This appeal presents a single issue certified by the district court for interlocutory appeal pursuant to 28 U.S.C.A. § 1292(b). The district court held that
any
acceptable plan for ensuring Florida prisoners meaningful access to the courts as required by
Bounds v. Smith,
Because we hold that a state plan is not required to include a provision for attorney assistance to prisoners for the filing of collateral suits challenging either the legality of their confinement or the legality of the conditions of their confinement, we reverse.
The seminal Supreme Court case upon which the plaintiffs make their claim and the district court based its decision is
Bounds v. Smith,
The plaintiffs appealed that issue and the Court of Appeals affirmed, saying that:
the State is under no constitutional duty to offer the inmates of its penal institutions both adequate legal research facilities and an independent attorney’s office, however helpful the dual service may be.
In its opinion, the United States Supreme Court noted that the district court had held the State was not constitutionally required to provide legal assistance as well as libraries, noted that the Court of Appeals affirmed that decision, and then affirmed without reservation. Justice Marshall’s opinion recited the Court’s precise holding:
We hold, therefore, that the fundamental constitutional right of access to the courts requires prison authorities to assist inmates in the preparation and filing of meaningful legal papers by providing prisoners with adequate law libraries or adequate assistance from persons trained in the law.
After detailing the value of lawyers and trained paralegals in a plan to meet the constitutional demands, the Court pointedly said: “Nevertheless, a legal access program need not include any particular element we have discussed----”
Id.
at 832,
Thus, the decision of the district court in this case is squarely contrary to the holding in
Bounds.
The argument that legal assistance is a necessary part of a state plan turns on what the Supreme Court meant by the “meaningful access” requirement: “ ‘[Mjeaningful access’ to the courts is the touchstone____ [Ojur decisions have consistently required States to shoulder affirmative obligations to assure all prisoners
meaningful access
to the courts.”
Id.
at 823-24,
The district court here made extensive findings concerning the character of Florida’s prison system and inmate population. Emphasizing the more than 50% rate of inmate functional illiteracy, the low level of inmate education, the lack of physical access to libraries due to the number of prisons left with incomplete or nonexistent law libraries under the proposed plan, geographical distribution of inmates, and the lack of library access for inmates in administrative confinement, the district court concluded that the Florida plan was inadequate to provide meaningful access to the courts. It held that no plan contemplating libraries alone could be sufficient due to inmate illiteracy. “[Mjeaningful access to the courts on behalf of all of Florida’s inmates can be realized only through a plan that incorporates the assistance of counsel, in some form.”
Hooks v. Wainwright,
This should end the case. Without
Bounds,
there is no articulated precedent in this Circuit creating the constitutional right upon which the district court bases its
*1436
decision. Although the district court relied to some extent on
Cruz v. Hauck,
The district court seemed to justify its divergence from the holding in Bounds by noting that it
was decided on summary judgment, without the benefit of an evidentiary hearing. To the contrary, the factual record in the instant case has been fully developed over more than 11 years of hard-fought litigation that has included three eviden-tiary hearings and numerous status hearings. It is embodied in boxes burgeoning with court files, transcripts and evi-dentiary exhibits.
This reasoning is deficient for at least two reasons. First, it fails to acknowledge that the plaintiffs were arguing that a much broader meaning be given to the term “meaningful access” than found in the Supreme Court opinion. Second, the district court overlooked the fact that much of what it learned at the evidentiary hearings, and upon which it based its divergence from Bounds, must have been known to the Supreme Court at the time Bounds was decided.
That books would be of no use to the illiterate needs no discussion. Bounds surely did not hold that libraries must be provided to illiterate prisoners. That inmate writ-writers or nonlawyer law clerks cannot provide the same assistance as lawyers, is obvious. That volunteer and legal aid lawyers, to whose services the prisoners have no right of access, do not fulfill the same function as a state-paid legal office, which must serve every prisoner on request, would also not seem to require evidence. It presses credulity to contend that the Supreme Court in Bounds intended there would be a constitutional right to legal counsel, if it were found that some prisoners were illiterate and that nonlaw-yer prisoners could not use the libraries as well as lawyers.
Bounds
was a limited decision. At the time it was decided,
Bounds
was the culmination of a series of cases holding that imprisonment should not deprive persons of access to courts.
Ex Parte Hull,
All of these decisions simply removed barriers to court access that imprisonment or indigency erected. They in effect tended to place prisoners in the same position as non-prisoners and indigent prisoners in the same position as non-indigent prisoners. Having held that inmates can represent themselves, if able to do so, and can help other inmates who are not so able, it was but a small step to hold that such able inmates, who presumably would have ac *1437 cess to libraries but for imprisonment, must be given access to libraries in prison, or access to people who have access to libraries. This is a far cry from constitutionally requiring the state to provide legal counsel for the imprisoned, not available as a matter of constitutional right to the un-imprisoned in civil cases.
The district court was commendably compassionate for the plight of prisoners and their difficulty in getting proper legal help. But prisoners are not alone in that situation. Vast numbers of the unimprisoned, both convicted and unconvicted, can make a similar case for the need of legal counsel, but to date no constitutional obligation of the state to provide that help has been articulated. There is no indication that Bounds intended to take that giant step.
Other circuits have recognized that
Bounds
merely recommended attorneys, and did not require them as a matter of constitutional law. In
Cepulonis v. Fair,
Since its decision in Bounds, the Fourth Circuit has continued to reject an argument that meaningful access requires lawyers, stating:
Harrington urges that ... the only way that the State constitutionally can afford library access to its inmates is by employing the services of a legal services plan____ We cannot agree with that thesis, ... but note, as did the Supreme Court in Bounds, that providing the assistance of trained lawyers in conjunction with physical library facilities is one way to assure constitutionally acceptable access to libraries by inmates.
Harrington v. Holshouser,
That state prisoners are not constitutionally entitled to have the state provide attorneys for them is most visibly manifested in the practice of both state and federal judicial systems that treat the application for appointed counsel for collateral and civil rights proceedings on a case-by-case basis. State criminal defendants have a Fourteenth Amendment right to effective assistance of counsel at trial and on appeal.
Gideon v. Wainwright,
Similarly, there is no automatic constitutional right to representation in a federal habeas corpus proceeding.
Johnson v. Avery,
It has not been held that there is any general obligation of the courts, state or federal, to appoint counsel for prisoners who indicate, without more, that they wish to seek post-conviction relief.
See also
C. Wright, A. Miller & E. Cooper, 17
Federal Practice and Procedure
§ 4268 at 712 (1978). This Circuit has recognized on a case-by-case evaluation that for certain individuals due process or the “interests of justice” may require the appointment of a lawyer. 18 U.S.C.A. § 3006A(g);
Schultz v. Wainwright,
The courts have also consistently held there is no constitutional right to the appointment of an attorney to represent an indigent person in a civil rights action.
Storseth v. Spellman,
If an individual prisoner is not constitutionally entitled to an attorney, even after filing a complaint in court, there is no rational basis upon which to decide that all prisoners are entitled to counsel for the purpose of considering, filing and pursuing similar claims.
We adopt here the admonishment of the Supreme Court in
Ross v. Moffitt,
We do not mean by this opinion to in any way discourage those States which have, as a matter of legislative choice, made counsel available to convicted defendants at all stages of judicial review. Some States which might well choose to do so as a matter of legislative policy may conceivably find that other claims for public funds within or without the criminal justice system preclude the implementation of such a policy at the present time. North Carolina, for example, while it does not provide counsel to indigent defendants seeking discretionary review on appeal, does provide counsel for indigent prisoners in several situations where such appointments are not required by any constitutional decision of this Court (footnote omitted). Our reading of the Fourteenth Amendment leaves these choices to the State____
Programs offering legal assistance, as
Bounds
pointed out,
It is a good idea to obtain public support for legal assistance for prisoners. The Florida legislature recently created the office of “capital collateral representative,” which will furnish state-paid attorneys to represent indigent death row inmates in collateral proceedings in state and federal courts. Act of June 24, 1985, ch. 85-332, 1985 Fla.Sess.Law Serv. 451 (West) (to be codified at Fla.Stat.Ann. § 27.701-08). But all good ideas are not constitutionally required. We hold the district court erred in requiring that any Florida library plan, devised to ensure constitutional access to the courts by state inmates, must include a provision for attorney assistance. The decision of the district court is REVERSED and the case REMANDED for further proceedings consistent with this decision.
REVERSED and REMANDED.
*1439 HOOKS APPENDIX
A great deal of litigation in this case preceded the Supreme Court decision in
Bounds v. Smith,
430 U.S.
817, 97
S.Ct. 1491,
Hooks appealed. The Fifth Circuit vacated the order and remanded the case for reconsideration in light of the Supreme Court’s decision in
Younger v. Gilmore,
1. The extent of professional or quasi-professional services which would be provided indigent inmates.
4c 4* 4c 4c 4¡ 4c
2. The extent of the law libraries which would be provided indigent inmates.
4c 4« 4c 4« 4« 4c
3. The time frame within which implementation can be perfected.
In this December 6, 1972 order the district court indicated that law libraries alone might be insufficient to guarantee access to the courts for all indigent prisoners. The plans submitted by the State provided libraries only, while the plans filed by plaintiffs and each of four amicus curiae included both law libraries and professional assistance. On August 21, 1973, the district court conducted an evidentiary hearing on the parties’ proposed implementation plans and then took the matter under advisement.
The case lay dormant until December 29, 1975, when three inmates, represented by Florida Institutional Legal Services, Inc., filed a motion for leave to intervene. They claimed the State had failed to take any action pursuant to the December 6, 1972 order. The court granted permission to intervene by order on July 7, 1977. On September 6, 1977, plaintiff-intervenors sought a preliminary injunction compelling the State to continue funding the Prison Project, a nonprofit corporation organized in 1973 which provided a variety of legal services to indigent inmates in certain Florida prisons. The Prison Project eventually evolved into Florida Institutional Legal Services, Inc., which represents plaintiff-inter-venors in this litigation.
See generally Hooks v. Wainwright,
Defendants responded by affidavit which stated that the State had begun establishing a law library system in Florida’s prisons. The plan contemplated setting up relatively complete libraries at seven of the State’s major institutions and smaller libraries at each of the twenty remaining major institutions. Because no libraries were to be furnished at the State’s road prisons and community correctional centers, inmates there desiring to do legal research could either borrow materials or request a transfer to a prison with a library. The State’s plan was an attempt to conform with the then-recent decision in
Bounds v. Smith,
On October 6, 1977, the district court granted the plaintiff-intervenors’ application for preliminary injunctive relief. After considering the State’s proposed law library plan and expressing doubts as to its sufficiency, the district court preliminarily enjoined the State from permitting termination of the Prison Project until final approval of a plan that would meet the State’s constitutional duty. The Fifth Circuit affirmed the district court’s order granting the preliminary injunction,
Hooks v. Wainwright,
The district court conducted an evidentia-ry hearing in July 1978 and again took the matter under advisement. For the next three years, the district court held status conferences and encouraged the parties to reach an appropriate settlement. During this period, the Florida Legislature considered enabling legislation that would have sanctioned a proposed plan under which state public defenders would have assisted indigent inmates in post-conviction and parole revocation proceedings and in actions challenging conditions of confinement. After the legislation died in committee in 1981, the parties concluded that further settlement negotiations were futile and requested the district court to enter an appealable order concerning the question of whether the assistance of attorneys, in some form, was an essential ingredient of Florida’s attempt to comply with the mandate of Bounds v. Smith that inmates be afforded meaningful access to the courts.
Notes
. Although the district court did not attempt to formulate the precise details of a plan, it made the following observations:
1. Any acceptable plan must ensure meaningful access to the courts on behalf of all persons who are presently or who will hereafter be committed to the custody of the Florida Department of Corrections.
2. Attorney-assistance can be constitutionally limited, under Bounds, to the preparation and filing of actions challenging the legality of a prisoner’s confinement (Fla.R.Crim.P. 3.850 proceedings and state and federal ha-beas corpus proceedings) and the legality of the conditions of a prisoner’s confinement (federal civil rights proceedings).
3. The attorney-assistance program should be structured so that the attorneys, although funded by the state of Florida, would be able to function independently, free from the conflict of interest problems testified to with regard to the program operated by the Texas Department of Corrections.
4. Defendant should give serious consideration to a plan similar to that proposed by plaintiff-intervenors, whereby 20 attorneys, assisted by seven paralegals and seven secretaries, would operate three or four branch offices dispersed across the state. In effect, such a plan would amount to an expanded version of the Prison Project, an organization that has repeatedly proven its worth throughout the course of this litigation.
5. The plan should provide for the continuation of defendant’s law library and inmate law clerk program in order to enable prisoners to represent themselves should they desire to do so. This would operate to reduce the demands upon the attorney-assistance program inasmuch as many prisoners would undoubtedly seek advice only to assist them in preparing petitions on their own.
Hooks v. Wainwright,
.
See Smith v. Bounds,
