Hattie BRAZIER, Appellant, v. W. B. CHERRY et al., Appellees.
No. 18620.
United States Court of Appeals Fifth Circuit.
July 7, 1961.
Rehearing Denied July 28, 1961.
293 F.2d 401
Charles J. Bloch, Ellsworth Hall, Jr., Macon, Ga., Bloch, Hall, Groover & Hawkins, Macon, Ga., of counsel, for appellees.
Before JONES and BROWN, Circuit Judges, and DE VANE, District Judge.
JOHN R. BROWN, Circuit Judge.
This case raises squarely the question whether death resulting from violation of the Civil Rights Statutes gives rise to a federally enforceable claim for damages sustained by the victim during his lifetime, by his survivors, or both. The District Court by sustaining a motion to dismiss for failure to state a claim, Fed.R.Civ.P. 12(b),
The complaint may be severely compressed since for these motions it was taken as true. The suit was by the surviving widow individually and as administratrix of the decedent‘s estate. Sued as defendants were the Sheriff of Terrell County, Georgia, the Chief of Police of Dawson (Terrell County), Georgia and three police officers plus an insurance company as surety on the Sheriff‘s official bond. It charged that about April 18, 1958, two of the police officers acting under color of state laws illegally arrested the decedent and while in their custody wilfully and brutally attacked him without cause. These actions were intended to, and did, deprive the decedent of the rights and privileges of being secure in his person, of due process and equal protection of the law. Thereafter on April 20, 1958, all five of the named defendant officers conspired to deprive decedent of rights secured by the Constitution and laws of the United States when, with intent to discriminate against him, they removed him illegally from jail and beat him to the point of unconsciousness. From these injuries decedent died a few days later on April 25, 1958. The decedent was gainfully employed at a monthly salary of $300 and had a life expectancy of 33.68 years. Damages in the total sum of $180,448 were sought.1 The suit was filed nearly two years later, April 19, 1960.
Jurisdiction was formally invoked under
We are dealing, therefore, with statutory interpretation. If that process were merely one of searching for an express, categorical provision, the case would quickly end, and for that matter, so would a considerable amount of the business of judging. For it has to be acknowledged that save for
Relevant to that search, of course, would be the question whether the statutes under scrutiny not only fail to prescribe survival but, on the contrary, reflect a purpose negativing survival. That approach epitomizes one of the arguments vigorously pressed in support of the District Court‘s judgment. The defendants point to the fact that in
Of these and similar approaches, we should give heed to the words of Mr. Justice Jackson for the Court in SEC v. Joiner Leasing Corp., 1943, 320 U.S. 344, at pages 350-351, 64 S.Ct. 120, at page 123, 88 L.Ed. 88. “Some rules of statutory construction come down to us from sources that were hostile toward the legislative process itself and thought it generally wise to restrict the operation of an act to its narrowest permissible compass. However well these rules may serve at times to aid in deciphering legislative intent, they long have been subordinated to the doctrine that courts will construe the details of an act in conformity with its dominating general purpose, will read text in the light of context and will interpret the text so far as the meaning of the words fairly permits so as to carry out in particular cases the generally expressed legislative policy.”8
In that light—and without regard to the final question whether survival was adequately accorded by some statute—it defies history to conclude that Congress purposely meant to assure to the living freedom from such unconstitutional deprivations, but that, with like precision, it meant to withdraw the protection of civil rights statutes against the peril of death. The policy of the law and the legislative aim was certainly to protect the security of life and limb as well as property against these actions. Violent injury that would kill was not less prohibited than violence which would cripple.9
We have fresh evidence of the broad and sweeping aims of Congress with specific regard to
With a clear congressional policy to protect the life of the living from the hazard of death caused by unconstitutional deprivations of civil rights, where then do we find the statutory machinery to give effective redress after death? We find it unnecessary to pass on the historically documented contention10 of the plaintiff that
In determining the impact of this section on our specific problem, we should bear in mind again that we are concerned solely with statutory interpretation. Without a doubt Congress has the constitutional power to spell out a comprehensive right of survival for civil rights claims. The question is therefore one of the everyday variety: has it done so by this means? Since legislation has been the invited response to ameliorate the harshness of the general rule against survival in the case of injury to person, it is certainly natural that, with respect to federally promulgated rights, the approach is hospitable toward finding a plausible, reasonable basis upon which to sustain an effective enforceable right. Certainly for the last two decades Judge Cardozo‘s words in Van Beeck v. Sabine Towing Co., supra, 300 U.S. 342 at pages 350-351, 57 S.Ct. 452, at page 456; set the tone. “Death statutes have their roots in dissatisfaction with the archaisms of the law which have been traced to their origin in the course of this opinion. It would be a misfortune if a narrow or grudging process of construction were to exemplify and perpetuate the very evils to be remedied. There are times when uncertain words are to be wrought into consistency and unity with a legislative policy which is itself a source of law, a new generative impulse transmitted to the legal system.”
At every turn the Supreme Court, by drawing on available state legislation or giving a broad liberal effect to federal statutes has found a way to make compensation effective despite statutory language which might have made non-survival plausible, if not probable, during an earlier era. In Just v. Chambers, 1941, 312 U.S. 383, 668, 61 S.Ct. 687, 85 L.Ed. 903, the Court as to the related problem of survival of the cause of action after the death of the tortfeasor held that admiralty could call upon the local (Florida) law. In Cox v. Roth, 1955, 348 U.S. 207, 75 S.Ct. 242, 99 L.Ed. 260, the question was the survival of a claim under the Jones Act,
There is, first, nothing unusual about Congress adopting state law of the several states as federal law. It has done this, for example, in the Outer Continental Shelf Lands Act,
And since the power of Congress to legislate would generally be coextensive with the power of the Judiciary to fashion substantive law within an admitted field of federal competence, there is a vast body of law furnishing additional evidence that Congress considered it proper to look to the states in supplying the necessary survival mechanisms to make the civil rights policies effectual. This body of law is that by which recovery for death from injuries occurring on navigable waters is allowed in admiralty on the basis of local state death statutes. This serves as a significant analogy for our problem of reading the congressional intention of
Indeed,
eral statutory framework is, in the words of the statute, “deficient in the provisions necessary to furnish suitable remedies and punish offenses against” that law and policy, the state law is to be used to the extent that it is currently available to overcome these deficiencies.
There is nothing in this comprehensive declaration of a purpose to make a policy fully effective which would justify reading the single word “remedies” in a literal sense. It is hardly consistent with the diverse convictions so deeply felt and often spoken by ardent champions of the competing forces in the stormy struggle culminating in the Civil Rights Acts, see Monroe v. Pape, supra, to think that they were consciously legislating in terms of the mechanisms or devices generally associated in the lawyer‘s mind with procedure as such.18 The term “suitable remedies” had a deeper meaning. Used, as it was in parallel with the phrase “and punish offenses against law,” it comprehends those facilities available in local state law but unavailable in federal legislation, which will permit the full effectual enforcement of the policy sought to be achieved by the statutes. And in a very real sense the utilization of local death and survival
One further thing should be emphasized. In enacting this legislation by reference to incorporate that of the several states currently in effect when and where a civil rights case would arise, Congress was under no restraint in enacting procedural, i. e., remedial, rather than substantive legislation or vice versa.19 Consequently, it does not really matter whether in the eyes of the local law the local statute, rule or decision thus incorporated by reference is in the category of substance, or procedure, or mixed.20 Congress adopts the whole “common law, as modified and changed by the constitution and statutes of the State” without regard to its technical local characterization. From a federal standpoint the only limitation upon the use of such adoptive state legislation, rule or decision is that it is suitable to carry the law into effect because other available direct federal legislation is not adapted to that object or is deficient in furnishing a fully effective redress. Thus
The answer to that inquiry is then matched against (a) federal law and if it is found wanting the court must look to (b) state law currently in effect. To whatever extent (b) helps, it is automatically available, not because it is procedure rather than substance, but because Congress says so.
Thus, by a similar if not altogether parallel route, we give to
Since Georgia now provides both for survival of the claim which the decedent had for damages sustained during his lifetime as well as a right of recovery to his surviving widow and others for homicide, see note 15, supra, we need not differentiate between the two types of actions. See 16 Am.Jur., Death § 61 at 47-48. To make the policy of the Civil Rights Statutes fully effectual, regard has to be taken of both classes of victims. Section 1988 declares that this need may be fulfilled if state law is available. Georgia has supplied the law.
This makes it unnecessary to pass on the alternative grounds of jurisdiction on the basis of diversity against the surety of the Sheriff or pendent jurisdiction. The cause must therefore be reversed and remanded for a trial and other further consistent proceedings. Experience teaches us that we should reiterate that nothing said or unsaid, expressed or implied is a determination, holding or inti-
Reversed and remanded.
DE VANE, District Judge (dissenting).
Convinced as I am that District Judge Bootle decided the issues in this case correctly, I am compelled to dissent from the opinion of Circuit Court Judge BROWN. Judge Bootle passed directly upon every issue submitted to him by the parties in the case which did not include the issue upon which this Court holds our decision must turn.
The complaint filed in the case placed no reliance whatever upon
Sections 1981, 1983 and 1985(3),
This is made doubly clear when consideration is given to
This is the only section in the Civil Rights Act that provides for a survival action for the benefit of legal representatives of the deceased. This clearly is sufficient proof that Congress never intended to provide for the survival of a cause of action in case of death of the injured person other than that specified therein. This section goes further and provides that “no action under the provisions of this section shall be sustained which is not commenced within one year after the cause of action has accrued.”
What this Court is doing in this case is circumventing the purpose and effect of this section by holding that Section 1988 gives to the injured parties the benefit of the Georgia law with reference to survival and by so doing completely avoids the provisions of Section 1986 limiting the amount of recovery specified therein and the statute of limitations as provided therein.
What is most disturbing to me with reference to this decision is that it is further proof of the fact that federal appellate courts are engaging too much in amending the Constitution and laws where, in their opinion, there is need for the amendment, instead of interpreting the laws as given us by the Constitution and the Congress.
I would affirm.
Notes
1. The complaint formally broke down this demand as follows: (a) for “savagely brutal injuries * * * as well as his illegal arrest,” $10,000; (b) “For general damages for the death” of decedent, $120,448; and (c) “Smart Damages for aggravation, suffering, mental anguish, and other punitive damages,” $50,000.
2. “§ 1343. Civil rights and elective franchise “The district courts shall have original jurisdiction of any civil action authorized by law to be commenced by any person: “(1) To recover damages for injury to his person or property, or because of the deprivation of any right or privilege of a citizen of the United States, by any act done in furtherance of any conspiracy mentioned in section 1985 of Title 42; “(2) To recover damages from any person who fails to prevent or to aid in preventing any wrongs mentioned in section 1985 of Title 42 which he had knowledge were about to occur and power to prevent; “(3) To redress the deprivation, under color of any State law, statute, ordinance, regulation, custom or usage, of any right, privilege or immunity secured by the Constitution of the United States or by any Act of Congress providing for equal rights of citizens or of all persons within the jurisdiction of the United States. “(4) To recover damages or to secure equitable or other relief under any Act of Congress providing for the protection of civil rights, including the right to vote.” As amended Sept. 3, 1954, c. 1263, § 42, 68 Stat. 1241; Sept. 9, 1957, Pub.L. 85-315, Part III, § 121, 71 Stat. 637.
3.
4.
5.
6.
7. The term is here used broadly as an abbreviation to include both of the distinct claims for (a) the damages sustained by a decedent during his lifetime and (b) damages sustained by his survivors as a result of his death. See note 15, infra.
8. See note 8, 320 U.S. 344, at page 351, 64 S.Ct. at page 123, which cites Supreme Court cases rejecting for particular statutes the “ejusdem generis” and the “expressio unius est exclusio alterius” maxims.
9. Compare the criminal sanction,
10. This argument stresses remarks made by Representative Poland, a member of the Second Joint House Senate Conference Committee proposing a substitute for the Sherman Amendment,
11. This phrase appears in the recodification, see note 6, supra, as “mentioned in section 1985 of this title.” It incorporates
12. The portion appearing after * in present
13. As recodified it now reads:
15. § 3-505 (1958 pocket part) of the
16. See, for example, Knickerbocker Ice Co. v. Stewart, 1920, 253 U.S. 149, 40 S.Ct. 438, 64 L.Ed. 834; State of Washington v. W. C. Dawson & Co., 1924, 264 U.S. 219, 44 S.Ct. 302, 68 L.Ed. 646, 1924 AMC 403, which involved unsuccessful congressional efforts adopting state compensation acts to overcome Southern Pacific Co. v. Jensen, 1917, 244 U.S. 205, 37 S.Ct. 524, 61 L.Ed. 1086; see also 50 Am.Jur., Statutes §§ 36-39 at 57-59.
17. The most recent cases are Tungus v. Skovgaard, 1958, 358 U.S. 588, 79 S.Ct. 503, 3 L.Ed.2d 524; United New York & New Jersey Sandy Hook Pilots Ass‘n v. Halecki, 1959, 358 U.S. 613, 79 S.Ct. 517, 3 L.Ed.2d 541; Hess v. United States, 1960, 361 U.S. 314, 80 S.Ct. 341, 4 L.Ed.2d 305; Goett v. Union Carbide Co., 1960, 361 U.S. 340, 80 S.Ct. 357, 4 L.Ed.2d 341. See Thibodeaux v. J. Ray McDermott & Co., 5 Cir., 1960, 276 F.2d 42, at page 47, note 6, and Emerson v. Holloway Concrete Products Co., 5 Cir., 1960, 282 F.2d 271, at page 281, notes 10 and 11 (dissenting), for a summary of the changing position of the several Justices.
18. As a statute incorporating merely state procedural mechanisms or devices
19. Congress, of course, was not concerned with any limitation on powers such as it placed on the Supreme Court rule-making power by the Enabling Act.
20. The defendants stress Barnes Coal Corp. v. Retail Coal Merchants Ass‘n, 4 Cir., 1942, 128 F.2d 645, at page 648, and Gerling v. Baltimore & Ohio Railroad, 1894, 151 U.S. 673, at page 692, 14 S.Ct. 533, 38 L.Ed. 311; Michigan Central R. Co. v. Vreeland, 1913, 227 U.S. 59, at page 67, 33 S.Ct. 192, 57 L.Ed. 417, which speak in terms of survival as a matter of substantive right, not procedure. These really beg the question. As we view
