — namely, that denying petitioner parole, after due consideration of all of the statutory factors set forth in Executive Law § 259-i — is the same as having sentenced petitioner to life in prison without the possibility of parole in the first instance. As we believe that the sentencing and parole phases of a criminal matter, as well as the interests and reasonable expectations of an offender facing life in prison with no possibility of parole versus an offender eligible for and seeking discretionary relief, are fundamentally different, we do not subscribe to the notion that the Eighth Amendment compels the Board to expressly consider petitioner’s “youth and its attendant characteristics” in evaluating the propriety of his release.
. Although the majority suggests that it is inappropriate to expect a potential parolee such as petitioner to raise such factors before the Board, we do not see this as an unduly onerous burden to impose upon someone seeking discretionary release.
. For example, when petitioner appeared before the Board in 2000, one of the commissioners observed that petitioner’s “insight and depth of evaluation of the whole situation was pretty weak at [the time of the offense], not very well developed.” Further, petitioner expressly raised his age and lack of maturity at his appearances before the Board in 2002, 2010 and 2014— drawing a distinction between the “well-balanced adult” he sees himself as today and the “irrational 16 year old” he was in 1976 and insisting that he is “not an incorrigible career criminal.”
