Lead Opinion
Before the court are consolidated appeals regarding the liability of a county and several of its employees for the erroneous four-month incarceration of Plaintiff Donald E. Harris (“Harris”). Although it is clear that Harris should never have been incarcerated, there is no evidence that the actions of the individual defendants amounted to more than negligence. As a result, Harris cannot establish a constitutional violation, and Mississippi law bars his tort claims. Consequently, we AFFIRM in part and REVERSE in part.
On September 28, 2002, Harris was arrested in Forrest County, Mississippi, on a felony charge for driving under the influence. Harris posted bond after spending approximately three days in jail. However, before releasing him, the Forrest County Sheriffs Office contacted the Harrison County Sheriffs Office to find out if Harrison County wanted to place a hold on Harris. It seems a grand jury in Harrison County had indicted a “Donald Harris” for shoplifting, and an alias capias warrant had been issued for his arrest. In response to Forrest County’s inquiry, Jeannie Carlisle (“Carlisle”), an employee in the Harrison County Sheriffs Office, faxed a letter and the alias capias warrant to Forrest County on September 30, 2002, confirming the detainer on Harris. The letter identified “Donald Harris” as a black male and listed his social security number and date of birth. Harris is a white male with a different social security number and date of birth.
That same day, Harrison County Prisoner Transport Deputies James Zugg (“Zugg”) and Sharon Waldrop (“Waldrop”), who are Defendants-Appellees in this case, were in route to Harrison County after picking up another inmate in Rankin County. The Harrison County Adult Detention Center (“HCADC”) contacted Zugg and Waldrop by cell phone and instructed them to pick up Harris from the Forrest County jail. Typically, the HCADC would provide Zugg and Waldrop with paperwork identifying the individual they were to pick up; however, because Zugg and Waldrop were already on the road, the HCADC was unable to fax the paperwork to them.
When Zugg and Waldrop arrived at the Forrest County jail, Waldrop explained that they did not have any paperwork on Harris. A Forrest County employee informed her that Forrest County had received all the necessary paperwork. Zugg then retrieved Harris and placed him in handcuffs. Harris protested once to Zugg and Waldrop that they were detaining the wrong person, and Zugg told Harris to address the matter with the HCADC booking officer. Zugg and Waldrop turned Harris over to the booking officer upon arrival at the HCADC, but Harris made no further protest at that time.
Normal procedure at the HCADC called for Defendant-Appellee Deputy Rhondalyn Rogers (“Rogers”), an inmate records clerk, to receive advance notice of an inmate’s arrival. Rogers would then create a Uniform Custody Report (“Report”) for the inmate using the biographical information from the indictment, warrant, and other paperwork. After the inmate was booked, she would compare the information in the Report to the information entered into the computer by the booking officer. In such circumstances, the discrepancies in Harris’s information would have been apparent, as the Report would have indicated that Harris was black based on his paperwork while the booking officer would have noted that he was white. However, when an inmate arrived after normal working hours, Rogers would not be present and the transport officer would fill out the Report. Rogers testified that it was not unusual for a transport officer to fill out the Report by asking the inmate for his biographical information, instead of relying on the papeiwork. Rogers stated that her job the next morning was to compare the Report with the information entered into the computer by the booking officer, checking to make sure it was complete and free of typographical errors.
In this case, Harris arrived at 6:15 p.m., which was after normal working hours, and Rogers was not present. Zugg testified that Waldrop filled out the Report by
Harris’s only other protest of innocence came two or three days after he arrived at the HCADC. On or around October 2, 2002, Harris claims that Defendant-Appellant George Payne (“Payne”), Sheriff of Harrison County, walked through Harris’s cell block. Harris approached Payne and told him that he (Harris) was the “wrong person.” Payne then allegedly told Harris that everybody says that and that Harris needed to sit down and shut his mouth. Payne does not recollect this conversation and asserts that had Harris told him he was the wrong person, he would have looked into the matter, as was his usual practice.
Harris had no further personal contact with Payne until his release on January 29, 2003. Harris also made no further protest of mistaken identity to any government actor during that time. However, his mother, Helen Christine Harris (“Ms. Harris”) testified that she repeatedly contacted various Harrison County officials by phone to explain her son’s innocence. She does not claim to have spoken to Payne, and Payne has no recollection of speaking to her.
Around January 28, 2003, the Harrison County District Attorney’s Office notified Captain Rick Gaston that the Harris in custody might not be the Donald Harris identified in the alias capias warrant. Further investigation confirmed this, and Harrison County released Harris on January 29, 2003, after four months of incarceration.
II. PROCEDURAL HISTORY
Harris filed suit on December 12, 2003, against Forrest County, Harrison County, Payne, and the sheriff of Forrest County. Harris subsequently amended his complaint to add as defendants various Forrest County and Harrison County officials, including Zugg, Waldrop, and Rogers. Hams’s claims included violations of the Fourth, Fifth, Eighth, and Fourteenth Amendments to the United States Constitution, brought pursuant to 42 U.S.C. § 1983, and numerous Mississippi state law claims. The Forrest County defendants settled, and the remaining defendants filed motions for summary judgment.
The district court granted summary judgment on Han'is’s federal claims on the ground of qualified immunity to all of the individual defendants except Payne. The district court also granted summary judgment to all of the individual defendants except Payne on Harris’s state law claims pursuant to the Mississippi Tort Claims Act. Further, the district court granted summary judgment to Harrison County, ruling that Harris did not show his erroneous incarceration was the result of a policy or custom of the county.
Payne now appeals the denial of his motion for summary judgment. We have jurisdiction over Payne’s appeal pursuant to the collateral order doctrine. See Gobert v. Caldwell,
III. STANDARD OF REVIEW
With respect to Harris’s appeal, we review grants of summary judgment, including grants based on qualified immunity, de novo, applying the same standard as the district court. Turner v. Baylor Richard
Our consideration of Payne’s appeal of the denial of qualified immunity is more limited, however. See Gobert,
IV. DISCUSSION
On appeal, Harris contends that the district court erred in determining that Zugg, Waldrop, and Rogers were entitled to the defense of qualified immunity with respect to Harris’s federal claims and that the Mississippi Tort Claims Act barred Harris’s Mississippi law claims. Harris also asserts that the district court incorrectly granted summary judgment to Harrison County. In his appeal, Payne contends that the district court erred in denying his motion for summary judgment on Harris’s federal and state law claims. We will first address Harris’s federal claims against all of the individual defendants-Zugg, Waldrop, Rogers, and Payne.
A. Individual Defendants—Federal Claims
With respect to Harris’s federal claims, we must decide whether the district court properly determined that Zugg, Waldrop, and Rogers were entitled to qualified immunity on Harris’s constitutional claims, but that Payne was not so entitled. Harris’s complaint makes claims against the individual defendants under the Fourth, Fifth, Eighth, and Fourteenth Amendments; however, he only presents arguments on the Fourth and Fourteenth Amendments on appeal. Therefore, we will confine our analysis to his claims under those amendments. See Robinson v. Guarantee Trust Life Ins. Co.,
1. Qualified Immunity
Qualified immunity shields government officials from both liability and suit when they are acting within their discretionary authority and their conduct does not violate clearly established statutory or constitutional law of which a reasonable person would have known. Wallace v. County of Comal,
We employ a two-step test to analyze claims of qualified immunity. Meadours v. Ermel,
In the context of a summary judgment motion, the government official need only plead qualified immunity, which then shifts the burden to the plaintiff. Id. at 262. The plaintiff must rebut the defense by establishing that the government official’s allegedly wrongful conduct violated clearly established law and that genuine issues of material fact exist regarding the reasonableness of the government official’s conduct. Id. We now analyze Harris’s claims using this framework.
2. Fourth Amendment Claim
We turn first to Harris’s claims under the Fourth Amendment, which are twofold. He first asserts that Zugg and Waldrop violated his Fourth Amendment rights by arresting him without probable cause. He then claims that Payne violated his Fourth Amendment rights by not presenting him to a judicial officer within forty-eight hours of his arrest.
a. Zugg and Waldrop
To survive the first step of the qualified immunity analysis, Harris must allege facts that demonstrate that Zugg and Waldrop violated his Fourth Amendment rights. See Wallace,
The Fourth Amendment requires that probable cause exist before the government may arrest an individual. U.S. Const. amend. IV; Freeman v. Gore,
That Harris was not the “Donald Harris” named in the warrant does not create a Fourth Amendment violation. The Supreme Court has stated that “[w]hen the police have probable cause to arrest one party, and when they reasonably mistake a second party for the first party, then the arrest of the second party is a valid arrest.” Hill v. California,
Harris asserts that Zugg and Waldrop’s actions were not reasonable because they did not verify his identity before taking him into custody. This court encountered a similar situation in Blackwell,
Here, the HCADC told Zugg and Waldrop that they needed to retrieve Harris, and the Forrest County Sheriffs Office told Zugg and Waldrop that Forrest County had all the necessary paperwork. Zugg and Waldrop’s reliance on these statements to establish that Harris was the proper individual is reasonable, even if they could have taken other reasonable actions to verify his identity. See United States v. Walker,
Harris also makes much of the fact that Zugg and Waldrop violated several general orders of the Sheriffs office by not having the paperwork with them and ensuring that they had the correct individual. The violation of a general order, however, is
Harris further argues that Cozzo v. Tangipahoa Parish Council-President Government,
In sum, and taking Harris’s factual allegations as true, Harris has not alleged that Zugg and Waldrop violated a clearly established constitutional right. Pi’obable cause existed for Harris’s arrest because Zugg and Waldrop acted pursuant to a facially valid warrant and did not act unreasonably in doing so, even though Harris was not ultimately the man named in the warrant. Therefore, the district court correctly determined that Zugg and Waldrop were entitled to qualified immunity on this claim, and we affirm that portion of the district court’s decision.
b. Payne
With respect to Payne, Harris contends that Payne’s failure to present him to a judicial officer within forty-eight hours of his arrival at the HCADC constitutes a violation of the Fourth Amendment. The district court did not specifically address this claim, but because it denied summary judgment to Payne, we consider the claim on appeal.
To establish his Fourth Amendment claim against Payne, Harris relies on Rule 6.03 of Mississippi’s Uniform Rules of Circuit and County Court Practice, which states, in part:
Every person in custody shall be taken, without unnecessary delay and within 48 hours of arrest, before a judicial officer or other person authorized by statute for an initial appearance.
Upon the defendant’s initial appearance, the judicial officer or other person authorized by statute shall ascertain the defendant’s true name and address, and amend the formal charge if necessary to reflect this information. The defendant shall be informed of the charges against him/her and provided with a copy of the complaint.
Harris asserts that by not taking him to a judicial officer after his arrival at the HCADC, Payne violated the Fourth Amendment. We disagree.
Under these cases, the allegation that Payne did not provide Harris with an initial appearance in violation of Rule 6.03 does not state a claim under the Fourth Amendment. The grand jury determined that there was probable cause that Donald Harris committed a crime when it indicted Donald Harris, and the alias capias warrant was based on the indictment. As a result, probable cause for Harris’s pretrial detention existed, and Harris was not constitutionally entitled to a second determination of probable cause. Consequently, Harris’s Fourth Amendment claim against Payne does not state a claim for a violation of clearly established law, and the district court erred when it denied qualified immunity to Payne on this claim. Therefore, we reverse that portion of the district court’s decision.
3. Fourteenth Amendment
Harris next asserts that Zugg, Waldrop, Rogers, and Payne violated his rights under the Fourteenth Amendment by depriving him of his liberty without due process of law. The district court determined that Zugg, Waldrop, and Rogers were entitled to qualified immunity on this claim, but that Payne was not.
The Supreme Court confronted a situation in which a plaintiff brought suit for the violation of his due process rights after he was erroneously incarcerated in Baker v. McCollan,
Given the requirements that arrest be made only on probable cause and that one detained be accorded a speedy trial, we do not think a sheriff executing an arrest warrant is required by the Constitution to investigate independently every claim of innocence, whether the claim is based on mistaken identity or a defense such as lack of requisite intent. Nor is the official charged with maintaining custody of the accused named in the warrant required by the Constitution to perform an error-free investigation of such a claim. The ultimate determination of such claims of innocence is placed in the hands of the judge and the jury.
Id. at 145-46,
The Court, however, did not entirely shut the door on the possibility that the erroneous detention of an innocent person could result in a constitutional claim. Instead, the Court stated, “[ojbviously, one in [Linniej’s position could not be detained indefinitely in the face of repeated protests of innocence even though the warrant under which he was arrested and detained met the standards of the Fourth Amendment.” Id. at 144,
The Court in Baker originally granted certiorari to determine whether an allegation of negligence was sufficient to state a claim under § 1983, but it ultimately did not reach that issue. Id. at 139-40,
In Sanchez v. Swyden, this court considered the case of Oscar Sanchez, who was detained by police for twenty-six hours because his name and general description matched those on a warrant from Tennessee.
Similarly, in Simmons v. McElveen, the plaintiff spent eight months in jail after being identified as the assailant in an armed robbery, even though his fingerprints did not match those of the assailant.
This court reached the opposite result in Sanders v. English,
■ Taking all of these eases into account, allegations that an officer had exculpatory information in his possession but did not take the affirmative step of reviewing it are not sufficient to state a due process claim. See Sanchez,
This idea is consistent with the eases cited by Harris. In Gay v. Wall, the Fourth Circuit held that claims that the officer had actual knowledge of the defendant’s innocence, but continued to detain him, fall outside the limitation of Baker and are actionable.
Harris has also not alleged that any act by Zugg, Waldrop, Rogers, or Payne rises beyond the level of negligence. See Sanchez,
B. Individual Defendants—State Claims
We now turn to Harris’s state law claims of negligence, gross negligence, negligent infliction of emotional distress, intentional infliction of emotional distress, malicious prosecution, assault and battery, false imprisonment and arrest, defamation and slander, wrongful detention, and mistaken identity. The district court granted summary judgment on the basis of the Mississippi Tort Claims Act (“MTCA”) to Zugg, Waldrop, and Rogers, but not to Payne.
Pursuant to the MTCA,
(1) A governmental entity and its employees acting within the course and scope of them employment or duties shall not be liable for any claim:
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(c) Arising out of any act or omission of an employee of a governmental entity engaged in the performance or execution of duties or activities relating to police or fire protection unless the employee acted in reckless disregard of the safety and well-being of any person not engaged in criminal activity at the time of injury....
Miss.Code Ann. § 11-46-9. As used in this statute, “reckless disregard” has been described by the Mississippi Supreme Court as “more than ordinary negligence, but less than an intentional act.” City of Jackson v. Brister,
C. Harrison County
Finally, Harris appeals the grant of summary judgment to Harrison County. The district court" dismissed Harris’s claims against Harrison County because Harris had not set forth evidence of a policy or custom of Harrison County that caused the deprivation of his rights. Harris does not contest that he did not establish a policy or custom of Harrison County, but instead argues that Harrison County is liable for Payne’s actions because he is a policymaker for the county.
Normally, a governmental entity is not liable under § 1983 unless the evidence establishes that a policy or custom of the government caused the constitutional violation, and a single act by a government employee is often insufficient to establish the requisite policy or custom. See Gelin v. Hous. Auth. of New Orleans,
V. CONCLUSION
In sum, it is clear that the Harrison County system failed Harris at every point, and the fact that a clearly innocent individual can be held for four months without a court appearance or verification of his identity gives us great concern. However, the actions of the individual defendants sued by Harris and involved in this appeal amounted to no more than negligence, which is insufficient to create a constitutional claim or to fall outside the protection of the MTCA. Therefore, we AFFIRM the district court’s decision granting summary judgment to Zugg, Waldrop, Rogers, and Harrison County. We REVERSE the denial of summary judgment as to Payne.
Notes
Pursuant to 5th Cir. R. 47.5, the court has determined that this opinion should not be published and is not precedent except under the limited circumstances set forth in 5th Cir. R. 47.5.4.
. Although Harris includes mention of Rogers in his Fourth Amendment claim, he makes no allegations that she was involved in the decision to arrest Harris. Her actions, thus, will be analyzed under Harris's Fourteenth Amendment claims.
. Harris also relies on Jones v. City of Jackson,
Concurrence Opinion
concurring in the judgment:
I respectfully concur in the judgment. The majority reached the right result in granting qualified immunity to all defendants. I disagree with the majority in that the defendants did violate the Fourth and Fourteenth Amendment rights in several respects as the plaintiff alleges, but I agree with the majority in granting of qualified immunity to all defendants, because those rights were not clearly established at the time of the violations.
