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Harold S. Cross v. United States
325 F.2d 629
D.C. Cir.
1963
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*1 629 not' is opening statement missal after Appellant, CROSS, Harold S. but specifically Rules authorized vestige Rules practice is of before a America, adopted. UNITED STATES were Appellee. may be opening Since the statement No. 17775. grave entirely, arises doubt waived whether, complaint a cause if a states Appeals Court so action, opening an statement Circuit. of Columbia District afford pleading toas the formal dilute Argued Sept. Al summary disposition. a basis for though plaintiff’s a directed verdict Decided Nov. opening justified in may statement cases, case. some this not such atten From to time we have called time Supreme tion to standards which the Columbia,

Court, in Best v. District 411, 415-416, 291 78 applied (1934), held should be Daisey See, g., in these circumstances. e. Parking, Inc., D.C. No.

v. Colonial concurring 1963, p. Sept. Cir. 8; Capital opinion p. Trans Calbreath v. U.S.App.D.C. 83, Company, it Hathaway, Greene F.2d U.S.App.D.C. F.2d 656

(1951). complaint, pretrial state- Here the

ment, the Pretrial Examiner’s Statement opening and the to the statement duty appel- all claim that a was owed duty passenger, lant as con- that this throughout process

tinued of disem- barking long passenger and so as the appellee’s remained on dock or re- other premises, duty lated that was injury próximately

breached and that We, course, resulted. no intimate ruling appellant’s on the merits of claim only alleged but hold facts opening statement, as in com- plaint, claim assert a which entitles her

to adduce her evidence. Whether duty, will evidence establish a a breach of duty proximately injury caused re-

mains to be seen. Cf. Schwartzman Lloyd, App.D.C. 216, 82 F.2d 822 (1936); Dilley Co., v. Baltimore Transit Md. 39 A.2d 155 A.L.R. (1944). Compare Nazarro v. Hud- Ry. son Co., & Manhattan 125 N.J.L. (N.J.1940). 14 A.2d 521 for further Reversed remanded

proceedings. *2 Messrs. S. Thomas Jackson and Austin Frum, P. ap- Washington, (both C.D.

pointed by court), appellant. this for Atty., Mr. Epstein, David U. Asst. S. Acheson,. with whom Messrs. David C. Atty., Q. U. Nebeker, S. and Frank Asst. Atty., ap- U. brief, S. on the were for pellee. Before Washington and Fahy, Judges. Wright, Circuit Judge. WRIGHT, Circuit Appellant was convicted on of assault police 505(a). officer. 22 D.C.Code § During his trial his counsel the advised court that the to defendant had declined return the to courtroom. At the time the custody defendant was in the the adja- United States Marshal in a room cent to the courtroom. The court ordered “proceed the trial to with the defendant Appellant absentia.”1 asks reversal asserting of his conviction, that under custody the Constitution an accused in cannot present waive at his to be trial, any that in event he had not validly present, waived his to and prosecutor suppressed in- concerning formation his mental condi- tion.

The Government contends that “voluntarily the defendant absented” himself after the trial had commenced presence that, therefore, in his un 43,2 der the second sentence of Rule F.R. Very well, colloquy “The Court: court and trial will between coun proceed with the defendant in absentia. sel follows: Honor, Go ahead.” “Me. Clarke: Your at point tbe has indicated to defendant me 2. Rule 43 “The going reads: any shall that he is not further with arraignment, every totally at he been trial and unco- stage including impanel operative happened just today. and this I ing get any of the and the return of the can’t witness. verdict, imposition sentence, and at the “The Court: he decline Did to come except provided by as otherwise into the courtroom? these prosecutions sir, In rules. “Mr. Clarke : Yes he offenses not has declined death, punishable by talk me. defendant’s vol refused to to untary “The Court: absence after He refused to come has been into presence courtroom, pr commenced in his shall not is that correct? continuing correct, including “Mr. Clarke: ent the trial to and That Your ev corporation Honor. the return of the verdict. A indulge pro- Cr.P., every ed out rea- the court authorized ‘courts was against does presumption sonable waiver’ ceed without him. The Government rights attempt explain how, not under fundamental constitutional acquiescence in person continuing physical presume cus- that we ‘do not * * * rights.’ tody “voluntarily the loss himself. fundamental absent” *3 protecting duty imposes of This purpose serious sentence the of the second weighty 43, Advisory responsibility upon Committee and the trial Rule as the judge determining clear, prevent of an make frustra- there is *4 by counsel, pres- waives his form for waiver of 9. The standard * * ent stipula- by jury A concession or reads:

($3 Judge itself,”10 procedure WASHINGTON, (con- such some Circuit curring) judge certainly a trial . indicated before determine whether It seems that neither the clear Con- intelligent competent made an stitution nor the first sentence state At an on-the-record waiver. least precludes by an accused waiver by open him the defendant ment court his trial.1 Compare required. Pear should be self question in each’case must be whether U.S.App.D.C. son v. United followed, procedures fair have been day. -, 325 F.2d decided justice interests ade- substantial being necessary, we need A new trial quately Here, served. the reasons by raised not consider the other issues concluding given by Judge Wright in the appellant. portion opinion, of his I think there must be a Reversed. new trial. *5 COR- PETROLEUM

SOUTHWESTERN PORATION, Appellant,

v. UDALL, Secretary of the L.

Stewart Interior, Appellee.

No. 17545. Appeals Court of

United of Columbia Circuit. District 8,

Argued 1963. Oct. Nov. 1963.

Decided States, States, supra Parker v. United Diaz v. United Note F.2d 0.1 1950); 253-254, (4th S.Ct. at Cir. Glouser v. 56 L.Ed. United U.S. at States, (8th 296 F.2d Cir. 1961); Davis, United States 25 Fed. Mangum, (C.C.S.D.N.X.1869); Frank 35 S.Ct. Cas. 773 Echert v. (1915); Snyder (8th 188 F.2d Cir. Massachusetts, 1951). 291 U.S. Commonwealth 78 L.Ed. Notes is whether to escape intelligent by by progress competent tion of a the and the trial in waiver Zerbst, absconding accused.” or Since 304 the defendant.3 Johnson v. U.S. of 458, 464-465, 1023, 1019, the is restatement 58 82 L. Rule to be a S.Ct. intended Carnley subject,4 (1938), existing quoted the Ed. 1461 of in v. the law on this ap- Cochran, 506, 514-515, 369 82 S.Ct. second no U.S. sentence thereof has clear 884, plication custody.5 (1962). No 8 L.Ed.2d means to in 70 This defendants available, Rule, case, prior that even where the is to since the or defendant custody, suggested weighty responsibility” “the in serious and that a defendant “voluntarily by determining of escaping, to other than whether wants he right his trial.6 .absent” himself from requires waive a constitutional that brought court, he advised before the suggests also The Government right, permitted of that and then to make any expressly that, event, appellant in the intelligent competent “an and waiver.” during right present his waived to practice.7 In This has the been uniform attorney by telling did he his trial his by the District Court here waivers de- go On not to into the courtroom. want rights subject waiver, point- has been fendants the constitutional to the of of “It purposes. naturally apprehension may appear by an incident to counsel for all punishable penalty prosecutions follow for of the awful that would offenses In ” * ** by by imprisonment more or for not conviction. fine year court, both, with than one or the defendant, may cited Note 2 Rule written consent of the See cases in to 43. the 6. plea, States, Cir., permit arraignment, im- Evans 6 trial and See also v. United 393, position (1960); Brown of in defendant’s 284 F.2d State, v. sentence the 395 (under 1962) (Alaska presence not P.2d The defendant’s is 372 785 absence. 43). required In Falk under state rule based on Rule v. at a reduction of sentence States, 2, supra App.D.O. Note 15 35.” United Rule 460, this a at court discussed line 459— 43, 3. 2 Note to Rule and cases there See of cases which held that trial could not cited; especially see Diaz v. United in accused, proceed of in the absence the 442, 457-458, States, 223 32 S.Ct. U.S. States, 370, Lewis 146 v. United U.S. 13 250, quoting (1912), 56 L.Ed. 500 with 136, (1892), 36 L.Ed. 1011 Schwab S.Ct. States, approval App. Falk v. United 15 442, 525, Berggren, 143 12 U.S. S.Ct. 446, 454, (1899), appeal 460 dis D.C. missed, Hopt Utah, (1892), and 36 L.Ed. 218 636, 922, 180 U.S. 45 574, 202, 110 4 L.Ed. 262 S.Ct. 28 (1901), denied, cert. L.Ed. 709 181 U.S. explained they (1884), and that rested (1901). 21 45 S.Ct. theory, “on which was fact in all the a 2 4. Rule 43. cases, person Note to See these the accused is custody prisoner; in he is actual States, supra Diaz v. In United Note presumptively law, durance, of the in 253-254, U.S. at at S.Ct. incapable chargeable of free volition L.Ed. the Court stated: who are under “ to those not arrest.” ** * And with like accord [the regarded courts] an have accused who custody See, 7(b) (waiver charged g., . of in and one who is e. Rules in- is (waiver capital incapable dictment) 23(a) jury), offense with as (cid:127)waiving right; one, Even as to the the because his F.R.Cr.P. mis- requires demeanors, presence the Rule “written or absence not within his is control, because, and the other for a trial in -own in consent of. defendant” absence; being usually (empha- custody, in addition he his F.R.Cr.P. phasis supplied). deemed to suffer :is constraint by purpose.9 indictment and are taken scribed Since the open signed in writing, by “scarcely court in im- to be at trial less personally8 pre- portant than forms to the accused court, by 8. This in Falk v. United for an tion counsel cannot substitute supra 2, App.D.C. 457, quoted by Note approval waiver the defendant of informed right following language present. with v. United to be Evans 395; Kelly, States, supra from State v. 97 N.C. 2 S.E. Note F.2d at (1887): always America, Greenberg “The court will require presence prisoner compare Cir., of the 280 F.2d 472 * * * during State, supra (under court the trial if he be Brown v. Note custody law, 43). close of the unless in case on Rule state rule based prisoner expressly himself, and not

Case Details

Case Name: Harold S. Cross v. United States
Court Name: Court of Appeals for the D.C. Circuit
Date Published: Nov 14, 1963
Citation: 325 F.2d 629
Docket Number: 17775_1
Court Abbreviation: D.C. Cir.
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