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Hartman v. Wood
436 N.W.2d 854
S.D.
1989
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*1 854 (S.D.1982),

Bingen, manage 99 it does N.W.2d courts to their calendars and cases appear not the indictment here was that persons so that all affected are not incon- any grounds vulnerable under con- litigation venienced and can be promptly record, in From the tained the statute. it disposed of. Trial courts cannot tolerate appears that trial court dismissed pretrial last minute prosecutori- motions or proceed case State would not because proceed. al refusal to To allow such activi- prosecution. proceed State’s refusal to hamper judicial ties would and/or stifle the totally was the trial court’s based process. unique under the cir- that belief the evidence would be insuffi- here, coupled strong cumstances cient, and the trial court’s denial of State’s position express- taken the trial court motions for or a continuance to dismiss ing evidentiary considerations, views on the prejudice. As State without we stated prosecutor was left with no alternative Hoekstra, (S.D.1979), 286 N.W.2d attempt charges to dismiss the un- inquire legality trial court cannot into the der SDCL 23A-44-2. or sufficiency of the evidence which The decision the circuit court af- considering an indictment is when based part, firmed in part, reversed in and re- dismissal SDCL 23A-8-2. manded.4 We also note that jeopardy had not All the Justices concur. prosecution attached Schladweil- jury yet ers not been impaneled It well jeopardy sworn. settled that commences,

attaches when a trial

jury jury that occurs Bretz,

impaneled and sworn. See Crist v. 28, 2156, U.S. S.Ct. L.Ed.2d 24 States, (1978); Pahl, Downum v. United Gene HARTMAN and C.E. 734, 1033, U.S. 83 S.Ct. Appellants, L.Ed.2d Plaintiffs (1963). See also State v. Sol Standing dier, (S.D.1980). 299 N.W.2d 568 Wood, Wiky Wallace WOOD and State, appears It 23A- under SDCL Appellees. Defendants and 23A-44-5, 44-2 was entitled to have No. 16225. the indictment dismissed preju- without dice. We note that no formal, written dis- Supreme Court of South Dakota. filed, was missal but that is un- excusable 13, Considered on Briefs Jan. 1989. der these circumstances. Given these 8, Decided March 1989. facts, we conclude the trial court erred ordering prejudice. dismissal with appreciate We are sensitive to and

important desirability need and of trial (7) grand jury When the which filed the diction to hear this case because State’s notice legal authority inquire indictment had appeal untimely. was Under SDCL 23A-32- into offense because it not was within prosecution ap- a criminal case must jurisdiction grand jury or because the peal days ten within after written notice of jurisdiction court was without of the offense entry judgment of a or order. The trial court charged; entered a written order which dismissal (8) person permitted When a to be February filed on 1988. Schladweilers did present during grand jury the session any not serve entry State with notice of an of an charge while the embraced the indictment appears contemplated by order as consideration, except provided was under appeal 23A-32-6. State’s notice of was dated 23A-5-11; in § or 18, 1988, days’ March excess the ten limit. (9) charged by When a defendant informa- correctly argues State that this court considered preliminary tion did not waive a and denied Schladweilers’ motions dismiss hearing before the information was filed. appeal Thus, July 1988. Schladweil- review, By argument

4. concerning notice of James ar- ers' Schladweiler this court’s gues juris- jurisdiction in his brief that this court is without is without merit.

Irving R. A. Hinderaker and David Strait Austin, Hinderaker, Hopper, Hackett & Watertown, plaintiffs appellants. and Duffy Bergren Duffy,

Bernard E. & Pierre, appellees. Fort for defendants and MILLER, Justice.

ACTION (Hartman) and Pahl Gene Hartman C.E. granted summary judgment appeal (Woods) Wiky Wood favor Wallace specific perform- in Hartman’s action for of a contract for Hartman also ance deed. fees appeals attorney’s an award have made a motion for Woods. Woods on appeal. affirm in We part part. and remand reverse motion for Woods’ is denied.

FACTS In 1976 entered into contract parcel of real for deed for sale of Ranch, property Vernon Garrett Inc. (Garrett). required Woods to The contract property fee title to the deliver Garrett completed pay- all of the Garrett when for in the contract for deed. ments called accomplished Delivery of fee title to this re- through an escrow. Pursuant warranty executed a quirement, Woods naming property, Garrett deed deposited the with an grantee, to deliver the The escrow was escrow. made all deed to Garrett Garrett property. payments deposited the After Woods prior to Garrett’s deed with the escrow purchase price full payment of the for deed went the contract Garrett through transactions. numerous for deed to a related assigned the contract partnership partnership. Garrett and assigned subsequently their interests Mutual for deed to Connecticut contract security on a Company Life Insurance Mutual later fore- mortgage. Connecticut mortgage purchased the con- closed sale. Connecti- for deed at a sheriff’s tract assigned its interest Mutual then cut First sale to the Na- certificate of sheriff’s Minneapolis. expira- against After formance conveyance tional Bank vendor redemption period, a sheriff's property). title to neither property deed to issued Threshing Hardman nor J.I. address Case First First National Bank. National a situation such inas this case where the assigned turn in the its interest contract already deposited warranty vendor has Hartman, giving for deed to also property deed to the with an Ac- escrow. *3 warranty property. a to limited deed the cordingly, further to- review directed duly All of these transactions were record- of transferring ward the role the escrow in Register ed of Deeds. title property. to the payments of completed Hartman all the Generally, property title to under a required under the contract for deed and deposited deed into transfers escrow accepted payments. Woods the Hartman the escrow delivers the deed or when the convey then asked W'oodsto new warran- placed upon delivery conditions its have ty property deed to (bypassing the deed been Am.Jur.2d Escrow 29§ escrow). previously placed Woods (1966). (grant See also SDCL 43-4-11 de give Woods refused to a new Hartman posited with an escrow takes effect on de warranty authorizing instead deed release escrow). by livery excep There is an of the deed to Hartman. holding tion to this rule transfer brought present Hartman action relating title deed will be treated as specific performance compel to to Woods original deposit back to the deed’s es into warranty proper- execute new deed to the crow where resort to this fiction neces ty granted in issue. The trial court sum- give sary to the deed effect. 28 Am.Jur.2d mary judgment for Woods and awarded (1966). Escrow Thus: § their Woods fees. grantee deed, Where the an escrow deposit ISSUE ONE after the of the instrument performance escrow but before the granting Whether the trial court erred in upon the condition which it was to be summary judgment? Woods delivered, conveyance makes of the A summary judgment will be affirmed to person, land a third the escrow deed only if genuine there are issues mate- original deposit, relates back to its legal questions rial fact and the have been condition, performance of the so as correctly Gordon, Bego decided. conveyance to validate the made (S.D.1987). parties agree N.W.2d The added). grantee, (emphasis that the material facts of this matter are Annotation, Id. at 35. See also Escrow- dispute. Therefore, § not in this court’s re- Passing Back, Title-Relation 117 A.L. present- view centers on the question R. question ed this action. The is whether assignee purchaser of a under a con- precisely This is the situation confronted tract for deed entitled to a performance case. Prior deed from the vendor when the has vendor conditions previously deposited warranty deed with assigned Garrett proper- interest an purchaser escrow for to the on ty assign- party. another Successive payment purchase price? parties ments made to were additional until escrow, performed Absent the factor of the Hart- conditions for de- compel livery man’s entitlement to spe- Applying Woods to of the escrow deed. perform rule, cifically obligation to convey above the escrow deed should be property fee title to the having would be clear. proper- treated vested title to the Lasell, ty See Hardman v. 55 S.D. in Garrett at the time the deed was (1929); N.W. 301 Threshing J.I. Case escrow. This would have the Farnsworth, Mach. Co. v. validating S.D. 134 effect of the “subsequent” con- (1912) (assignee N.W. 819 veyances property by contract for Garrett and its may specific (e.g. maintain action for per- successors in interest the sheriff’s A court fees to a may award warranty deed limited deed and the only in party to an action those cases Hartman). specifically provided it is stat- where discussion, foregoing Based 15-17-7; ute. Lowe v. Steele Const. SDCL performance specific Hartman’s action (S.D.1985). Co., ap- 368 N.W.2d 610 On appropriate not an against Woods was again peal, rely on SDCL 15-17-35 may he removing cloud that some means (see above) support for the statutory Hartman had a on his title. perceived attorney’s fees awarded them. by the es- property validated deed to the vesting property yet has not defined the word of title This court crow deed’s applied conveyance as it is to be prior to Garrett’s “frivolous” in Garrett perceived parties rely some on a If Hartman 15-17-35. Both property. developed by from the inter- remaining on his title definition of the term cloud were under a similar assignments, other remedies Colorado Court vening *4 if quiet title action or defense is frivolous (e.g. him a statute: claim to available “[a] 21-41). argu- proponent present can no rational ch. under SDCL in sup- on the or law ment based evidence per additionally that Woods observe We that claim or defense.” port of Western obligations under the all of their formed Isaacs, P.2d Realty, Inc. v. United they deposited the for deed when contract (Colo.1984). is not This test Specific per into escrow. warranty deed however, to, actions applied, “meritorious therefore, was, against formance Woods unsuccessful, legitimate at- prove nothing left there was because unavailable law, or tempts theory a new of to establish specifically perform. Kallst to Woods extend, modify, or re- efforts to good-faith Inc., 397 N.W. Beverages, Marshall rom v. existing law.” Id. verse that summa (S.D.1986). It follows 2d 647 appropriate as further judgment for Woods was Court has ry The Colorado filing motion for an party matter of law. a a held that attorney’s fees the burden bears

award ISSUE TWO by preponderance of evidence proving such an award. Com’rs. entitlement to discre- court abused its Whether the trial Auslaender, 745 P.2d City v. attorney’s awarding Woods their tion Jefferson against (Colo.1987). party whom “The fees? appro- given must be motion is directed against Hartman counterclaimed Woods opportunity to contro- priate notice and an attorney’s fees incurred for an award 1001. It follows Id. at vert the motion.” contending that Hart- defending the action attorney’s ruling on a motion for that in complaint “frivolous” under was man’s find- obliged to enter the trial court 15-17-35: that will conclusions of law ings of fact and against any person of action If a cause review of its meaningful, appellate permit dismissed, determines and the court Id. of the motion. See disposition the cause of action frivolous purposes, the court brought for malicious for award the standards Because pay any or all plaintiff to may order the by the Colora ing attorney’s fees followed defending person in incurred costs with are also accord Supreme Court do action, including reasonable the cause of (see authorities federal pertinent those of fees, added). (emphasis attorney’s Inc., supra) we Realty, United Western as our own. adopt these standards hereby com found Hartman’s The trial court instant foregoing rules to the and, Applying accordingly, awarded plaint frivolous * hearing specif note that in its we attorney’s fees of $846.58 Woods frivolity Hartman’s action ic issue of the contends that Hartman now judgment. prior court by the trial conducted trial court’s was an abuse of the this award was attorney’s fees. We awarding Woods discretion. * by Woods. attorney’s sub- mitted upon an Based affidavit damages. the trial court failed

further observe that These appellants are re- adopt findings of questing appellees, fact conclusions a second meaningful, appel- which, essence, permit would law that would boil down to the fees. late review of the award appellees warranting title inasmuch as clear, This is understandable we free of all encumbrances. What set previously forth the neces- have never happens to intervening purchases, con- awarding attorney’s sary guidelines tracts, easements, assignments, liens, and Nevertheless, fees under SDCL 15-17-35. rights-of-way placed of record comply procedur- order above property in question, is an impactual ques- safeguards, al we reverse award and vitally influences the rationale of attorney’s fees to Woods remand this this writer. I should mention that the ac- appropriate hearing for an matter and the general damages tion for supposed is for requisite findings entry of of fact and wrongful to convey refusal title. support conclusions law an award of theory, pleaded by This appellants, appears fees. complaint appellees even though deed, placed executed warranty init

ISSUE THREE escrow, and there Whether Woods should be awarded their simply asking appellants attorney’s fees appeal? incurred this agent. from the It is noted are twenty-four entries, writer that there also contend that Hartman’s since execution of the contract for deed appeal in this matter frivolous and *5 deed, placement and and the should, therefore, they be entitled to thereof an escrow file. say, Needless to defending incurred in subject of the sale of this appeal. Having concluded that there is sale, after its has an influx subsequently inadequately developed an evidentiary recorded documents in the chain title. It legitimacy record in this matter on the why appellees is understandable are not action, nothing Hartman’s find we interested in negotiating now a new war- concerning which to base a determination ranty deed and to strangers strangers in — frivolity appeal. Hartman’s Accord appellants the sense that were not ingly, for Woods motion attor privy original contract for deed. ney’s fees is denied. rule, This all brings to a us or let us call summary judgment We affirm for exception, it an known as “relation back to reverse and but remand for a hear- the first delivery.” Simply it put, means: ing on the issue of Woods’ claim for attor- upon That final of an escrow in ney’s grounds on the frivolity. by agent upon strument or WUEST, C.J., and performance MORGAN and of the conditions the es SABERS, JJ., agreement, concur. crow the escrow instrument (here deed) a warranty will be treated as HENDERSON, J., concurs in result relating back to the original time of its part part. and concurs in deposit escrow; it will take effect at the HENDERSON, (concurring Justice in re- original deposit time in escrow. Fun in part concurring sult and in part). damentally, dealing we are awith fiction to Essentially, pertains this case time— prevent injustice and to effectuate the in opera- time when an instrument becomes parties. tention of the v. Cowden Broder tive. In this Calvert, it a warranty deed 434, ick & 131 Tex. 114 S.W.2d appellees, vendors, 1166, (1938). 117 Regarding A.L.R. 61 this bank, agent, naming an escrow Ver- fictional theory,” “relation back it is an Ranch, Inc., non Garrett attempt engineer A legally vendee. an avoidance of party transaction, third to this injury deed, pertain the effect Pahl, total strangers to ing the contract entries on the title between a first deed, sue specific performance both delivery. second Historically, this Case, thought vendors & Baker’s whelmed from Butler rule devolved (1591), They 25a, Eng. Reprint performed their contract. fulfilled 3 Coke expressed: bargain. subsequent All of the trans- wherein Lord Coke actions, property sold regarding this all its force delivery hath second [T]he the contract for were actions of delivery, and second the first in interest. of the vendee and its successors Fic- consummation an execution and first; necessity, passing in case of must based tional of title be and therefore quam pereat, it magis Wampler ut valeat et res fulfillment conditions. his 315, Wampler, shall have relation La. 118 So.2d 423 fiction initio, by force of first deliv- (1960). deed ab added.) ery. (Emphasis fully I concur with the dissertation on fiction is equity, said devised Bottomed Issues and 3. upon the perform- It is injustice. to avoid whereupon the in- ance the conditions from effect the date of

strument is to take Broderick, supra, in escrow. 90. A.L.R.

S.W.2d rule back” should not be of “relation inten-

applied it does not effectuate the if it does parties not avoid hardship. Rhode Island Ins. Vierneisel McGRIFF, Gertrude Gertrude a/k/a Co., 175 P.2d 63 Cal.App.2d Through Wooden, By McGriff her why for me to understand It difficult Guardian, CAPI- General NORWEST good” to “stand these vendors should have CO., & TAL TRUST MANAGEMENT on this title which numerous entries Fidelity Guaranty & United States doing. Appellees were not of their own corporation, Company, insurance an bargained delivering warranty Farmers Union Insurance National of certain the fulfillment conditions. Company, corporation, an insurance Thereupon, Those conditions were *6 Appellants, Plaintiffs and passage place. of title took the fictional of this opinion; I concur in the result FIRE INSURANCE UNITED STATES however, title, express that I write COMPANY, company, an insurance opinion, pass until my did not Appellee, Defendant and agent deed and all delivered placed upon of the financial conditions met. one deed’s had been Where THE EA- FRATERNAL ORDER OF accepts conceptual basis that the es CITY, South GLES OF RAPID original to its de crow deed relates back Dakota, Party Defendant. Third (here, having posit grantee convey made a No. 16272. person), ance of the land to a third still (contingen performance of the conditions of South Dakota. Court cies) accept proposition met. I must be 9, 1989. Argued Jan. deed vested title to the escrow Ranch, Inc., at property in Vernon Garrett 8, 1989. March Decided escrow, time deed was providing the conditions Newport Bay deed were Helm, Cal.App.

Dredging v.Co. Furthermore, agree I

P.2d 1039 holds, opinion which un majority Kallstrom, nothing left

der that there specifically perform.

for Woods to Since briefs,

reading I have been over- these

Case Details

Case Name: Hartman v. Wood
Court Name: South Dakota Supreme Court
Date Published: Mar 8, 1989
Citation: 436 N.W.2d 854
Docket Number: 16225
Court Abbreviation: S.D.
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