We granted certiorari in this case to consider whether under Maryland Code (1957, 1992 Repl.Yol.) Article 27,
*142
§ 281A(b), a firearm is “used” during and in relation to a drug trafficking offense when it is neither actively employed nor brandished.
1
I. 2
Cecil Harris, the appellant, was convicted by a jury in the Circuit Court for Baltimore City of possession of cocaine in sufficient quantity to indicate an intent to distribute, possession of marijuana, and feloniously using, wearing, carrying, or transporting a firearm, to wit, an Uzi semi-automatic 9mm assault firearm, during and in relation to a drug trafficking crime. 3 He was sentenced to concurrent terms of imprisonment—ten years for the cocaine charge, six months for the marijuana charge and ten years without parole for use of the *143 firearm. 4 The charges arose out of the Baltimore City Police Department’s execution of a search and seizure warrant, at premises at which the appellant maintained a part-time residence and, out of which, he had, at one time, operated a restaurant and car repair business.
The appellant and three others were found on the first floor, seated on the sofa in the living room. Neither weapons nor drugs were found on that floor or on the person of the appellant and his companions. All of the drugs and weapons were found on the second floor. In a hallway closet, 96.6 grams of 70% pure cocaine, valued at $36,000, were found in the false bottom of a “Fix-A-Flat” container. Eleven bags of cocaine and a bag of marijuana were found in the pocket of a man’s leather jacket, which was located in the middle room closet. The Uzi semi-automatic 9mm firearm was seized, in plain view, from the appellant’s room, the front bedroom. In that same room, the police recovered a loaded .357 handgun which was stuffed between pillows in a couch and three unloaded shotguns, all located in the closet. A .22 caliber Derringer handgun containing one round, was found in a drawer of the dresser in that room. The appellant owned all of the firearms.
The State offered expert testimony as to the significance of the evidence recovered. According to Officer Glenn Williams, to whose qualifications in narcotics investigation the parties stipulated, the quantity and purity of the cocaine found in the *144 Fix-A-Flat can indicated distribution rather than personal use. He also testified that the premises was a narcotics stash house, in which guns are ordinarily kept to protect the narcotics from rival dealers and police. That was the purpose of the Uzi found in appellant’s bedroom, Officer Williams opined.
Testifying in his defense, the appellant described the businesses he operated at the premises as a carry-out restaurant and a mechanic shop and a tire shop. Although the carry-out had been closed, he testified that he made some money in that store.
On cross-examination, the appellant testified that he supported himself from the proceeds of his businesses. He characterized his car repair business as profitable, as long as his physical condition permitted him to work, and his carryout restaurant business as doing pretty well. This prompted inquiry concerning his income, his 1989 and 1990 taxes, and his expenses, generally. The appellant’s 1989 and 1990 Maryland tax returns, showing income of $2,909 in 1989 and $18,441 in 1990, which were admitted into evidence, formed the basis for much of the questioning. The appellant objected to being questioned about the tax returns and to their admission in evidence. On redirect, as he had also done on cross-examination, the appellant testified to having other income from insurance and disability payments.
The appellant’s tax returns were obtained during the course of the trial. The prosecutor obtained a court order for their disclosure without notice first being given to the appellant that they were being sought. Neither was the appellant or his counsel present when the State presented the court with the petition and order. 5
II.
Section 281A(b), by its plain language, makes it a crime for a person to use or to wear, carry or transport a *145 firearm during, and in relation to, a drug trafficking crime. There are three prerequisites: the firearm must be 1) used, worn, carried or transported, 2) during a drug trafficking crime, and 3) in relation to it. One who uses or wears, carries or transports a firearm during a drug trafficking crime is not guilty of a violation of section 281A(b) unless the evidence also establishes that the use, wearing, carrying or transporting was in relation to that crime.
While penal statutes are to be strictly construed against the State and in favor of the defendant,
State v. Kennedy,
Our inquiry into legislative intent begins with the words of the statute and, ordinarily, will also end there. Where the words of the statute are clear and unambiguous, there usually is no need to go further in construing the
*146
statute,
Mustafa v. State,
A.
The appellant insists that the evidence in the case sub judice showed only that he possessed the firearm and that the General Assembly did not make it a crime to possess a firearm *147 during and in relation to a drug trafficking crime. The language of section 281A(b), the appellant argues, is plain and unambiguous, and in that regard, cannot be construed to cover mere possession. He posits that “possession” and “use” have different meanings; while one necessarily possesses a firearm while using it, it is not necessarily true that one who possesses a firearm also uses it.
The State does not dispute, nor can it, that the appellant was not wearing, carrying or transporting
6
a firearm during and in relation to a drug trafficking crime; direct evidence established that no firearms were found on the appellant and, in fact, that the only firearms recovered were located on the second floor, one floor removed from the appellant. The State does argue, however, that the appellant “used” a firearm during and in relation to a drug trafficking crime. It concedes that section 281A(b) does not punish the mere possession of a firearm, unrelated in any way to a drug trafficking offense. Nonetheless, specifically, citing
Rich v. State,
B.
In
Wynn v. State,
In reaching this conclusion, we did not confine our analysis to the words of the affected section. Rather, taking to heart the lesson of
Kaczorowski
that “ ‘the search for legislature intent is most accurately characterized as an effort to discern
*149
some general purpose, aim, or policy of the statute,’ ”
id.
at 539,
In examining the preamble we note that the legislature specifically distinguished between the wearing, carrying, and transporting of handguns and the use of handguns in criminal activity. In particular, in § 36B(a)(ii) the legislature emphasized that the increase in the number of persons killed or injured by handguns was directly related to the carrying of handguns by persons inclined to use them in criminal activity. This comment clearly indicates that the legislature considered the use of a handgun to be something more than mere illegal possession of a handgun and that the legislature contemplated use of a handgun in an active as opposed to a passive manner. Death and injury do not arise from a handgun which remains holstered.
Id.
at 541,
Next, the Court considered the substantive provisions of the statute and found them to be inconsistent with giving the term “use” a meaning equivalent to bare possession.
*150 The separate treatment of the carrying and wearing of a handgun in one instance, and use of a handgun in another, convinces us that if the legislature had intended for use of a handgun to encompass the conduct in this case it would have expressly so provided. As we see it, the legislature would have drafted § 36B(d) so as to specifically proscribe the “carrying, wearing, transporting, or use” of a handgun in the commission of a crime of violence.
Our opinion in
Wynn
was filed. September 1, 1988. The Drug Kingpin Act, of which section 281A(b) is a part,
see
Ch. 287, Acts of Md. 1989, was enacted May 19, 1989, effective July 1, 1989. Therefore, when it was passed, the Legislature knew, or, at least, is presumed to have known, how we had defined “use.”
See State v. Bricker,
C.
As we have indicated, section 281A was enacted in 1989 as part of the Drug Kingpin Act.
See Williams v. State,
As initially proposed, see S.B. 400 and H.B. 502, it was contemplated that section 281A(b) would punish anyone who “uses or possesses” a firearm during or in relation to a drug trafficking crime. The briefing document that accompanied the Senate and House bills explained the reason for using that language and its contemplated effect:
1. Why is it necessary to establish that use or possession of a firearm be a separate offense when Article 27, § 36B, already makes it unlawful to use a handgun in the commission of a felony or crime of violence?
The current statute is restricted to handguns. The proposed bill would include all firearms. Many drug dealers are using automatic weapons, assault rifles and other firearms that may not fall within the current definition of handgun. In addition Article 27, § 36B prohibits the “use” of a handgun. In the Wynn case, the Court of Appeals made it clear that “use” does not pertain to an individual who merely possesses a firearm for possible further use. The language in this bill prohibits anyone to “use or possess” a firearm during and in relation to a drug trafficking crime. It would affect an individual who carries a handgun while dealing drugs, even though he does not use it.
2. Wouldn’t this provision make it possible for a person to be convicted, if they distributed a small quantity of marijuana downstairs and had a shotgun on the wall upstairs? No. The statute provides that the firearm must be used or possessed “during and in relation to a drug trafficking crime.” That provision requires that a nexus be shown between the use or possession of a firearm and the drug trafficking crime. If the State cannot establish that the gun was being used or was kept for the purpose of being used to *152 further the drug trafficking crime, then the possession of the firearm would not be covered by this provision.
It also reflects that the Legislature was very much aware of Wynn and its recognition that “use” differs from “possess”. According to the Conference Committee Report for S.B. 400, the House Judiciary Committee proposed amending section 281A by simply deleting “possesses;” however, that proposal was rejected by the Conference Committee. While that Committee did delete “possesses,” in its place it added “wears, carries, or transports.”
By deleting “possesses,” and replacing it with “wears, carries, or transports,” terms that, while less active than “use,” are more active than “possesses”, the Legislature clearly expressed an intention to require, for conviction, something more than the mere possession of a handgun during and in relation to a drug trafficking crime. Had the punishment of one who possesses a firearm during and in relation to a drug trafficking crime been the Legislature’s goal, it would not have been necessary for it to delete that term. 8
*153 By inserting “wears, carries or transports,” the terms used in section 36B(b), the Legislature made section 281A(b) the near equivalent of the combined effect of sections 36B(b) and 36B(d). Consequently, the State finds significant the statement in Wynn that, had the Legislature intended that “use” cover the conduct in that case, it would have
“specifically proscribe[d] the ‘carrying, wearing, transporting, or use’ of a handgun in the commission of a crime of violence.”
In conclusion, the context in which the charged offense arose in Wynn is critical. Wynn was in possession of the handgun, i.e., he wore, carried or transported it. Here the State does not even argue that the appellant wore, carried, or transported the firearm; it argues only that he possessed it in relation to a drug trafficking offense; hence, he “used” it. 9
D.
The State seeks support for its argument in the federal counterpart to section 281A(b), 18 U.S.C. § 924(c)(1) (1979, 1993 Cum.Supp.) and the cases interpreting it. That statute provides:
Whoever, during and in relation to any crime of violence or drug trafficking crime ... for which he may be prosecuted in a court of the United States, uses or carries a firearm, shall, in addition to the punishment provided for such crime of violence or drug trafficking crime, be sentenced to imprisonment for five years....
Although it has not addressed the issue presented by this case, the Supreme Court has construed “uses” in § 924(c)(1) to have a meaning broader than brandishment or display.
Smith v. United States,
— U.S. -,
We stated earlier that section 281A(b), though similar in language to § 924(c)(1), contains language identical to section 36B, and “use” in that statute has been interpreted, by this Court, as requiring conduct different from possession—an active, rather than passive, employment of a handgun. That interpretation, of which the Legislature was aware when it enacted section 281A(b), conflicts with the way “use” has been interpreted by the majority of the federal courts construing § 924(c)(1). The interpretation given a federal
*157
statute ordinarily is persuasive in interpreting a state statute patterned upon the federal statute.
Faulk v. State’s Attorney,
As we see it, “use” requires that the defendant “carry out a purpose or action” or “make instrumental to an end or process” or “apply to advantage” the firearm.
Wynn,
*158 III.
Maryland Rule 1-351 provides:
No court shall sign any order or grant any relief in an action upon an ex parte application unless:
(a) an ex parte application is expressly provided for or necessarily implied by these rules or other law, or
(b) the moving party has certified in writing that all parties who will be affected have been given notice of the time and place of presentation of the application to the court or that specified efforts commensurate with the circumstances have been made to give notice.
Without notifying either the appellant or his attorney of its intention to do so, the State petitioned the trial court, while the trial was in progress, but before the appellant testified, “to sign an Order directing the Custodian of Maryland Income Tax Records ... to produce the [appellant’s] Maryland Income Tax Records for the taxable years 1988 through including 1990.” The Petition For Order Authorizing Production of Tax Records recited three bases for the Order:
1. The aforementioned person(s) are defendants in the above captioned criminal cases involving the seizure of records of an extensive illegal lottery scheme operating in Baltimore City. 10
2. Pursuant to Section 13-203 of the Tax General Article, Annotated Code of Maryland, the Custodian of Maryland Income Tax Records shall not divulge such tax records unless directed to do so by proper judicial order.
3. The records are requested by the State in order to prepare properly for the trial....
The only party before the court, as far as the record reveals— there being no transcript of the proceeding—was the State. The order signed by the judge recited that “good cause” exists for its issuance.
*159 The appellant argues that, by meeting with the State ex parte and signing an order, presented during those proceedings, directing the custodian of Maryland income tax records to deliver the appellant’s income tax returns to the State, the judge violated Rule 1-351. He also argues that the failure of the State to provide notice of those proceedings either to him or his lawyer had the effect of excluding him from a stage of his trial; hence, Rule 4-231 was also violated. 11 When these rule violations are taken together, the appellant contends, the effect of the ex parte hearing was to deny him the ability to make “an informed choice to testify or remain silent.” Finally, the appellant asserts that precluding him from participating in the proceedings to obtain his income tax returns was at least fundamentally unfair. 12
An
ex parte
proceeding is one in which only one side of the controversy is presented, the other side having been afforded no opportunity to participate by virtue of the absence of notice or knowledge of the proceedings.
See Magness v. Magness,
*160 The State sought access to the appellant’s income tax returns pursuant to Maryland Code (1988) §§ 13-202 and 13-203(b) of the Tax General Article. 13 Read together, these sections prohibit disclosure of tax information except “in accordance with a proper judicial order or a legislative order.” It was in an attempt to obtain a “proper judicial order” that the State presented the court with the Petition For Order Authorizing Production of Tax Records. 14
*161
To be sure, a party to ongoing litigation may subpoena, without advance notification having to be given to the other party, a third party’s records for use at the trial. When, however, the records sought are “confidential”, before disclosure will be ordered, the moving party must show, usually at a hearing, some connection between the records sought, the issue before the court, and the likelihood that information relevant to the trial would be discovered.
Zaal v. State,
What was at stake in the ex parte proceedings sub judice, was the discovery of evidence for use at the petitioner’s trial, not the admissibility at trial of the evidence discovered. A defendant has an undeniable and real stake in challenging the admissibility of impeachment evidence that the State might offer against him or her. On the other hand, ordinarily, he or she may not veto the State’s discovery of the potentially impeaching evidence.
We need not decide whether, by failing to give the appellant notice of the
ex parte
proceedings, Rule 1-351 was violated.
15
*162
Assuming that it was, under the circumstances, the violation had no prejudicial impact on the appellant. The appellant had the opportunity to, and, in fact did, object to the admission of the tax records into evidence. He could have raised, at that time, the confidentiality of those records. Certainly, before the records were admitted, their relevance to the issue as to which they were offered had been established. Furthermore, a proceeding for the purpose of discovering impeachment evidence for use at trial is not a stage of the appellant’s trial; rather it is collateral and totally separate from it.
16
See Department of Social Services v. Stein,
IV.
By allowing the State to cross-examine him as to his Maryland tax returns, the trial court erred, the appellant asserts, because the cross-examination was designed to show his poverty, and, thus, his motive.
17
He relies on
Vitek v. State,
On direct examination, the appellant testified that shortly before his arrest and prior to an accident, he had been “making some money in the store.”
18
By that testimony, the appellant portrayed himself as an enterprising businessman who did not need to sell drugs. The State was entitled to rebut that implication, if it could. Cross-examining the appellant as to his 1989 and 1990 tax returns, was an effective method of doing so. It sought by that examination to show that the appellant did not earn enough from his businesses to support himself or his family. Although the cross-examination tended to prove that the appellant likely had another source of income, and did not live off the proceeds of his businesses alone, as his direct testimony suggested, it did not suggest, nor was it presented to prove, that the appellant was more likely to commit a crime because he was poor. The court did not abuse its discretion in permitting the State to cross-examine the appellant as to his State tax returns.
State v. Cox,
JUDGMENT ENTERED PURSUANT TO ART. 27, § 28lA(b) REVERSED; ALL OTHER JUDGMENTS AFFIRMED.
COSTS TO BE PAID ONE-HALF BY THE MAYOR & CITY COUNCIL OF BALTIMORE AND ONE-HALF BY THE APPELLANT.
Notes
. The Court of Special Appeals decided
Rich v. State,
. Our statement of facts is taken largely from the parties’ agreed statement of facts.
. Maryland Code (1957, 1992 Repl.Vol.), Article 27, section 281A(b) provides,
"(b) Unlawful acts; penalties.-—-During and in relation to any drug trafficking crime, a person who uses, wears, carries, or transports a firearm is guilty of a separate felony....”
"Drug trafficking” crime is defined as ”[a]ny felony involving the possession, distribution, manufacture, or importation of a controlled *143 dangerous substance under §§ 286 and 286A of this article” or "[c]onspiracy to commit any felony involving possession, distribution, manufacture, or importation of a controlled dangerous substance under § 286 and 286A of this article.” Md.Code (1957, 1992 Repl.Vol.) Art. 27, § 281A(a)(2)(i) and (ii). The appellant does not dispute that he was charged with drug trafficking crimes.
. Section 281A(b)(l)(i) provides for a sentence of not less than 5 years nor more than 20 years, for a first offense, while § 281A(b)(l)(ii) makes it "mandatory upon the court to impose no less than the minimum sentence of 5 years, no part of which may be suspended and the person may not be eligible for parole except in accordance with the provisions of Article 3 IB, § 11 of the Code.” That minimum mandatory sentence is doubled when the firearm, is like the "Uzi 9 mm in any format (micro, carbine, rifle),” one of a list of specified firearms.
. Those facts relating to the appellant’s cross-examination about his financial condition and the State’s obtaining his income tax returns, while agreed, are not intended to be exclusive.
. “Wear” has been defined as “to bear or have upon the person; ... to have attached to the body or part of it.... ” Webster Third New International Dictionary, 2589 (unabridged 1986). Black’s Law Dictionary defines “carry” as “[t]o have or bear upon or about one’s person, as a watch or weapon....” Black’s Law Dictionary, 214 (6th ed. 1990). “Transport” is defined as “[t]o carry or convey from one place to another.” Id. at 1499.
. Other jurisdictions also define “use” as requiring more than possession of the firearm.
See Jordon v. State,
. The State argues that it is clear that, even in the original bill, possession was criminal only when it was "during and in relation to” the drug trafficking offense. It asserts that possession of a firearm during and in relation to an offense is more than "mere" possession; thus, there was never a need- to eliminate the word, "possesses,” to avoid the prospect that the statute might be construed to cover cases in which there was no connection at all between the firearm and the drug offense. Therefore, it adds, it is not logical to interpret the elimination of "possesses” from the statute as an indication that the Legislature intended "uses" to mean "actively uses” as opposed to mere possession.
We agree that, even under the original proposed version of § 281A(b), possession of a firearm during and in relation to the drug trafficking crime was required. We do not agree, however, that the same construction obtains after the deletion of "possesses” as obtained before its deletion. As the briefing document indicates, by using "possesses” along with "uses,” the Legislature intended to reach conduct which we held in
Wynn
was not covered simply by the word "use.” The deletion of "possesses” and replacing it with other, more limited terms, must have some effect; it certainly could not mean the same thing as it did before. In light of the deletion, to read the statute as the State proposes would be to create a crime, possession of a firearm in relation to a drug trafficking crime, not prescribed by the Legislature.
See Patuxent Inst. v. Hancock,
Additionally, the State, citing
Rich,
. The Supreme Court has very recently held that "use” of a firearm may consist of conduct other than possession, brandishment, or display. In
Smith v. United States,
- U.S. -,
. The appellant was not charged with illegal lottery.
. Maryland Rule 4-231(b) provides:
(b) Right to Be Present—Exceptions.—A defendant is entitled to be present at a preliminary hearing and every stage of the trial, except (1) at a conference or argument on a question of law; (2) when a nolle prosequi or stet is entered pursuant to Rules 4-247 and 4-248; or (3) at a reduction of sentence pursuant to Rules 4-344 and 4-345.
. The appellant also alleges that Rule 4-263, pertaining to discovery, was violated when he was not apprised of the ex parte proceedings. He does not, however, state the manner, and we can discern none, in which such a violation could have occurred in this case; accordingly, we shall not further address this issue.
. Section 13-202 provides:
Except as otherwise provided in this subtitle, an officer, employee, former officer or former employee of the State or of a political subdivision of the State may not disclose, in any manner, any tax information.
Section 13-203(b) provides:
(b) Judicial or legislative order.—Tax information may be disclosed in accordance with a proper judicial order or a legislative order.
. The State quite properly did not subpoena the appellant's income tax returns; it recognized, correctly, that, for purposes of section 13-203, a subpoena is not "a proper judicial order.” The clerk of a court is charged with the duly of issuing subpoenas,
see
Md. Rule 4-265, and that duty, like other clerical duties, is generally classified as ministerial.
See also Corey v. Carback,
[T]he Comptroller without objection produced the return in court and his representative, in obedience to the statute, would reveal the .contents of the return only to the judge who, under the circumstances, was “an officer of the State having a right thereto in his official capacity.” The judge’s ruling which found the return relevant evidence and admitted it in evidence was a "proper ... judicial order” under the statute.
It may be deduced from the foregoing that a proper judicial order is one that orders disclosure of the records sought only after a judge, having considered the matter in light of the total circumstances, i.e., the records sought, the issue on which it is alleged they have bearing, etc., has determined that they are relevant. In other words, a proper *161 judicial order issues after the judge has exercised discretion to determine the relevance of the records, not as a matter of course.
. Recognizing that a subpoena issued by a clerk is not "a proper judicial order,” as contemplated by section 13-203, the State argues that a court order stating that there is good cause, issued by a judge, even though without either a hearing or a finding that the records sought are relevant, is such an order. The State’s position, then, is that confidential records may be obtained almost as a matter of course. Preservation of confidentiality requires more.
In the case
sub judice,
early in the trial, the State, in an
ex parte
proceeding, obtained an order authorizing disclosure of the appellant’s income tax returns. At that time, the appellant had not testified, and so, the State could not have been seeking them to impeach the appellant’s testimony. The petition submitted to the court stated that the returns were needed to permit the State properly to prepare for the appellant’s trial, which, the petition alleged, involved an extensive lottery scheme operating in Baltimore City. Aside from supplying the nature of the case against the defendant (in this case, that information was also erroneous), the petition disclosed nothing from which the court could conclude that the returns were relevant except, perhaps, on the issue of the appellant’s poverty. That would not have justified the disclosure of the information, however.
See Vitek v. State,
. We do not today decide whether the person for whose benefit the confidentiality of the records exists must be notified of the separate proceedings notwithstanding the fact that a defendant is not entitled to know, in advance, what evidence the State intends to use to impeach him or her.
See
Maryland Rule 2-422;
Hoey v. State,
. The appellant also contends that the cross-examination was intended to prove that he committed prior bad acts. He does not explain how, precisely, cross-examining a witness as to his income tax returns is intended to prove prior bad acts. Given the view we take of the appellant’s initial argument, it does not matter. We believe the cross-examination was permitted on a contested, relevant issue in the case and any implication of the commission of prior bad acts that may be drawn is substantially outweighed by its probative value.
Harris v. State,
. The appellant operated a carry-out restaurant and car repair shop at the Thomas Street address.
