Aрpellant, Robert Harris, Jr., and his co-defendant, Calvin V. Johnson, were indicted and charged together with several offenses stemming from the death of Paul Moore. 1 A jury trial commenced on December 3, 1990. The jury was given instructions and began deliberating on December 10, 1990. On December 14, appellant was found guilty of second-degree murder while armed, possession of a firearm during a crime of violence, and carrying a pistol without a license. Co-defendant Johnson was found guilty of carrying a pistol without a license. Appellant argues that his convictions should be reversed and remanded for a new trial because events surrounding a jury poll where the twelfth juror disagreed with part of the verdict announced by the fоreperson on the second day of deliberations led to a coerced verdict. We disagree and affirm the convictions.
I.
On Monday, December 10, 1990, the jury in appellant Harris’ case was instructed and sent to deliberate at 3:15 in the afternoon. They continued deliberating until 3:50 p.m. the next day, at which point the trial court received a note stating that the jury had reached their verdict. The jury came in and the foreperson was asked if the jury had reached a unanimous verdict in the case of Robert Harris. The foreperson stated that the jury found appellant Harris guilty of second-degree murder, of possession of a firearm while committing a crime of violence and of carrying a pistol without a license. The foreperson was then asked if the jury had reached a verdict in the case of Calvin Johnson. He stated
Counsel for both defendants requested a poll of the jurors. The court addressed the jury:
TRIAL COURT:
Ladies and gentlemen, as I told you I would, I’m going to poll the jury to insure for the benefit of the parties that your verdict is in fact unanimous. Your foreperson and [I are] going to begin with the case of United States versus Robert Harris, Jr. Your foreperson has announced that you find Mr. Harris guilty of the charge of second-degree murder, guilty of the charge of possession of a firearm while committing a crime of violence, and guilty of the charge of carrying a pistol without a license.
If your own individual verdict agrees with the verdict announced by the foreperson please say yes. If your own individual verdict does not agree with the verdict announced by the foreperson please say no.
The court then asked each juror if he or she agreed with the verdict as announced by the foreperson. The first eleven jurors replied “Yes.” The twelfth juror was then polled and the following exchange took place:
JUROR:
Would you repeat the question again?
TRIAL COURT:
My question is whether your own individual verdict in the case of United States versus Robert Harris agrees with the verdict announced by the foreperson. Your foreperson has announced that you find Mr. Harris guilty of the charge of ... (the Trial Court then listed the offenses). Does your individual verdict agree with the verdict announced by the foreperson?
JUROR:
Part of it and not all of it.
TRIAL COURT:
Sorry, it appears that you may not have a unanimous verdict. Ladies and gentlemen, would you please return to the jury room and continue your deliberations.
At approximately 4:00 — 4:15 p.m., the jury was excused.
Appellant’s counsel requested a mistrial arguing that because one juror had isolated herself from the rest of the jurors, and because the court and the other jurors knew of the split, there was too much pressure on her to change her vote. The court recognized appellant’s counsel’s concerns, noting that “[i]t’s a different matter, of course, when the second or third [jurors polled] indicate some disagreement and we sеnd them back and there is no way of knowing how many others might be in that posture.” However, by that time — 4:30 p.m. — the court had received a second note from the jury stating, “We have reached another verdict. We all agree we cannot reach a unanimous agreement.”
The court did not know how to interpret the note and was concerned with the fact that the twelfth juror had only disagreed with part of the verdict — possibly even with the co-defendant’s verdict and not appellant Harris’ verdict. The court felt that a partial verdict was a possibility, but noted that it had not instructed the jury on whether they could give a partial verdict or not. The trial court said that it would normally send home a jury that had been deliberating this long and have it resume the next day. After further discussion among the parties — at approximately 5:00 p.m. — the trial court sent the jury home saying that it would respond to the note the next day.
The following day, December 12, before the jury came in or began any deliberations, the court entertained suggestions as to how it should proceed. Appellant’s counsel argued that any further action— instructions or further deliberations— would be unduly coercive. The court decided to give an instruction based on a suggestion by this court in
Crowder v. United States,
TRIAL COURT:
I have some things that I want to tell you in response to the events [of] yesterday. [] [Yjesterday, your foreperson announced verdicts and we went part of the way through a poll of the jury, but the poll was not completed and your verdict could not be accepted by the Court because it appeared that in part your verdicts were not unanimous. Therefore, your verdicts] have not been returned and you remain free to return any verdicts on which you can all unanimously agree. Each of you is free to change your mind on any count against either defendant if you decide to do so, but you are also free not to change your mind even if other jurors disagree with you, and you should not do so simply for the purpose of reaching a verdict unless you are persuaded to сhange based on the evidence and your further discussions with your fellow jurors.
Remember that you are not partisans or advocates for any party in this matter. You are judges of the facts, you must decide the case based solely on the evidence, without prejudice, fear, sympathy, or favor for or against any party. To that end, I remind you that in your deliberations in the jury room your purpose should not be to support your own opinion, but to discuss the case with your fellow jurors with an open mind and to ascertain and declare the truth based on the evidence.
If you will keep that in mind and continue your deliberations I’ll be here all day working on other matters.
Later that day, at 4:35 p.m., the court received а note from the jury stating “We still have not reached a verdict.” The court decided to take no action and just send the jury home and allow them to continue the next day. 2 The following day, December 13, the jury deliberated without significant communication. 3 At the end of the day, the jury sent a note saying, “We have not reached a verdict as of yet!” 4 The court decided to send the jury home again without further instructions.
The next morning, December 14, the jury began deliberating at approximately 9:45. At 10:35 a.m., the court received a note stating that the jury had come to a unanimous decision in both cases. The jury found appellant guilty on all three counts and co-defendant Johnson guilty on only the count of carrying a pistol without а license. The jury was polled without dissent.
II.
Superior Court Rule of Criminal Procedure 31(d) states,
When a verdict is returned and before it is recorded the jury shall be polled at the request of any party or upon the Court’s own motion. If upon the poll there is not unanimous concurrence, the jury may be directed to retire for further deliberations or may be discharged.
The jury poll is the primary device for discovering doubt or confusion of individual jurors and has long been regarded as a useful and necessary tool for preserving the defendant’s right to a unanimous verdict.
Crowder v. United States,
Super.Ct.Crim.R. 31(d) clearly vests the trial judge with discretion in assessing the impact of a dissenting vote during a poll and reasonable exercise of this discretion should be given proper deference by a reviewing court.
United States v. Brooks,
An inquiry into jury verdict coercion is made from the perspective of the jurors.
Id.
at 825. Any alleged coercion must be evaluated in context and with regard to all the circumstances of the case.
Johnson v. United States,
The persuasive impetus inherent in the requirement of unanimity does not constitute coercion; such an impetus exists any time twelve persons are sent into a jury room to deliberate.
Smith,
Where it is alleged that a jury verdict has been coerced, our сases demonstrate that two inquiries should be made. The first inquiry is into the inherent coercive potential of the situation before the court. The second inquiry requires an examination of the actions of the trial judge in order to determine whether these actions exacerbated, alleviated or were neutral with respect to coercive potential. Then the two factors should be viewed together
For example, in
Crowder, supra,
the case primarily relied upon by appellant, the situation that presented itself had a great deal of inherent coercive potential. There, the foreman announced that the jury had unanimously reаched guilty verdicts on charges of second-degree burglary and grand larceny. The defendant asked for a poll during which the twelfth juror stated that she found the defendant guilty on the burglary charge but specifically stated that he was not guilty on the grand larceny charge “ ‘because of the lack of evidence'.”
Crowder,
The appellant in Crowder argued that the trial court erred in requiring further deliberations after the poll revealed the precise numerical (eleven to one) split and the identity of the dissenter. This court stated, “[o]n the facts of this case, we agree.” Id. at 342 (emphasis in original). The court noted that every jury poll has an element of coercion and then elaborated stating,
when a lack of unanimity is revealed in open court during the poll by the last juror registering a dissent, the potentially coercive impact of requiring the jury to retire for further deliberations is heightened since the numerical split of the jury and the identity of the only dissenter have been revealed in open court. In such a situation, the trial judge should be especially sensitive to the possibility of undue coercion of the lone dissenter.
Id. Thus, the court recognized the inherent coercive potential of such a situation and stressed that it was the trial judge’s job to alleviate that potential as much as possible.
In a footnote, the court described what a trial judge should do given these circumstances and found that this situation might have
justified a further attempt to dissipate the potential coerciveness inherent whenever the twelfth juror’s dissent is revealed in open court and the jury is instructed to continue its deliberations. The most obvious danger in such a situation is that the lone recalcitrant juror will conclude that the trial judge is requiring further deliberations in order to eliminate his dissent. To allay any such fears, a trial judge might consider the propriety of supplementing Instruction 2.93 with a comment to the effect:
“It is your duty, as jurors, to consult with one another and to deliberate with a view to reaching an agreement, if you can do so without violence to individual judgment. Each of you must decide the case for yourself, but do so only after an impartial consideration of the evidence with your fellow jurors. In the course of your deliberations, do not hesitate to reexamine your own views and change your opinion if convinced it is erroneous. But do not surrender your honest conviction as to the weight or effect of evidence solely because of the opinion of your fellow jurors, or for the mere purpose of returning a verdict.” [Instruction 2.91 (Alternative A).] 8
Id. at 342 n. 11. The court then concluded that the trial judge abused his discretion by not discharging the jury, noting in particular “(1) the inevitable increase in potential coerciveness which occurs when both the numerical division of the jury and the identity of the lone dissenter are revealed in open court, and (2) the degree of assurance with which the single juror dissented.” Id. at 343.
Thus, the
Crowder
type situation— where a twelfth juror in an open court poll clearly dissents on one specific charge — is one of very substantial coercive potential. That situation requires a trial court’s utmost attention and careful consideration in its actions to alleviate the potential for coerciveness (although even there, we established no
per se
requirement of a mistrial). The less coercive potential a situation may present, the more discretion a trial court has to handle it without declaring a mistrial. Thus, for example, less inherent coеrcive potential would be found if the dissenting juror was earlier in line because the precise numerical division of the jury would not be revealed; the juror would not necessarily be the only dissenter and the poll could be terminated without requiring the remaining jurors to commit themselves in open court.
Crowder,
Other decisions by this court provide help in determining when the combination of trial judge actions and situational degrees of inherent coercive potential will mandate reversal on grounds of a coerced verdict. In
In re Pearson,
Another potentially coercive combination is presented where a jury is apparently deadlocked or having trouble reaching agreement and a trial court decides to give an “anti-deadlock” instruction.
9
The factual context of a case can give rise to a situation where an “anti-deadlock” instruction becomes coercive. In
Smith v. United States,
Conversely, coercion may be averted where a trial court acts with appropriate precaution, even in a situation with a high degree of inherent coercive potential. For example, in
Wilson v. United States,
[n]ow, this is the first time since I have been sitting as a Judge, which is almost sixteen years, that I ever had a juror attempt to walk out of the jury room. I am not going to ask you the reason for it, but you took your solemn oath that you would do your duty as a juror, and that is what is expected of you. I would like to ask you to go back and make every attempt to deliberate.
Id. The court then gave the entire jury a Winters charge. Subsequently, the juror sent the judge another note which informed the judge that she was the holdout and that she wanted to be removed or given another day to decide. The judge excused the jury for the day without further instructions. Subsequently, the jury returned a guilty verdict. Id.
This court concluded, after evaluаting all the circumstances, that the jury verdict was not coerced. The judge’s response to the juror’s attempt to leave was “reasonable” because her duties were explained to her out of the presence of the other jurors. It was within the trial judge’s discretion to give the Winters charge even after a second note indicating deadlock, because the jury had deliberated only a short time and because the charge was given before the judge found out about the numerical division. Id. at 356-57. Thus, the inherent coercive potential of the situation was not great. When the trial court learned of the numerical division, which increased the inherent coercive potential, the court excused the jury without substantial discourse. This court concluded that this was a “measured response” made without any statements that could be characterized as an overreaction, and found no abuse of discretion. 11 Id. at 357.
In
Perkins v. United States,
[10] These precеdents identify factors that should be evaluated in determining whether a jury verdict was coerced. 13 Factors that help to establish the existence or degree of inherent coercive potential include (but are not limited to): the degree of isolation of a dissenting juror (or jurors), whether the identity of a dissenting juror (or jurors) is revealed in open court as opposed to in a note, whether the exact numerical division of the jury is revealed, whether the judge knows the identity of a dissenting juror (or jurors) and whether the juror is aware of the judge’s knowledge, whether other jurors may feel “bound” by a vote they have announced, and whether an “anti-deadlock” instruction has been given and, if so, whether this has occurred under circumstances where the potential for coercion is high.
The determination of the degree of inherent coercive potential must then be combined with an evaluation of how the judge reacted to the situation. 14 Did the judge make affirmative efforts to dispel any coercive potential? Did the judge take a middle course and act (or refrain from acting) in a reasonable and neutral way? Did the judge perhaps compound the problem by actions effectively adding to juror pressure? Did the judge independently create a situation of coercive potential? This process can then aid in the determination of whether the proceedings entailed a coerced verdict. 15
III.
We now apply the foregoing analysis to the case at bar. The situation itself
However, the facts of this case show that the situation had less inherent coercive potential than the
Crowder
case. Here, the juror was not disagreeing unequivocally with a verdict relating to a single defendant — there were two defendants whose verdicts had been announced. Although the juror was told twice that it was appellant Harris’ verdict that was the immediate subject of the poll, it is not entirely clear that she dissented from his convictions as opposed to co-defendant Johnson’s, which had not yet been individually polled.
16
Even assuming that she dissented from appellant’s verdict, she was dissenting only on an unspecified “part of it” and did not give any reason for her dissent. This is in contrast to the
Crowder
juror who dissented from the verdict as to a specific charge “because of the lack of evidence.”
See Crowder,
What also distinguishes this case from Crowder is that the trial judge’s reaction to the situation was decisively different. Here, the trial judge was acutely aware of the potential for coercion in the situation and clearly understood that where it was the twelfth juror who dissented, the potential for coercion was especially high. Immediately аfter the twelfth juror dissented, the trial judge sent the jury back to continue deliberating. 17 He did not give an “anti-deadlock” instruction nor did he single the dissenting juror out in any way. The jury deliberated for less than an hour before sending the note confirming that they were not in agreement. 18 The trial judge then sent the jury home — giving himself and the parties time to research and determine how best to handle the situation.
The next day, the trial judge asked for suggestions from the parties on how he should proceed, and decided on a course suggested by this court in
Crowder.
He gave an instruction which included the elements of the instruction suggested in Crowder
19
that reduce the potential for
Affirmed.
Notes
. Appellant and co-defendant Johnson were jointly charged with second-degree murder while armed in violation of D.C.Code §§ 22-2403, -3202 (Count One), voluntary manslaughter while armed in violation of D.C.Code §§ 22-2405, -3202 (Count Two), and possession of a firearm during a crime of violence or dangerous offense in violation of D.C.Code § 22-3204(b). They were each separately charged with carrying a pistol without a license in violation of D.C.Code § 22-3204(a) (Counts Three and Four).
. Appellant's counsel argued that sending the jury home to continue deliberating the next day was coercive in that the jury had tried three times to tell the court that it could not reach a verdict — once with the poll, once with the note following the poll and lastly with the present note. The court disagreed and stated that the jury knows how to tell the court that it is unable to reach a verdict. The court interpreted the note to say that as of yet they have not reached a verdict, but in time they may be able to.
. In mid-afternoon, the court instructed the courtroom clerk to give the jury a break. The clerk found only a few jurors in the jury room— the others had apparently gone to get their jury service checks. The court gathered the jurors together and instructed them not to leave the jury room without permission in the future.
The court noted that the atmosphere seemed "congenial" and there was no indication of animosity. The court stated that “[t]here is no indication that people are feeling pressured or any other way unhappy with the length of deliberations.”
. Appellant’s counsel argued that this was further evidence that the jury, was deadlocked.
. Criminal Jury Instructions for the District of Columbia, No. 2.91(B) (3d ed. 1978);
Winters v. United States,
. Plainly the on-the-spot perception of the trial court as to the existence of coercion can provide significant input.
. The instruction given stated,
Members of the jury, in the polling, one of your members has made an answer which indicates that you have not reached a unanimous verdict with respect to Count 2. For this reason I am asking you to return to the jury room for further consideration of your verdict, and when you have reached a unanimous verdict, you may return to the court. If it’s not unanimous, then you continue your deliberations.
After you return to the jury room, any member is free to change his or her vote on any issue submitted to you. Each juror is free to change his or her vоte until the jury is discharged. So you may return to the jury room.
Crowder,
. The
Crowder
court stated that "[w]hether such a supplemental instruction could have sufficiently reduced the likelihood of undue coercion and thereby validated the trial court’s decision to return the jury for further deliberations can only be decided on the particular facts of each case.” It then declined to speculate on whether on the facts of that case the supplemental instruction would have cured the error.
Crowder,
. Although an "anti-deadlock” instruction, like a
Winters
charge, is appropriate in many situations, it can have coercive potential and thus it "should not be given routinely, but only after careful consideration by the trial judge of the nature of the case and length of the deliberations.”
Smith, supra,
.
See also Epperson v. United States,
. The
Wilson court
noted that ”[p]erhaps more important than the disclosure [of the numerical division] itself, is the court’s reaction to it”.
Wilson,
. Other decisions support the contеntion that a trial judge’s response is critical in evaluating a coerced verdict allegation.
See Smith v. United States,
. We reiterаte that in evaluating a given case for jury verdict coercion, one must view the particular facts of that case in light of the total surrounding circumstances.
See
Wilson,
. We reiterate here that a trial judge has discretion in dealing with jury polls and instructions.
See Wilson,
. This analysis does not preclude an inquiry into whether, in fact, there was no coercion. Just because a situation has the potential for coercion does not mean that it actually occurred. Thus, for example, if there is evidence that despite a situation with a lot of inherent coercive potentiаl and an inappropriate response by the judge, in fact the jury was not coerced but rather gave their verdict "‘freely and fairly,’ ” this should be carefully considered.
See Smith,
. Although the foreman announced that the jury had reached three "guilty” verdicts for co-defendant Johnson before the aborted poll, the jury ultimately came back with only one conviction (for the lowest offense) against co-defendant Johnson while appellant’s convictions remained unchanged.
. This was one of the trial judge’s options under Super.Ct.Civ.R. 31(d), and this court has approved of this response in many instances where a jury poll reveals dissent.
See Artis,
. This note was some evidence that there was in fact no coercion of the twelfth juror by the trial judge’s order to resume deliberating. The juror did not "cave in” to the pressure of resumed deliberations, on the contrary, she held her ground.
. The instruction suggested in Crowder was the second of three paragraphs in Criminal Jury In- STRVCTIONS FOR THE DISTRICT OF COLUMBIA, No. 2.91 (Alternative A) (3d ed. 1978), which remains unchanged from the 1972 edition.
. The coercion reducing elements of the instruction suggested in Crowder are the statements that (1) deliberations should aim toward agreement, but not at the expense of individual judgment, (2) each juror must decide the case for himself or herself, but only after impartial consideration of the views of others and (3) a juror should not surrender his or her honest conviction merely to return a verdict. The trial judge here conveyed the essence of these points to the jury in his instruction. While the paragraph in the trial judge’s instruction beginning “Remember that you are not partisans ...see supra, might ideally have been omitted in the situation presented here, it did not taint the instruction given to the point of "coercion.”
. Appellant argues that there was no course of action that the court could have taken to adequately alleviate the coercion on the twelfth juror in this situation. We reject the proposition that when a twelfth juror dissents in open court that reversal is warranted
per se.
This was already implicitly rejected in
Crowder
by the fact that the court there suggested the supplemental instruction as a possible cure for situations of this type.
See Crowder,
.Appellant argues that the notes indicated a jury deadlock and that the orders to continue deliberating were coercive in that the jury was led to believe they would have to continue to deliberate endlessly. However, the trial judge decides when a jury is deadlocked,
see Epperson, supra
note 10,
