Lead Opinion
ON REHEARING EN BANC
A jury convicted appellant Thomas E. Harris of distribution of phencyclidine (PCP) and marijuana and of possession with intent to distribute PCP and marijuana in violation of D.C.Code § 38-541(a)(l) (1988). On appeal Harris contends that prosecutorial “misconduct,” primarily in questioning Harris and arguing to the jury regarding “missing witnesses” without first seeking the permission of the trial court, denied Harris a fair trial and substantially prejudiced the jury. At trial Harris did not object to the prosecutor’s conduct. We hold that Harris has failed to demonstrate plain error, and therefore affirm.
I.
Our application of the plain error rule will require an evaluation of the strength of the government’s case. Therefore, we recite the salient facts in some detail. The government’s evidence showed that on August 21, 1984, Officer Byron Wallace, working in plain clothes, was assigned to attempt to purchase illegal drugs. At approximately 1:30 p.m., Wallace drove down the 1800 block of 6th Street, N.W., Washington, D.C., in his personal vehicle. He saw Harris standing on the east side of the street. At that time, Harris was the only person visible in that particular block of 6th Street. Wallace asked him if he had any “loveboat,” a street term for PCP. Harris indicated that he did and told Wallace that it would cost $15.00. After Wallace agreed to the purchase price, Harris removed a tin foil packet from a brown paper bag and gave the packet to Wallace. Wallace checked the contents of the packet and discovered that it contained a brownish weed with a strong chemical odor of PCP. Wallace gave Harris a twenty dollar bill drawn from Metropolitan Police Department funds that had been prerecorded by Officer Dwight Mitchell, Wallace’s partner.
Officer Mitchell then called for assistance. In addition to Officers Washington and Davis in a uniformed patrol unit, Officer Sovonick and Sergeant Marshall from the vice unit assisted Officer Mitchell. The officers saw Harris in the 1800 block of 6th Street, N.W., and detained him because he matched the lookout description. Officer Mitchell searched where Harris had been standing, “an elevated area higher than the sidewalk,” and found a brown paper bag containing three tinfoil packets of POP.
Officer Washington placed Harris in the prisoner transport cruiser and drove him to 6th and O Streets, N.W., where Wallace positively identified him as the person who had sold him the POP. Two officers then transported Harris to the First District. After Harris got out of the car, Officer Washington searched it and found a folded twenty dollar bill in the back of the transport cruiser where Harris had been seated. Officer Washington testified that according to police department procedures, the transport vehicle must be searched at the beginning of each tour and immediately after a prisoner has been transported to a station. According to Officer Washington, Harris was the only person who had been transported in that vehicle that day. Officer Mitchell compared serial numbers of the twenty dollar bill he had given Wallace to purchase drugs and the twenty dollar bill found in the transport cruiser. The serial numbers matched. The government adduced evidence that the substance recovered included usable amounts of marijuana and POP.
Harris presented the defense of mistaken identity. Harris denied that he had lived at the address written on the arrest report and that he had given the false name, James Harris, to Wallace.
During cross-examination, Harris denied selling drugs to Wallace.
Yes, I did but they don’t want to be— like, okay, I even seen one of the guys that I was gambling with but they don’t want to get caught up in no cases whereas they might can get another charge for testifying or they don't want to be able to like — like no police to see them wherethey could can have to be like harassing them. Because the police harass people.
******
They wouldn’t testify. I'm saying I just got caught up in something, you know, and I got to deal with it. They won’t testify for me.
The prosecutor then asked Harris to name the persons with whom he had been playing dice. In the ensuing colloquy, Harris acknowledged knowing one of those playing dice as Raymond Jones and stated that he had asked him to testify at trial but that the witness said he would not come.
Wallace testified on rebuttal stating that at the time he purchased drugs from Harris no one else was in the area selling drugs and he did not see anyone playing dice. Officer Mitchell corroborated Wallace’s testimony by stating that no one else was in the area. Officer Mitchell further stated that he did not remember removing any money from Harris’ possession at the time he was arrested. Similarly, Officer Washington testified that although Harris was frisked for weapons before he was placed in the transport cruiser, no money was taken from him. He also demonstrated how Harris, with his hands cuffed behind his back, could have placed his hands in his pockets. In surrebuttal testimony, Harris demonstrated how the use of his left hand had been limited by a gunshot wound.
II.
Harris contends that the prosecutor committed “misconduct” by failing to secure permission from the trial court before making what amounted to a missing witness argument by his cross-examination of Harris.
We will identify first the standard by which we will measure any such impro
The government contends here, however, and we agree, that because Harris made no objection at trial concerning the errors he asserts on appeal, the appropriate standard to apply here is the more demanding plain error doctrine. Watts v. United States,
It is well settled that reversal under the plain error doctrine is justified only in exceptional circumstances where “a miscarriage of justice would otherwise result.” United States v. Frady,
This court, when addressing allegations of plain error, must review the entire record because “[i]t is simply not possible for an appellate court to assess the seriousness of the claimed error by any other means.” (Billy) Young, supra,
In reviewing criminal cases, it is particularly important for appellate courts to relive the whole trial imaginatively and not to extract from episodes in isolation abstract questions of evidence and procedure. To turn a criminal trial into a quest for error no more promotes the ends of justice than to acquiesce in low standards of criminal prosecution.
Id. (quoting Johnson v. United States,
Relaxation of the “exacting definition of plain error,” (Billy) Young, supra,
Our ultimate focus in this case, therefore, is on whether the asserted errors jeopardized the very fairness and integrity of the trial and contributed to a miscarriage of justice rather than simply on the propriety of the prosecutor’s actions. See Black v. United States,
III.
We turn to a discussion of the missing witness rule. It has been recognized for almost a century that “if a party has it peculiarly within his power to produce witnesses whose testimony would elucidate the transaction, the fact that he does not do it creates the presumption that the testimony, if produced, would be unfavorable.” Graves v. United States,
The first requirement, peculiar availability, is satisfied if “the party had the physical ability to locate and produce the witness and there was such a relationship, in legal status or on the facts as claimed by the party as to make it natural to expect the party to have called the witness.” Thomas, supra,
To meet the second requirement, it must be demonstrated that the absent witness’ testimony would elucidate the trans
Both requirements must be met before counsel may be permitted to make even a partial or incomplete missing witness argument. Lemon, supra,
It has long been clear in this jurisdiction that before making a missing witness argument, counsel must obtain advance consent from the trial court. See Chappell v. United States,
We note that in closing argument the prosecutor made no mention of any of the potential defense witnesses discussed here, i.e., the persons Harris said were playing dice with him before his arrest or the friend Harris had seen at the Florida Avenue Grill. This court has recognized, however, that the impact of some techniques of cross-examination can be substantially the same as an incomplete missing witness argument. See Chappell v. United States,
The [prosecutor’s] questions suggested that the jury draw an adverse inference from the fact that the witnesses had not testified. The resulting adverse inference may have been that the absent witnesses’ testimony would have been unfavorable to Price. In this way, the cross-examination of Price operated in much the same manner as an incomplete missing witness argument. We conclude that the government’s inquiry should not have taken place without the trial court first determining that the same preconditions necessary for an incomplete missing witness argument were also present here.
We have recognized that it is permissible for counsel to cross-examine with a view toward establishing that a purported witness does not exist and that this is different from a missing witness implication. See generally Alston v. United States,
Finally, we reiterate that the trial court has the discretion, even if the requirements of both peculiar availability and elucidation are met, to deny a request for a missing witness argument and instruction. As we stated in Thomas, supra:
This discretionary decision should be guided by reference to the underlying rationale for the doctrine, by considering “whether from all circumstances an inference of unfavorable testimony from an absent witness is a natural and reasonable one.”
Thomas, supra,
In the instant case, the government violated the Gass rule, as it appropriately concedes,
We agree with the government that the prosecutor’s questions did not amount to a complete missing witness argument. This is so because the prosecutor did not directly urge the jury to infer from the fact that Harris did not call Raymond Jones as a witness that, if called, Jones would have testified adversely to Harris. See Black, supra,
We are also satisfied, for the reasons we explain below, that had the prosecutor sought the trial court’s permission to question Harris about the persons he said he was playing dice with, it would have been within the trial court's “considerable discretion” to allow cross-examination on this matter. See Garris v. United States,
With respect to whether the dice game witnesses were peculiarly available to Harris, he answered on cross-examination at trial that he had asked Raymond Jones and his friends, who were allegedly playing dice with Harris just before he was arrested, to come to court to testify and that they refused. This response, however, did not automatically foreclose the inquiry of whether Raymond Jones was peculiarly available as a witness for Harris. It is true, of course, that if a witness such as Jones cannot be located or is not within the subpoena power of the court, he is not physically available. But Harris never testified that Raymond Jones could not be located; to the contrary, Harris merely stated that he did not know where Raymond Jones lived.
It would distort the missing witness doctrine if a court were to find that a witness is not peculiarly available to a party based merely upon that party’s testimony that an absent witness preferred not to come to court to testify or that the party did not know the witness’ address. Under the circumstances, we cannot say that Harris made a “bona fide reasonable effort[] to produce the witness without success.” See Thomas, supra,
We turn now to the second requirement, that the witness’ testimony would elucidate the transaction. With respect to Raymond Jones, for example, the court would have to be satisfied that his testimony would be “relevant and material to a disputed issue in the case.” Id. Harris testified that just prior to being arrested he played dice in the alley with some men and that he saw two men on the street selling drugs. Because Harris stated that Raymond Jones was one of the men with whom Harris was playing dice, Raymond Jones could have corroborated Harris’ testimony, bolstered his credibility, and supported his defense theory of mistaken identity. If Raymond Jones had been' called as a witness for the defense, his testimony would have been relevant and material to Harris’ case. See generally (John) Harris v. United States,
The same, however, cannot be said of the prosecutor’s questions concerning the friend who was with Harris at the Florida Avenue Grill fifteen minutes or more before Harris arrived at the location where he was arrested about an hour and half later. Given the circumstances, it is doubtful that that friend could have shed light upon the transactions or occurrences that led to Harris’ arrest. There is nothing in the record to suggest that the friend Harris met at the Grill was anywhere in the vicinity of the scene of the Harris’ arrest at any point between their encounter at the restaurant and Harris’ arrest some one and a half hours later. Given this degree of remoteness, the trial court would not have acted within its discretion in permitting a missing witness argument, or interrogation to the same effect, concerning this witness. But because it was obviously unlikely that this friend could shed any light on the circumstances surrounding Harris’ arrest, it is also highly unlikely that the jury attached much significance to the absence from trial of the friend who had seen Harris at a distant restaurant well before the time of the arrest.
To proceed with our assessment of Harris’ claim of plain error, we must also evaluate the strength of the government’s case. Jones v. United States,
These facts make the government’s case reasonably strong. The defense theory that all the officers involved agreed, for some reason, to conspire to fabricate from whole cloth a case against Harris, while not impossible, finds virtually no support in the record other than Harris’ own testimony. The defense suggested no reason why the police would wish to fabricate a case against him. The defense did raise questions about the loss of the record of the serial number of the twenty dollar bill used for the buy and about the transport log that referred to a second back seat passenger. But government witnesses gave explanations for those matters and, more significantly, other circumstances lent plausibility to the government’s case. Harris was the only individual in the vicinity of the place of his arrest who matched the description given the officer who made the buy. Indeed, he was the only person visible in the block at that time. Additionally, it is unlikely that another drug dealer had just happened to abandon his valuable stash near where appellant happened to be standing. In sum, having assessed the strength of the government’s case as a part of our plain error analysis, we deem it, as we have said, a reasonably strong case.
We also observe that the questioning at issue most likely did not create an “unfair prejudicial impact on the jury’s deliberations,” Young, supra,
It is also significant that, when Harris answered the prosecutor’s questions, he used the opportunity to give his explanation for the absence of the men, viz., they did not want to come to court to testify and place themselves in a position where the police might harass them or bring charges against them. The jury might well have found this explanation plausible.
Thus, while we find that the prosecutor injected at least some error into this case by failing to obtain the advance permission of the trial court before questioning appellant about persons who did not appear at trial, we cannot find that the error was of a serious nature. It is clear that the missing witness questioning here did not of itself bring about a miscarriage of justice.
IV.
Harris also argues that during rebuttal closing argument the prosecutor im-permissibly argued that the testimony of the police officers should be believed over the testimony of Harris because police officers had too much at stake to risk committing perjury. This conduct, Harris argues, was an improper declaration about credibility and occasioned cumulative prejudice which, coupled with the missing witness questioning, jeopardized the fairness and integrity of his trial. We disagree.
In disagreeing, we do not overlook the fact that the issue of credibility was important. Defense counsel stated in closing
The prosecutor’s rebuttal argument was at least arguably a fair response to defense counsel’s closing. But even if we assume that the prosecutor should have refrained from making these statements because they were not based on record evidence, the resulting prejudice, if any, was slight. It would be reasonable for jurors to think that the consequences facing an officer who is caught giving perjured testimony are severe enough to deter such conduct. Finally, the trial court instructed the jury that the arguments of counsel could not be considered as evidence and that in a criminal case the burden of proof never shifts to the defendant. The jury is presumed to have followed these instructions, Clark v. United States,
Considering both Harris’ argument concerning the police officers’ motivation for avoiding perjury and the arguments Harris makes on the missing witness issue, it is clear to us that Harris has not even approached a showing of the prejudice that would be required to undermine its essential fairness of the trial and to constitute a miscarriage of justice. Although the prosecutor injected error into the proceedings to the limited extent we have discussed in the missing witness area, and assuming that the argument about the police officers’ careers was objectionable, the error did not reach the level of plain error.
V.
We also reject Harris’ contention that the prosecutor’s comments during rebuttal closing argument completed the missing witness argument and shifted the burden of proof. The prosecutor stated:
Furthermore, each police officer as they testified, each officer’s testimony corroborated different parts of another officer’s testimony, where they met, how they met, what they decided to do, what happened to Mr. Harris when they arrested him. Was there any kind of corroboration for Mr. Harris’s testimony. Is there anything to corroborate or support what he told you. There’s not.
Such argument, we hold, was permissible because it merely conveyed to the jury that when evaluating the credibility of a witness, corroboration or a lack thereof of the testimony should be considered. The government, by its missing witness interrogation of Harris and subsequent argument, did not shift the burden of proof. The government had the right to argue the strength of its case and contrast it with the weakness of Harris’ defense. That mode of argument did not, of itself, shift the burden of proof to Harris. Moreover, the trial court properly instructed the jurors that they could “consider whether the witness has been contradicted or corroborated by other credible evidence in the case.” See Criminal Jury Instructions for the District of Columbia, No. 2.11 (3d ed. 1978); see also United States v. Sensi,
Based on the foregoing, Harris’ conviction is
Affirmed.
Notes
. Wallace testified that at the time of the arrest appellant represented himself as James Harris, the name that appeared on the arrest report. Appellant's true identity was determined from his fingerprints.
. The government impeached appellant with the following prior convictions: carrying a dangerous weapon (gun) (1980); petit larceny (1979); attempted robbery (1980); and assault with a deadly weapon (gun) (1980).
. The following colloquy took place:
Q Well, you said you knew some of them, what were their names?
A One was named Raymond Jones.
Q And where does Raymond Jones live?
A I do not know his address.
Q You don’t know his address?
A No.
Q What — how did — how do you know him?
A How do I know him. I see him around, like in the evening time after work you might see him at the like dance or something like that. I know a whole lot of people like not as far as like personally, personally but I mean just as far as like street personally like that.
Q Who else did you know in the dice game?
A I didn’t know the other guys, I just knew Raymond Jones.
Q How many people were playing in the dice game?
A It was three.
Q How many people were selling drugs on the street?
A Was two.
Q Just two?
A Okay, look, one was playing crap, one was selling.
Q One was playing craps and one was selling?
A Yeah.
Q I thought you stud there were only three people playing craps?
A That’s all there was was three. Okay, it was me, two guys playing crap, and one person was selling.
Q And you — you only knew one person?
A I only knew one person.
Q And you tried to get him come down here and testify?
A Uh-uh, I just seen him. I talked to him when I was out the last time on the street.
Q When was that?
A Back in May.
Q And what did he say?
A He said he couldn't come for me.
Q Why is that?
A Because they just won’t come to court, man. I don’t know why, they just — I mean, you know, if you get caught up, you just gotta deal with it the best way it is, the best way you can. That’s the way it is.
. The term "misconduct" has frequently been used to describe mistakes made by counsel in the heat of trial. As the term suggests unethical behavior, it is an unduly harsh description for many of the unintentional or relatively minor lapses of counsel during trial. See McGrier v. United States,
. The context in which the Supreme Court used the language quoted from Young is instructive. The prosecutor there had brought about error by responding to defense counsel’s improper closing argument by stating the prosecutor’s own "personal impressions” that the defendant had committed fraud and that the jurors would not be "doing [their] job as jurors” if they acquitted defendant. In that situation, the Supreme Court said:
The Court of Appeals held that the prosecutor’s improper remarks constituted “plain error” solely because the prosecutor ignored that court’s rule prohibiting such responses. A per se approach to plain-error review is ñawed. An error, of course, must be more than obvious or readily apparent in order to trigger appellate review under Federal Rule of Criminal Procedure 52(b). Following decisions such as United States v. Frady, United States v. Socony-Vacuum Oil Co., supra, [310 U.S. 150 ,60 S.Ct. 811 ,84 L.Ed. 1129 (1940)], and United States v. Atkinson, [297 U.S. 157 ,56 S.Ct. 391 ,80 L.Ed. 555 (1936)], federal courts have consistently interpreted the plain-error doctrine as requiring an appellate court to find that the claimed error not only seriously affected “substantial rights,” but that it had an unfair prejudicial impact on the jury’s deliberations. Only then would the court be able to conclude that the error undermined the fairness of the trial and contributed to a miscarriage of justice.
(Billy) Young, supra,
. We recognize that the case before us was tried before we clarified in Price and Lemon that the principles applicable to missing witness argument apply also to cross-examination that may operate in much the same manner.
. Associate Judges Steadman and Schwelb express no opinion as to whether the government’s concession was appropriate.
. The prosecutor’s cross-examination of Harris concerning the alleged missing witnesses could have served the purpose of determining whether, in fact, the witnesses actually existed. See Alston, supra,
.Our dissenting colleagues engage in conjecture in suggesting that Harris “had asked his attorney to subpoena the missing witnesses, but that his attorney could not locate them. (Dissent at 171) (footnote omitted). The record
. With respect to the typical jury’s ability to sort out such matters, see United States v. Cotter,
Concurrence Opinion
concurring in part and dissenting in part:
I concur in the result reached by the court, and I agree with much of its reasoning. My disagreement goes only to the
The Gass rule, which forms the underpinnings of the court’s finding of error, established that advance permission must be obtained from the court before counsel for either side argues to the jury that an adverse inference may be drawn from the witness’ absence. Gass v. United States,
Subsequently, the holding in Gass evolved here into the rule that it is error for the prosecutor to suggest to the jury through cross-examination that the testimony of a missing witness would have been adverse. Chappell v. United States,
Of course, this court has also held that it is error, without prior court approval, to make an incomplete missing witness argument to the jury, i.e. one which notes the absence of the witness without urging the adverse inference. Arnold v. United States,
Although we took the Gass and Arnold rules a step further in Price, supra,
In my opinion, the potential harm associated with an incomplete missing witness argument is not present when proper foundation questions regarding the existence and availability of witnesses are posed during cross-examination.
Evidence bearing on the existence and availability of potential witnesses mentioned by a party during cross-examination is not generally excludable on evidentiary grounds. In requiring a prior ruling on such questioning, we have come a long way from the Gass rule and the sound reasoning supporting it. See Gass, supra,
. If the missing witness instruction is given, the jury determines ultimately whether a witness who could have elucidated the transaction was peculiarly available to a party and whether his absence was sufficiently accounted for before deciding whether to infer that the testimony of the witness would have been unfavorable. See Criminal Jury Instructions for the District of Columbia, No. 2.41 (3d ed. 1978).
. In Price, the trial court ultimately denied the missing witness instruction because the three missing witnesses were equally available to both sides. Price, supra,
. That is not to say that there will not be circumstances under which a prior ruling might be required to avoid undue prejudice (e.g., missing witnesses having potential privilege). Under such circumstances, a preliminary examination and ruling can be obtained as in the case of other potentially excludable, prejudicial evidence.
. A search for cases in the federal circuits which extend the Gass rule to advance rulings on foundation questions was unavailing. In the federal circuits, comments on a defendant’s failure to call witnesses are analyzed in terms of whether the comments implicate the defendant’s right to remain silent or constitute an effort to shift the burden of proof. See United States v. Johnson,
. To the extent that Price, supra,
Dissenting Opinion
with whom MACK, Senior Judge, joins, dissenting:
On two prior occasions, the en banc court has defined plain error. See Allen v. United States,
The majority concludes that the prosecutor’s “impropriety” in violating the missing witness rules was insufficient to warrant reversal. In order to reach this conclusion the majority underestimates both the gravity of the error in this case and the error’s importance to appellant’s trial and to the judicial system as a whole. In view of long-standing decisions of the court, the prosecutor’s misconduct was clear. Yet the trial judge inexplicably failed to correct the situation. Furthermore, defense counsel’s failure to object was unprofessional. This combination of circumstances virtually compels the conclusion that appellant’s trial can only be characterized as a “miscarriage of justice.” Under such circumstances, the court should find plain error both because the error had an “unfair prejudicial impact on the jury deliberations” and because the errors “seriously affected] the ... integrity or public reputation of [the] judicial proceedings.” United States v. Atkinson,
I.
According to the majority, the prosecutor’s misconduct
Before raising a missing witness inference, the party must demonstrate “(1) that the witness in question is peculiarly available to the party against whom the inference is sought, and (2) that the witness’ testimony would have elucidated the transaction at issue.” Lawson v. United States,
During the cross-examination of appellant, the prosecutor asked appellant how he arrived at the scene of the arrest:
Q [by the government]: And how did you get there?
A [by appellant]: I walked.
Q: From where?
A: Walked from I say 9th to — it was over by the Florida Avenue Grill visiting a friend and I walked from there. That would be at 11th and Florida Avenue.
Q: What time were you visiting your friend?
A: I say around about 11:30, maybe quarter to 12:00.
Q: Do you still know that friend?
A: Yeah.
Q: Did you ask — did you try to see if you could get that friend to come in here and testify?
A: Yes, I did but they don’t want to be — like, okay, I even seen one of the guys that I was gambling with but they don’t want to get caught up in no cases whereas they might can get another charge for testifying or they don’t want to be able to like — like no police to see them where they could can have to be like harassing them. Because the police harass people.
Q: I’m not sure I understand. You mean that your friends wouldn’t testify because they have prior criminal records?
A: They wouldn’t testify. I’m saying I just got caught up in something, you know, and I got to deal with it. They wouldn’t testify for me.
Q: Is that because they have prior criminal records?
A: I have no knowledge of that. [Emphasis added]
This questioning clearly violated the missing witness rules because the prosecutor failed to obtain prior permission from the trial judge. See note 2, supra. More important, even if the prosecutor had asked permission, the judge would have to have denied it. The “Florida Avenue Grill friend” observed appellant hours before the drug sale and many blocks away. It is arguable whether the witness could have offered even relevant testimony; the witness surely could not have offered testimony that would “elucidate the transaction.” See Dyson v. United States,
The prosecutor’s questions thus did exactly what the missing witness rule is designed to prevent: they suggested that the jury draw an improper adverse inference from the Florida Avenue Grill friend’s absence at trial. See Lemon, supra,
The prosecutor went on, during appellant’s cross-examination, to question appellant about another missing witness:
Q [by the government]: Well, who were you playing dice with?
A [by appellant]: I was playing dice with some guys that play, you know, we play regular around the area.
Q: Well, you said you knew some of them, what were their names?
A: One was Raymond Jones.
Q: Where does Raymond Jones live?
A: I do not know his address.
Q: You don’t know his address?
A: No.
* ’ * * * * *
Q: And you — you only knew one person?
A: I only knew one person.
Q: And you tried to get him come down here and testify?
A: Uh-uh, I just seen him. I talked to him when I was out the last time on the street.
Q: When was that?
A: Back in May.
Q: And what did he say?
A: He said he couldn’t come for me. Q: Why is that?
A: Because they just won’t come to court, man. I don’t know why, they just — I mean, you know, if you get caught up, you just gotta deal with it the best way it is, the best way you can. That’s the way it is.
This questioning was equally flawed, both because the prosecutor failed to ask for prior permission, see note 2, supra, and because permission would not have been granted. In particular, the government did not show that Raymond Jones was “peculiarly available” to appellant.
The court in Carr v. United States,
Applying these principles, it becomes clear that the government failed to demonstrate that Raymond Jones was peculiarly available to appellant. First, the government failed to demonstrate that Jones was physically available to either party. Harris gave uncontradicted testimony that he did not know where Jones lived, and that Jones would not testify voluntarily. Furthermore, to the extent that Harris could use compulsory process to bring Jones in, the government had the same option. Moreover, the fact that Jones was described as a “friend” of Harris is not enough to show that Jones was practically unavailable to the government. Carr, supra,
The majority’s conclusion to the contrary distorts the missing witness rule by requiring a defendant — the party against whom the inference is raised — to disprove the appropriateness of the inference. As our decisions make clear, however, the party raising the inference — in this case, the
In sum, I disagree with the majority’s characterization of the prosecutor’s error in this case. The majority concludes that the prosecutor’s error was no more serious than an infraction in the children's game of “Mother, may I?” In my view, the error is far more serious. In addition to failing to ask the judge’s permission, the prosecutor engaged in cross-examination that raised an improper missing witness inference: an inference that the trial judge, had he been apprised of the prosecutor’s intentions, would have refused to permit. The jury was thereby exposed to an inference that can carry “fictitious weight” and which this court has repeatedly declared off limits. See Part II, infra.
II.
The question remains whether the prose-cutorial misconduct warrants reversal. Because appellant’s counsel did not object at trial, we must decide whether the errors constituted “plain error.” In my view, reversal is warranted for two reasons.
A.
First, the “error[s] complained of [were] so clearly prejudicial to substantial rights as to jeopardize the very fairness and integrity of the trial.” Watts, supra,
Appellant’s credibility was “all important to his defense.” Haynes, supra,
The government emphasizes that the testimony of the three officers corroborated each other, that the chain of custody of the cruiser was well-established, and that the trial judge instructed the jury that appellant was not required to produce any evidence and that the burden of proof never shifts. The jury is presumed to follow the instructions. See Hairston v. United States,
The trial judge did not indicate in any way to the jury that the cross-examination on the failure of appellant’s friend and Jones to testify was improper, that the prosecutor’s closing argument was improperly based on non-evidence, or that missing witnesses’ testimony would have been of limited relevance to the issue of appellant’s guilt. See Conyers, supra,
Nor is there any indication that defense counsel’s failure to object was the result of a reasonable tactical decision. The government suggests that since appellant testified that there were several people on the street, defense counsel might have considered it tactically advantageous to have appellant explain on cross-examination why he was unable to present any of those people as defense witnesses. The record illustrates the fallacy of that argument here. Appellant’s responses on cross-examination hardly support the inference that a tactical defense strategy was involved. In addition, if defense counsel had asked appellant on direct examination whether any of his friends or people in the crap game would agree to testify for him, it is highly unlikely that he would have asked questions associating appellant with criminals.
Accordingly, since the missing witness inference directly related to the issue of guilt, there were no curative instructions, the evidence consisted primarily of the word of Wallace against that of appellant, and nothing in the record suggests that defense counsel’s failure to object was a tactical decision, I would hold that the errors jeopardized the fairness of appellant’s trial and reverse.
B.
Perhaps more important, reversal is also appropriate in order to preserve the integrity of the judicial system. While the judicial system is overburdened these days, and judges, prosecutors and defense coun
In a series of cases beginning with Arnold v. United States,
It is the combination of factors in appellant’s case — a prosecutor violating a clearly established rule, the trial judge failing to respond, and defense counsel failing to object — that created a miscarriage of justice. A criminal trial depends on each of these participants doing their job. When all fail to do so, the integrity and reputation of the judicial system can only be diminished. Therefore, I would reverse.
. Although the majority refers in this case to the prosecutor's alleged "impropriety,” I retain the court’s long-standing tradition of referring to "prosecutorial misconduct.” See, e.g., Gray v. United States,
. See Lemon v. United States,
. Contrary to the majority’s speculation that the jury would not attach much importance to this witness’ absence, see majority opinion at 163, the import of the prosecutor’s cross examination invited the jury to think that appellant’s friend would have something to offer at trial.
. The majority opinion quotes only part of Thomas's statement about “bona fide” efforts. Thomas actually stated that "if a party has made bona fide reasonable efforts to produce the witness without success, no adverse inference will be permitted.”
. The majority’s statement that a trial judge should not be required to accept a defendant’s testimony about efforts to locate witnesses, majority opinion at 163, is a little strange, given the posture of this case. Presumably the majority would be more satisfied if defense counsel had made representations to the trial judge about his efforts to locate the missing witnesses. Because the prosecutor failed to ask the trial judge’s permission before raising the missing witness inference, however, counsel for the defense had no opportunity to make any representations.
.The police transport log showed that the police cruiser had received an initial run at 1:20 p.m. to assist at 6th and O Streets, and that upon arriving at 1:24 p.m., the police were told to go to the 1800 block of 6th Street, arriving at 1:38 p.m. Appellant was picked up at 1:45 p.m., and it took between 10 to 15 minutes to get from the scene to the police station. According to the transport log, the police cruiser received a call for another run at 13 th and H Streets at 1:45 p.m. Officer Washington testified that the 1:45 p.m. run was different from that involving appellant, and, contradicting what was stated in the transport log, that the reference in the log to two defendants being transported to the First District occurred later; he also testified that no one else was in the back seat of the cruiser with appellant.
. Officer Washington testified that he checked the car after appellant was taken out of it, and that he found the $20 bill behind the cushions.
. Officer Mitchell testified that he found the brown paper bag on top of a railroad tie on a "hill” where appellant had been standing.
. The government’s contention that, unlike Price, supra,
. For example, the trial court instructed the jury that it could judge credibility on the basis of "whether the witness had been contradicted or corroborated by other credible evidence in the case.” The instructions did not tell the jury not to give greater weight to the testimony of police officers simply because they were police officers, but did tell the jury that counsel had a duty to object to any evidence which they thought was not properly admissible, thus leaving open the possibility that, in the absence of any instruction to the contrary, some jurors may have thought the missing witness inference could be used to convict appellant.
