Lead Opinion
This appeal presents an issue of first impression in this circuit: whether an in-custody, unsolicited statement, not made in response to any police interrogation, must be suppressed because it followed an earlier voluntary statement made in violation of Miranda v. Arizona,
On June 13, 1979, Thompson Myers was shot at close range with a flare gun outside the Wonder Bar in Honolulu, Hawaii. Shortly thereafter, Officer Trela stopped the appellant, Harold C. Medeiros, who was driving an automobile which matched the description given by witnesses to the shooting. Medeiros’ eyes were red and glassy and he had an odor of alcohol about him. Medeiros asked Officer Trela why he had been stopped. Officer Trela replied that “there had been a shooting at the Wonder Bar and that [Medeiros’] automobile matched the description of one identified as leaving the scene.” Officer Trela then asked Medeiros where he was coming from, without first advising him of his Miranda rights. Medeiros replied that he had come from the Wonder Bar and then spontaneously incriminated himself with respect to the shooting. (The “first statement”).
Medeiros was arrested and taken to the police station. After being “booked,” Officers Silva and Miyashiro were instructed to take Medeiros to the Pawaa Annex for medical treatment of a laceration over Me-deiros’ left eye. Officer Silva testified that Medeiros’ eyes were red and glassy, his voice was loud, and he was unsteady on his feet. The parties stipulated that Medeiros had a blood alcohol level of 0.19 approximately one hour after his arrest.
Prior to and during treatment, and without any prompting from either officer, Me-deiros made several more inculpatory statements to these officers, collectively referred to as the “second statement.” Me-deiros exclaimed:
He went hit me and the gun went off. I killed him. Good for him. How you like he take my 15 year old daughter.3
Officer Silva responded by telling Medeiros “You shouldn’t give any statements at this time,” but stopped short of reading Medei-ros the Miranda warnings. Not heeding Silva’s suggestion, Medeiros then exclaimed:
He hit me and I shot him. He was selling her ass. Officer Silva again told Medeiros to say nothing further, but did not read Medeiros the Miranda warnings. Immediately thereafter, Medeiros continued:
I killed that-1 killed that nigger. Good for him. I hope he’s dead. I shot him in the fucking head. They beat me up and kick me. Good for him and I hope that black bastard dies, that black son-of-a-bitch.
Medeiros made these statements approximately 30 minutes after he had made the first incriminating statement to Officer Trela.
On the following day, Officer Chung advised Medeiros of his Miranda rights. After waiving his rights, Medeiros requested the officer provide him with his prescription pain medication for his back condition. After the officer refused, Medeiros made a third inculpatory statement. (The “third statement”).
The state court trial judge granted Me-deiros’ motion to suppress the first statement as the product of an unwarned custodial interrogation, which violated Miranda. The trial judge also granted Medeiros’ motion to suppress the third statement because the failure of the police to give Me-deiros his pain medication, once he requested it, rendered his third statement involuntary. However, the trial judge denied Me-deiros’ motion to suppress the second statement given to Officers Silva and Miyashiro
On appeal to the Intermediate Court of Appeals for Hawaii, Medeiros’ conviction was affirmed. State v. Medeiros,
Thereafter, Medeiros filed a petition for a writ of habeas corpus in the United States District Court for the District of Hawaii. This petition raised the same arguments that the state appellate court had rejected. The court made an independent determination of the voluntariness of the second confession, Miller v. Fenton,
II. Standard of Review
We review a district court’s decision to deny a habeas corpus petition de novo. Weygandt v. Ducharme,
III. The First Statement
The district court concluded that the second statement was not the result of the prior inadmissible confession. Because the district court acknowledged that the first statement was voluntary, the district court appears to have presumed that the first statement was inadmissible because it was the product of an un-Mirandized custodial interrogation. The district court’s conclusion that Medeiros was subjected to custodial interrogation is essentially a factual determination, United States v. Wauneka,
We review the district court’s determination that the first statement was voluntarily made under the de novo standard, and also find that it was given voluntarily. A confession is voluntary if it is “ ‘the product of a rational intellect and a free will’ ... whether [or not] a confession is the product of physical intimidation or psychological pressure [or] a drug- [alcohol-] induced statement.” Townsend v. Sain,
IV. The Second Statement
Although Medeiros was in police custody when he made the second statement at the Pawaa Annex, the police clearly were not interrogating him at that time. Therefore, because Miranda warnings were not necessary, the key issue surrounding the admissibility of the second statement is whether Medeiros made it voluntarily. Considering there was no police interrogation and that Medeiros’ intoxication was insufficient to overcome his free will and rational intellect (see Section III. discussion above), the only source of coercion which could have made this statement involuntary is the psychological impact of having let “the cat out of the bag” with the first statement.
In United States v. Bayer,
[A]fter an accused has once let the cat out of the bag by confessing, no matter what the inducement, he is never thereafter free of the psychological and practical disadvantages of having confessed. He can never get the cat back in the bag. The secret is out for good. In such a sense, a later confession may always be looked upon as fruit of the first. But this Court has never gone so far as to hold that making a confession under circumstances which preclude its use, perpetually disables the confessor from making a usable one after those conditions have been removed, (emphasis added).
The Supreme Court applied Bayer’s eat out of the bag analysis in Elstad. In El-stad, the suspect made his first incriminating statement voluntarily, but without first being given the requisite Miranda warnings. One hour later, he was advised of and waived his Miranda rights and executed a written confession. The Court held that “a suspect who has once responded to unwarned yet uncoercive questioning is not thereby disabled from waiving his rights and confessing after he has been given the requisite Miranda warnings.” Elstad,
It is an unwarranted extension of Miranda to hold that a simple failure to administer the warnings, unaccompanied by any actual coercion or other circumstances calculated to undermine the suspect’s ability to exercise his free will, so taints the investigatory process that a subsequent voluntary and informed waiver is ineffective for some indeterminate period.... [T]he admissibility of any subsequent statement should turn in these circumstances solely on whether it is knowingly and voluntarily made.
Elstad,
After evaluating the surrounding circumstances and the entire course of police conduct in this case, we conclude that Medei-ros made his second statement voluntarily. The circumstances which had made his first statement inadmissible — custodial interrogation without having first been advised of his Miranda rights — no longer existed at the time he made his second statement. Although Medeiros was in custody at the Pawaa Annex, Medeiros spontaneously made his second incriminating statement, without any prompting or questioning by the officers present. At no point did either Officer Silva or Miyashiro ever interrogate Medeiros. Quite to the contrary, the officers repeatedly told Medeiros not to say anything further.
Although the one-half hour time lapse between Medeiros’ first and second incriminating statements may not seem long enough to remove any lingering psychological compulsion from having already confessed, the time lapse between the suspect’s two incriminating statements in Elstad was only one hour. In this case, like Elstad, the second statement was made at a different location that cannot be considered “coercive.” See Elstad,
Finally, the rationale underlying the Fifth Amendment privilege against self-incrimination supports our conclusion that Medeiros made his second statement voluntarily. “The fundamental import of the [Fifth Amendment] privilege while an individual is in custody is not whether he is allowed to talk to the police without the benefit of warnings and counsel, but whether he can be interrogated.” Miranda,
V. Retroactive Application of Elstad
There may be some question whether Elstad can be applied retroactively to this appeal. The Intermediate Court of Appeals of Hawaii affirmed Medeiros’ conviction in 1983, two years before the Supreme Court decided Elstad. Thus, this appeal presents the question of whether Elstad can be applied retroactively to a case seeking federal habeas review of a state conviction that has become final.
Although the Constitution neither prohibits nor compels retroactive application of new constitutional decisions, Linkletter v. Walker,
The three criteria delineated in Stovall v. Denno,
The purpose to be served by the Elstad decision is its interpretation and application of Miranda and Bayer to a particular set of facts. Elstad’s analysis illuminates, by way of example, the cat out of the bag doctrine as it applies to a confession which follows a voluntary, un-Mirandized statement. However, “[cjomplete retroactive effect is most appropriate where a new constitutional principle is designed to enhance the accuracy of criminal trials.” Solem,
Conversely, both the second factor, the reliance by law enforcement authorities on old standards, and the third factor, the disruptive effect on the administration of justice, support retroactive application of Elstad. Law enforcement authorities could not “have justifiably relied on a prior rule of law said to be different from” El-stad or which represented a “ ‘clear break with the past.’ ” Solem,
VI. Conclusion
We affirm the district court’s denial of Medeiros’ petition for a writ of habeas corpus. Although Medeiros’ second statement followed a previous voluntary but unwarned admission, the second statement was made voluntarily and, therefore, is admissible into evidence.
AFFIRMED.
Notes
. "Prior to any questioning, the person must be warned that he has a right to remain silent, that any statement he does make may be used as evidence against him, and that he has a right to the presence of an attorney, either retained or appointed. The defendant may waive effectuation of these rights, provided the waiver is made voluntarily, knowingly, and intelligently.” Mi
. According to the prosecutor, Medeiros declared "the popolo guy went hit me. He was selling my, friend’s sister. I went blow 'em. I admitted I shot that [expletive deleted] ... I shot that popolo.” According to Medeiros’ counsel, Medeiros stated “I shot the f ing popo-lo, I blew him away.” The trial judge did not seek to determine the exact wording of Medei-ros’ confession because the judge ruled that the entire confession was obtained in violation of Miranda and therefore inadmissible in the state’s case in chief.
. The reporter’s transcript indicates Medeiros believed Myers was prostituting Medeiros' 15 year old daughter, whereas the district court indicates that Medeiros believed Myers was prostituting Medeiros’ 15 year old sister.
. To the contrary, the Court stressed that "[t]here is a vast difference between the direct consequences flowing from coercion of a confession by physical violence or other deliberate means calculated to break the suspect’s will and the uncertain consequences of disclosure of a 'guilty secret’ freely given in response to an unwarned but noncoercive question.” Elstad,
. Officer Silva testified, "I just didn’t want to screw up the case, so I just told him don’t give me any statements.... I never asked him a question.”
. In our case, “final” refers to cases "where the judgment of conviction was rendered, the availability of appeal exhausted, and the time for petition for certiorari had elapsed" before the Elstad decision was handed down. Linkletter v. Walker,
. Other circuits have retroactively applied Elstad in habeas corpus cases without any discussion of the appropriateness of retroactive application. See Bryant v. Vose,
. Wauneka's characterization of Elstad as a case which did not make a clear break with the past, although made in the context of a case on direct review, applies to all cases. The fact that Elstad did not make a clear break with the past and merely applied preexisting law is inherent in the Elstad decision itself. Therefore, this characterization is unaffected by the procedural posture of subsequent cases which attempt to apply El-stad retroactively.
Dissenting Opinion
dissenting:
As I read Oregon v. Elstad,
The voluntariness inquiry in this case requires us to revisit the “cat out of the bag” doctrine as applied to successive confessions in light of Elstad. Elstad first incriminated himself in response to police interrogation at his parents’ home. After being read his Miranda rights an hour later at the police station, he gave and signed a full confession. As in this case, the state trial court suppressed Elstad’s first statement on the ground it was obtained in violation of Miranda, but rejected Elstad’s argument that the first statement, in letting the cat out of the bag, undermined the voluntariness of his later confession because it created the impression that his fate was already sealed. On appeal, the Oregon Court of Appeals held that the second confession must also be suppressed because its voluntariness was “tainted” by the first confession. Citing Bayer, the Court of Appeals reasoned that the first confession “let the eat out of the bag” and that there was not a “sufficient break in the stream of events between [the first] statement and the written confession to insulate the latter statement from the effect of what went before.” Oregon v. Elstad,
The Supreme Court granted certiorari to “decide whether an initial failure of law enforcement officers to administer [Miranda warnings], without more, ‘taints’ subsequent admissions made after a suspect has been fully advised of and has waived his Miranda rights.” Elstad,
The Supreme Court then considered the Oregon Court of Appeals’ decision that El-stad’s second confession was rendered involuntary by “a subtle form of lingering compulsion, the psychological impact of the suspect’s conviction that he has let the cat out of the bag and, in so doing, has sealed his own fate.” Elstad,
[o]f course, after an accused has once let the cat out of the bag by confessing, no matter what the inducement, he is never thereafter free of the psychological and practical disadvantages of having confessed. He can never get the cat back in the bag. The secret is out for good. In*828 such a sense, a later confession always may be looked upon as a fruit of the first.
Id. (quoting Bayer,
I acknowledge that some ambiguous comments in Elstad, read in isolation, appear to cast some doubt on the continuing vitality of the “cat out of the bag” doctrine. The Court said that “[i]t is difficult to tell with certainty what motivates a suspect to speak,” id.
The Court in Elstad articulated this understanding by repeating the qualification in Bayer that “[t]his Court has never gone so far as to hold that making a confession under circumstances which preclude its use, perpetually disables a confessor from making a usable one after those conditions have been removed.” Id. (quoting Bayer,
In Elstad, the presumption that the coercive effect of Elstad’s first confession undermined the voluntariness of his second confession was rebutted by the administration and waiver of Miranda warnings prior to the second. The Supreme Court explained that the warnings created an environment in which “the suspect [was] free to exercise his own volition in deciding whether or not to make a statement to the authorities.” Elstad,
Elstad’s focus on the administration of Miranda warnings and Elstad’s conversation with his father as intervening events sufficient to rebut the presumption that Elstad’s first confession had a lingering coercive effect reinforces my conclusion that Elstad did not repudiate Bayer’s “cat out of the bag” doctrine. Rather, the Court in Elstad simply found under the circumstances that the presumption of psychological coercion was effectively rebutted: “We hold today that a suspect who has once responded to unwarned yet un-eoercive questioning is not thereby disabled from waiving his rights and confessing after he has been given the requisite Miranda warnings.”
It is clear then, that Elstad reaffirms Bayer’s rebuttable presumption that an initial, voluntary confession has a coercive effect tending to undermine the voluntariness of subsequent confessions. Therefore, the next step in our inquiry should be to determine whether the presumption has been rebutted in this case by the presence of any significant intervening events.
Medeiros was not informed, through proper administration of Miranda warnings or otherwise, that his first confession might not be usable against him. Officer Silva commented during the middle of Me-deiros’ second confession that he “shouldn’t give any statements at this time.” R.T. at 236. However, in contrast to the Miranda warnings in Elstad and the equivalent in Bayer, Officer Silva’s cautionary statement cannot fairly be construed as suggesting to Medeiros that his first confession might not be usable against him.
The majority reasons that, because (1) The Pawaa annex is not a coercive location, (2) Medeiros was not interrogated at the Pawaa annex, (3) Officer Silva told Medei-ros he should not give a statement there, and (4) the officers did not “exploit” the first confession to induce the second,
Of course Medeiros’ argument that his second confession was involuntary would be strengthened if he could point to additional sources of coercion, but I fail to see how the absence of additional coercive action by the officers could have the effect of dissipating the coercive impact of his prior confession.
The change in the particular identity of the officers and the location of the confessions likewise did nothing to dissipate the coercive effect of Medeiros’ first confession. While a change of officers and location is relevant to determining the ongoing coercive effect of any interrogation techniques previously used,
The essence of the majority’s argument is that absent coercive police conduct at the Pawaa annex or coercion carrying over from Officer Trela’s unwarned questioning, the psychologically coercive effect of Medeiros’ first confession is simply not enough by itself to undermine the volun-tariness of his second confession. This argument renders the “cat out of the bag” doctrine a hollow shell and is contrary to Bayer and Elstad. Bayer and Elstad teach that the coercive effect of the initial confession is sufficient to require suppression of a later confession absent some tangible intervening event that dissipates that coercive effect. In holding that Me-deiros’ second confession was voluntary, the majority turns a deaf ear to this teaching.
I conclude that in the circumstances of this case — the second confession followed the first by a mere half hour, Medeiros was continually in the immediate presence of police officers, the second confession was preceded by neither Miranda warnings nor consultation with family or counsel, and there was no other intervening event — Me-deiros’ second confession was not voluntary. Accordingly, I would hold that the district court erred in denying Medeiros’s petition for writ of habeas corpus.
. See, e.g., Brown v. Illinois,
. The Court held that it would be "neither practicable nor constitutionally necessary” to require officers seeking to interrogate a suspect to tell him that previous admissions obtained in violation of Miranda would not be admissible against him.
. The Court was careful to note that, while administration of Miranda warnings rebuts the presumption that a second confession was involuntary, it does not by itself guarantee that the second confession is voluntary. While the "fact that a suspect chooses to speak after being informed of his rights is, of course, highly proba
. Of course, today's Miranda requirements were not in effect at the time of the Bayer decision. However, the Court in Bayer explained that the defendant’s interrogator expressly "warned him his statement might be used against him” before asking the defendant to repeat his earlier confession. Bayer,
. The State of Hawaii does not dispute that Medeiros' response to Officer Trela’s initial unwarned interrogation let the cat out of the bag. Indeed, Medeiros’ response let more of the cat out of the hag than did Elstad's initial response. When initially questioned about his involvement in a neighborhood burglary, Elstad responded simply that "I was there.” This statement, by itself, does not admit involvement in the crime. In contrast, Medeiros admitted much more than just that "he was there” at the
. For example, Officer Silva's cursory statement that Medeiros "shouldn’t give any statements at this time” could easily be understood as meaning simply that Officer Silva felt it would be inconvenient to take a full confession at the Pawaa Annex. This plausible understanding of Officer Silva's comments would not .lead Medei-ros to believe that perhaps his first confession could not be used against him. Moreover, given Medeiros' intoxicated state at this time, his ability to assess clearly the potential disadvantages of repeating his confession was compromised.
. Neither Officer Silva nor Officer Miyashiro knew that Medeiros had already confessed without being warned to the Wonder Bar shooting in response to Officer Trela’s roadside custodial interrogation.
. The majority’s conclusion that the “cat out of the bag” argument can be successfully invoked to suppress a second confession only when the second confession is elicited by police questioning is clearly inconsistent with Bayer and El-stad. If the police attempted to elicit a second confession without administering Miranda warnings, then the confession would be suppressed directly under Miranda with no need to advert to the "cat out of the bag” doctrine. If the police attempted to elicit a second confession after administering Miranda warnings, then the second confession would be presumptively admissible under Elstad. If, as the State suggests, the "cat out of the bag" doctrine's applicability as restricted to situations involving police pressure to confess a second time, the doctrine would no longer serve any independent function. Given that the Supreme Court clearly indicated in Elstad that defendants can still invoke the doctrine, the Court must intend it to be applicable in situations when a second confession is not directly elicited by police questioning.
.No matter how properly a second interrogation is conducted, a suspect is likely to continue associating in his mind the identical interrogators and location with any unconstitutional physical or psychological tactics that were used
