In this putative class action lawsuit, Plaintiff Ryan Hart filed suit on behalf of himself and all others similarly situated against Defendant Electronic Arts, Inc. (“Defendant”), alleging, inter alia, that Defendant appropriated Plaintiffs likeness and used his likeness for commercial purposes in connection with Defendant’s NCAA Football video games. The suit was initially filed in the Superior Court of New Jersey, Law Division, Somerset County, and then removed by Defendant to this Court. Defendant now moves to dismiss Plaintiffs Amended Complaint pursuant to Federal Rule of Civil Procedure 12(b)(6), arguing that each count of the Amended Complaint — invasion of privacy-right of publicity (appropriation of commercial likeness), 1 New Jersey Consumer Fraud Act (“NJCFA”), unjust enrichment, and conspiracy — fails to state a claim. For the following reasons, Defendant’s motion is granted. Plaintiffs right of publicity claim is dismissed without prejudice and Plaintiff is granted leave to amend that claim. His remaining claims are dismissed with prejudice.
I. FACTUAL BACKGROUND AND PROCEDURAL HISTORY
Plaintiff filed the original complaint in this action in the Superior Court of New Jersey, Law Division, Somerset County, on June 15, 2009. In that complaint, Plaintiff alleged that, without his consent, Defendant advertised and sold products bearing his identity and likeness from the years in which he played as a quarterback on the Rutgers University football team. 2 Compl. at ¶¶ 1, 6. Shortly thereafter, on July 28, 2009, Defendant moved for a more definite statement. In that motion, Defendant argued that the Complaint failed to identify which games depicted Plaintiffs likeness and “what attributes ... of plaintiff[ ] constitute[s his] likeness....” Notice of Removal, Exh. B, Def. Mot. More Definite Statement at 2. That motion was heard in state court on September 11, 2009. At the hearing, the parties placed a settlement, with respect to that motion only, on the record. Id., Rosen Ltr. dated September 17, 2009 at 1. Per their agreement, Plaintiff was to file an amended complaint that included “the names of the video game(s) and the version/year of those game(s) upon which plaintiff [is] seeking relief.” Id. Thereafter, Defendant withdrew its motion. On October 24, 2009, Plaintiff filed an Amended Complaint. Defendant then removed the suit to this Court, on November 24, 2009, and this motion to dismiss followed.
In his Amended Complaint, Plaintiff asserts right of publicity, NJCFA, unjust enrichment, and conspiracy claims based on Defendant’s use of Plaintiffs image in its
NCAA Football
video game series for the years of 2004, 2005 and 2009. Am. Compl. at ¶22. In connection with the 2009 game, he alleges that a photograph of him appears in a photo montage of actual college players. He asserts two invasion of privacy claims, one titled “Appropriation of Likeness” and one titled “Appropriation of Likeness for Commercial Purposes.”
See id.
at pp. 5-6. In connection with these claims, he asserts that Defendant “incorporated] Plaintiffs identify [sic] and
In connection with his NJCFA claim, Plaintiff alleges that Defendant violated the NJCFA’s prohibition against unlawful, unfair, or fraudulent acts by: (a) failing to disclose to its customers that Plaintiff has not consented to the use of his image, (b) appropriating Plaintiffs likeness in order to enhance its sales; and (c) engaging in deceptive practices by “misleading the public that Plaintiff endorsed the use of his likeness.” Id. at ¶ 34. His unjust enrichment claim alleges that Defendant has been unjustly enriched by Defendant’s use of his likeness, id. at ¶ 39^42, and his conspiracy claim alleges that Defendant and JOHN DOES 1-50 conspired to utilize Plaintiffs image in “disregard of the rights of Plaintiff.” Id. at ¶ 45.
The Amended Complaint does not address what attributes of Plaintiff appear in the NCAA Football games; however, in opposition to this motion, Plaintiff submitted a Declaration in which he avers additional facts. Specifically, Plaintiffs Declaration avers that NCAA Football depicts a “virtual” player in screen shots that replicate photos taken of Plaintiff while playing as a Rutgers University quarterback from 2002 through 2005. PI. Decl. at ¶ 12, Exh. A-E. Plaintiff, further, points to the NCAA Football 2006 game, which “lists the Rutgers University ‘virtual’ QB as hailing from Florida,” and avers that he was “the only Rutgers QB during this time from Florida.” Id. at 14. Regarding physical attributes, Plaintiff asserts that:
a. I was listed as standing six (6) feet and two (2) inches tall, the same height as the “virtual” Rutgers QB in the NCAA Football game versions in question;
b. I weighed one hundred ninety-seven pounds (197 lbs.), the same weight as the “virtual” Rutgers QB in the NCAA Football game versions in question;
c. My Jersey number was 13, the same as the “virtual” Rutgers QB in the NCAA Football game versions in question;
d. I wore a left wrist band, the same as the “virtual” Rutgers QB in the NCAA Football game versions in question; and
e. I wore a helmet visor, the same as the “virtual” Rutgers QB in the NCAA Football game versions in question.
Id. at ¶ 15. In addition, Plaintiff avers, the NCAA Football 2006 game used the same “speed and agility rating,” “passing accuracy,” and “arm strength in the video [g]ame compared to actual footage.” Id. at ¶ 17. Similarly, the game “shows my contribution to the team and importance to total team success as identical to the actual season,” he asserts. Id. at ¶ 18. Finally, Plaintiff avers in his declaration that actual video footage of him was “used in the promotion for Defendant EA’s NCAA game wherein I was throwing a pass [in a] Rutgers’ bowl game against Arizona State.” Id. at ¶ 19.
In his opposition brief, Plaintiff asserts additional facts not found in his declaration. Specifically, he asserts that, while playing at Rutgers, he agreed to be bound by the NCAA rules, regulations and bylaws, including NCAA “Bylaw 12.5 [which] prohibits the commercial licensing of the ‘name, picture or likeness’ of a student athlete while he/she attends an NCAA-member institution.” PI. Opp. at 1-2. Further, he states, that “[d]uring [his] college career in 2002, 2003, 2004 and 2005, [he] had forgone commercial opportunities in order to maintain his eligibility as an
Defendants filed the instant motion on January 12, 2010, seeking to dismiss the Amended Complaint pursuant to Federal Rule of Civil Procedure 12(b)(6). As noted, Plaintiff has opposed the motion and filed a Declaration in support thereof. Having reviewed all the parties’ motion papers, the motion is now ripe for decision.
II. STANDARD OF REVIEW
When reviewing a motion to dismiss on the pleadings, courts “accept all factual allegations as true, construe the complaint in the light most favorable to the plaintiff, and determine whether, under any reasonable reading of the complaint, the plaintiff may be entitled to relief.”
Phillips v. County of Allegheny,
In affirming that
Twombly
standards apply to all motions to dismiss, the Supreme Court recently explained the principles. “First, the tenet that a court must accept as true all of the allegations contained in a complaint is inapplicable to legal conclusions.”
Ashcroft v. Iqbal,
— U.S. -,
On a Rule 12(b)(6) motion to dismiss, a court must limit its review to the pleadings. A court may not consider matters extraneous to the pleadings without treating the motion as one for summary judgment and giving all parties reasonable opportunity to present materials pertinent to such a motion under Rule 56. An exception is made, however, for a “document integral to or explicitly relied upon in the
Based on this doctrine, Defendants argue that the Court may consider the 2004, 2005, and 2009 NCAA Football video games it submitted to the Court in connection with its motion. The Court agrees that the video games may be considered in the context of this motion. However, the Court may not consider the other declarations and exhibits that Defendant attached to its motion, including the license agreement between it and the National Collegiate Athletics Association (“NCAA”), see Strauser Decl., Exh. F, because those documents/materials are not integral to or referenced in the plaintiffs pleadings.
Furthermore, a party may not amend his pleadings by making factual assertions in a brief.
Penn ex rel. Zimmerman v. PepsiCo, Inc.,
That said, “if a complaint is vulnerable to [Federal Rule of Civil Procedure] 12(b)(6) dismissal, a district court must permit a curative amendment, unless an amendment would be inequitable or futile.”
Travelers Indem. Co. v. Dammann & Co., Inc.,
III. DISCUSSION
Defendant makes specific challenges to each of Plaintiffs causes of action. 3 As to Plaintiffs right of publicity claim, Defendant argues that Plaintiff has failed to point to specific attributes that belong to Plaintiff, which are misappropriated in the video game. In addition, and in the alternative, Defendant argues that the video game’s use of Plaintiffs height, weight, and home state do not impinge upon Plaintiffs right to publicity.
Furthermore, Defendant argues that the
NCAA Football
games are expressive works entitled to full First Amendment protection. In response, Plaintiff urges this Court to adopt the transformative test employed by the court in
Keller v. Electronics Arts, Inc.,
No. C 09-1967,
With regard to Plaintiffs NJCFA claim, Defendant argues that Plaintiff has failed to allege, inter alia, that he does not have standing under the NJCFA because he is not a consumer. Defendant argues, with respect to Plaintiffs unjust enrichment claims, that they must be dismissed because there is no direct relationship between it and Plaintiff. And, lastly, Defendant argues that Plaintiffs civil conspiracy claim must be dismissed for failure to allege an agreement.
A. Right of Publicity
The right to publicity is one of four invasion of privacy torts recognized in the Restatement (Second) of Torts, § 652.
Castro v. NYT Television,
As an initial matter, the Court addresses Defendant’s preemption argument relating to Plaintiffs allegations regarding the use of his photograph in a photo montage of actual college players in
NCAA Football 2009.
Defendant concedes that this image was used without Plaintiffs consent, but argues that Plaintiffs claim is preempted by the Copyright Act because Defendant licensed that photograph from Collegiate Images, LLC, citing
Laws v. Sony Music Entertainment, Inc.,
With respect to Plaintiffs remaining right of publicity allegations, Plaintiffs Amended Complaint fails to put forth sufficient facts detailing the attributes Plaintiffs believes are appropriated in the
NCAA Football
game. As explained
Apparently recognizing the need for additional detail, Plaintiff states that he is “willing to file an amended complaint to set forth the statements” made in his brief and declaration. Id. at 1, n. 1. Although Plaintiff already had one opportunity to amend at the state court level, the Court will grant Plaintiffs request because the facts alleged in Plaintiffs Declaration and in his opposition appear to state a right of publicity claim under New Jersey law. Should Plaintiff decide to file a Second Amended Complaint in order to include the proposed facts and any additional ones he chooses to assert, the Court will then consider any subsequent motion by Defendant based on a First Amendment defense.
Plaintiffs proposed allegations, found in his declaration and opposition, are of the sort recognized by New Jersey courts as stating a prima facie right of publicity claim. Courts have explained the prima facie case for infringement of the right of publicity as a two-fold requirement, including allegations of validity and infringement. 5 See id. (citing McCarthy, The Rights of Publicity and Privacy § 3.1[B]). Validity relates to whether the plaintiff “owns an enforceable right in the identity or persona,” the likeness of which he alleges was misappropriated. Id. Infringement relates to whether the defendant “without permission, ... used some aspect of identity or persona in such a way that [plaintiff] is identifiable from defendants’] use,” and that the “defendant's] use is likely to cause damage to the commercial value of that persona.” Id.
Here, in terms of validity, Plaintiff proposes to assert that he played for Rutgers as a quarterback during the 2002-2005 college seasons. This assertion could sufficiently allege that he has a persona as a Rutgers quarterback. As to likeness, Plaintiff proposes to aver that the video games depict a “virtual” player in screen shots that replicate photos taken of Plaintiff while playing at Rutgers. Plaintiff further proposes to assert that the virtual player hails from the same home town, has the same height and weight as he did while a quarterback, wears the same jersey number, wrist band, and helmet visor. In
Regarding the allegations of infringement, Plaintiffs Declaration and statements in his opposition brief allege that, without Plaintiffs permission, Defendant used Plaintiffs likeness in such a way that Plaintiff is identifiable, and that Defendant’s use caused damage to the commercial value of Plaintiffs persona. As noted, he alleges that the virtual player has the same physical characteristics, uniform, and game-related statistics as he did while playing at Rutgers, such as Plaintiffs speed and agility rating. These assertions are similar to those in a Ninth Circuit case referenced by a New Jersey treatise. That case,
Motschenbacher v. R.J. Reynolds Tobacco Co.,
utilizing a color photograph of a professional racing driver’s car in which the driver’s facial features were not visible. Furthermore, in producing the commercial, defendants slightly altered the photograph by changing the numbers on plaintiffs car from “11” to “71,” attaching a wing-like spoiler to plaintiffs car, and by adding the word “Winston” to that spoiler. All other familiar characteristics of the car were retained.
Id. at 826 (emphasis added). Ruling in favor of the plaintiff in that ease, the Ninth Circuit reasoned that the “distinctive decorations appearing on the car ... were not only peculiar to the plaintiffs car, but they caused some persons to think the car in question was plaintiffs and to infer that the person driving the car was the plaintiff.” Id. at 827. Similarly, here, the proposed allegations aver that virtual player’s physical attributes and statistics are peculiar to Plaintiff and invoke his likeness, even if his exact facial features are not replicated. Finally, in terms of economic damage, Plaintiffs proposed allegations aver that Defendant’s video game sales, for all of its sports-related games, including NCAA Football, generate over 4 billion dollars in revenue for Defendant. The implication of Plaintiffs allegations is that he would now be entitled to sell his own likeness and recover a portion of those monies for himself.
Altogether, Plaintiffs proposed allegations suggest that he may be able to state a right to publicity claim.
Accord Palmer v. Schonhorn Enterprises, Inc.,
Defendant’s key challenge to Plaintiffs proposed allegations is that they fail to demonstrate that Defendant’s use of Plaintiffs likeness was for a commercial purpose. Defendant is correct that, under New Jersey law,
defendant[s] would be liable for the tort of misappropriation of likeness only if defendant’s use of plaintiffs likeness was for a predominantly commercial purpose, i.e., if defendant was seeking to capitalize on defendant’s likeness for purposes other than the dissemination of news or information.
Tellado,
In support of its argument, Defendant relies upon
Castro v. NYT Television, supra. Castro
involved an appropriation of likeness claim asserted by plaintiff emergency-room patients who had been videotaped after executing a consent form. The plaintiffs claimed that the videotapers misrepresented that they were part of the hospital when, in fact, they were media employees seeking footage for a reality television show. Because the plaintiffs did nothing more than assert that “[defendants appropriated plaintiffs’ likenesses, images and/or names for commercial profit and advantage,” the
Castro
Court dismissed their claim for failure to allege that the videotape footage had been used for trade purposes.
Defendant focuses its argument on
Castro’s
broad language; however, courts interpreting
Castro
have limited its holding to media defendants. For example, the court in
Liebholz v. Harriri,
Civil Action No. 05-5148,
Leibholz cannot rely on cases like Castro ... because those were cases in which the mere use of a person’s likeness by a media defendant, without use of the likeness to encourage more viewership or sell more magazines, was held to be incidental and therefore not actionable. Not every use of one’s image or likeness by a magazine is considered a “commercial use,” since otherwise almost any publication of a name or likeness would be misappropriation. Use of names and likenesses by non-media parties are different.
Id.
at *4. Indeed, language in
Castro
suggests this interpretation is correct in that the decision speaks of “enlightening the public,” and that there is no distinction between
“news
for information” and
“news
for entertainment,”
That said, case law and commentaries discussing New Jersey law make clear that the touchstone of the commercial purpose requirement is whether the publication uses the plaintiffs likeness “for the purpose of capitalizing upon the name by using it in connection with a commercial
Thus, in my view, to show that the commercial purpose requirement is met here, Plaintiff would have to allege that Defendant used his likeness to increase its sales of the video games, for example. Plaintiff proposes to assert that “[w]ith its NCAA Football video game, Defendant ... allows the public to simulate the college football playing experience by stepping into the shoes of Rutgers’ QB Ryan Hart, and other college football players,
where fans can mimic Plaintiffs style and movements and play against Plaintiffs actual opponents.”
PI. Opp. Br. at 3 (emphasis added). This allegation, though inartfully plead, may evoke the notion that Defendant has utilized Plaintiffs image in order to increase sales of its video game.
Accord Presley’s Estate,
In sum, “[wjhile the Court could ignore [Plaintiffs Declaration] and test the sufficiency of the allegations in the [Amended Complaint] without reference to [the Declaration or briefs],” I find it more efficient and in the interest of justice to “grant Plaintiff leave to amend the Complaint ... and to permit Defendants to refile their dismissal motions following Plaintiff[’s] amendment.”
Liberty and Prosperity 1776, Inc. v. Corzine,
Civil Action No. 08-2642,
With regard to Defendant’s First Amendment defense, applicability of the defense depends upon whether the video game is considered commercial speech or an artistic work.
See Facenda v. N.F.L. Films, Inc.,
B. Remaining Claims
1. New Jersey Consumer Fraud Act
Defendant is correct that Plaintiffs NJCFA claim must be dismissed because he is not a “consumer” and, therefore, does not have standing to bring that claim. In response, Plaintiff argues that this Court should follow a line of cases holding that competitors have standing to sue under the NJCFA. While Plaintiff is correct that some cases have held that competitors have standing under the statute, those cases refer to direct competitors of the defendant,
i.e.,
“competitors in a commercial sense.”
General Development Corp. v. Binstein,
Plaintiff is not a direct, commercial competitor of Defendant; he does not produce and sell video games.
See 800-JR Cigar, Inc. v. GoTo.com, Inc.,
2. Unjust Enrichment
Defendant argues that Plaintiff may not proceed under the unjust enrichment theory because he has no direct relationship with Defendant, upon which basis he could assert that he reasonably expected to be compensated for Defendant’s use of his likeness. While conceding that he “has no direct relationship with Plaintiff to create a reasonable expectation of benefit,” Plaintiffs argues that he may nonetheless recover under an unjust enrichment theory because “had [he] known that [Defendant] intended to use his likeness ..., he had a right to be compensated for such use [and] a jury could determine that Plaintiff had a right of renumeration [sic].” PL Opp. at 23. He, further, argues that his filing of the instant suit “reveals an expectation of renumeration [sic].” Id.
This sort of argument has been explicitly rejected by New Jersey courts. In
Fasching v. Kallinger,
Here, because Plaintiff alleges in his Amended Complaint that Defendant did not seek his permission before using his likeness or photograph, Plaintiff clearly did not confer any benefit upon Defendant. Accordingly, for the same reasons expressed in both Castro and Fasching, Plaintiffs unjust enrichment claim fails and is dismissed with prejudice.
3. Civil Conspiracy
As to Plaintiffs civil conspiracy claim, Defendant argues that it must be dismissed for failure to allege that two parties agreed to conspire. Plaintiffs Amended Complaint asserts that Defendant conspired, and actively participated in, “utilizing] [Plaintiffs] image for the sale of products bearing the identity and likeness of Plaintiff in disregard of the rights of Plaintiff.” Am. Compl. at ¶¶ 44-45. There is no mention in the pleading of a second party with whom the Defendant conspired. Plaintiff argues in his opposition papers that this claim refers to a conspiracy between Defendant, the NCAA, and the Collegiate Licensing Company (“CLC”), which serves as the NCAA’s licensing entity. In this connection, his proposed allegations aver that NCAA rules govern the use of players’ images and that Defendant entered into an agreement with CLC to license NCAA member “teams’ trademarks, uniforms, logos, etc., licensing
Even if the Court permitted Plaintiff to file a Second Amended Complaint to incorporate his proposed allegations regarding the NCAA and CLC, those allegations make no mention of a conspiratorial agreement between Defendant and those parties to utilize his image in disregard of his rights. Because an agreement is essential to his cause of action, his proposed allegations could not resurrect his claim.
See Morgan v. Union County Bd. of Chosen Freeholders,
IV. CONCLUSION
For the foregoing reasons, Defendant’s motion is granted. Plaintiffs right of publicity claims are dismissed without prejudice, and Plaintiff is granted leave to file a Second Amended Complaint asserting such a claim within twenty (20) days. Plaintiffs remaining claims are dismissed with prejudice.
Notes
. As New Jersey and federal courts applying New Jersey law interchangeably refer to these claims as appropriation or misappropriation of commercial likeness, and "right of publicity,” this Court will do the same.
. Troy Taylor was a co-plaintiff in tire original Complaint in this action. He is no longer party to this suit, however, and Plaintiff Ryan Hart proceeds as the sole plaintiff.
. The parties agree that New Jersey law governs their dispute.
. "The others are invasion of privacy by an unreasonable intrusion upon the seclusion of another, § 652B, giving unreasonable publicity to another's private life, § 652D, and publicity that unreasonably places a person in a false light in the public eye, § 652E.” Id.
. Another formulation of the prima facie case is: "1) the defendant appropriated the plaintiff's likeness, 2) without the plaintiff’s consent, 3) for the defendant’s use or benefit, and 4) damage.”
Jeffries v. Whitney E. Houston Academy P.T.,
Docket No. L-1389-07,
. Defendant attempts to rely on
Facenda
for the proposition that a video game is an expressive work entitled to First Amendment protection; however, the speech at issue in
Facenda
was a thirty-minute video program describing a video game, which the Third Circuit held (on summary judgment) to be in the nature of an infomercial. Thus, any lan
. Defendant cites
Castro
for the proposition that the First Amendment defense may be decided on a motion to dismiss.
Castro,
however, did not address the First Amendment defense but held that the plaintiffs did not state a prima facie case for misappropriation because they failed to allege a commercial purpose.
