Lead Opinion
delivered the Opinion of the Court.
In People v. Harper,
I.
In February 1988, Harper was tried in the Mesa County District Court, in Grand Junction, on charges of sexual assault on a child, in violation of section 18-3-405, 8B C.R.S. (1983 Supp.). Harper had allegedly molested a neighbor’s eight-year-old daughter during November 1983. Harper had previously been convicted, in May 1987, of sexual assault on a child by one in a position of trust, § 18-3-405(2)(b) (current version at § 18-3-405.3, 8B C.R.S. (1990 Supp.)), stemming from an unrelated incident involving a five-year-old boy. The defense moved to exclude introduction of evidence of the May 1987 conviction in the February 1988 trial; the prosecution confessed that motion.
On the second day of trial, The Daily Sentinel, a Grand Junction newspaper, printed a short article about the case. That article, located on page 4B, was in-eluded in a column entitled “News Shorts,” containing three brief articles under the subheading “Grand Junction.” The article in question read:
Trial begins in sexual assault case
Opening statements were to be made today in the Mesa County District Court trial of David Joe Harper on sexual assault charges involving a young girl.
Jury selection began Tuesday in the trial before Judge Charles Buss.
Harper, a 31-year-old New Mexico man, is seeking a new trial on his May 1987 conviction on sexual assault charges involving a 4-year-old boy [2 ] between Oct. 1 and Nov. 30, 1983.
In this trial, Harper is accused of assaulting the young girl during the same period of time.
The two offenses are not relаted, except that they occurred within the same time period.
Harper was convicted to six years in prison by Judge Jose D.L. Marquez after his May conviction. He filed an appeal in October alleging that actions by the Mesa County District Attorney’s Office had denied him a chance to defend himself against the charge.
According to Harper’s appeal, he was denied an effective defense because of the length of time in which the offense allegedly occurred. He couldn’t claim he wasn’t present at the time the child said she was assaulted because of the time span involved.
No action has been taken on Harper’s appeal of the conviction in the first case.
Daily Sentinel (Grand Junction), February 10, 1988, at 4B.
Harper’s counsel brought the article to the court’s attention the next morning outside the presenсe of the jury. After describing generally the contents of the article, Harper’s attorney asked the court to question the jury to determine whether any juror had read articles or learned extrane
[t]he issue is if anybody’s read it, and the Defendant has to establish, I think, independent of asking the jurors if they’ve read it, whether or not they’ve read it. The jurors are not subject to willy-nilly being examined during the course of a trial, whether or not they are currently obeying the Court's instructions regarding their behavior_ [A]ll the defendant has presented at this point is an article in the newspaper, The Daily Sentinel, which is not sufficient to show the jurors have been either exposed to it or disobeyed the Court’s order not to pay attention to these matters.
The jury found Harper guilty of the sexual assault charge.
II.
Harper argues that the trial court abused its discretion by not polling the jury after Harper brought the newspaper article to the court’s attention. In support of this argument, Harper asserts that the article was highly prejudicial as it contained information about the excluded conviction; counsel had brought the article to the court's attention promptly; and the ethical prohibition against counsel contacting jurors during trial, see DR 7-108, created a serious obstacle to obtaining additional evidence about the jurors’ exposure to the article. Harper further asserts that polling would have indicated whether the jurors had been exposed to the article and if they had, the court then could have taken timely corrective measures to ensure him a fair trial.
Our earlier cases required that a defendant demonstrate that actual prejudice resulted from juror exposure to extraneous infоrmation or influences in order to be awarded a new trial. See, e.g., Niemand v. District Court,
In Wiser v. People,
Upon certiorari review in Wiser we explained the problems inherent in a standard that requires the defendant to show that exposure to information outside the record caused actual prejudice. A longstanding common law rule proscribes jurors’ testimony about their mental procеsses during their deliberations. See CRE 606(b), incorporating that rule.
In recognition of these evidentiary constraints, Wiser substituted an objective
III.
We must determine the appropriate manner of evaluating the prejudicial effect of media reports when the issue is presented during trial. The trial court refused to poll the jury because Harper had not presented independent evidence of the jurors’ exposure to the article. The court of appeals affirmed the trial court, ruling in reliance on People v. Holmes,
A.
In Holmes, decided before Wiser, we upheld the trial court’s refusal to poll the jury after the mid-trial publication of a newspaper article about the trial. Immediately before recess on the night preceding the publication of the article, the trial court instructed the jury to ignore newspaper articles concerning the trial and to refrain from listening to newscasts on radio and television. The dеfendant presented no independent evidence showing that any juror had read the newspaper article.
We conclude that the rationale of Wiser, recognizing the difficulty of obtaining proof of jury prejudice, undercuts the analysis in Holmes. The Holmes decision is based principally on the presumption that jurors followed the trial court’s instructions to ignore newspaper articles and the absence of a showing by the defendant that any of the jurors read the article in question. We characterized the defendant's motion to poll the jury as “based merely upon unsupported speculation that some member of the jury might have read the newspaper article and might have been prejudiced thereby.” Holmes, 191 Colo, at 481,
First, the newspaper article could have come to the attention of a juror inadvertently. State v. Bey,
Second, requiring independent evidence of the jury’s exposure to outside information as a prerequisite tо polling the jury fails to acknowledge the significant obstacles to obtaining such evidence. Although CRE 606(b) permits juror testimony about exposure to extraneous prejudicial information, ethical rules prohibit counsel from communicating with jurors or their family members during the trial. See DR 7-108(B), (F);
A presumption that jurors follow court instructions not to permit themselves to be exposed to media reports, therefore, does not adequately take into account either the likelihood that a juror could acquire information without violating the court’s instructions or the difficulty of discovering whether jurors were exposed to such a report. We conclude that to resolve the issue of prejudice on the basis of such a faulty presumption fails to provide adequate protection for the defendant’s constitutionally based right to a fair trial.
B.
The reasonable possibility of prejudice test articulated in Wiser, however, is not suitable for resolving the effect of media reports occurring during the trial when the issue of the prejudicial effect of such reports is presented before completion of the trial. The Wiser test requires a determinatiоn of whether there is a reasonable possibility that extraneous information or influence affected the verdict and requires for this purpose that the court consider the effect on a “typical jury.” Wiser,
C.
Other courts have considered how to evaluate the possibility of prejudice resulting from mid-trial media reports when the defendant raises that issue during the trial. We derive from these cases an approach that will be consistent with the rationale of Wiser but will create an opportunity for the trial court to determine whether the reports in fact prejudiced the deliberations of the particular jury trying the case. The United States Court of Appeals for the Second Circuit describes a three-step process well adapted to accomplish this objective:
The simple three-step process is, first, to determine whether the coverage has a potential for unfair prejudice, second, to canvass the jury to find out if they have learned of the potentiаlly prejudicial publicity and, third, to examine individually exposed jurors — outside the presence of the other jurors — to ascertain how much they know of the distracting publicity and what effect, if any, it has had on the juror’s ability to decide the case fairly.
United States v. Gaggi,
In implementing the first step, the trial court should focus principally upon whether the content of the media report is inherently prejudicial. Other relevant factors include whether the report contained information that would not be admissible at trial or that was not in fact adduced before the jury, Crowell,
The newspaper article published during Harper’s trial had great potential for unfair prejudice. The article discussed Harper’s prior conviction for sexual assault on a child, the same type of offense for which he was prosecuted in the present case. It also related that the incident upon which the prior conviction was based took place sometime between October 1 and November 30, 1983, the same period within which he allegedly committed the crime for which he was on trial. Evidence of prior criminal convictions is generally inadmissible because of its highly prejudicial effect. E.g., Martin v. People,
Even in the limited circumstances permitting admission of prior convictions, see, e.g., § 13-90-101 (prior convictions admissible to impeach a witness’ credibility), CRE 404(b) (past crimes admissible for purposes including proof of motive, plan, absence of mistake), stringent standards apply and cautionary instructions must accompany the introduction of such prior convictions. See, e.g., CJI-Crim. 4:07, 4:02, 2:02; Hollis v. People,
The taint created by juror exposure to the newspaper article would likely have had an especially serious prejudicial effect since the evidence against Harper was equivocal. The eight-year-old victim and her younger sister shared a bedroom and a bed in Harper's home where the children were staying while their mother was away. The incident occurred in the middle of the night. Although the children were acquainted with Harper, neither child could identify the perpetrator. The victim described the perpetrator generally as a male Caucasian with a medium build and a full beard. Harper fit this description, but so did his brother. Evidence varied over whether the brother stayed at Harper’s house during the night in question. There was also conflicting evidence whether one of the doors to the house was locked. Although additional circumstantial evidence suggested that Harper committed the crime, the evidence of Harper’s guilt was not overwhelming. Evidence of his prior conviction for sexual assault on a child could have caused jurors to believe that Harper had a propensity to commit such a crime. The prior conviction would tend to substantiate the current accusation and cause the jury to overlook the inconclusiveness of the evidence against Harper. See Trapnell,
The circumstances of the article’s publication present a reasonable possibility of jury exposure. The defendant did not assert mere vague speculation of possible prejudice. He identified a particular newspaper account having a specific and certain prejudicial content. The article appeared during the second day of trial in the local newspaper of a relatively small city. “[TJhe court must investigate the asserted impropriety upon merely a colorable show
In light of the article’s highly prejudicial contents, some direct inquiry of the jury was necessary. See People v. Swan,
Y.
We hold that the three-step procedure outlined in Gaggi applies to possible juror еxposure to mid-trial prejudicial publicity. The article at issue here was prejudicial to the defendant. The trial court erred in requiring independent evidence of juror exposure before questioning the jury
Notes
. The prosecution did not waive use of the conviction for impeaching Harper’s credibility. Harper, however, did not testify.
. Other materials in the record indicate that the child was five years old at the time of the crime.
. After the defense counsel requested that the jury be polled, and before the trial court ruled, the prosecutor remarked, "Judge, if anybody’s read this article, I think that [defense counsel] is entitled to question them on it.”
. The article was never submitted to the jury.
. The trial court imposed an indeterminate sentence of one day to life imprisonment under the Colorado Sex Offenders Act of 1968, § 16-13-201 to -216, 8A C.R.S. (1986). The court of appeals vacated the sentence because Harper had been denied his right to confront witnesses during a sex offender evidentiary hearing and because the trial court erroneously concluded that Harper was ineligible for probation. People v. Harper,
. In some of these cases, the issue of jury exposure to extraneous information did not arise until facts were learned after the verdict was returned. E.g., Niemand; Dunoyair; Thatcher. In Mackey the court denied a motion for mistrial after the facts came to light during trial.
. CRE 606(b) states:
Upon an inquiry into the validity of a verdiсt or indictment, a juror may not testify as to any matter or statement occurring during the course of the jury’s deliberations or to the effect of anything upon his or any other juror’s mind or emotions as influencing him to assent to or dissent from the verdict or indictment or concerning his mental processes in connection therewith, except that a juror may testify on the question whether extraneous prejudicial information was improperly brought to the jurors’ attention or whether any outside influence was improperly brought to bear upon any juror. Nor may his affidavit or evidence of any statement by him concerning a matter about which he would be precluded from testifying be received for these purposes.
(Emphasis added.)
.Although People v. Garcia,
. In Quintana v. People,
. DR 7-108(B) states:
(B) During the trial of a case:
*83 (1) A lawyer connected therewith shall not communicate with or cause another to communicate with any member of the jury.
(2) A lawyer who is not connected therewith shall not communicate with or cause another to communicate with a juror concerning the case.
DR 7-108(F) states:
(F) All restrictions imposed by DR 7-108 upon a lawyer also apply to communications with or investigations of members of a family of a venireman or a juror.
. In Bonner v. City of Pritchard,
. This standard provides:
If it is determined that material disseminated during the trial goes beyond the record on which the case is to be submitted to the jury and raises serious questions of possible prejudice, the court may on its own motion or shall on the motion of either party question each juror, out of the presence of the others, about exposure to that material.
. Some courts routinely question the jurors collectively at the start of each day’s proceedings. See, e.g., Palmariello v. Superintendent of M.C.I. Norfolk,
Dissenting Opinion
dissenting:
Because the majority opinion undercuts the well established rule that jurors are presumed to follow a trial court’s instructions, and overrules a recent decision of this court on the premise that a newspaper article “could have come to the attention of a juror inadvertently,” maj. op. at 82, I respectfully dissent.
I
The petitioner was convicted of sexual assault on a child following a jury trial. Pertinent to the issues here, after the jury was selected and sworn the trial court declared a recess for the day and gave the jury a number of admonitions, including:
Fourth, do not attempt to gather any information on your own. Do not engage in any outside reading on this case, and do not attempt to visit any places mentioned in the case.
Finally [sic], do not in any other way try to learn about the case outside the courtroom.
Fifth, do not read about the case in the newspapers or listen to radio or television broadcasts about the trial. You must base your verdicts solely on the evidence presented at trial.
The next day, February 10, 1988, before a recess, the trial court reminded the jury to follow the admonitions given, and again before excusing the jury for the evening, reminded them not to disсuss the case. That evening, the local newspaper ran a short article about the trial on an inside page of the paper. See maj. op. at 79.
Upon the reconvening of court on February 11, defense counsel brought the article to the attention of the court and requested that the jury be questioned to determine whether any juror had read the article. The trial court declined, ruling that no poll was warranted absent some showing that one or more jurors had read the article.
The jury found the defendant guilty. In post-trial proceedings no effort was made by the defendant to establish that any juror had read the newspaper article. However, on appeal the defendant claimed that the trial court’s refusal to question the jury about the article was reversible error.
The court of appeals, relying on People v. Holmes,
II
In People v. Holmes, the trial court admonished the jury not to discuss trial matters, to ignore newspaper articles concerning the trial, and to refrain from listening to newscasts on radio or television. A newspaper article concerning the trial was published during the overnight recess. After reconvening, the trial court refused defendant’s motion to poll the jury in order to determine whether any jurors had read the article. In affirming the trial court’s ruling, we adhered to the rule of law as expressed in Hammons v. People,
This court in Holmes established a rebut-table presumption test. If the jury has been instructed not to read newspapers, there is a presumption that the jurors followed the instruction, and the burden is on the defendant to rebut the presumption.
The meritorious effect of the rebuttable presumption test is that it forecloses any assumption of noncompliance to instructions, inadvertently or otherwise. Whether a juror actively or inadvertently disobeys a jury instruction is irrelevant in the application of this test. The presumption is rebut-table and the moving party, upon presenting some evidence that a violation of the instructions occurred, would then be enti-tied to have the court poll the jury, regardless of whether the violation happened actively or passively.
Other jurisdictions have held that upon a colorable showing by extrinsic evidence or colorable claim of misconduct, impropriety by jurors must be investigated. United States v. Rowe,
By requiring an investigation or polling on possible misconduct anytime it is alleged that media coveragе could have come to the attention of a juror, the majority would require the trial court to poll the jury on far more occasions than would be warranted. Consequently, whenever a jury is not sequestered, the integrity of the jury would be undermined because, taken to its limit, jurors could be subjected to frequent interrogation regarding their activities during their time away from the courthouse. This may be offensive to jurors and, worse yet, they may be tempted by the subject matter of the questioning which would draw attention to potentially prejudicial outside influences. See State v. Bentley Bootery, Inc.,
Ill
It is true that counsel is prohibited from questioning jurors during trial and the majority finds that this prohibition hampers defendant’s ability to procure independent evidence of exposure to outside sources in order to overcome the Holmes presumption. See DR 7-108(B), (F) set out in maj. op. at 82. Other channels exist fоr gathering of such evidence.
For example, in the cases cited by the majority for the proposition that admonishments may not be enough to protect
Some jurisdictions determine whether the trial court properly exercised its discretion on whether to investigate potential juror misconduct based on a continuum considering the extensiveness of the media coverage of the case. Where the moving party offers evidence of broad coverage by the media, courts often find that the jury was inadvertently exposed. See United States v. Williams,
The prohibition against juror-counsel contact during trial does not bar a remedy for a defendant who believes that the jury might have been exposed to prejudicial outside information. CRE 606(b) permits juror testimony about whether extraneous prejudicial information was improperly brought to the juror’s attention.
There was no indication, either mid or post-trial, that any juror had read or been influenced by the newspaper article mentioning Harper’s prior conviction. No post-trial motion was made by Harper alleging any juror misconduct.
The Holmes presumption is sufficient to permit the trial court to deny a request to question the jury unless the court has reason to believe that such inquiry would be fruitful. See United States v. Pallais,
IV
The majority finds that the reasonable possibility of prejudice test of Wiser v. People,
V
The three-part test adopted by the majority has merit once the presumption of Holmes has been successfully rebutted and the trial court is satisfied that juror misconduct might have or likely occurred. However, to begin the analysis by a determination of the prejudicial nature of the media event assumes that if a potentially prejudicial news report appeared, the jury should be polled on whether they failed to heed their admonishments. In the рresent case, Holmes provides the correct standard to determine whether the trial court erred by denying defendant’s motion to poll. I would uphold the ruling of the trial court and affirm the conviction.
I am authorized to state that Justice VOLLACK joins in this dissent.
. See, e.g., United States v. Rowe,
. The pertinent section of CRE 606(b) states: Upon inquiry into the validity of a verdict or indictment, ... a juror may testify on the question whether extraneous prejudicial information was improperly brought to the jurors’ attention or whether any outside influence was improperly brought to bear upon any juror.
. Defendant did file a motion for new trial but based the motion solely on newly discovered evidence not related to any juror conduct.
