*1 applies only fed- procedure “vir- misconduct to judge’s reflects the rulings erroneous 4. habitual,” judges. See Judicial-Conduct Rule “arbitrary intentional eral tually based on from law” departure DISMISSED. with, or willful “disagreement judge’s to, This can law.” Id. indifference particu- a by pointing done to be
generally to commit judge continued
lar error repeatedly been correct- having after
even appeal.
ed on to pointed here hasn’t Complainant HARRIS, Plaintiff-Appellant, Vernon on that was reversed single decision even close He thus has come nowhere appeal. of disre pattern practice COUNTY SUPERIOR alleging to MARICOPA Supreme Court; COURT; judge either named Arizona garding the law Arizona, charges Defendants-Appel must dis These be complaint. his State 852(b)(1)(B). § lees. missed. See U.S.C. No. 09-15833. that the
Complainant alleges also and prej “series of biased judges issued a Appeals, United States Court of “collectively de rulings” that were udicial Ninth Circuit. deny meaningful access signed [him] Argued and March Submitted courts,” magistrate and that their in his with the defendants judge conspired 20, 2011. Filed Jan. rulings action. Adverse underlying Bivens In re conspiracy. bias or See prove
do Misconduct, 583 Complaint Judicial Cir.2009). And com
F.3d any proof to provided hasn’t other
plainant re See In allegations his of bias.
support Misconduct, 569 Complaint Judicial (9th Cir.2009). 1093, 1093 These
F.3d wholly
charges must also dismissed
unsupported. See U.S.C. 352(b)(1)(A)(iii); Rule
§ Judicial-Conduct
11(c)(1)(D). allegation judges that the
Complainant’s on failed to rule a motion
improperly must be dismissed complaint
amend his fact ruled magistrate judge
because motion, judge ruled and the district
on the motion to reconsider complainant’s See 28 U.S.C.
magistrate judge’s order. (b)(2). 352(b)(l)(A)(iii),
Complainant’s charges because staff must be dismissed
Katherine Baker Diane Born- scheuer, AZ, Scottsdale, for the defen- dants-appellees. HUG, JR.,
Before: PROCTER STEPHEN REINHARDT and JAY S. BYBEE, Judges. Circuit REINHARDT; Opinion by Judge Partial and Partial Concurrence Dissent by Judge BYBEE.
OPINION REINHARDT, Judge: Circuit *6 After forced out he was of his position Appearance as an Hearing Initial Maricopa County Superior Officer for the Court, unsuccessfully Harris Vernon sued Superior Court and the other defen of, alia, dants for violations inter his Rights under Title VII of the Civil Act and the Fourteenth Amendment. Defendants sought attorneys then substantial fees and Harris, costs from were and awarded over $125,000 by costs fees and challenges court. Harris those awards. Our encourage laws individuals to seek relief rights, for violations their civil of and allow a defendant recover fees and costs from a plaintiff only in a civil case exceptional “in circumstances” which “frivolous, plaintiffs are claims unrea Barry sonable or without foundation.” See Fowler, 770, (9th Cir.1990) F.2d (internal marks, quotation citation omit ted); Christiansburg Garment Co. v. EEOC, 422, 412, 694, 434 U.S. 98 S.Ct. (1978). Moreover, L.Ed.2d McCracken, Phoenix, AZ, exclusively Cheri L. for “attributable frivo claims,” the plaintiff-appellant. by lous recoverable defen- court, at City removed the case to federal Corp. v. dants See Tutor-Saliba dant. of Cir.2006) 1055, point filed an Amended Com- Hailey, F.3d which Harris marks, (internal and alterations quotation following in which he made ten plaint omitted). (1) Because the district citation the defendants: breach impermissible (2) method contract; both used an duty good of breach of of and amount of fees determining (3) of and fair dis- dealing; faith hostile and claims for to be assessed (4) costs environment; criminatory race work erred appropriate, fees were and discrimination; (5) light/invasion of false to which of determinations as some (6) in viola- privacy; wrongful termination subject to a fee properly claims were (7) public intentional or policy; tion defendants, award we vacate the award distress; negligent infliction of emotional a new attorneys and remand for (8) (9) defamation; process violation due opinion. with this complies award law; equal protection and under the and
(10) intentional interference with a busi- I relationship. ness 2000, Harris was February In Vernon parties engaged then in several Appearance Hear- as an Initial appointed years discovery legal maneuvering. County Supe- ing Maricopa for the Officer note, County in January Maricopa Of was employment rior Court. No contract dismissed from the Harris’s was lawsuit on Superior between Harris and the executed motion, and in October defendants’ Court, Hearing statute such Offi- judgment pleadings motion for on the cers, Commissioners, serve also known as granted wrongful to Harris’s presiding judge chief pleasure at the of the July In after termination claim. court. 12-213. of the See Ariz.Rev.Stat. both Harris and the defendants filed sum early allegations late 2000 or were motions, mary judgment the district court engaged inappro- made that had Harris summary granted judgment *7 conduct towards female staff mem- priate remaining in a claims sealed order. bers, had secretary perform asked his to af appealed Harris to this court and we him, per- errands for and had personal in a disposition. firmed memorandum In inadequately. his own duties formed v.Super. of Ariz., Fed.Appx. Harris Ct. January February and of Harris Cir.2008). (9th 719, 720-22 denied We leave, investigat- on administrative placed in attorneys defendants’ motion for fees ed, and, option resign- of finally, given in with the with appeal curred connection chose to ing being terminated. He explanation. out comment or resign. to disposition appeal, Prior our of the American, Harris, African then who is attorneys for fees in defendants moved charge Equal Employment filed a with the court. The district court denied district in he al- Opportunity which Commission we prejudice. the motion without After had been leged he discriminated petition rehearing for of race, denied Harris’s on of his sex and his account in appeal, again his defendants moved dis- February dismissed. In which EEOC fees, attorneys seeking court trict for complaint in Marico- Harris filed a of $315,974.65in under Arizona Revised Court, fees County as de- pa Superior naming 41-148RJ) 12-341.0KA) §§ Arizona, and Maricopa Statutes fendants State of 2000e-5(k), Court, §§ County, and 42 1988 and County Superior Maricopa U.S.C. $53,533.66, and expenses Defen- non-taxable of Supreme the Arizona Court. $85,514.84, light in preparation fees and costs for financial reasonable Harris’s petition. hardship. expenses, fee With to prorated awarded a amount court granted requested expenses defendants’ based motion, part part and denied the fee (for the ratio contract-based claims $85,514.84in awarding defendants fees and available) which expenses are not to non- $40,150.23 in It sepa- non-taxable costs. (for which, in contract-based claims it rated defendants’ claims into those des- view, expenses district court’s were avail- contracts-based, for ignated which fees able). There was no reduction prevailing under available defendants expenses hardship, amount of for financial 12-341.01(A) Arizona Revised Statute so timely appealed. however. Harris certain those it long apply; conditions claims, as federal designated civil II for fees are available to which very principal limited circumstances issues this case are 2000e-5(k); §§ legal under U.S.C. 1988 and in nature and therefore reviewed de it law designated and those as state claims novo. Corp. City See Tutor-Saliba sharing operative common nucleus of Hailey, 452 F.3d 1059-60 Cir. 2006); facts the federal Meds, civil claims. also Ramsey see Air L.L.C. Aviation, Inc., It 10, 13, determined most of Harris’s basic v. Cutter 198 Ariz. (2000). including claims of his P.3d 315 primary Harris’s chal treatment, retaliation, disparate equal lenge the methodology is to that the dis frivolous, protection, were not and thus trict court used to determine the amount attorneys that no permissible were of fees attributable to those claims for Similarly, those claims. it determined were appropriate. The remain his defamation and ing challenges tortious interference involve which claims frivolous, claims were and awarded no appropriately subject be the of fee awards. fees on those claims. Harris’s other For requested attorneys Defendants fees of claims found appropriate. fees to be $315,974.65. Some of this amount was al-
Although the
specific claims,
defendants were able to located to
but it was not
specifically
amounting
possible
attribute work
for the defendants to so allocate
$10,000
of attorneys
about
fees to the
majority
the vast
of the
Accordingly,
fees.
$251,464.10
for which
the district court deter-
of the fee
requested by
amount
*8
warranted,
mined fees to be
the district
any
defendants was not associated with
claim,
court calculated the
specific
amount attributable to
but instead
to
assigned
was
$171,104.84 by
these claims to be
taking
“general
a
of
category
fees.”
The
$251,464.10
“general
the
fees”—fees
court
general
equally
divided these
fees
that
the defendants requested but
that
across the ten claims Harris’s Amended
they
not
any par-
were
able to
Complaint,
allocate to
and then for each claim for
ticular claim—and dividing
equally
them
appro-
it determined that fees were
across the ten claims in
priate,
Harris’s Amended
the one-tenth
general
added
of the
Complaint, and then
to each
allocating
apportioned
fees
to that claim
much
to the
claim
which it
for
determined fees to be
smaller amount of fees the
as-
defendants
appropriate one-tenth
general
specifically
of the total
serted were
to the
attributable
instance,
fees. After calculating the amount of fees
that claim.
defense of
For
for
manner,
in this
the
claim,
district court reduced
termination
wrongful
which the
half,
the award
approximately
to
district court determined was frivolous
prevailing plaintiffs
Com-
to
as a matter
examining the Amended
fees
of
simply by
course,
which the district
plaint,
permitted
and on
but are
to award attor-
judgment
on
granted
defendants
neys
prevailing
fees to
under
defendants
March of
15 months
pleadings in
2000e-5(k),
§§ 1988
42 U.S.C.
and
as well
as to
it reached
decision
before
1481(J),
“in
only
exception-
as A.R.S.
41—
claims,
court calculated
other
circumstances,” Barry,
al
In accordance with
attorneys
attorneys
to an
establishing
award
entitlement
permitted
courts are
to
by
with the claimant.”1 which was
solely
fees award lies
used either
defense counsel
Trustees
Directors Guild America-
or the court.
Tise,
Producer Pension
Plans v.
Benefits
some
Although
portion of the
(9th Cir.2000)
(citing
by
fees awarded to defendants
Eckerhart,
Hensley v.
461 U.S.
437 n.
court—those associated with the claims
(1983)).
1933,
III Harris’s chief claim with re gard to the fees the for claims for which We next examine the district court’s de- court awarded fees under attorneys fees cisions to award with re- 12-341.01(A) § is that the claims did not spect claims for which to each of the appropriate. determined that fees were out of a proper “aris[e] contract.” The inquiry determining whether a claim A. Contracts Claims “arisefs] out of a is contract” whether the § Arizona Statute 12- Revised “claim could not exist ‘but for’ the breach provides any “[i]n 341.01 contested or avoidance of Ramsey contract.” Air contract, arising express action out of a or Meds, Aviation, Inc., L.L.C. v. Cutter 198 implied, the court award the success 10, 15, Ariz. 1, (Ariz.App. P.3d 315 Div. party attorney ful reasonable fees” in or 2000); By see also A.H. and Through der mitigate “to of the expense the burden v. Property White Arizona and Cas. Ins. litigation just to establish claim or a Fund, 526, 529, Guar. Ariz. 950 P.2d just § defense.” Ariz.Rev.Stat. 12- (1997) (en banc). It is well estab 341.01(A), (B). not, however, It is a fee lished, moreover, that a defendant is enti statute; shifting the Arizona Supreme as tled to if the stated, Court has eligibility “[m]ere [under alleged claims arise out of an contract that 12-341.01(A) not establish ] does entitle proven not to See Chevron exist. U.S.A. ment Wagenseller to fees.” v. Scottsdale Schirmer, Inc. v. Mem’l Hosp., 147 Ariz. 710 P.2d Cir.1993). banc). (1985) (en Instead, a court deciding whether to award fees under the Here, claims for Harris’s breach
statute must consider multifactor stan duty good contract and faith and dard outlined Associated Indemnity Warner, fair Corporation dealing explicitly premised 143 Ariz. were (Ariz.1985).3 P.2d 1181 implicit existence of an contract quite cumstances in case are approach this different. where the appli- Tutor-Saliba is not cable, undisputed The facts simple, necessary are neither apply nor it will princi- be required and the ples research to evaluate and enumerated herein. develop arguments respect many with purportedly Harris's frivolous claims was sub- “(1) Indemnity 3. The Associated factors are: stantially necessary the same to the party’s whether the unsuccessful claim or de- against defense meritorious; (2) his nonfrivolous discrimina- litiga- fense was whether the claims, treatment, including disparate tion re- tion could avoided have been or settled and taliation, Nevertheless, equal protection. party's completely successful efforts were result; because Harris assert superfluous does not that his achieving (3) frivo- lous and claims were nonfrivolous so inter- assessing whether the unsuccess- twined as respect party to make a fee award with ful hardship; would cause extreme (4) inappropriate, the frivolous claims party prevailed we do not whether the successful express reach (5) that issue here and no sought; view as to all the relief any to which if legal presented of Harris's question frivolous claims whether the was nov- might exempted from el reimbursement of and whether claim or such defense have previously defendants' fees Tutor-Saliba. adjudicated jurisdic- under In cases been this tion; particular (6) in which frivolous claims are deter- whether award would dis- mined to be courage intertwined with parties nonfrivolous other with tenable claims or approach may litigating defending Tutor-Saliba defenses legiti- make from it unnecessary particular to examine the incurring work mate contract fear of issues for lia- performed required bility to the extent under attorney's for substantial amounts of above, contrast, rules set forth if at Wagenseller, all. fees.” P.2d at 1049.
975
omitted)).
exist,
marks and
While
did not
and
citations
the
court found
a fee
under
relied on
property
for
award
asserted
interest
the
eligible
thus were
while
Additionally,
contract,
liberty
alleged
§ 12-341.01.
the
interest
A.R.S.
did
might reasonably reach
courts
process
different
due
Accordingly,
not.
Harris’s
as to
a
whether
different determinations
was
on the
dependent
claim
not
existence
under the Asso-
appropriate
fee
was
award
of a contract:
it could have advanced
factors, we
no abuse
Indemnity
see
ciated
merely
liberty
on the asserted
interest.
in the district court’s decision
of discretion
Thus,
§
fees
under
12-
were not available
these two claims. As we
to award fees for
for
claim.4
process
341.01
the due
however,
above,
this is a
explained
because
case,
fees,
awarding
in
the
rights
civil
such
B. State
civil
and federal
statutes
under
law in-
district court must
Arizona
legal work that
not
only fees for
clude
the fees sought
In addition to
part
or in
to
performed in whole
order
12-341.01,
§
also sought
under
defendants
nonfrivolous
against
defend
under
three civil
statutes —Ari
Sees,
Ariz.
714
148
at
claims. See
41-1481(J)
§
zona Revised Statute
42
Thus,
the award of fees
P.2d 859.
2000e-5(k).
§§
U.S.C.
1988 and
Under
claim
with this
must be vacated
connection
1481(J),
§
Arizona Revised Statute
41—
as well.
prevailing
“the court
may
party
allow
fee”;
attorney’s
... a
under 42
reasonable
at
appropriate
Fees were
1988(b),
pro
§
or
any
U.S.C.
action
“[i]n
(A) for
§
all
12-341.01
Harris’s due
under
ceeding
provision
[42
a
of
enforce
U.S.C.
cognizable
“To state a
due
process claim.
discretion,
1983],
court,
may
§
in its
process
required
claim” Harris was
prevailing party,
allow the
other than the
liberty
recognized
property
“a
or
show
States,
attorney’s
United
a reasonable
fee
Shewry,
interest at stake.” Guzman v.
costs”;
42
part
of the
and under U.S.C.
(9th Cir.2009) (internal
F.3d
2000e-5(k),
any
proceed
§
action or
omitted).
“[i]n
and citation
quotation marks
Rights
the Civil
ing
[Title
under
VII of
alleged
deprived
that defendants
Harris
discretion,
court,
may
allow
Act]
interest
property
him
in continued
[Equal
other than the
prevailing party,
apparently
claim
employment, a
based
Employment Opportunity] Commission or
contract,
alleged a
interest
liberty
also
but
States,
attorney’s
a reasonable
the United
from defamation. See id.
being free
(“A
fee.” Fee awards to
defendants
liberty
impli
interest
is
person’s
gov
all
these statutes
under
three of
government
charge
levels a
cated if the
the court
erned
the same standard:
impairs
reputation
his
him
(internal
if it
only
morality”
award
finds
honesty
quotation
or
Oregon,
Agriculture,
Dept.
waived this
Defendants contend
Harris
Cir.2007).
by failing
question
to raise it
Harris
argument
below.
n. 5
suggest
court that
did
in district
process claim arises from
whether the due
fees under
12-341.01
issue,
for which
injection
“purely legal
contract
might
appropriate were the breach of con
parties
have caused
would not
good
of the covenant of
tract and the breach
facts,”
develop new different
International
or
dealing
he did not
faith and fair
Workers,
Aerospace
Ass’n Machinists and
regarding
pro
arguments
due
his
make
Inc.,
Airlines,
F.2d
AFL-CIO Aloha
case,
clearly.
any
explicitly
cess claim
(9th Cir.1986),
-733
do
purely legal, and the other
“where an issue is
prejudiced by
they would be
not contend that
prejudiced,
party
not be
we can consid
would
considering it.
our
Engquist v.
er
not raised below.”
an issue
frivolous,
that “the
action was
to a hostile work
on account
environment
foundation,
unreasonable,
gender together,
even of his race and
or without
the dis-
*13
trict court
sepa-
treated this claim as two
brought
subjective
bad
though not
claims,
race,
rate
Co.,
concerning
one
one con-
Christiansburg
faith.”
Garment
cerning gender.
It
that
694;
Rowe,
found
Harris’s
Hughes v.
U.S. at
98 S.Ct.
gender-based subclaim was frivolous be-
5, 14,
101 S.Ct.
66 L.Ed.2d
U.S.
cause it was
days
filed more than 300
Sees,
(1980);
“In
P.2d at 862.
—-the
imposed by
time limit
Title VII —after the
determining whether
this standard has
last act of discrimination alleged by Harris
met, a district court must
been
assess the
that the
categorized
district court
gen-
as
filed,
the complaint
claim at the time
der-based.
It did not determine that his
post
reasoning by
and must avoid
hoc
con-
race-based
untimely
ap-
subclaim was
that,
a
cluding
because
did not
—it
parently categorized acts within the 300
ultimately prevail, his action must have
day window as race based—but that
in-
been
without
unreasonable or
foundation.”
stead it was frivolous because he did not
Corp.,
(quo-
with
to claims
for which
appeal
Harris’s
of the district court’s
words,
fees were recoverable—in other
summary judgment
award of
in favor of
Harris’s frivolous
and not simply defendants included no determination that
all of his non-contractual claims. The dis would bar an
attorneys
award of
by
court,
trict
accordingly,
erred
awarding
case;
the district court for the underlying
expenses
to claims for which we simply exercised our discretion and
attorneys
no award of
appropri
fees was
declined to award fees for work done on
ate.
appeal.
Bible,
See Thomas v.
(9th Cir.1993).
152, 154
Additionally,
the district court
equal
erred
expenses
division of
VII
*17
Again,
across claims.
because expenses
above,
For the reasons stated
we vacate
part
attorneys
award,
are
of the
they
fees
attorneys
the award of
fees and remand to
recoverable
on the terms on
the district court for further proceedings
which attorneys
fees are recoverable.
consistent with
opinion.
this
Thus, only
expenses
those
are recoverable
that the defendants can demonstrate were
VACATED AND REMANDED.
solely
respect
incurred
with
to frivolous
BYBEE,
Judge,
Circuit
concurring in
claims and that would not have been in
the judgment
part,
in
but mostly
in
part
curred whole or in
with
dissenting:
any of the nonfrivolous claims.7 Defen
expense petition,
dants’
which does not
Corp. City
Tutor-Saliba
v.
Hailey,
(9th
allocate
expenses
defendants’ substantial
Cir.2006),
bonus *18 I only extralegal counterproductive, and “go to the heart of our for reasons position Vernon Harris held an at-will id., rights policy,” but for reasons (or Hearing Appearance Initial Officer go to the heart of the administration Commissioner) Maricopa County Su- justice. perior Court. Within five months of his investiga- appointment, Harris was under majority joins the short side of an
The
engaged
that he
currently
complaints
be-
tion for
had
existing
split
circuit
that is
First, Fifth,
inappropriate conduct toward female staff
Supreme
Court. The
fore
improper
all
presented
Is it
to award defendants
issues
in Fox are
1. The two
attorney’s
they
incurred in
attorney’s
1. Can defendants be awarded
1988,
§
an action under
where the fees
§
in an
based on
fees under
action
claim,
spent defending
were
nonfrivolous
plain-
where the
a dismissal of a
that were intertwined with the
interrelated and
tiff has asserted other
claim?
frivolous
nonfrivolous claims?
attorney’s
that “some award of
personal
court staff for his
cor-
fees is
using
and
Superior
After the
Court
respondence.
deterrent,
necessary to serve as a
or to
that Harris had violated the
determined
ensure that
future defendants
and
judicial
engaged in
canons of
ethics and
courts are not saddled with frivolous and
conduct,
Superior
unprofessional
Court
Ultimately,
unsuccessful
claims.”
resigning
being
him the
or
gave
option
$85,500
court awarded the defendants
resigned.
fired. He
$40,150.53
attorney’s
fees and
costs.
brought
Harris then
suit
attorney’s
represent
The
about
Court,
Superior
Supreme
the Arizona
percent
requested.
of the fees
Court,
Maricopa County (collectively,
“Maricopa County”). He accused the de-
II
fendants of various forms of breach of
termination,
contract, wrongful
infliction of
majority opinion
in multiple
errs
distress,
privacy,
violation of
emotional
ways,
way
flatly
but in this
first:
mis
discrimination,
race
and hostile work envi-
states the standard of review and then
gender.
All
ronment based on race
ten
applies
wrong
way
standard all the
dismissed,
eventually
of his claims were
we
long
down. We have
held that we review
judgment,
affirmed that
and the defen-
the district court’s determination of attor
sought attorney’s
dants
fees under Arizona
ney’s fees
abuse
discretion. See
law. The
sought
U.S.
Corp.,
Tutor-Saliba
983
preclude
awarding
it from
majori
nity did
precedent, the
our clear
Despite
fees).
attorney’s
way to the district
interest on
unwilling
give
ty is
principal issues
anything: “[t]he
court on
be,
may
“elements”
it is
these
Whatever
in nature and there
legal
in this case
calculation
that the method of fee
clear
Maj.
at 970.
Op.
novo.”
reviewed de
fore
proper
an element and that the
not such
derives this de
majority apparently
The
review is for abuse of discre-
standard of
from what has
of review
novo standard
432,
Hensley,
985 claims, that rights Seventh Circuit reasoned such fees and nonfrivolous lous “to be a prevailing with the First were merited because agreed Fifth Circuit Vice, § party party pre- under a need not In Fox v. 594 F.3d Circuit. — U.S. -, Cir.2010), significant 131 vail on all issues if a one is granted, cert. (2010), (alteration, quo- resolved in its favor.” Id. L.Ed.2d 369 S.Ct. omitted). marks, tation that “a defendant does and citations Fifth Circuit held an entire suit in prevail have to over not Likewise, the Eleventh Circuit has re- for frivo attorney’s to recover fees order peatedly prevailing held that defendants requiring § 1983 claims” because oth lous must be able to recover fees associated “would undermine the intent of erwise with the defense of frivolous civil plaintiffs prosecute to Congress to allow claims, if claims even those are interrelat- consequences frivolous claims without Quintana, ones. ed nonfrivolous See joined merely those claims were because Head, 1312; 414 F.3d at In F.3d 351. non-frivolous claims.” Id. with additional Quintana, the Eleventh Circuit affirmed (quoting Corp., Tutor-Saliba at 428 court’s decision award fees Quintana, (quoting at 1064 414 F.3d F.3d retaliation, for a claim of which the court 1312)) (internal quotation marks omit at frivolous, had found was but reversed the ted). Quoting opinion from our in Tutor district court’s decision award fees for a noted, the Fifth Circuit Corp., Saliba discrimination, claim of which the court a rule also make a defen would “[s]uch had found to be not frivolous. The Elev- attorney’s dant’s entitlement fees ‘de clear, however, enth Circuit made that it upon not a district court’s review of pend holding was not “that a civil rights defen- merits of a may attorney’s dant receive for an upon how a chose to draft his unsuccessful claim that is not frivolous” ” Tu complaint.’ (quoting Id. at 428-29 holding because a would frustrate “[s]uch 1064). 452 F.3d at Corp., tor-Saliba that goal Congress provisions Quin- adopted vigorously.” a simi- Title VII be enforced The Seventh Circuit has tana, Rather, Quin- awards for interrelated F.3d at 1312.2 position lar on fee tana, upon the Eleventh Circuit relied frivolous and nonfrivolous civil Head, may precedent the earliest circuit own which established claims. what issue, it Curry, province on this was the of the district opinion ... “properly weigh a court to and assess the Seventh Circuit affirmed realistically the amount of granting court decision fees to case, solely exclusively and to the in a civil even attributable defendants plaintiffs” frivolous claims. 62 F.3d at though the claims for which the defendants Thus, in fees were interrelated with other the Eleventh Circuit merited although prevailing might properly claims “which be char- well established not recover the costs of acterized as frivolous.” Id. 220. The upon and Recommendation on Defendant’s Motion 2. Based the Eleventh Circuit’s reason- Costs, ing, Attorney's on remand the district court conducted Fees and Additional "splitting] majority pro 0:00-cv-07878, (S.D.Fla. rata at 2 Doc. 138 Dec. calculation — billing entries in half because defense 0:00-cv-07878, 29, 2005), adopted by Doc. spent equal counsel amount time (S.D.Fla. 2006). suggest Jan. I defending against Plaintiff's [nonfrivo- both pro rata calculation was well this sort of (Counts II) [frivolous] claims I and lous] Quin- court's discretion in within the district IV)” (Counts stood [III] —which tana, as it is here. Quintana Jenne, appeal. Report without *22 rights majority’s nonfrivolous civil tion of fees. The new “but for” defending against claims, the costs of rule has never been our they must recover rule. ones, ap- defending against frivolous Cairns, In 292 F.3d that a we held portionment district courts may pro district court make a rata alloca- make, even cases which equipped to general tion of fees. affirmed the We compensable claims are interrelated pro district court’s decision to make two ones. non-compensable first, rata allocations: publicity as between First, Fifth, circuits—the Each of these claims, second, and trademark and Seventh, prevailing and Eleventh —allow among the trademark claims. As to the defendants to recover the costs of defend- allocation, first the district court found ing frivolous civil claims un- right that because the claim publicity presented der such as those circumstances interlocutory appeal was held on while the fact, today. have to us In so we. See trademark full required litigation, claims it at In Corp., Tutor-Saliba 452 F.3d 1064. appropriate one-quar- was more to allocate holding contrary, majority to the has general ter of the publicity fees to the rejected precedent, our own as well as the three-quarters claim and to the trademark reasoning majority of a of other circuits.3 at claims. Id. 1158. As to the second allocation, the district court found that be- majority opinion impos-
Inasmuch as the
one
cause
of the three trademark claims
es an additional burden on prevailing de-
was unreasonable and was therefore not
beyond
fendants in civil
cases—
recoverable,
id. at
it
appropriate
imposed by Chñstiansburg and in contra-
to reduce the trademark claim fee alloca-
precedent
majority
vention of our
and the
one-third,
thirty percent.
tion
about
respectfully disagree.
of circuits—I
Id. at 1156. The
then re-
duced the award
equitable
based on other
B
considerations.
Id.
1158-59.
Once
defendants have carried
Cairns,
heavy
their
burden
establishing
In
we
divvying—
held
this
frivolous,
they
including
claims are
should
the district court’s decision to
be entitled to
fees on the same
unspecified general
money
divide
fee
into
prevailing plaintiffs.
basis as
The
parts,
catego-
manner
two
because there were two
claims,
in which the district court awards fees to ries of
and then to divide one of
parties who are entitled to fees for
parts,
some
those halves into three
because
claims,
but not other
is committed there were three sub-claims—was not an
to the district court’s sound
In
discretion.
abuse of the district
discretion to
court’s
general,
district court does not
apportion
claim-by-claim
abuse its
fees on a
basis.
Indeed,
discretion
pro
when makes a
rata alloca-
impos-
we “cautioned....
that ‘the
only
holding
contrary
circuit
to the
twined and since the continuation of the
Circuit,
the Sixth
and it bars such awards
§
past discovery
1983 claim
had
scant
HCA.,Inc.,
outright. Balmer v.
423 F.3d
effect on the time and other resource costs of
("[I]n
Cir.2005)
616-17
this circuit attor-
litigation,
the defendants would not be
neys’
may
not be awarded to defendants
entitled to an award of
even
if
con-
where the
has asserted at least one
past discovery
§
tinuation of the
were
claim”).
non-frivolous
The Second Circuit’s
frivolous.”). We noted Colombrito in Tutor-
ambiguous
specific
rule is more
and
be
Corp.
rejected
Saliba
and
it in favor
Kelly,
to the case. See
Colombrito
Quintana.
reasoning
Eleventh Circuit’s
(2d Cir.1985) ("Since
[§
See
which,
cases,
like
pre
civil
allows
plaintiffs
we decide what a
burden for
vailing defendants to be reimbursed for
be,
Maj. Op.
documentation would
see
at
cases,”
only
exceptional
“in
n.l,
majority
reprieve
972
seizes this
meaning
“groundless, un
cases that are
impose
asymmetrical
an
burden on defen-
reasonable, vexatious,
pursued
or
bad
adopts
unprecedented,
dants.
It
bur-
Cairns,
(quoting
faith.”
In any ignores acknowledge to that even Harris’s fails
liberty
process
required
interest due
claim
B
contract,
employment
of an
or some
proof
to the civil
I
With
“right
by
other
or status recognized
state
agree
majority
with the
the fee
law,” for it to be
As we made
successful.
for the federal civil
awards
Monroe,
1068,
Wenger
clear
v.
282 F.3d
§
42
under
U.S.C.
U.S.C.
(9th Cir.2002), “injury
reputation
to
41-1481(J)
2000e-5(k),
§
and
can
ARS
standing alone does not violate the Due
be construed under a common standard.
of the
Process Clause
Fourteenth Amend-
Joyner,
See Hewitt
940 F.2d
Rather,
...
process protections
ment.
due
(9th Cir.1991); Sees,
termination of the of the frivolousness Ultimately disagree- our
plaintiffs claims.
irrelevant, however,
point
ment on this
is
majority
I
that
a
agree with the
whether
that
majority
because the
concedes
even as
official
a
hearing
public
officer is a
was
transmogrified,
the
claim was
question
novel
under Arizona state law and
frivolous. As to the frivolousness of the
that, at
it
litigation,
the outset of the
claim,
agree,
by
I
for the reasons offered
that
existing precedent
not clear from
the
the district court.
plaintiff should have known he did not
however,
majority’s
privacy
I
The
disagree,
with the
have
enforceable
interest.
majority
point
to vacate the hostile work environ-
is correct to
out that none
decision
agreement
upon by
law relied
the district
despite
ment fee award
its
that
the case
Here,
major-
holding
the claim was
court as to this
relates to low-level
frivolous.
officers; rather,
judicial
it all relates to
ity employs its novel “but for” award re-
“[ajlmost
Although the
quirement, holding that because
law enforcement officials.
entry
reasoning
why
about
a
every
peti-
time
defendants’ fee
district court’s
hearing
purpose public
tion
officer is a limited
for work related
the hostile work
sound,
agree
I
with the
figure may
environment claim was also listed as relat-
be
not frivolous for the
majority
ed to some or all of Harris’s nonfrivolous
that was
officer,
claims,”
that,
hearing
discrimination
the district court
to claim
claim,
I
public
agree
not a limited interest
as to the intentional
Harris was
infliction of emotional distress claim.
a claim had never before
figure where such
agree
court.
I
by
decided
relevant
been
negligent
With
to the
infliction
award for the
majority
with
claim, majority
of emotional distress
claim should
lighVinvasion
privacy
false
wrong
apply
district court did not
—the
vacated.
be
legal
by requiring
“an erroneous
standard”
“result in
emotional distress
illness or
bodily
negli
harm order to recover for
gent
Maj.
infliction of emotional distress.”
the district court and
agree
I
with both
(internal
omitted).
Op. at 978
citations
It
majority
wrongful termination
that the
majority
is the
that has misstated Arizona
the reasons articu-
claim was frivolous for
First,
pointed
law.
as the district court
court.
by
lated
Unlike
out,
long required proof
Arizona has
however, I
majority,
would not direct the
bodily
harm.
Keck v.
illness
See
Jack
change methodology
court to
son,
122 Ariz.
593 P.2d
wrongful-termination-relat-
calculating the
Prentice,
(1979);
Ball v.
162 Ariz.
Maj. Op. at
portion
ed
of the fee award.
(1989).
Second,
P.2d
630 n.
(“Of course,
properly
the fees
attribut-
majority
upon
relies
Monaco v. Health-
unquestion-
claim ... would
able to this
Arizona,
Partners
Southern
196 Ariz.
small.”).
I
ably
quite
persuaded
am
299, 303,
(Ariz.App.1999),
the district 6-8 fees. frivolous and award for the It was not an abuse of discretion infliction to the intentional With defamation, that the district court to find (“IIED”) claim, I of emotional distress equal protection, and tortious interference majority that it was an agree with the relationship with a claims were business court to for the district abuse of discretion not merit fee awards. not frivolous and did frivolous, claim was find that the IIED that, agree majority I with the as to these The district court why. I as to disagree determinations, the district court’s decision the IIED claim frivolous because found should stand. Plaintiff knew or should have known “the IIED claim” was not sufficient as that his solely allegations, it was based majority’s I strongly disagree with the typically have found [are]
“Arizona courts for decision to vacate the award the defen- to constitute” an IIED. enough alone not notes, But, preparation of their motion for fees. majority dants’ as the part County plainly in an earlier Maricopa court itself had ruled defendant, litigation alleged conduct entitled to fees under Arizona outrageous,” could be “extreme and as is opinion statutes and the and U.S. Court’s Maj. Op. IIED claim. required for an Christiansburg. I would affirm the dis- on the 979. This casts doubt trict court’s fee motion award in full. claim court’s later determination explanation
was frivolous. Without C why holding it changed position' —from money The final award at issue is the allegations regarding De- that “Plaintiffs’ expenses award of to the defen- partial conduct, true, may fendants’ if suffice for 12-341.01(A) dants. Because ARS does outrageous conduct” to hold- extreme provide expenses on the contract- ing that “Plaintiff knew or should have *28 claims, based and because the district known that his IIED claim was frivo- court determined that 2.5 of the claims lous”'—the district court’s fee determina- contract-based, were the district court did “post hoc rea- tion reads like the kind percent of the not award 25 defendants’ soning” Supreme Court cautioned majority I expenses. agree with the at 421- against Christiansburg, 434 U.S. omitted). expenses this decision to exclude (italics There- 98 S.Ct. supported by contract-based claims was fore, majority I although agree with law and not an abuse of discretion. vacated, I that the IIED award should be was. awarded, I expenses With to the that, with instructions if the would remand make ad- believe must to reinstate the district court wanted claim, justments light/invasion for the false it explain award for this should and intentional infliction of emo- privacy apparent divergence holdings distress, I have ex- tional for reasons why, holding notwithstanding, its earlier sufficiently plained. claim frivo- majority’s I with the decision to disagree America, UNITED STATES of pro court’s rata alloca-
reverse the district Plaintiff-Appellee, majority’s on the novel “but tion based I disagree award rule. Because for” majority pro that the district court’s LIU, CHEN Defendant- CHIANG invalid, I disagree rata allocation is also Appellant. majority that the district court’s with the No. 09-10136. pro expenses rata allocation of is invalid.
I find that the district court did not would Appeals, United States Court of by rata using pro abuse its discretion Ninth Circuit. expenses, though, allocation of as dis- cussed, it award- abused its discretion Argued Aug. and Submitted 2010. expenses to the for work ing defendants Filed Jan. defending two claims that were not fee recoverable.
V sum, majority makes two critical First, it “principal
errors: reviews the is-
sues” in this case under a de novo stan- review, when it
dard should have re- appealed
viewed all of the issues for abuse discretion; second, new, creates
nearly prevail- insurmountable hurdle for
ing Despite seek fees. some
agreement majority with the as to the
claim-by-claim analysis i.e., I would va- —
cate the awards for the light/invasion false privacy and IIED remand
expenses vigor- award for recalculation —I
ously dissent from the remainder of the I
judgment. judg- would thus affirm the large
ment in measure.
