120 Tenn. 668 | Tenn. | 1907
Beard delivered the opinion of the
Court.
This is an action of ejectment in which the plaintiff must show title and also the right of possession to the real estate in controversy. To maintain her right of recovery the plaintiff below invoked the rule of res judicata, in aid of her deed, and the failure of the trial judge to give her the benefit of the rule is insisted upon as error.
The facts essential to the consideration of this contention, as well as of other errors assigned, are, that, in the year 1898 one W. J. Caesar became a purchaser of this property at a sale made under a decree of foreclosure pronounced by the United States circuit court sitting at Jackson, Tennessee, of a mortgage or trust deed made by John S. Smith and wife, and as such purchaser was in 1899 placed in possession of the same. No question is here made upon the regularity of the foreclosure pro
This property was assessed for the State and county taxes of 1896, in part to J. S. Smith, and in part to J. M. Smith, the latter having acquired an interest in a portion thereof, subject however, to this mortgage or trust deed. These taxes were not paid, so that, after due advertisement, on the first Monday in September, 1897, the trustee of Madison county sold or attempted to sell the property to the treasurer of the átate of Tennessee. The two years for redemption having expired, the plaintiff in error, Mrs. Harris, purchased the property and took a deed from the clerk of the circuit court of the county.
In March, 1900, W. J. Caesar filed his bill, in tin chancery court of Madison county, against Mrs. Harris in which he alleged that he was the owner in fee of tin property in question, and setting out the facts concern ing its assessment for the tax of 1896, the sale of the same by the trustee to the State treasurer and by the clerk to Mrs. Harris, it was then alleged that this sale, for various reasons assigned, was void, and the complainant therefore prayed that the deed to Mrs. Harris be removed as a cloud upon his title. An answer was filed in which the defendant denied complainant’s claim of title, and further denied every allegation of the bill which tended in any degree to impeach her title. Notwithstviid-
After this dismissal, but before the entry, of the decree, complainant, upon an-affidavit of his counsel showing “oversight or misadventure” on his part, asked leave to put in evidence the deed from the special master of the United States circuit court, sitting at Jackson, conveying to him the land in controversy in pursuance of a decree pronounced in the foreclosure proceeding in that court. This was denied and a decree of dismissal was entered. On appeal to this court the decree of the chancellor was reversed and the cause was remanded in order that the complainant might have an opportunity to ■show his title.
Upon the remand when the case came on for trial again in the chancery court, the counsel for complainant Caesar, to show title in his client, contented himself with filing and putting in evidence the deed of the special master, referred to above, without more, when again the cause was dismissed, the chancellor stating in his decree as follows:
“And it therefore appearing to the court that the deed •of J. P. Clough, clerk and special commissioner, to the ■complainant W. J. Caesar is insufficient in law to estab*674 lish any title in complainant, and that the complainant-in this cause is not entitled to any relief; it is, therefore, adjudged, ordered and decreed that complainant’s, bill be dismissed . .
Upon appeal, in disposing of the cause, this court entered the following decree: “This cause was heard upon the transcript of the record from the chancery court of Madison county, and, it appearing to this court that in the decree of the court below dismissing complainant’s-bill there is no error, it is, therefore, ordered, adjudged and decreed by the court that said decree of the court below be, and the same is hereby in all things affirmed.”
Subsequent to this disposition of that cause the present action of ejectment was instituted by Mrs. Harris against the defendant in error, and in it she rests her title and right to recovery upon her deed from the circuit court clerk supported by the decree in the chancery court, affirmed in this court, which she insists estops the defendant in error as a privy in estate with Caesar from now raising any question upon the regularity of' the tax sale, or validity of her deed.
In the chancery cause, as is seen from the statement heretofore made, there were, by the complainant in that cause, presented for determination two issues, first,, that, the complaint had the title in fee .to the land in question; and second, that the deed made by the circuit court clerk to Mrs. Harris, was a cloud upon the true title, which he had a right to have removed. If the decree of the chancellor, affirmed by this court, involved a.
Looking, however, to the record in the chancery cause, we think it evident that the complainant therein never reached the point where he could or did invoke a consideration by the court of the question as to the validity of the title of Mrs. Harris. Unless he was the owner of the true title it was not in the mouth of the complainant to impeach the claim of Mrs. Harris. Lacking such title he had no right to. put her to the defense of her alleged title. The establishment of his own was an essential preliminary step to the impeachment of her claim. In the bill filed to remove the deed of Mrs. Harris as a cloud upon his title, it was as necessary for the complainant to allege, and afterwards prove, that he was the owner of the true title, as this is essential in an action of ejectment; in neither case can the weakness of the defendant’s title be relied upon for redress. * '
Confessedly, in the first trial in the chancery court the cause Avas dismissed because of the failure of the complainant to show title. There was no pretense then of an adjudication of Mrs. Harris’ claim. At the trial occurring after the remand by this court the complainant again failed in this regard and his bill was dismissed by the decree, hereinbefore set out, Avhich was afterwards affirmed by this court.
So it may be taken as settled on the record that the question of the validity of Mrs. Harris’ deed, while presented by the pleadings in that cause, was neither considered or determined, and if defendant in error is concluded by the decree of dismissal on this point, then it must be on the ground urged by plaintiff in error, that being one of the issues involved in the cause that the decree of dismissal was conclusive, without regard to the fact whether or not it was considered and decided. In other words, the proposition which the counsel of plaintiff in error submits as controlling is, that “a judgment is conclusive between the parties not only as to such issues as were in fact determined in that proceeding, but as to -every other matter which the parties might have litigated as incident to or essentially connected with the subject-matter of litigation whether the same, as a mat
It must be conceded that the general proposition insisted upon by the counsel of the plaintiff in error is recognized by the cases thus relied upon and when applied within proper limitations is entirely sound. There is no doubt that, where an issue, question, or fact is submitted to and determined by a court of competent jurisdiction, the judgment of that court is conclusive upon the parties and their privies in every subsequent action involving the same issue.
In Southern Pacific Railway Company v. United States, 168 U. S., 1, it is said, “The general principle announced in numerous cases is, that a right question or fact distinctly put in issue and directly determined by a court of competent jurisdiction as a ground for recovery cannot be disputed in a subsequent suit between the same parties, or their privies; and, even if the second suit is for a different cause of action, the right, question or fact, once so determined must, as between the same parties or their privies, be regarded as conclusively established so long as the judgment in the first suit remains unmodified.” In support of this general principle many cases are cited by the court.
In McDowell v. Langdon, 3 Gray, 513, it was adjudged that a yerdict and judgment are not conclusive unless it appears by the record, or by parol evidence in addition thereto, that the successful party in the former suit prevailed upon the very issue in support of which he offers the record in evidence. There the two cases were between the same parties and of the same nature. In the first the defendant pleaded not guilty to the charge of obstructing the flow of water to the plaintiff’s mill, and also a right to use the water in the manner complained of. When he relied upon the record of the first judgment in his favor as a bar to the second action for similar subsequent torts it was left doubtful on which of the two grounds he prevailed at a former trial and for this cause the court held that the plea could not be sustained.
In Berlin v. Shannon, 99 Mass., 200, it was held that a verdict in judgment are conclusive by way of estoppel only as to those facts which were necessarily involved in them and without the existence and proof of which such a verdict and judgment could not be rendered. In this case the court say, that in Berlin v. Shannon, 3 Gray, 387, the true principle is distinctly announced by Shaw, G. J., in these words: “It is only when a fact is specially-put in issue, traversed and tried, that a verdict and judgment following it are evidence against a party.
In Freeman on Judgments, in section 276, the author embodies in his text an excerpt from an opinion of the supreme court of Massachusetts, with approval in the following language: “To be a bar to future proceedings it must appear that the former judgment necessarily1 Involved the determination of the same fact, to prove or disprove which it is offered in evidence. It is not enough that the question was in issue in the former suit, it must also, appear to be precisely determined, where in the answer various matters of defense are set forth, some of which relate to the maintenance of the suit and others to the merits, and there is a general decree of bill dismissed, it is impossible to hold the decree a bar to future proceeding.”
So, if we were in error in our limitation of the decree in the chancery cause to the determination of the single question, that the complainant having failed by competent evidence to establish his title, his bill was dismissed, and that the decree is to be taken as a general decree of dismissal, then as there were two distinct matters presented by complainant’s bill, failing in his contention as to either, the like result was necessary; then upon the face of the record there would be uncertainty as to the basis of the decree, and upon the author
Estell v. Taul, 2 Yerg., 467, was an action to recover rents, and the defendant produced a former judgment in his favor by a justice of the peace and relied upon it as an adjudication. On appeal it was held that evidence was admissible to show the fact or issues determined, and that the circuit judge erred in instructing the jury, in effect, that whether the justice of the peace did or did not try the former case upon its merits, his judgment was conclusive.
In Warwick v. Underwood, 3 Head, 238, it was held that, where the former judgment is general and uncertain, parol evidence is admissible to show the fact or issue tried and involved in that judgment.
In Folkes v. The State, 14 Lea, 14, the questions involved and the rulings of the court are well stated by the reporter as follows: “A judgment was recovered in the county court upon motion against the administrator of the clerk of the court and the sureties oh the clerk’s bond; the defendants afterwards undertook to remove the cause into the circuit court for a new trial by writs of certiorari and supersedeas, which writs were dismissed on motion of the plaintiffs; the defendants then appealed in error to this court, where the proceedings below were reversed and the motion dismissed. Held that the judgment was not rendered on the merits. As a general rule the onus of establishing an estoppel is upon him who invokes it, and in all cases in which the record gives-no intimation whether a particular matter is determined, or where the language used leaves it uncertain and to conjecture, the party relying on the estoppel must aver the fact and support it by proof aliunde
For the purpose of ascertaining whether an estoppel could be raised upon the prior record, it was held in that case, as well as in the later cases of State v. Bank of Commerce, 96 Tenn., 591, and of Borches v. Arbuckle, 111 Tenn., 500, that the opinion of the court, where the judgment was silent upon the point, might be looked to for the purpose of determining what was really decided
Nor are the cases of Nicholson v. Patterson, 6 Humph., 394; Thompson v. Blanchard, 2 Lea, 528; Boyd v. Robinson, 93 Tenn., 1; and Donaldson v. Nealis, 108 Tenn., 638, out of line with the cases just referred to.
In the first one of these cases the court said that a court of chancery has the power to enjoin a void judgment, but not one simply erroneous, because the court and counsel overlooked a point upon which a defense could have been successfully made. In Thompson v. Blanchard, supra, it was held that the decree for the sale of land upon a bill filed, by an executor, which adjudges that the personalty of the testate’s estate had been exhausted in payment of debts and special legacies unap-pealed from and unreversed is conclusive in subsequent litigation between the executor and the heirs, or devisees, to sell other lands, although it may appear in the later suit that the legacies in payment of which the personalty was exhausted and which in that suit were adjudged special legacies were in effect and in law general legacies. The ruling of the court in both of these cases rests upon the ground, that the merits involved were considered in the prior litigation, and though erroneously
In each case it was necessary to determine the interest of John D. Robinson in the real estate in order to determine in the one case the lands in which the widow was entitled to dower, and in the other to determine what lands were subject to be sold for the debts of John D. Robinson. In both cases the court must necessarily have passed upon the rights of the minor child, and in the last-named case the interest of the minor was especially under consideration. The prayer for the construction of the two deeds was sufficient to give the court authority to construe them; and whether it construed them according to the present contention is not now material.”
In Donaldson v. Nealis, supra, tbe counsel for defendant insisted that a decree in a prior suit, between tbe same parties and about tbe same subject-matter, dismissing complainant’s bill, was conclusive against tbe right of complainant to maintain a second suit. To this, however, tbe court replied, that tbe bill in tbe first suit having been dismissed on demurrer, raising tbe ground that it was not maintainable because it was a collateral attack upon a tax proceeding, was not such an adjudication of
We are satisfied that when the direct question, which we are now considering, has arisen, that the holdings of this court are in harmony with those of the supreme ■court of the United States, and of the courts of last resort •of the several States as well as with the text of the law writers to which reference has been made.
. There are several cases upon which the counsel of plaintiff in error specially relied as holding a doctrine contrary to the view announced in the cases to which we have referred above and which we approve as announcing a sound principle. To these we will briefly refer. In Parish v. Ferris, 2 Black, 606, the court held that a dismissal of the plaintiff’s suit upon the merits is as conclusive upon the rights of the parties as any other judgments that might have been rendered in the case.
Werlein v. New Orleans, 177 U. S., 390, we think equally fails in supporting the contention of plaintiff in error. Execution, issued upon a judgment recovered
The case of Parkes v. Clift, 9 Lea, 524, also relied upon, presents the following facts: In 1876 W. J. Thomas and Jas. A. Partes filed their bill in the chancery court, of Hamilton county, as heirs of one Thomas Partes, against Clift, setting up title to lands, which, it was alleged, were the property of their ancestor at the time of his death, and which defendant was claiming under an execution sale which was irregular and void. The purpose of the bill was to have the deed which defendant had, removed as a cloud upon their title. This bill was dismissed on demurrer. Subsequently James A. Parkes, having acquired the interest of his co-complainant in the first action, filed a second bill against the same party and for the same purpose. In this he stated the fact of the filing of the first bill together with all the allegations which it contained, and then added other facts which he insisted were of the character to avoid the judgment upon which the execution was issued, and under which the sale was made. Upon demurrer this
We are satisfied that none of these cases contravene the principle which has been announced in the earlier part of this opinion, and that no thoroughly considered case can be found to warrant the application of the rule of res ad judicata to the case at bar.
This contention of the plaintiff in error out of the way, there is left open the question whether Mrs. Harris, standing alone upon her deed of September 7, 1899, can maintain this suit. We think she cannot. While the trustee of the county struck off the property in question to the treasurer of the State, yet he failed, as required by section 63, of chapter 1, of the Acts of 1897,
An effort is made to work an analogy as between a sheriff’s sale of real estate under an execution, and the sale of it by the trustee, in this case, to the treasurer of the State. Unquestionably, the moment that real property is struck off by the sheriff at an execution sale to the purchaser, the latter has an equitable estate and needs only a deed from the sheriff to clothe him with a title in fee. The sale by the sheriff is in every respect, a legal one. It is otherwise, however, with the sale of the county trustee in the case at bar. Without the certified list his attempted sale was absolutely ineffective. Out, of it could grow neither a legal nor an equitable title. Under the statute no more interest was created by such
Nor do we think that the plaintiff in error can avail herself of the prescriptive or curative limitation of three years, as prescribed in section 71, chapter 1, of the Act
It is true that a similar provision in the several statutes of Mississippi and of Wisconsin have been construed by the courts of those States to cut off all impeachment of a tax title after the lapse of the statutory period. With the greatest deference- for the opinion of those courts, yet, we are unable to concur with them in their holding, that this statute is an estoppel upon the owner from impeaching a tax title where jurisdictional facts are lacking to support it. We are satisfied that ample scope is given for the operation of this provision in preventing the impeachment of the title for mere irregularities in a tax sale. It is said, however, that this provision comes to us from the State of Mississippi, and in adopting it that the presumption is, that the construction placed upon this provision by the courts of Mississippi were intended to enter into and become a part of the Tennessee statute, unless it appears to be in contravention of the policy of this State.
We think that the policy of this State with regard to such a title is clearly announced in the Tax Title Cases, supra, and Condon v. Galbraith, supra, and that to adopt the construction obtaining in Mississippi would clearly ■contravene this policy.
Upon the whole record, without further elaboration, we are satisfied no error was committed by the trial judge and his judgment is, therefore, affirmed.