*1
also
judgment
art.
court
concluded
peal,
vacates the
but
jurisdiction
was without
authorize
district
case to the
remands the
findings
which were-
allowance of cancelled claims
appropriate
for
court
Drainage
Appeals.
Board of
Everglades
not considered
Kelley v.
fact.
[1943,
63 S.Ct.
disturbing
District
find
for
ac-
no basis
;
States
87 L.Ed.
United
1485]
tion of the District Court.
Cir., 1952,
F.2d
Trubow,
v.
Affirmed.
161;
v. Morse-Starrett
Steccone
Co., Cir.,
191 F.2d
Products
Maneja,
Agr.
197;
Co. v.
Waialua
Cir., 1949,
certiorari
178 F.2d
denied,
70 S.Ct.
339 U.S.
I order should think the
affirmed.
Harry SACHER, Appellant, v. America,
UNITED STATES of Appellee. No. 13302. Appeals Court of United States District of Columbia Circuit. Appellant, JACOBS, Donald H. Argued 23,1957. Oct. v. 31,1958. Decided Jan. WATSON, Commissioner
Robert C. Patents, Appellee. No. 13902. Appeals
United States Court District of Columbia Circuit.
Argued Feb. 20, 1958.
Decided Feb. Jacobs, appellant, pro H.
Mr. Donald
se. Attorney, George Roeming, C. Office,with whom Mr. Clar-
U. S. Patent Solicitor, Moore, Patent U. S. W. ence brief, appellee. Office, was on Bazelon, Danaher and Bas- Before Judges.
tían, Circuit CURIAM.
PER brought pat- Appellant this suit navigation po- electronic an
ent sition-finding system. The District with the examiner concurred
Court Appeals that the claims Board unpatentable prior over here issue *2 perti were found inquiry.2 nent to a then
Appellant was
to six months
sentenced
imprisonment
There
and $1000 fine.
*3
after
affirmed
this court
the District
petition for certiorari
Court3 and while a
pending
Supreme Court, the
in the
case of Watkins v. United States4
Shortly thereafter,
the Su
decided.
granted
preme
re
Court
certiorari
5
manded the
case for reconsider
instant
light
ation in
v. United
Watkins
City,
Taylor,
York
New
Telford
Mr.
appeal
This court
States.
then set the
Washington,
Rein,
Mr. David
whom
reargument
banc,
for
before the court en
appellant.
C.,
brief for
D.
and heard
received additional briefs
Atty.,
Hitz,
U. S.
William
Asst.
Mr.
arguments.
Gasch, U. S.
Messrs.
whom
Oliver
with
Atty.,
appellant raises four
On remand
issues
Carroll,
D.
Lane
John
Lewis
which he
contends
controlled
Jr.,
Rhynedance,
S.U.
Asst.
D.
Harold
(1)
case:
indictment failed
brief,
appellee.
Attys.,
were on
offense;
allege
essential elements of
infringed
(2)
First Amend-
privacy;
(3)
ment
Senate
366,
Resolution
subcommittee,
which established the
invalid;
(4)
indisputably
clear to
Judge, and
Chief
Before
Edgerton,
inquiry.
Miller,
Prettyman,
Baze-
K.
Wilbur
Sufficiency
I.
Indictment.
Danaher,
Fahy, Washington,
Bas-
lon,
sitting
Judges,
Burger, Circuit
tían conceding
While
“Wat
en banc.
directly
not,
course,
kins case does
deal
sufficiency
indictment,”
with the
appellant
Judge.
BURGER, Circuit
urges
indictment
was con
Harry
stitutionally
Appellant
Sacher was convicted
did
insufficient because it
under
three count
Court
“the
the District
recite
nature
matter un
charged him
viola
indictment which
the matter
in
der
under
having
quiry
192
2
§
tion of U.S.C.A.
was within
subcommittee’s
questions1
delegated authority.”
of a
three
answer
view
fused to
our
noth
implied
Committee
opin-
Senate
subcommittee
said
the Watkins
Sacher,
you,
timony
a mem-
1.
1: “Are
had
Count
and said be
“lied
when
Party,
Security]
U.S.A.?”
of the Communist
[Internal
before the
ber
testified
you
mem-
ever been a
2: “Have
and on other
Count
occasions.”
Party
Subsequently
affidavits,
Communist
ber
he executed
one of
States?”
was used
Sacher
a motion
United
you
you now or have
“Are
3:
trial for the
for a new
defendant Eliza-
Lawyers’
Flynn,
Sec-
a member
been
who was convicted under
ever
beth
Act,
2385,
U.S.A.?”
§
of the Communist
18
in a
tion
U.S.O.A.
trial
Smith
had
Matusow
been a
announced
2. The
against her.
recantation.
Matusow
3.
U.S.App.D.C.
after
occasions
his defec-
several
On
240 F.2d
Party
prior
from the Communist
46.
appearance, Har-
of Sacher’s
the time
1173, 1
354 U.S.
77 S.Ct
L.Ed.2d
4.
appeared
vey
had
before the
1273.
Security Subcommittee and de-
Internal
1396, 1
77 S.Ct.
L.Ed.2d
infiltration activities.
354 U.S.
Communist
scribed
Early
Matusow recanted his tes-
suggests
U.S.App.D.C.
to inter-
lied.”
intended
ion
pret
the Court
F.
right
Fed.R.Crim.P., U.S.C.A.,
7c,
appellant’s
2d
Rule
52. We hold that
say
require
under 2 to refuse
an indictment
whether he is a member
greater
of the au- of
details
U.S.C.A.
192 recite
is not
§
right
inquire
thority
scope
see
than the
of the Senate to
holding
conspiracy just
our
into the
no reason
alter
earlier
described and
appellant’s
any,
connection,
know
is sufficient.6
indictment
groups provided
with Communist action
Infringement
First Amendment.
II.
might
pri
the answer
shed
mary inquiry.
urges
Even if we were to as
Appellant
“even if
right
engage
sume that
Com
pertinent,”
*4
member
information as to
Party
right
activity
protect
is
ship in
or the
Amendment,
ed
which of
First
“Lawyers’
thereof, “was alto
Section”
right,
concede,
course
do
that
gether
un
remote from the
too
being absolute,
yield
superior
to a
must
inquiry
to
recantation]
der
[the
public need,
presented
such as
here.
protected
justify
free
an invasion of his
Nothing
sug
opinion
in the Watkins
doms,”
First Amendment. The
under the
gests
prior holding
that our
re
this
Supreme
has
that where
indicated
Court
spect
investigative
should not be
to.
powers
adhered
the exercise of the
Congress
with the
comes into conflict
Validity
III.
of Senate Resolution 366.
expression
(pre
freedom of
and
prosecution
contempt
In a
for
association,
sumably)
freedom
Congress
under U.S.C.A.
such as
§
congressional
clarity
for
in the
Res
need
presented here,
resolution
of the
becomes more acute.
dele
olution
gation
“The
parent body must show that
was
there
power
committee
must
legislative purpose
valid
in its charter.”
revealed
clearly
shown,
Unless this is
the courts cannot
Rumely, 1953,
v.
United States
U.S.
pur
determine whether the
was
41, 73
97 L.Ed.
cited in
legislative purpose
suant to a valid
opinion
Watkins. The Watkins
[354
whether the
was within
au
emphasizes
77 S.Ct.
also
1185]
thority delegated by
parent body.
inquiries
that “not all such
im
[which
The Watkins case
dealt with resolution
pinge on
First
freedoms]
Supreme
criticized
vagueness.
Court
its
are barred” and
in
are not
dealing
We are
with a dif
legislative
unless “unrelated
valid
ferent resolution. Senate Resolution 366
purpose.”
plain
is
It
the courts
rely
provides
so far as we
on it
fol
presence
pur
must find the
of a valid
lows:
lawmaking
justify
pose related to
“compelled
Congress
“Resolved,
disclosure.”
is not
That the Committee on
permitted
only
expose
Judiciary,
any duly
embarrass.
authorized
carefully
thereof,
considered this contention
subcommittee
is authorized
opinion, saying,
complete
in our earlier
“It
is
and directed to make a
continuing study
imagine
‘overriding
investigation
difficult to
a clearer
public
(1)
administration,
than an
operation,
interest’
into an
alleged conspiracy
to discredit the con
enforcement of the Internal Se-
gressional
judicial processes by
curity
1950; (2)
sub
Act of
the adminis-
orning
by procuring
tration, operation,
witnesses and
recan
and enforcement
testimony upon
relating
espionage,
tations
Con
of other laws
gress
sabotage,
protection
courts
have theretofore
and the
previously
opinion
This court
considered
suf
In the Watkins
the Court em-
ficiency
phasized
the indictment
in connection
the indictment
point
past
per-
with Saeher’s now abandoned
related to
activities of other
sons,
indictment failed to recite
his failure
not of the witness.
U.S.App.
answer
“willful.”
was
D.C.
public.
or lack
The enforcement
As with
almost
examination
*5
in various
studied
could be
forcement
or
witness whether
court
before
in
checking
including
ways,
the truth
committee,
in
record a main
find
this
conspiracies
reports
to frus-
falsity
readily
thread
examination which is
by sub-
law and its enforcement
digressions.
trate the
followed,
also occasional
and
orning
inquiries are im-
witnesses. Such
digression
from that main
One
was made
amending
improving
portant
laws.
and
in
original transcript
thread.
In the
resolution was
the
We are satisfied that
valid,
thread,
in-
which is
Matusow
main
the
investigation
into
the
pages
quiry, runs
18
the Count
before
by
was authorized
recantation
During
Matusow
question
¿he
1
course
asked.
was
resolution,
Matusow
the
and
the
pages
18
witness resisted
of those
the
legisla-
pursuant
quiry
to the valid
was
questions,
various
raised the issue
plainly
purpose
revealed
the res-
exchanges
tive
the
and
with
after
gave
gen-
Chairman,
covering
olution.
answers
with Matusow
with
eral his contacts
and
Questions.
Pertinency of
IY. The
the
Appellant
Communist leaders.
contends
question
1
was asked in the
Count
the
urged by
argument
The final
digression.
context of this
First,
three-pronged.
con
he
Sacher is
Shortly
question,
questions
not
the
even
before the
1
were
Count
tends
digressed
single question
pertinent
sub-
Matusow
into
intended to be
to the
the
controlling
legislation
perti
inquiry,
be
intended
but were
subject,8
Party
altogether
members
nent
different
admission Communist
to an
However,
practice
held to have known to
in Federal courts.
and
he
be
so
cannot
conclusively
pertinent
questions
the Matu
record
were
shows that
urges
objections
appellant,
he
result of
digression
sow
Second
promptly
pertinent
questions
“excursion” was
were
not
fact
questions
inquiry,
he
line of
cannot
and the
and
terminated
brought
they
lied
back
“whether Matusow
to have known that
were
be held
argues
colloquy
Finally,
when he testified.” The
between
pertinent.
that even
he
appellant indisputably
assuming
questions
and
intended to
Chairman
were
digression
inquiry,
appellant
to Matusow
informed
questions
assuming
approved
were
was
the Chairman
not
further
inquiry,
he
his counsel to
Matusow
directed
ask
fact
still,
“lay
question order to
two fac Count
aware
these
he
not
this,”
added)
(emphasis
put
were
to foundation
time the
tors at the
scope
argues,
beyond
ject,
Viz.,
the admission of Communists
powers.
Courts,
of the subcommittee’s
which sub-
in Federal
sibly
do
from the
Matusow
i.e.,
“whether
into
—I
ques
the answer is—dedicated
know what
Count
In this context
lied.”9
Party.”
following,
Shortly
the Communist
asked.
question was asked.
Count
indisputably,
shows,
record
Thus the
plainly
following
re-
covered
the Count
those
generally
lated
Chairman’s
statement
1 and 2 related
Counts
leaders,
matter,
Party
“whether
announced
with Communist
contacts
point
gatherings
Matusow lied”
its tim-
Com-
both
where
attendance
colloquy
present,
which
Party
in relation to
members
immediately
Similarly
gatherings
appel-
preceded
including
it.
such
succeeding questions
professional
were in that same
explained
confer-
lant
similarly
meetings
context,
brief
de-
after
clients
ences or
Consequently,
fending
inquiries specifically
we hold that
“excursion.”
being
involved here were intended
named Communist
would throw
to elicit answers which
to most of these
leaders. As
members or
inquiry;
recantation
re-
Matusow
said
inquiry, and
was to
context he was asked
call.
inquiry,
other
question.
were intended to be
and to
questions,
indictment
As to each of the
highly pertinent.
fact
protested
others, appellant
as well as
alleged
pertinence
lack of
Appellant
Pertinence in Fact:
“political
inquiry about
relevance of
argues
Party member
that Communist
emphatical
repeatedly
beliefs.” He
shown,
ship,
“could
conceiv
even
*6
ly equated inquiries about Communist
light
ably
any
inquiry
have shed
“political”
Party membership to
beliefs
subcommittee.”
do not
before
We
professional
As to
associations.10
for moment.
needs no
this
It
concede
question
the Chairman ex
Count
discussion to
it was
to
see that
plained :
inquiry
find
whether
to
out
question
any
appellant
“This
related to
had
connection with a
your defending anyone
conspiracy
in court.
to induce Matu
Communist
your
appellant
The
was related to
be-
Whether
sow recant.11
to
ing
being
present
logically
of a
member
of
one
a se
a Communist
presumably,
group
designed
lawyers,
of
osten-
to
ries of
disclose
objected
digression say-
9. Appellant
unwilling
say
appellant’s
to
arc
to
We
membership
Party,
he had understood he was called to
if
the Communist
testify
member,
“political”
activity
Matusow’s
recantation
is a
is
ho
argued
simple
he had
demonstrated
of
exercise
of asso-
or a
protected
Congressional
Federal Court
that Matusow lied.
In
ciation
repeated
quiry
the course of Ms
statement
Indeed in
in all circumstances.
pronouncements
repeated
lied”
three times that “Matusow
ing:
conclud-
of
Government,
of
all
branches
we
three
“Get
there not be made here an at-
be free to
even were
would not
do so
tempt
prejudice
inclined,
to
the determination
which we are not.
Par-
we
only by Judge Dimoek,
peo-
ticipation
but
the work
the Communist
ple
simple
Party, U.S.A.,
United States
to whether
is not a
political
flexing
lied when he
one’s
ideas and be-
testified
*
* *
Flynn
trial.
do-
liefs.
ing a disservice to the administration
pointed
original opin-
in our
out
justice.
ion that when
called
reports
linking
(1)
“Senator
That
McClellan.
is what we
it had
Sacher
Sacher
trying
pro-
Party,
reports
(2)
are
find
to
out. Now let us
Communist
with the
ceed,
Counsel,
proper
linking
Mr.
and ask the
the Communist
with a con-
lay
bring
spiracy
the foundation
this.
about Matusow’s
re-
you,
reports
Sacher,
cantation,
(3)
linking
“Mr. Sourwine. Are
Sacher as
lawyers
party
a member
one
to this con-
(Emphasis
added.)
spiracy.
U.S.A.?”
explicitness
tify
connection,
any,
himself with
more
if
with the
nature
conspiracy.
his
preliminary
are
than
concerning
Questions
background.
or for
legislative inquiry
do not
In a
reliability
possible
of wit-
bias or the
pattern
direct
find
the conventional
ness
their face and
are also
examination
cross-examina
followed
any explanation
is called for it need
pleadings which
tion. There are no
explicit
in terms no
more
than
proof
narrow
toward
serve to
i.e.,
reliability,
are for
are to test bias or
specific
issues framed in advance.
cross-examination.
prime purpose
must be
posi-
Appellant had
fixed
his
announced
get
prove pre
information
than
rather
testi-
“that
when he
Matusow lied
viously
claims. The witness
asserted
refusing
Flynn
fied” in the
case.
given
making a state
wide
latitude
he said
answer the
Count
framing.
necessary
of his
A
own
ment
preliminary
concerning
“an
this matter
me
witness,
identify
Party membership] is not
[Communist
general
residence, occupation,
back
his
anything with which this
give
ground, etc., for the
record
concerned,
committee is
is not rele-
meaning
testimony for members
may
properly
vant
full
entire Con
committee
made of me.”
gress, few of whom ever see the wit
so identified
The Chairman was
to ac
nesses. Once witness is
not bound
“background”
statement,
already
qualified
cept
he had
these
concerning
interrogation
explained
questions,
main
as to the
* *
“*
covering
objections:
you
place,
earlier
are
matter takes
phase
facts, events,
A
on”
etc.
third
to cross-examination
state
central
may
pertinent,
made to
committee.12
then become
ments
background questions
which like the
immediately
In his
before
statement
phase
pertinent on their
This third
face.
immediately
ques-
after
testing
reliability
process
is the
referring
tion, appellant
the Matu-
bias
or his
objection
sow
His
took funda-
prejudice.
*7
mental
right
issue with the subcommittee’s
possible
his
The Watkins case dealt with
bias
test
answers
falling
phase
in
or the main
the second
cross-examination as to connection
alleged
subject
ques-
conspiracy
matter. The indictment
with the
Communist
having
study.
phase
appellant’s
tions
within the
Evaluation of
fall
third
under
“testing”
testimony
previous-
highly
influ-
do with
answers
entire
would be
of
ly given. Certainly
he
no
would serious-
was a Com-
one
enced
the fact that
suggest
ly
was,
munist,
the
must
if
best
indeed
why
explain
wants a
iden-
crucial
it
witness to
evidence on this
matter
key
appellant’s
subcommittee,
opening
of mind
at
state
with
A
respect
pertinency
investigation,
dealing
in
with the
disclosed
as
truth
July 1956)
falsity
testimony given by
pre-Watkins
(filed
brief
one
*
**
Harvey
stated,
had been
Matusow.
“Once it
es-
“ * * *
questions put
ap-
appellant had no informa-
tablished that
to the
pellant
subject
give
the subcommittee
on the
which formed the
mat-
tion
it,
e.,
question
must be
under
before
i.
ter of the indictment
tested for
against
leading
pertinency
as
[the
to Matusow’s
re-
Matu-
circumstances
appellant obviously
subject
cantation,
sow]
matter
as stated
should
context,
In this
Chairman.
have been excused.
political
appellant’s
against
ques-
probing into
“Tested
this criterion the
beliefs
clearly
pertinent
had no
conceivable rel-
tions
were not
since
affiliations
to the
matter under
in-
the answer
conceivably
could not
evance
(P. 23.)
light
quiry.”
shed
have'
on the
*
point
pre-
appellant’s
At another
before the subcommittee
scope
18, 19, 20;
emphasis
said,
(Pp.
brief he
added in
“The
investigation
‘question
excerpts.)
under
above
quiry’ was defined
Chairman
knowledge
interpret
opin-
If
witness.
matter.13 To
first hand
the Watkins
organiza-
establishing
subjective
purely
party or
ion as
of a
he was member
legislative
place
conspired to dis-
reported
scope
test would
to have
investigation largely,
entirely,
Communists
former
credit disaffected
appeared
the within
who
witnesses
control of the
While
witness.
might,
be vital
would
it
we think this wit-
did,
grasp
ness
by
pertinency
that fact.
to know
disclose his
Subcommittee
responses,
his own
who sat
a witness
Nothing
plainer
one
than that
mute before a committee in the face of
ques-
purposes
indictment
explanations
all
of “connective reasons”
reliability
ap-
tions was
pellant’s
test the
place
beyond
would
himself
reach
concerning
his relation-
answers
compulsory process
pur-
practical
for all
ship
Matusow recantation
poses.
doWe
not think the Watkins
suspected
con-
connection
opinion
implied
result,
such absurd
spiracy
prosecution of Com-
discredit
nullifying
power
sub silentio
com-
all
view this
members. In
pel testimony. Such a test would make
we have no
doubt
contempt
judge
a defendant in a
case the
pertinent to the Matu-
asked
inwere
fact
guilt.
of his own
Moreover it would re-
inquiry,
sow
and we
hold.
legislative investigations
move control of
Appellant’s Awareness
Intended
Congress
place
from the
control
Subject Matter and Pertinence: We
the witnesses.
case,
reach
of Sacher’s
last the heart
rationally
must,
The test of
even if
which is
questions
the contention
therefore,
objective
be an
test
these
asked
reference to
were
terms: on the whole
can it be
evidence
inquiry,
he was not aware
said, beyond
doubt,
reasonable
that a
pertinent
to that
reasonable
inman
the situation
We have
were in-
seen that the
particular witness would have known the
Matusow in-
tended to
asked was
to the sub-
quiry,
and were
fact
thereto.
inquiry?
under
Pertinence
But,
case,
the Watkins
must also
specific question
sense means
Sacher was aware of
these
posed contemplates an answer which will
two elements
the time the
shed some
quiry.
under in-
posed.
theAt
threshold we
must
mind,
With this test in
we turn
solve the
of how awareness is
whether
knew or should have
to be demonstrated.
it be
Must
shown
known that the
experienced
the witness himself
*8
questions
perti
the
were intended to be
processes
cerebral
which included con
inquiry,
nent was Matusow
the
and that
i.e.,
element,
sciousness
of
that he
questions
the
were in fact
to
actually aware,
was indeed
or is it suffi
inquiry
that
and the manner in which
person
that
cient
show
a reasonable
pertinent.
in
same
would
the
circumstances
have
latter,
course,
application
been so aware?
The Watkins case
to this
proving
following
the
historic standard
situation arises out of
criminal
the
opinion
intent.
statement
[354 U.S.
mitted to state
peating in
what he had said
substance
interrogated concerning
regard
digression
he was to be
from that
recantation,
you
subject, namely,
“The Chair thinks
political
and associations
lay
into
beliefs
foundation for that first
should
a
diversionary,
com- asking
if the
a
witness if
is member of
majority
quiry;
“A
members
“business”
for
trans-
duly
committee,
[Judiciary]
majority
author-
of which there must be
action
thereof,
present,
shall consti-
ized subcommittee
Subcommittee
there
quorum
February 21,
1955,
for
the transaction
when
sub-
tute
on
except
business,
number
that a lesser
here
under
involved
committee,
Hearings
such
be fixed
See
established.
Before
quorum
subcommittee,
Security
shall constitute
on Internal
Subcommittee
administering
purpose
Judiciary,
oaths
Committee
the Senate
testimony.”
taking
Case,”
Significance
sworn
of the Matusow
“The
Cong.Rec.
(1950).
Sess., pt.
Cong.,
1-3; pt.
1,
See
16872
also
1st
at
84th
Cong.,
Sess.,
Cong.
(1955).
2d
81st
S.Res.
at 827-40
S.Rep.
(1950);
82d
Ree.
Cong.,
Hearings,
pt. 10,
(1955).
2.
February
(1950). On
1st Sess.
appointed
7, 1955,
Ibid.
nine Senators were
3.
9.)
(G.Ex. No.
Subcommittee.
On
at 836.
Id.
April
the Subcommittee
au-
General,
taking
testimony
Solicitor
his memoran
of sworn
thorized
Supreme
op
(G.Ex.
6.)
dum filed with the
member.
No.
Court
one
certiorari,
appeared
April 19,
posing
refers
When
“digression”
present.
practicing
only
law
aas
two members were
Opposi
authority
Matusow matter.
Brief
under S.Res. 366 was
Their
Certiorari,
pp. 14-16,
administering
to Petition
and tak-
oaths
limited
States,
They
testimony.
v. United
Sacher
could not
sworn
change
1396,
