Harriet Rizzo, a former employee of the Cook County Sheriffs Department, filed suit against Michael F. Sheahan, the Sheriff of Cook County, alleging that she was sexually harassed by her supervisor, Michael Mahon, and subjected to multiple acts of retaliation, including her eventual termination, for complaining about her treatment. Sheahan moved for summary judgment on both of Rizzo’s claims. The district court granted the motion, finding that Mahon’s alleged conduct was not so severe or pervasive that it created a hostile work environment and that the Cook County Merit Board’s decision to terminate Rizzo was not an act of retaliation. Although we disagree with the district
I. History
Harriet Rizzo was employed by the Cook County Sheriffs Department from February 1, 1985 until her termination on February 3, 1994. At the time of her termination, Rizzo worked as an investigator in the Electronic Monitoring Unit (the “E.M.U.”) of the Sheriffs Department of Community Supervision and Intervention. Rizzo began working in this position on July 14, 1991, and her immediate supervisor was Assistant Chief Michael Mahon.
Rizzo describes three specific incidents of harassment by Mahon. The first occurred some time in October of 1992. Riz-zo’s fifteen-year-old daughter, Jennifer Simpson, was waiting for Rizzo to finish her shift in the entrance way of the E.M.U. Mahon noticed Simpson and asked another officer who she was. The officer told Mahon that Simpson was Rizzo’s daughter. Mahon approached Rizzo, asking her if Simpson was her daughter. Riz-zo indicated that she was, to which Mahon responded, “Oh, you’re an old thing aren’t you?” Taken aback by this comment, Riz-zo answered that she guessed she was. Mahon then commented to Rizzo, “Well I’d like to fuck her.” Understandably, Rizzo became very upset with Mahon, and she verbally expressed her anger. Mahon dismissed her outburst and walked away. Rizzo told her husband, Joe Rizzo, who worked as an investigator at the E.M.U., about Mahon’s comment. Mr. Rizzo told his wife that he would report Mahon’s comment to Chief Ricci, one of Mahon’s supervisors.
The second incident Rizzo describes took place on February 18, 1993. Mahon approached Rizzo at work and told her that he had seen Rizzo’s mother and daughter at a restaurant the night before and that he thought that Rizzo’s daughter was very attractive. He again commented to Rizzo that he “would like to fuck” her daughter. Rizzo personally reported Ma-hon’s conduct to Chief Ricci.
The third incident occurred at some unspecified time while Rizzo was standing at a copying machine in the E.M.U. Mahon walked by, “looked Rizzo over,” and stated in a suggestive manner that he wished he was Rizzo’s husband. Two other officers who heard this comment told Mahon to “shut his mouth.” Rizzo contends that Mahon made similar suggestive comments to Rizzo on several other occasions.
On March 9, 1993, Rizzo tendered a written memorandum to Chief Randy Piet-rowski, alleging that Mahon had sexually harassed her. Investigator Barbara Bennett of the Internal Investigations Division (“HD”) of the Cook County Department of Corrections conducted an investigation of Rizzo’s allegation. After interviewing fifteen different people, including Rizzo, Ma-hon, Simpson, Mr. Rizzo, and Rizzo’s mother, Bennett reported the following findings:
Assistant Chief Michael Mahon has a strong dislike and animosity against Investigator Harriet Rizzo’s Husband, Joe Rizzo, and has succeeded in directing his hostility against Joe Rizzo through his Wife, Harriet Rizzo, which by his conduct has the purpose and the effect ofunreasonably interfering with Harriet Rizzo’s work performance and creating an intimidating, hostile and offensive working environment.
Although it is clear that this Investigator is unable to sustain the Charges of sexual harassment against Assistant Chief Michael Mahon as it is written under the General Order 3.7A, it is clear that Assistant Chief Mahon is unable to perform effectively, fairly and with reason as Assistant Chief of the E.M.U., therefore his appointment to that position should be seriously reconsidered. Based on the information obtained through this Investigation, this Investigator would classify the Charge in this Case as “Simple Harassment,” with the understanding that there are no General Orders written that would sustain that Charge.
Therefore, the evidence that is presented in its present state is such that it is recommended that this Investigation be classified as:
“INCONCLUSIVE”
Insufficient evidence to either prove or disprove the Allegation.
After filing her complaint, Rizzo contends that she was subjected to multiple threats and acts of retaliation. On February 21, 1993, Assistant Acting Deputy Director Dioguardi visited Rizzo at her home to discuss her complaint. According to Rizzo, Dioguardi sought to intimidate her into withdrawing her complaint against Mahon. He told her that she would be fired if she insisted on pursuing her claim. Dioguardi then became upset with Rizzo and began screaming at her. Both Rizzo’s mother and daughter heard Dioguardi tell Rizzo that she should not have reported this matter to IID and that she should consider transferring out of the E.M.U.
After Mahon learned of Rizzo’s complaint, he ordered her into his office and proceeded to threaten to have her terminated if she did not withdraw her complaint. Mahon warned Rizzo that he had a lot of “clout” at the E.M.U., that all of the chiefs at the E.M.U. would back him up, and that he had the ability to make her and her husband’s lives very miserable at work. Additionally, Rizzo received threatening phone calls at work and at home, warning that she and her family would suffer if she did not withdraw her complaint. She also contends that after she submitted her written memo in March, she was confronted at the E.M.U. by Mahon, Dioguardi, and Pietrowski. According to Rizzo, Mahon told her that “supervisors don’t say they’re sorry.” Furthermore, Rizzo alleges that Mahon threatened to alter her work schedule, purposefully interfered with her ability to take a lunch break, and saw to it that she received two disciplinary warnings and was eventually transferred out of the E.M.U. to the records department.
Rizzo asserts that an investigation into her educational background and her eventual termination were acts of retaliation for her having filed a complaint against Mahon. According to Rizzo, the review of her educational credentials was a sham, designed to set her up to be terminated, and that the review did not begin until after she was interviewed by Investigator Bennett regarding her complaint in early May 1993. Although the Sheriffs policy addressing internal investigations of sexual harassment complaints requires investigators to observe “strict confidentiality” and explains that “only those with an immediate need to know may become privy to the identity of the parties,” two additional investigators from the Sheriffs Inspector General’s Office, Investigators Beckman and Podolsky, sat in on the interview. Investigator Beckman later interviewed Riz-
Rizzo was suspended from work without pay on February 2, 1994, pending the outcome of a hearing before the Cook County Merit Board concerning her educational background. The hearing before the Board took place on June, 28, 1994, and the Board rendered its decision on December 6, 1994, terminating Rizzo, effective February 3, 1994. Rizzo was terminated for (1) violating the Board’s rule requiring a high school diploma or a certification of equivalent formal education in order to qualify for the position of deputy sheriff and (2) falsely indicating on her employment application that she graduated from high school or that she received a certificate of equivalent formal education. Rizzo sought administrative review of her discharge in the Circuit Court of Cook County, Illinois. The circuit court affirmed the Merit Board’s decision to terminate Rizzo, and she appealed that decision to the Illinois Appellate Court. While her challenge to her termination was pending before the Illinois Court of Appeals, Rizzo filed the current suit in the United States District Court for the Northern District of Illinois, claiming that she had been sexually harassed by Mahon, and then retaliated against for complaining about his behavior in violation of Title VII of the Civil Rights Act of 1964, 42 U.S.C. § 2000e et seq. As explained above, Sheahan moved for summary judgment on both of Rizzo’s claims, and the district court granted the motion. Rizzo now appeals.
II. Analysis
A Standard of Review
We review the district court’s grant of summary judgment
de novo. See Warsco v. Preferred Technical Group,
B. Rizzo’s Claim of Sexual Harassment
Rizzo alleges that Mahon sexually harassed her in violation of Title VII by subjecting her to a hostile work environment. In order to prevail on this claim, Rizzo must establish that the alleged harassment occurred because of her sex.
See Haugerud v. Amery Sch. Dist.,
We also find that a reasonable trier of fact could conclude that Rizzo has demonstrated that her work environment was both objectively and subjectively hostile. Not only would a reasonable person find that Mahon’s behavior created an offensive environment, it is likewise clear from the record that Rizzo perceived Mahon’s actions as having subjected her to a hostile work environment. After the first incident, Rizzo expressed her distress directly to Mahon and later pressed her husband to report the behavior to Mahon’s supervisor. When Mahon again graphically suggested to Rizzo that he would like to have sexual intercourse with her teenage daughter, Rizzo complained directly to Mahon’s supervisor and subsequently filed a written complaint alleging that she had been sexually harassed by Mahon.
Unfortunately, however, Rizzo’s claim cannot succeed because she has produced no evidence indicating that Mahon’s offensive behavior towards her was based on her sex. To the contrary, Rizzo spent significant time both in her brief and at oral argument documenting the animosity Mahon harbored towards Rizzo’s husband, and explaining that this animosity was the
C. Rizzo’s Claim of Retaliation
Rizzo also alleges that the investigation into her educational background and her eventual termination were acts of retaliation prohibited by Title VII for her having filed a complaint against Mahon and then refusing to withdraw that complaint. Sheahan contends that the Rooker-Feld-man doctrine precludes Rizzo from pursuing this claim because her claim merely challenges the rulings of the Illinois courts upholding the Merit Board’s decision to terminate her. In the alternative, Sheah-an asserts that, even if Rizzo is permitted to pursue this claim, the district court properly granted his motion for summary judgment because there is no causal link between the filing of Rizzo’s complaint of harassment and the proceeding before the Merit Board, especially because the investigation and proceedings that led to Rizzo’s termination were initiated before she filed those charges.
The
Rooker-Feldman
doctrine provides that lower federal courts are precluded from exercising jurisdiction over claims that would require them to review a final judgment of a state court.
See Rooker v. Fid. Trust Co.,
Rizzo’s claim does, however, raise a potential
res judicata
problem. Also known as claim preclusion,
res judicata
is an affirmative defense designed to prevent the “relitigation
of
claims that were or could have been asserted in an earlier proceeding.”
D & K Props. Crystal Lake v. Mut. Life Ins. Co. of N.Y.,
To prevail on her claim of retaliation, Rizzo must either present direct evidence of retaliation or use a burden-shifting approach. See
Hoffman-Dombrowski v. Arlington Int’l Racecourse, Inc.,
A plaintiff may establish that the reasons offered for her termination were a pretext for retaliation by presenting either direct evidence indicating that the defendant was “ ‘more likely than not motivated by a discriminatory reason,’ or indirect evidence showing that the defendant's] stated reasons are not credible.”
Id.
(quoting
Sarsha v. Sears, Roebuck & Co.,
Rizzo has met the first two requirements of her prima facie ease: she engaged in a statutorily protected right when she filed a complaint against Mahon for sexual harassment and she was terminated after she filed this complaint. It is not as clear, however, that Rizzo has shown a causal link between her termination and her filing the complaint against Mahon. “To prove a causal link, the plaintiff is required to show that the employer would not have taken the adverse action ‘but for’ the plaintiffs engagement in the protected activity.”
Id.
(citing
McKenzie v. Ill. Dep’t of Transp.,
Rizzo argues that the following allegations demonstrate that her termination was an act of retaliation and that Sheah-an’s stated reasons for her termination were a pretext for that retaliation: Mahon threatened to have Rizzo fired if she did not withdraw her complaint; Chief Diog-uardi told Rizzo that she would lose her job if she continued to pursue her complaint; she received phone calls threatening that she and her family would suffer if she did not drop her complaint; Mahon interfered with her ability to take a lunch
Although pathetic, Mahon and Dioguar-di’s threats, as well as Mahon’s actions designed to inconvenience Rizzo at work, fail to demonstrate that the stated reasons for Rizzo’s termination were a pretext for retaliation. Rizzo has not presented any evidence linking Mahon or Dioguardi to any aspect of the investigation of her educational background or the Cook County Merit Board’s decision to terminate her. Thus, without more, these allegations are insufficient to undermine the stated reasons for Rizzo’s termination.
Likewise, the phone calls Rizzo received suggesting that she and her family would suffer if she did not drop her complaint fail to establish pretext. Rizzo implies that Mahon made these telephone calls; however, she provides no evidence to support this assertion. Furthermore, even if Ma-hon did make these calls, there is simply no evidence indicating that any of the individuals involved in the decision to terminate Rizzo had any knowledge of these calls or that they affected the Merit Board’s decision in any way.
The investigation of Rizzo’s educational background also fails to prove that Sheah-an’s legitimate, non-discriminatory reasons were a pretext for retaliation. Although Rizzo correctly points out that Investigator Beckman did not conduct a personal interview with her regarding her educational background until after she had given a statement to Investigator Bennett pertaining to her sexual harassment complaint, this fact does not prove that Rizzo was terminated for her decision to file a complaint. It is undisputed that the department-wide investigation of individuals suspected of having improper educational credentials began in early September of 1992, over six months before Rizzo filed her complaint of sexual harassment. It is also undisputed that Rizzo, by way of a different last name, was on the initial list of suspected employees compiled in the fall of 1992. Furthermore, over five months elapsed between Rizzo’s interview with Bennett regarding her complaint and her interview with Beckman about her educational background.
Additionally, the fact that Investigator Beckman was present during Rizzo’s interview with Investigator Bennett does not suggest that the grounds provided for Riz-zo’s termination were a pretext for retaliation. While Beckman’s knowledge of Riz-zo’s complaint seems to exceed the limits of the Sheriffs confidentiality policy, this fact, in the context of the actual situation offers no evidence of pretext. Investigator Beckman, along with other investigators from the Sheriffs Inspector General’s Office, was instructed to begin investigating some one hundred individuals, including Rizzo, in September of 1992, six months before Rizzo filed her complaint.
Finally, Rizzo’s transfer to a different facility and her subsequent suspension without pay do not prove that Sheahan’s stated reasons for her termination were a pretext for retaliation. Despite her allegation that this transfer was somehow Ma-hon’s doing, the
only
relevant evidence in the record indicates that this transfer in January of 1994 was temporary, pending the Merit Board’s review of the investigation of Rizzo’s educational background. Rizzo has failed to provide any evidence that this transfer was related to her decision to file a complaint against Mahon. Likewise, the record indicates that Rizzo’s
D. Rizzo’s Claim of Pre Termination Retaliation
Rizzo’s final claim on appeal alleges that she was subjected to various acts of retaliation in violation of Title VII before she was terminated. This claim asserts that each individual allegation she offered as evidence that her termination was an act of retaliation is, in and of itself, a violation of Title VII. Adverse employment actions other than termination can constitute retaliation in violation of Title VII.
See Knox v. Ind.,
Rizzo alleges that her transfer out of the E.M.U. was an act of retaliation, orchestrated by Mahon, which resulted in her being placed in a position that offered significantly less responsibility than her previous position. This claim fails regardless of whether the position to which she was transferred presented such a decline in responsibility that it constituted an adverse employment action because she has failed to establish that the reasons provided for her transfer were a pretext for retaliation. As noted above, the record indicates that Rizzo’s transfer was a temporary step taken in connection with the investigation into her educational background. Although Rizzo asserts that her transfer was Mahon’s doing, she presents no evidence to support this contention or rebut Sheahan’s stated reason for her transfer. Without more, Rizzo cannot prevail on this claim.
Rizzo also contends that her suspension without pay was an act of retaliation that violated Title VII. As explained above, however, the only evidence Rizzo provides in support of this allegation is her unsubstantiated statement that three other individuals also under investigation were either allowed to continue working or were suspended with pay. Without affidavits from these individuals, or some other form of evidence corroborating her statements, Rizzo cannot meet her burden to establish a claim of retaliation.
Finally, we combine the rest of the allegations Rizzo brings before this court because they all fail for the same
III. Conclusion
For the aforementioned reasons, we Affirm the district court’s grant of Sheahan’s motion for summary judgment on Rizzo’s claims.
