Harrington v. HarrisHarrington v. Harris
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In this proceeding tried by consent before a magistrate judge, the jury found that three white law school professors, Plaintiffs Eugene M. Harrington, Martin Levy, and Thomas Eleven, of state-supported Texas Southern University’s Thurgood Marshall School of Law in Houston, Texas, had been discriminated against by the law school’s dean, Defendant James M. Douglas, on the basis of protected speech, and by the school’s associate dean, Defendant Caliph Johnson, on the basis of their race. The jury also found that Defendants Douglas and Johnson violated Plaintiffs’ substantive due process rights. The jury awarded compensatory and punitive damages and judgment was entered. Holding that judgment as a matter of law should have been entered against Plaintiffs’ as to their claims under § 1983 for First Amendment free speech retaliation, we reverse as to that issue, but affirm as to the issues of § 1981 race discrimination and Fourteenth Amendment substantive due process.
BACKGROUND
Appellees/Plaintiffs Eugene M. Harrington (“Harrington”), Martin Levy (“Levy”), and Thomas Eleven (“Eleven”) are tenured faculty members of the Texas Southern University Thurgood Marshall School of Law (“the law school”) in Houston, Texas. They have been on the law school’s faculty since 1966, 1972, and 1974, respectively. The parties do not dispute that the law school is a public university with a historically black majority enrollment.
In 1981, Appellant/Defendant James Douglas (“Douglas”) was named dean of the law school. Appellant/Defendant Caliph Johnson (“Johnson”) had been on the law school faculty since 1975 and served as associate dean from 1990 to 1992.
In May 1983, thirteen law school professors, including Levy and Eleven, signed a document entitled, “Bill of Particulars.” In this document, the signatories complained that Dean Douglas discriminated against certain professors as to salaries, that he failed to adhere to law school policies, and that he mishandled various administrative duties. The Bill of Particulars addressed:
the professors’ concerns regarding American Bar Association (ABA) mandates, extreme insensitivity to the role of the Chiea-no students in the Law School, unilateral reduction of courses resulting in harm to students, reversing a long-standing policy on Senior Priority exams, unilateral increase in enrollment at the Law School, and such administrative matters as jeopardizing the status of the Law School by failing to develop a plan for the clinical program, and failing to properly certify Law School graduates for the July 1982 Bar exam.
This Bill of Particulars also addressed the signatories’ concern that certain professors had received arbitrary or unfair performance evaluations or salary increases. Appellee Harrington did not sign this document.
One month later, another letter was sent to Douglas, further detailing the professors’ concerns. Douglas sent no written response. In July 1983, eight faculty members, including Levy and Eleven, wrote to the university’s Vice-President for Academic Affairs requesting that the university dismiss Douglas as dean of the law school. Harrington did not sign this letter.
In early 1984, eighteen of the twenty-three full-time members of the law school faculty, including Harrington, Levy, and Eleven, participated in a vote of “confidence/no confidence” concerning Douglas. Twelve members of the faculty voted “no confidence” and six members abstained.
Approximately six months later, fifteen members of the law school faculty, including all three Plaintiffs, wrote a letter to the president of the university requesting that Douglas be removed as dean. The university president denied their request.
Several months later, eight members of the law school faculty wrote a letter to the President of the American Bar Association complaining that the. university’s refusal to remove Douglas violated ABA guidelines. Following an investigation, the ABA dismissed the complaint.
Beginning in 1985, Levy and Eleven, along with several of their black colleagues, complained to both the university president and vice-president about discriminatory treatment in their salaries. In 1986, then vice-president William Moore allegedly made salary adjustments for some of the professors, including Levy and Eleven; however, Plaintiffs contend that they never received these salary increases.
In 1988-89, Levy and Eleven again complained to the university vice-president about unfair treatment in salaries and raises, and were subsequently “awarded a partial adjustment for that year.”
In 1990, Levy and Eleven complained to then university vice-president Bobby Wilson about Dean Douglas’ unfair treatment regarding their salaries and raises. Levy subsequently received a salary adjustment.
Later in 1990, vice-president Wilson developed a comprehensive merit evaluation sys
Plaintiffs state that Johnson failed to notify Harrington about the newly implemented self evaluation form, even though Johnson allegedly knew that Harrington was on sabbatical when the form was adopted. Harrington never submitted a self-evaluation form for the 1990-91 academic year. His failure to do so was considered when salary increase determinations were made.
Plaintiffs state that, for the 1990-91 academic year, “Johnson also lowered the points requested for all the white professors ... and raised the points requested for every Black professor who used the identical form.”
In 1991-92, Harrington was awarded “professor of the year” by all three student bar associations on campus. This same year, Harrington was allegedly awarded the lowest percentage salary increase of all full professors — 1%.
In 1991-92, Eleven received the “outstanding teacher of the year award” from Texas Southern University and was asked to be a speaker at the law school graduation. This same year, Johnson allegedly lowered Eleven’s self-evaluation points because of insufficient scholarship. Johnson, however, admitted to never having read the scholarly work of Eleven.
Plaintiffs alleged that, by 1993, the disparity in salaries between the average white full professors and average African American full professors had grown to approximately $3,000 per year even though, on average, the white professors had allegedly eight years more longevity than the African American professors. Plaintiffs allege that Harrington, who had been a professor longer than any other, was ranked seventh in salary; Levy, who ranked third in years, ranked ninth in salary; and Eleven, who tied Dean Douglas in years as a professor, ranked tenth in salary.
At the time of trial, Harrington’s nine month salary was $102,046, Levy’s nine-month salary was $98,297, and Eleven’s nine month salary was $97,332. Harrington, Levy, and Eleven were among the ten highest paid faculty at the law school.
After filing a complaint with the Equal Employment Opportunity Commission, in 1993, Plaintiffs brought suit in federal court alleging violations of their due process rights under the Fifth and Fourteenth Amendments to the Constitution; violations of their civil rights under the Civil Rights Act of 1871,
At trial, the following issues were submitted to the jury: a
1. Harrington was awarded $12,362 in compensatory damages and $27,000 in punitive damages from Dean Douglas, plus $4,301 in compensatory damages and $5,000 in punitive damages from Johnson.
2. Levy was awarded $20,320 in compensatory damages and $27,000 in punitive damages from Dean Douglas, plus $6,201 in compensatory damages and $5,000 in punitive damages from Johnson.
3. Eleven was awarded $23,285 in compensatory damages and $27,000 in punitive damages from Dean Douglas, plus $7,501 in compensatory damages and $5,000 in punitive damages from Johnson.
The magistrate judge additionally found, by a preponderance of the evidence, that “Plaintiffs are currently underpaid with respect to certain colleagues with comparable experience and qualifications.” The magistrate judge found that “the underpayment is a result of illegal discrimination based on race, retaliation for the exercise of their first amendment rights and the arbitrary and capricious manner in which performance evaluations were made.” The court ordered the following injunctive relief: (1) that Harrington’s salary for the 1994-95 academic year be raised to $105,382 “in order to bring him into parity with Professor Otis King,”5 and (2) that the salaries for Levy and Eleven be raised to $102,767 for the 1994-95 academic year to bring them into parity with the salary of Johnson. The magistrate judge awarded attorneys’ fees and costs to Plaintiffs.
The Defendants timely filed the instant appeal.
DISCUSSION
On appeal, Defendants challenge the jury’s verdict as to Dean Douglas on the
I. Section 1983 — First Amendment
Defendants first argue that Plaintiffs have not suffered a constitutional deprivation under the First Amendment because Plaintiffs’ speech did not involve matters of public concern, nor did Douglas’ actions constitute an adverse employment decision. For the following reasons, we hold that Plaintiffs have failed to establish a
To establish a
The parties do not dispute on appeal that Defendant Douglas was acting under color of state law. Therefore, we must ask whether Plaintiffs’ speech was protected under the First Amendment. To assert a retaliation claim cognizable under the First Amendment, a public employee must allege facts demonstrating that his speech involved a matter of public concern, Schultea, 27 F.3d at 1118, and that he “has suffered an adverse employment action for exercising [his] right to free speech.” Pierce, 37 F.3d at 1149.
Assuming, without deciding, that the issues raised by Plaintiffs are matters of public concern, the critical questions are: (1) did Plaintiffs suffer an adverse employment action and, if so, (2) was such adverse employment action taken in retaliation for Plaintiffs’ exercise of free speech. For the following reasons, we hold that Plaintiffs have failed to show that they suffered an adverse employment action.
“Adverse employment actions are discharges, demotions, refusals to hire, refusals to promote, and reprimands.” Id. Many actions which merely have a chilling effect upon protected speech are not actionable. Id. Actions such as “decisions concerning teaching assignments, pay increases, administrative matters, and departmental procedures,” while extremely important to the person who has dedicated his or her life to teaching, do not rise to the level of a constitutional deprivation. Dorsett v. Bd. of Trustees for State Colleges & Universities, 940 F.2d 121, 123 (5th Cir.1991).
On appeal, Plaintiffs argue that they experienced the following adverse employment actions: Douglas evaluated Eleven’s law school participation as being “counterproductive” and Douglas perennially discriminated against Plaintiffs when making merit-based salary increase determinations. For the following reasons, we hold that neither of these actions rise to the level of a constitutional deprivation.
First, assuming that Douglas did, in fact, criticize Eleven’s participation as being counterproductive, Plaintiffs point to no case law (nor do we find any) which holds that an employer’s criticism of an employee, without more, constitutes an actionable adverse employment action. In this case, the evidence is clear that no Plaintiff has been discharged or threatened with discharge; no Plaintiff has been demoted; no Plaintiff has been denied a promotion; and no Plaintiff suffered a reduction in pay. In fact, all Plaintiffs are tenured professors of law, having achieved the highest rank available at the law school. All Plaintiffs still teach at the law school and all Plaintiffs are among the law school’s top earners. Regardless of the arguable merits behind this, or any criticism, mere criticisms do not give rise to a constitutional deprivation for purposes of the First Amendment. Accordingly, Plaintiffs did not suffer an actionable adverse employment action when Douglas criticized Eleven as being counterproductive.
Next, Plaintiffs argue that they experienced an adverse employment action when Douglas failed to award them certain merit pay increases. For purposes of this analysis, we assume that Plaintiffs actually deserved the merit pay increases of which they complain. The question before us, therefore, is whether the denial of deserved merit pay increases can constitute an adverse employment action. We conclude that it cannot. As this Court has previously held in Dorsett, any harm resulting from decisions concerning “pay increases” does not rise to the level of a constitutional deprivation.6 Dorsett, 940
Having failed to establish a First Amendment violation, Plaintiffs failed to prove a case for a
II. Sufficiency of the Evidence .
Standard of Review
Defendants next challenge the sufficiency of the evidence as to Plaintiffs’ claims that Johnson discriminated against them on the basis of their race in violation of
In showing intentional employment discrimination, a plaintiff need not come forward with direct evidence of discriminatory intent. LaPierre, 86 F.3d at 449; Rhodes v. Guiberson Oil Tools, 75 F.3d 989, 993 (5th Cir.1996) (en bane). Direct evidence of an employer’s discriminatory intent is rare; therefore, plaintiffs must ordinarily prove their claims through circumstantial evidence. Id. A plaintiff may establish circumstantial evidence of intentional discrimination by demonstrating that a defendant’s articulated nondiscriminatory rationale was pretextual. McDonnell Douglas Corp. v. Green, 411 U.S. 792, 803-05, 93 S.Ct. 1817, 1825, 36 L.Ed.2d 668 (1973); Texas Dept. of Community Affairs v. Burdine, 450 U.S. 248, 251-53, 101 S.Ct. 1089, 1093, 67 L.Ed.2d 207 (1981). A plaintiff may demonstrate pretext either by showing that a discriminatory motive more likely motivated the employer, or that the employer’s explanation is unworthy of credence. Amburgey v. Corhart Refractories Corp. Inc., 936 F.2d 805, 813 (5th Cir.1991).
At trial, Plaintiffs offered evidence showing that Johnson intentionally or recklessly failed to give white professors equal credit and consideration for their scholarship, research, community service, and publications. Plaintiffs offered evidence showing that this discriminatory policy caused black professors to receive higher merit pay increases than those received by their white counterparts. Plaintiffs also offered the testimony of faculty members who stated that a racially discriminatory environment existed at the law school and that Johnson’s treatment of the Plaintiffs could only be attributed to such discrimination.
After thoroughly reviewing the relevant portions of the record, as well as the arguments of the parties, we hold that Plaintiffs offered sufficient evidence to allow a reasonable jury to conclude that Johnson intentionally discriminated against Plaintiffs on the basis of race when he evaluated them for merit pay increases. While the evidence offered by Plaintiffs is purely circumstantial, such evidence, if believed by the jury, can give rise to a claim for intentional race discrimination under
Substantive Due Process
Finally, Defendants argue that the evidence presented at trial does not support the jury’s finding that Johnson and Douglas violated Defendants’ substantive due process rights under the Fourteenth Amendment. “To succeed with a claim based on substantive due process in the public employment context, the plaintiff must show two things: (1) that he had a property interest/right in his employment, and (2) that the public employer’s termination of that interest was arbitrary or capricious.” Moulton v. City of Beaumont, 991 F.2d 227, 230 (5th Cir.1993). “If state action is so arbitrary and capricious as to be irrational, its infringement on a constitutionally protected interest may violate substantive due process rights.” Neuwirth v. Louisiana State Bd. of Dentistry, 845 F.2d 553, 558 (5th Cir.1988).
On appeal, Defendants do not dispute that Plaintiffs had a property interest in a rational application of the university’s merit pay policy. Accordingly, we need not address this issue. Assuming, arguendo, that Plaintiffs did have a property interest in merit pay increases, we must ask whether Johnson and Douglas awarded such pay increases in an arbitrary and capricious manner. See Spuler v. Pickar, 958 F.2d 103, 107 (5th Cir.1992) (Assuming plaintiff had a property interest, the only substantive process due was the exercise of professional judgment, in a non-arbitrary and non-capricious fashion). After thoroughly and carefully reviewing the briefs of the parties and the relevant portions of the record, we hold that a jury could reasonably conclude that John
CONCLUSION
For the foregoing reasons, we reverse the judgment of the magistrate judge as to the issue of
This ease is remanded to the magistrate judge for modification of the final judgment in accordance with this opinion.
Notes
. The law school constitution allowed the Dean to appoint faculty representatives to the law school committees. ’ Student representatives were chosen by the SBA.
. Prior to the implementation of this system, the university did not have a uniform faculty evaluation system.
. Prior to trial, the magistrate judge ruled, inter alia, that Texas Southern University enjoys Eleventh Amendment immunity from suit as to Plaintiffs’
. Defendants had previously filed a motion for judgment as a matter of law prior to submission of the issues to the jury, as is required by
. Otis King is a professor with seniority status.
. In Dorsett, we held:
The continuing retaliatory actions alleged by Dorsett appear to be nothing more than decisions concerning teaching assignments, pay increases, administrative matters, and departmental procedures....
In public schools and universities across this nation, interfaculty disputes arise daily over teaching assignments, room assignments, administrative duties, classroom equipment, teacher recognition, and a host of other relatively trivial matters. A federal court is simply not the appropriate forum in which to seek redress for such harms.
We have neither the competency nor the resources to undertake to micro manage the administration of thousands of state educational institutions.
Dorsett, 940 F.2d at 123-24 (emphasis added) (internal citations omitted).
. The parties do not dispute on appeal that Defendants properly preserved these issues for appeal by asserting a timely motion for judgment as a matter of law at the close of the case.
. In the Civil Rights Act of 1991, enacted November 21, 1991, Congress legislatively reversed the Supreme Court case of Patterson v. McLean Credit Union, 491 U.S. 164, 109 S.Ct. 2363, 105 L.Ed.2d 132 (1989), which held that
. Defendants have not appealed the propriety of the injunctive relief awarded by the magistrate judge, or the punitive damages awarded by the jury on the issue of race discrimination. Accordingly, we express no opinion as to these aspects of tile judgment. The issue of attorneys’ fees shall be determined by the magistrate judge in a manner consistent with this opinion.